Chapter 4
Terms of appointment
4.1
A transparent and principled appointment process is a critical feature
of a strong judicial system with the ability to act independently to uphold and
promote the rule of law. It is also a necessary feature of a robust judicial
framework that the terms of any judicial appointment include provisions that
ensure appropriate tenure, protection and remuneration of judges and that the
judiciary receives resources sufficient to discharge its functions properly.
4.2
This chapter explores:
-
the desirability of a compulsory retirement age;
-
the merit of utilising judicial officers on an acting basis;
-
whether part-time judicial appointments are appropriate; and
-
other aspects about terms of appointment raised with the
committee.
Tenure and the age of retirement
4.3
Currently, all federal judicial appointments are for a term that continues
until the judicial officer reaches the age of 70. This is a constitutional
requirement under section 72 which states in part that '...the maximum age for
Justices of any court created by the Parliament is 70 years.' Retirement as a
federal judicial officer occurs at this age unless a judge voluntarily resigns
before then or is removed under the 'misconduct or incapacity' provision of The
Constitution.[1]
4.4
In the States and Territories compulsory retirement ages vary from 65
for magistrates and 70 to 75 for judges. Judicial resources in some
jurisdictions can be retained for longer using statutory provisions that allow
for judges to continue undertaking a judicial function for further periods of
time.
4.5
Until 1977 judges of the High Court were appointed for life. The Senate
Standing Committee on Constitutional and Legal Affairs reported in October 1976
on the retirement age for Commonwealth judges.[2]
The report recommended that the maximum retiring age for judges of the High
Court be set at 70.[3]
4.6
This recommendation led to the 1977 referendum that saw the carriage of
the introduction of a compulsory retiring age for federal judges in section 72
of the Constitution. It was the third most popular constitutional amendment
since federation with some 80% of voters in support.[4]
4.7
In concluding that a compulsory retirement age for judges should be
established - a change from the approach at that time of being appointed for
life - the committee observed that:
In the view of the Committee there are a number of
[compelling] reasons for introducing a compulsory retiring age for all federal
judges:
-
It is necessary to maintain
vigorous and dynamic courts, which require the input of new and younger judges
who will bring to the bench new ideas and fresh social attitudes...
-
The relatively high average age of
federal judges does, to some extent, limit the opportunity for able legal
practitioners to serve on the bench while at the peak of their professional
abilities and before suffering the limitations of declining health.
-
In Australia and to a growing
degree in comparable countries, there is an acceptance of the need for a
compulsory retiring age for judges. In most Australian States and the mainland
territories this age is 70 years.
-
The introduction of a compulsory retiring
age may result in the automatic removal of judges still capable of some years
of service, but it will avoid the unfortunate necessity of removing a judge
who, by reasons of declining health, ought not to continue in office, but who
is unwilling to resign.[5]
4.8
The arguments made in favour of answering the referendum question in the
affirmative still have relevance today, and the use of a compulsory retirement
age was the subject of discussion with the committee.
Evidence to the committee
4.9
While not specifically arguing against a compulsory retirement age, the
Law Council of Australia notes that there are reasons to consider alternative
approaches:
The primary argument opposing a mandatory retirement age for
justices is its inflexibility, in addition to the difficulty of setting an
appropriate age. A judge's effectiveness and ability to keep abreast of new
developments in the law is not a function of age. A mandatory retirement age
could also potentially be considered a form of age discrimination.[6]
4.10
These are real considerations, but no-one has expressed a view to the
committee that they outweigh the arguments in favour of a compulsory retirement
age. As Mr Colbran QC, chairman of the National Judicial Issues Working Group,
Law Council of Australia observed:
The Law Council accepts that, on balance, the imposition of a
mandatory retirement age serves a number of important public policy objectives.
On balance, we support a mandatory retiring age. It prevents the situation of a
judge who is unable to continue with his or her duties but unwilling to resign.
As Justice Gleeson observed, you will find in our submission that it avoids the
unfairness and inappropriateness of a judge being required to decide, in his or
her own case, whether or not it is appropriate to continue.[7]
4.11
Indeed, the use of a compulsory retirement age remains the accepted
approach in all jurisdictions in Australia to determining the maximum term of all
permanent judicial appointments. The ICJ-Victoria is of the opinion that 'the
term of a judicial appointment should never be fixed other than requiring a
compulsory retirement age.'[8]
4.12
During this inquiry, no major concern was raised about either the
existence of a compulsory retirement age in the federal judiciary, nor the age
at which retirement is set. The general view put to the committee is that a
compulsory retirement age is appropriate.[9]
In fact, the Law Council of Australia noted that 'the question of security of
tenure until the maximum retirement age appears uncontroversial, as it is a
fundamental aspect of the separation of powers doctrine and Australia's
constitutional structure, and is an essential underpinning of judicial
independence'[10]
and that 'anything less than those arrangements has the effect of compromising
judicial independence.'[11]
4.13
As to an appropriate retirement age, divergent views were expressed, but
the range of difference was small. No submitters argued that the federal
retirement age is too high. However, some submitters and witnesses sought to
persuade the committee that the retirement age is too low. Mr Alexander W
Street SC, argued that:
It is now more than 30 years since [the 1977 retirement age
referendum] and it is clear that the age of retirement is too young, creates a
significant loss of most valuable judicial resources and was an overreaction to
the octogenarians serving out life appointments.[12]
4.14
The Gilbert + Tobin Centre's view of establishing in the Constitution a
retirement age of 70 years is that in retrospect the age of 70 seems too young.
The Centre proposes that the issue is one of 'raising rather than removing' the
70 year limit.[13]
However, despite its view that the retirement age could be increased, the
Centre notes that a number of practical considerations apply, including that
'it would be difficult to establish community consensus on what age retirement
should be mandated beyond the existing limit' and that even if a referendum to
revisit the issue was successful it would only increase the period of judicial
service by a few years.[14]
The Centre therefore goes on to take a pragmatic approach to the costs and
problems associated with implementing this constitutional reform:
However, we submit that alteration of this rule should not be
pursued. A reversion to granting federal judges tenure for life is
undesirable...Apart from seeking to minimise problems of infirmity and poor
capacity, a compulsory retirement age is valuable for ensuring timely renewal
of the ranks of the judiciary. This contributes positively to the law's
development and the ability of judges to appreciate changes in social mores and
technology.[15]
4.15
While supporting a fixed retirement age the ICJ-Australia argues that an
appropriate retiring age is 72 as 'many judges are fully capable of carrying
out functions to more advanced years and there is a danger of loss of valuable
experience'.[16]
Mr Street and others propose that 75 is an appropriate retirement age.[17]
4.16
The Chief Justice of Victoria also supports a compulsory retirement age,
and raised practical reasons for considering increasing the retirement age from
70 to a higher limit:
The existence of a compulsory retirement age has been
accepted for a number of years as the means for determining the outer limit of
the judicial career. What that outer limit should be has been the subject of
further consideration in recent times. This is in part a result of broader
social trends of increased life expectancy and later retirement. In Victoria it
has also been prompted by the experience in the Supreme Court which is facing
the loss of a number of experienced judges in a short period of time, posing
challenges at an organisational level. When it became clear a number of judges
reaching retirement age would happily continue, the Court was prompted to
consider whether reinstatement of the 72 age of compulsory retirement would be
appropriate given the organisational benefits.[18]
4.17
However, some eminent people have expressed support for retaining the
present age of retirement. The Hon Michael Kirby AC CMG said late last year
that 'change and turnover, fresh ideas and a reflection of the values of
different generations, is a vital aspect of a dynamic and open‑minded
final national court.'[19]
Chief Justice Bryant of the Family Court and Chief Federal Magistrate Pascoe of
the Federal Magistrates Court endorse this view for federal courts generally
and believe that the compulsory maximum retirement age 'should remain as it
presently is' under The Constitution.'[20]
4.18
The ICJ-Victoria agrees that notwithstanding that many judicial officers
continue to be capable beyond the age of 70,[21]
there is merit in a retirement age of 70 on the basis that 'turnover in
judicial office and the introduction of younger judges (albeit at least of the
age of 50) is desirable.'[22]
4.19
Relative to other statutory retirement ages, the outer limit for judges
is at the high end. This is not to imply that judges therefore lack capacity –
the point is that many judges may feel ready to retire and engage with their
communities in other ways. Evidence from Professors Roach Anleu and Mack in
relation to the compulsory retirement age was that:
While the plans of some judicial officers might be affected
by abolishing or changing compulsory retirement ages, it appears that, for most
in the judiciary, decisions about retirement are more strongly driven by
factors such as finance, health, and job satisfaction.[23]
4.20
In the project's 2007 survey of the judiciary, apparently only 18% of
judges identified statutory age as a factor influencing planned retirement age.[24]
Committee view
4.21
The committee is of the view that there are strong arguments for
increasing the compulsory age of retirement to at least 72 and possibly to 75.
The concern about losing valuable experienced and effective judicial resources prematurely
is an important consideration.
4.22
However, the committee is mindful of the inherent difficulty and cost of
achieving constitutional change at a federal level. Evidence from the Judicial
Research Project about judges' views on planning their retirement was also very
useful, in particular, that the statutory retirement age is only one factor in
a judicial officer's decision to retire and often it is not even the most
important.[25]
4.23
As Acting Chief Justice Murray says, it seems that '70 is as good an age
as any...The point that I think is important is that it provides a convenient
mechanism to end an appointment which is of good behaviour or during good
behaviour.'[26]
4.24
In light of the cost of seeking to alter the Constitution, this is not
an issue that the committee believes currently warrants further action. It is possible
that with further increases in life expectancy and advances in technology and
support the question will again arise. That will be a matter for parliaments in
the future, and possibly the not-too-distant future. In determining an
appropriate compulsory retirement age, the committee encourages jurisdictions
to consider the merit of achieving national consistency.
4.25
While Professor Williams of the Gilbert + Tobin Centre cautions that
this is not an issue that should be at the 'forefront' of constitutional
reform,[27]
he has made a very useful suggestion that the committee considers should be
adopted when the time comes to amend the compulsory retirement age for federal
judges set by section 72 of The Constitution:
I think the flaw in the Constitution is that it fixes 70 as
the retirement age. I think a better outcome would have been to say that the
retirement age must be fixed by parliament to enable it to change over time. I
think there clearly should be a retirement age; it is just that leaving it at
70 will over time become more anomalous. It would be better to have more
flexibility there. Of course, any changes to the retirement age should not
affect any sitting judges; it should only operate prospectively.[28]
4.26
If the federal compulsory retirement age is changed (either by directly
increasing the age referred to in the Constitution or by constitutionally
providing an alternative legislative process for establishing the compulsory
retirement age for judicial officers such as suggested by Professor Williams)
the committee agrees that the operation of any amendment should be prospective.
Recommendation 5
4.27
The committee recommends that all jurisdictions set a nationally
consistent compulsory retirement age for judicial officers and encourages each
jurisdiction to implement it within the next 4 years.
Recommendation 6
4.28
The committee recommends that at the next Commonwealth referendum section
72 of the Constitution should be amended in relation to the compulsory
retirement age for judges to provide that federal judicial officers are
appointed until an age fixed by Parliament.
Acting appointments
4.29
There may be appropriate ways to use retired or former judges who remain
capable and interested in judicial or related work beyond their compulsory
retirement age. For example, retired judges can be appointed as royal
commissioners, or many states and territories have the ability to appoint
acting judges. A question for the committee in relation to federal courts is:
are acting appointments inconsistent with the independence of the judiciary, or
a practical and appropriate solution to a difficult problem?
4.30
One solution for governments when their courts are faced with resource
shortages from time to time is to consider the use of acting appointments. The
States and Territories are able to supplement their judicial resources through
the use of acting judicial appointments, but the federal courts are currently
constrained in this regard. As the Family Court and Federal Magistrates Court
explain:
There cannot be an acting appointment to a federal court due
to the prohibition in the Constitution against the diminution of
judicial remuneration during office. It is further noted that changes to enable
acting appointments would require alteration to s 72 of the Constitution.[29]
4.31
Most evidence to the committee was that it is inappropriate for judges
to be appointed on an acting basis, based primarily on concern that it
seriously damages the independence of the judiciary. The ICJ-Victoria has a
firm view against the use of acting appointments:
There is simply no question in our opinion that to appoint a judge
in an 'acting' capacity either actually, or in perception, compromises that
judge's independence particularly where the State appoints judges and is also a
regular litigant in the Courts to which an acting judge might be appointed.
Cost is not a justification and, indeed, we suspect that if all the evidence
were assembled it would be discovered that the actual cost of appointment full‑time
judges, bearing in mind their workload, is highly cost effective.[30]
4.32
Another eminent organisation that is strongly opposed to acting
appointments is the Law Council of Australia. As the Council explains:
A conflict of interest arises where a judge's continued
appointment becomes subject to a decision of the Executive Government, which
may either influence or appear to influence the exercise of the judge's public
duties and functions. Judicial officers need to be able to make decisions
without fear of having their ongoing employment prejudiced by that decision,
and must have the confidence of the public that they are in a position to apply
the law impartially.[31]
4.33
The Law Council also encouraged governments to limit their use of acting
judicial appointments:
The use of acting...judges has traditionally been seen as a
measure to temporarily replace permanent judges when they retire or are on
extended leave. Relying on short term judicial appointments as a method to
overcome chronic court delays is not a viable option...
...Governments should not be tempted to make acting or
part-time appointments in order to avoid their responsibility to provide an
adequately resourced, permanent, full‑time judiciary.[32]
4.34
Others who strongly opposed acting appointments on the basis that they
undermine the principle of the independence of the judiciary include the
Judicial Conference of Australia, the ICJ-Victoria and the Law Council of
Australia.[33]
4.35
As noted above, the States and Territories are able to make acting
appointments. However, there are significant variations between the approaches
in some jurisdictions. The differences have been described as being both 'in
the legislation itself and the practical constraints that affect the way in
which the legislation is administered.'[34]
An example of a legislative constraint is limiting the maximum term of
appointment. Practical constraints include, for example, administering the
appropriate legislation cautiously such as utilising only retired judges.[35]
4.36
The Law Council of Australia uses the Victorian model to highlight some
of its concerns about the use of acting judicial officers. In Victoria legislation
was passed that permits the appointment of legal practitioners as acting judges
for 5 years or until attaining the age of 70 years if this is sooner.[36]
The Law Council's evidence to the committee is that:
...if the Victorian model of acting judges is used as an
example, it is likely that the acting judge will only receive remuneration for
whatever periods of full‑time or session work the Attorney‑General
may subsequently assign to them. It may be the case that the acting judge will
hope that if they can win the Attorney-General's favour they may secure more
frequent commissions, eventually leading to permanent tenure.[37]
4.37
This problem is said to be potentially exacerbated by the fact that in
Victoria an acting judge has no pension entitlements, 'but if he or she is
later appointed as a permanent judge their service as an acting judge can count
for pension purposes.'[38]
The Victorian approach also provides added incentive for an acting judge to
seek permanent appointment. As Victorian Justice Ronald Sackville has observed:
This means that an acting Judge coming to the end of his or
her five year term of appointment has a double incentive to be appointed a
Judge of the Court. Appointment will not only mean a secure tenured position, but
the Judge will receive credit for five years service as an acting Judge for
pension purposes. This amounts to a notional sign-on bonus that could be worth
hundreds of thousands of dollars. What if an acting Judge is hearing a case in
which the government is a party when a permanent vacancy in the Court is about
to be filled? If the government wins and the acting Judge is later appointed as
a permanent Judge, will the losing party accept that that two events were
unrelated?[39]
4.38
The committee can appreciate that this can leave a judge and the legal
system in an unhappy position because either the judge is influenced by
his or her circumstances of employment and does not decide a case
independently, or the judge is not influenced by the prevailing
situation but may be open to the criticism that the decision was made under the
influence of the vacant judicial position.
4.39
There are also arrangements in Western Australia that allow for the
appointment of acting judges from the ranks of legal practitioners. Mr John Staude
representing the Western Australia Law Society advised that these positions are
known as 'commissioners' of the Supreme Court and the District Court in that
jurisdiction. He described more fully the process for these appointments:
We do have in Western Australia a system which permits the
appointment of commissioners of the Supreme Court and of the District Court. I
have in fact served as a commissioner of the District Court- that is in the
nature of a temporary appointment, and it might be for a month or two or three.
The appointments are made according to the need of the jurisdiction, so the way
in which the appointments would come about would generally be that the head of
the jurisdiction would notify the Attorney‑General of a need to clear a
backlog of cases, to provide extra resources to the court for whatever reason –
absence of judges on leave or whatever. Traditionally in Western Australia such
positions have been filled in the Supreme Court by barristers of the rank of
Queen's Counsel or senior counsel, and in the District Court, either by senior
counsel or senior juniors.
...The work of the commissioners is limited to civil work. I do
not think that restriction is put in place by the legislation but it is a
matter of practice. ...I do not think there is any sort of formal opposition
expressed on behalf of the society to that system. It has worked for many
years. It is regarded as a necessary process to support the court on certain
occasions but generally I think both my colleagues would agree with what
Justice Murray said about the undesirability of people in practice being called
upon to meet that need... it is not difficult to then preside in a contest
between your colleagues, but it may give rise to perceptions and it may be
perceived as a process in which the traditional protections of judicial offices
are not as obviously enforced. So it is probably viewed as a necessary evil and
not an ideal means of remedying the problem of having an under-resourced court
from time to time.[40]
4.40
In evidence to the committee there was only extremely limited support of
acting appointments. While noting that 'temporary appointments interfere with
the doctrine of the separation of powers',[41]
the Public Interest Advocacy Centre could identify limited circumstances in
which temporary judges could be appointed:
...Judges should only be appointed on a temporary or acting
basis to deal with particular listing difficulties or a temporary backlog of
judicial work. Even then, such appointments should be for a short period, for
example six to twelve months. It should be to overcome a temporary difficulty,
not to create a large and continuing pool of acting judges from which
selections could be made from time to time.[42]
Committee view
4.41
The use of acting appointments could raise genuine concerns about the
independence and impartiality of the judiciary. In relation to the use of
acting appointments a number of submitters referred to the view expressed by
Sir Ninian Stephen in 1989 that:
It is fundamental to judicial independence that Judges enjoy
security of tenure until they attain retirement age. The reason is obvious. If
Judges are appointed for a fixed term, there is a danger that they will be seen
as attempting to curry favour with the Government of the day in order to obtain
reappointment for another term.[43]
4.42
The committee is also mindful of the international standards applicable
and the Human Rights Law Resource Centre's injunction in this regard. As Mr
Lynch explained:
We consider that any such appointments should be very
carefully considered and subject to stringent safeguards which ensure
compliance with the obligations and standards required by article 14 of the
International Covenant on Civil and Political Rights.[44]
4.43
An outline of the relevant international law obligations is in chapter 2
above. In addition, Article 14 of the International Covenant on Civil and Political
Rights, an extract from the United National Human Rights Committee, General
Comment No 32 and the United Nations Basic Principles on the
Independence of the Judiciary at Appendix 3 to this report.
4.44
While noting the practical considerations that play a role in a
jurisdiction making acting appointments, the committee is persuaded that acting
appointments, by their nature, are inconsistent with the appropriate
independence of the judiciary. Consequently, the committee believes that no
change should be made to the present constitutional arrangements that prohibit
the use of acting federal judicial officers.
4.45
For the purpose of clarity, the committee notes that there is some
overlap in the use of terminology in relation to acting appointments – for
example in New South Wales judges who would otherwise have had to retire at 72 can
be appointed to continue as an 'acting judge' up until the age of 77 and that appointment
can be full‑time or part-time.[45]
Although a person undertaking this type of appointment is referred to as an
'acting judge', in the committee's view the use of a retired judicial officer
is very different from the temporary appointment of a legal practitioner who
will return to that role at the end of the judicial appointment.
4.46
The committee suggests that to avoid confusion a term other than 'acting
judge' be used to refer to additional arrangements for retired or former
judges. For example, in Western Australia a retired judge can be appointed as
an 'auxiliary judge' for a period of up to a year, with a further option to
extend the term if needed and if this is suitable to the court and the judge.
As Acting Chief Justice Murray of the Western Australia Supreme Court explained
to the committee:
...it gives you the opportunity to keep on‑stream the
experience of a judge who is regarded as still having a capacity for service at
that point but gives you the ability to end the relationship without
embarrassment on either side when the use‑by date arrives.[46]
Part-time appointment
4.47
Part-time appointments as understood for the purposes of this discussion
are fundamentally different from acting appointments because the tenure of the
position is the same as for full-time appointments: that is, to the compulsory
age of retirement. The difference between them lies only in the pattern of work
for part-time judicial officers compared to full-time appointees.
4.48
Part II of the High Court of Australia Act 1979 (Cth) is seen by
some to prevent part‑time appointments to the court because it provides
that a Justice of the High Court is not capable of accepting or holding any
other office of profit within Australia.
4.49
The ICJ-Victoria agrees with this approach and 'is opposed to part-time
appointments on the basis that they have a similar consequence of compromising
judicial independence.'[47]
The Law Council of Australia also objects to part-time (and acting)
appointments and expressed the view that:
Governments should not be tempted to make acting or part time
appointments in order to avoid their responsibility to provide an adequately
resourced, permanent, full-time judiciary.[48]
4.50
The assumption (and concern) that appears to underlie these comments is
that it is likely that the person undertaking the part-time work would seek to
supplement the position with other paid work to fill the person's employment
capacity to a full‑time equivalent.
4.51
However, this is not necessarily the case, and in fact the committee's
understanding accords with submitters who approach this issue primarily on the
basis that part-time appointments are likely to be sought by people who only
wish to be in paid employment on a part‑time basis. This is implicit in
the evidence of the Chief Justice of the Supreme Court of Victoria who
explained that:
Flexible work arrangements for judicial officers are also a
matter of interest to Victorian Courts. In 2004 provisions were introduced to
allow Magistrates to work on a part time basis. Other courts have been
considering the means by which more flexible working arrangements could be
provided with the aim of:
-
retaining experienced judges for
longer;
-
removing provisions which may act
as barriers to aspiring to, or accepting, judicial appointment for sections of
the community including women; and
-
creating a simple, effective and
flexible system of additional judicial resources.
The nature of work
in the higher courts requires a different approach to traditional part-time
work, but is an option which Victorian Courts consider it is important to
pursue.[49]
4.52
The Gilbert + Tobin Centre offers qualified support for part-time
appointments at a federal level to only the Federal Magistrates Court and only
if anyone undertaking part‑time work does not also undertake any other
work.[50]
On this as basis part-time appointments 'may be seen as a means of diversifying
the pool of potential judges but there are inevitable limitations to such a
move.'[51]
In particular:
...part-time judicial work would seem a possibility only for
lower level courts given the speed with which they may deal with many of the
matters which come before them. In some Australian states magistrates are able
to work part‑time, but it would be difficult to see how at any higher
level a part‑time judiciary would not impede the progress of litigation
and inconvenience the parties.[52]
4.53
Acting Chief Justice Murray's view is that it is most desirable that any
part‑time appointment is made from the ranks of retired judges to avoid
the difficulties of being in legal practice and having to go back into the
profession. He also noted that he would support these appointments only if they
were part‑time in the sense 'that they would serve for a particular
period of months during a year.' His concerns about part‑time working
arrangements are practical:
I find it very difficult to envisage, but perhaps that is
because I come from a relatively small court. I find it very difficult to
envisage how the court would be well served by a judicial officer who is
working, say, two or three days a week...I just do not see how you could possibly
manage it. It has to be for an extended period. While you are on deck, it seems
to me that the appointment should be full‑time.[53]
4.54
The Judicial Conference of Australia had a slightly broader view of
support for part‑time arrangements because it '...is a good option of
keeping skilled practitioners unable to undertake full‑time judicial
duties.'[54]
4.55
This idea is built upon in evidence of Professors Mack and Roach Anleu
of the Judicial Research Project, who extend the concept by pointing out that a
'zero tolerance' approach to part‑time appointments may undermine the
principle of appointment based on merit:
If we go back to the idea of merit—the judiciary stands to
lose meritorious applicants if there is not some accommodation or flexibility
or recognition that different people have different kinds of needs, obligations
and relationships to the workplace.[55]
4.56
However, as the Judicial Conference recognises, for the use of part‑time
judges to be effective there are of course practical factors that need to be
considered:
It would be necessary, however, to devise a system of
appointing permanent but part-time judicial officers which does not impose
excess burdens on the other judicial officers in the relevant court. The
Judicial Conference is aware that the system of part-time magistrates in the
New South Wales Local Court appears to work well.[56]
4.57
Arrangements for part-time judges are already in place in some courts in
New South Wales. Even in the New South Wales Court of Appeal part-time
arrangements have been made for a judge working in an 'auxiliary' capacity.
Justice McColl of that court observed in relation to these circumstances: '...It
is already happening and a judge working part‑time in this capacity was
noted as being 'a substantial contributor to the court's work.'[57]
4.58
A related, but somewhat different, proposal is being developed by the
Family Court. Of considerable interest to the committee was the suggestion
brought to its attention by Chief Justice Bryant to introduce the concept of a Senior
Judge:
In recent years, the Family Court has proposed that a Judge
of the Family Court who has retired after more than ten years of service may be
appointed, by means of a new commission, to part-time judicial office in the
Family Court as a "Senior Judge" until the age of 70 years. The title
"Senior Judge" would reflect the senior status and judicial
experience of the Judges provided with the new commission.
The Senior Judges would be assigned up to one third of a
normal judicial workload and be paid in proportion. Pay could be either by
means of a fixed amount for part-time office, or on a sessional rate for work
undertaken, depending on legal advice as to the impact of the Constitution.[58]
4.59
This innovative idea is one that could warrant further exploration.
There are, as usual, practical matters to consider such as whether this
approach could be established in a way that meets the constitutional
requirements. As the Family Court explained:
This proposal has the benefit of enabling suitably qualified
Judges to provide flexibility in the management of dockets and be responsive to
the needs of the Court in particular registries as those needs arise. The
proposal would, however, require examination from a constitutional perspective
such as whether or not there is a requirement that judicial office is, by its
nature, full-time, and whether or not the proposal would likely offend the
constitutional prohibition on diminishing remuneration during office. There is
scope for part‑time appointments under the Constitution, by virtue of the
fact that multiple commissions may be held by a Judge and by the obvious
practical reality that each commission cannot be exercised in a full-time
capacity.[59]
4.60
In addition to the possible constitutional constraints, it would be
unfortunate if implementing this arrangement had the effect of leading to a
significant number of judges retiring earlier than they otherwise would have
done. However, the evidence of Professors Mack and Roach Anleu (outlined above
in relation to the retirement age discussion) that often considerations other
than the maximum retirement age prevail in reaching a decision to retire from
judicial office indicates that this is an idea that could, overall, result in
retaining experienced judicial officers for longer.
4.61
Some jurisdictions already have in place a similar arrangement whereby there
is a capacity to renew the appointment of a retired judge, although not
necessarily on a part‑time basis. For example, as discussed in the
'acting appointments' section above, in Western Australia a retired judge can
be appointed for a period of up to a year as an 'auxiliary judge', with a
further option to extend the term if needed and if this is suitable to the court
and the judge.
4.62
A key difference between these options is that the proposed Family Court
model still uses the compulsory retirement age to determine the outer limit of
the extra use of a judge. On the other hand, the Western Australian model,
though in practice it is no doubt appropriately managed and effective, does
impinge on the notion of judicial independence to the extent that there could
be the perception that a judge is deciding cases in a particular way in order
to have his or her 'auxiliary' term extended.
Committee view
4.63
The committee agrees that part-time appointments where a judicial
officer supplemented this position with other employment would be wholly inappropriate.
Recommendation 7
4.64
The committee recommends that the High Court of Australia Act 1969
(Cth) prohibition on federal judges holding another office of profit be
retained.
4.65
However, the committee suggests that it is important for a jurisdiction
to understand why the use of part-time judges is being considered and to
consider the exact nature of the terms of appointment. For example, if judges
are appointed:
-
with appropriate tenure (i.e. to the compulsory retirement age);
-
but part‑time arrangements are in place in order to provide
more flexible employment circumstances; and
-
the judge is not supplementing this role with additional
employment
this does not seem to inherently undermine judicial
independence. A consideration of importance for any jurisdiction offering this
employment arrangement would be appropriately managing the work of the court. This
give rise to matters of internal case management, but it does not trigger an
issue of principle.
4.66
The committee agrees with the Human Rights Law Resource Centre's perspective
on the use of part‑time appointments that they should not be established
in such a way as to give rise to impartiality and independence concerns, but
could be managed in such a way as benefit the judiciary:
This is something which we would support, particularly so far
as it may diversify the pool of candidates available for appointment,
including, particularly, women. But one must also be mindful of ensuring that
the principles of independence and impartiality are strictly maintained. In our
view, a judge who is a part-time judge and who maintains a part-time role in
the legal profession would raise serious issues.[60]
4.67
Another arrangement where part-time judicial officers could be
appropriate is the use of retired or former judges ('auxiliary judges'), particularly
to relieve excessive workloads or where the judicial officers involved wished
to work part-time and could be accommodated to do so. The Gilbert + Tobin
Centre has offered qualified support for part-time arrangements in lower level
courts, but is concerned about increased reliance on the use of part-time
judges. As Dr Lynch explained in evidence:
I think the initial case for use of part‑time judges
was really as a supplement than as a mainstay of the system, and I think we now
may have moved, unfortunately, to the latter. I do not think that is terribly
desirable.[61]
4.68
The use of 'auxiliary judges' over the age of 70 would require
constitutional amendment, but the committee did not examine in detail whether
other federal options for part-time employment (such as is described above) are
currently limited by constitutional constraints. However, the committee notes
Chief Justice Bryant's view that, subject to receiving formal advice from
constitutional experts, part‑time appointments for people under the age
of 70 can be made.[62]
4.69
The committee considers that the appropriate use of judicial officers
with part‑time working arrangements will be an issue of increasing
importance in attracting and retaining many talented appointees. Therefore, the
committee is of the view that a model protocol to guide arrangements for
judicial officers to work part-time should be developed. The process should be
led by the Attorney‑General in consultation with the federal courts and
the Judicial Conference of Australia. It should include appropriate safeguards
to protect the independence of the judiciary and should encourage the
appropriate use of short and long term part‑time working arrangements.
The protocol should be implemented in all federal courts and presented to SCAG for
consideration.
Recommendation 8
4.70
The committee recommends that by 30 June 2010 the Attorney-General
develop and implement a protocol that provides guidelines to federal courts for
the appropriate use of short and long term part-time working arrangements for
judicial officers.
Recommendation 9
4.71
The committee recommends that the Attorney‑General present the
protocol to the Standing Committee of Attorneys‑General for consideration
at the first meeting after 30 June 2010.
Other possible arrangements and issues
Continued judicial involvement for
6 months
4.72
An interesting suggestion was made to facilitate a further efficiency of
the federal courts by Mr Alexander Street SC. Mr Street made a recommendation
for the committee's consideration 'to permit written participation in the
delivery of reasons for judgments and written participation in the making of
orders on full courts, heard prior [to] reaching the retirement age, within 6
months after reach retirement age'.[63]
This is somewhat related to suggestions outlined above for the use of
'auxiliary' and 'senior' judges and could be included in any government
consideration of the arrangements for appointments. Such an amendment would
require constitutional amendment to permit this activity.
Family
Law Act 1975 (Cth)
4.73
In broadly considering the terms of this inquiry and improvements to
Australia's judicial system, the Family Court saw benefit in the Family Law
Act 1975 being streamlined on the basis that 'it is a voluminous statute
that is difficult to navigate, particularly for people without legal training.'[64]
One suggestion made to achieve this is to place the provisions concerning the
establishment of the Family Court and its powers and functions into a separate
act.[65]
4.74
Although this matter is somewhat tangential to the main areas of
inquiry, the committee commends this suggestion to government for
consideration.
A brief comment about remuneration, resources and a national approach
4.75
Other arrangements mentioned in this report that relate to terms of
appointment include judicial exchange. This is discussed in more detail in the
following chapter relating to the interface between the federal and state
judicial systems. However, the committee does note that a move to a national judiciary
could provide an opportunity to strengthen the independence of the judiciary in
some jurisdictions if the federal model which vests a court's administrative
decision making power in the role of its chief judicial officer is adopted
nationally,[66]
and this has implications for the terms of judicial appointments. In fact, all
of the matters discussed in this chapter could be standardised by the
development of a national judiciary, or in the interim, by the development of a
national approach to these issues. As the Chief Justice of the Supreme Court of
Victoria noted:
A national approach to issues of judicial terms of
appointment, retirement and conditions is a matter which the Supreme Court has
pursued for some time. The current discrepancies between jurisdictions are
unwarranted and inconsistent with the trend towards greater integration of
Australia's legal system.[67]
4.76
The importance of remuneration as one aspect of securing the
independence of the judiciary was highlighted in this inquiry by the Public Interest
Advocacy Centre, which said:
The appointment of judges for life or until a fixed
retirement age, and with guarantees of their pay and pension entitlements, is
central to the independence of the judiciary and both the reality and
appearance of impartiality in adjudication.[68]
4.77
Remuneration for Commonwealth judges is expressly protected from
reduction by constitutional or legislative provisions. Although in some cases
it would be technically possible that these could be amended or repealed, in
the committee's view this is unlikely and not presently a cause for concern.
The committee notes that in Australia the federal institutional independence of
the judiciary is provided for in Chapter III of The Constitution. As the
ICJ-Victoria explains:
Funding of the High Court and courts established pursuant to
Chapter III is provided for in s 81 of the Constitution:
All revenues or moneys raised or
received by the Executive Government of the Commonwealth shall form one
Consolidated Revenue Fund, to be appropriated for the purposes of the
Commonwealth in the manner and subject to the charges and liabilities
imposed by this Constitution. (emphasis added)
The federal courts, including the
High Court, fall within the words "charges and liabilities imposed by this
Constitution" found in s 81 of the Constitution. The federal courts are a
charge and a liability imposed by the Constitution.[69]
4.78
The Law Council of Australia has also pointed to anomalies between the
remuneration of judges in different jurisdictions as an issue of concern.[70]
This can lead to forum shopping for judges to ensure that they retire in a way
that maximises their superannuation and pensions. The Law Council endorses the
view of Blow J of the Supreme Court of Tasmania that 'Judicial independence
will not be promoted if a judge needs to have any eye on his or her next career
move.'[71]
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