Additional Documents

1 PDF: Australian Securities and Investments Commission - Answer to questions posed 6 September 2019 (received 11 September 2019) Australian Securities and Investments Commission - Answer to questions posed 6 September 2019 (received 11 September 2019)
2 PDF: Australian Securities and Investments Commission - Answer to questions posed 10 October 2019 (received 25 October 2019) Australian Securities and Investments Commission - Answer to questions posed 10 October 2019 (received 25 October 2019)
3 PDF: Australian Securities and Investments Commission - Answer to questions posed 10 October 2019 (received 25 October 2019) Australian Securities and Investments Commission - Answer to questions posed 10 October 2019 (received 25 October 2019)
4 PDF: Australian Securities and Investments Commission - Answer to questions posed 10 October 2019 (received 25 October 2019) Australian Securities and Investments Commission - Answer to questions posed 10 October 2019 (received 25 October 2019)
5 PDF: Australian Securities and Investments Commission - Answers to questions posed on 28 October 2019 (received 27 November 2019) Australian Securities and Investments Commission - Answers to questions posed on 28 October 2019 (received 27 November 2019)
6 PDF: Australian Securities and Investments Commission - Answers to questions posed on 27 November 2019 (received 27 November 2019) Australian Securities and Investments Commission - Answers to questions posed on 27 November 2019 (received 27 November 2019)
7 PDF: Australian Securities and Investments Commission - Answer to questions posed 19 November 2019 (received 2 December 2019) Australian Securities and Investments Commission - Answer to questions posed 19 November 2019 (received 2 December 2019)
8 PDF: Mr Jeffrey Knapp - Answer to question posed at a public hearing on 29 November 2019 (received 2 December 2019) Mr Jeffrey Knapp - Answer to question posed at a public hearing on 29 November 2019 (received 2 December 2019)
9 PDF: Treasury - Answer to questions posed at a public hearing on 29 November 2019 (received 18 December 2019) Treasury - Answer to questions posed at a public hearing on 29 November 2019 (received 18 December 2019)
10 PDF: Financial Reporting Council - Answer to question posed at a public hearing on 29 November 2019 (received 18 December 2019) Financial Reporting Council - Answer to question posed at a public hearing on 29 November 2019 (received 18 December 2019)
11 PDF: Mr Ken Trotman - Ms Celia Hammond MP - Registered company auditors - from public hearing on 29 November 2019 (received 18 December 2019) Mr Ken Trotman - Ms Celia Hammond MP - Registered company auditors - from public hearing on 29 November 2019 (received 18 December 2019)
12 PDF: Australian National Audit Office - Mr Georganas - Quality assurance - public hearing 29 November 2019 (received 19 December 2019) Australian National Audit Office - Mr Georganas - Quality assurance - public hearing 29 November 2019 (received 19 December 2019)
13 PDF: Chartered Accountants Australia and New Zealand - Answer to questions posed at a public hearing on 29 November 2019 (received 20 December 2019) Chartered Accountants Australia and New Zealand - Answer to questions posed at a public hearing on 29 November 2019 (received 20 December 2019)
14 PDF: Australian Securities and Investments Commission - Answer to questions posed 27 November 2019 (received 20 December 2019) Australian Securities and Investments Commission - Answer to questions posed 27 November 2019 (received 20 December 2019)
15 PDF: EY - Senator Whish-Wilson - Tranche 2 AML/CTF laws - public hearing 29 November 2019 (received 20 December 2019) EY - Senator Whish-Wilson - Tranche 2 AML/CTF laws - public hearing 29 November 2019 (received 20 December 2019)
16 PDF: EY - Senator Whish-Wilson - Special and general purpose financial statements - public hearing 29 November 2019 (received 20 December 2019) EY - Senator Whish-Wilson - Special and general purpose financial statements - public hearing 29 November 2019 (received 20 December 2019)
17 PDF: EY - Mr Georganas - Report Westpac finanical crime - public hearing 29 November 2019 (received 20 December 2019) EY - Mr Georganas - Report Westpac finanical crime - public hearing 29 November 2019 (received 20 December 2019)
18 PDF: EY - Senator Whish-Wilson - Litigation overview - public hearing 29 November 2019 (received 20 December 2019) EY - Senator Whish-Wilson - Litigation overview - public hearing 29 November 2019 (received 20 December 2019)
19 PDF: Deloitte - Senator Whish-Wilson - auditor liability - public hearing 29 November 2019 (received 10 January 2020) Deloitte - Senator Whish-Wilson - auditor liability - public hearing 29 November 2019 (received 10 January 2020)
20 PDF: Deloitte - Senator Whish-Wilson - Corporate failure and audit quality - public hearing 29 November 2019 (received 10 January 2020) Deloitte - Senator Whish-Wilson - Corporate failure and audit quality - public hearing 29 November 2019 (received 10 January 2020)
21 PDF: Deloitte - Senator O'Neill - ASIC Audit inspections - public hearing 29 November 2019 (received 10 January 2020) Deloitte - Senator O'Neill - ASIC Audit inspections - public hearing 29 November 2019 (received 10 January 2020)
22 PDF: Deloitte - Senator O'Neill - Work health and safety - public hearing 29 November 2019 (received 10 January 2020) Deloitte - Senator O'Neill - Work health and safety - public hearing 29 November 2019 (received 10 January 2020)
23 PDF: KPMG - Senator O'Neill - Ferrier Hodgson - public hearing 29 November 2019 (received 10 January 2020) KPMG - Senator O'Neill - Ferrier Hodgson - public hearing 29 November 2019 (received 10 January 2020)
24 PDF: KPMG - Senator O'Neill -  Work health and safety - public hearing 29 November 2019 (received 10 January 2020) KPMG - Senator O'Neill - Work health and safety - public hearing 29 November 2019 (received 10 January 2020)
25 PDF: KPMG - Senator O'Neill - No disclosure agreements - public hearing 29 November 2019 (received 10 January 2020) KPMG - Senator O'Neill - No disclosure agreements - public hearing 29 November 2019 (received 10 January 2020)
26 PDF: KPMG - Mr Georganas - Everett assignment - public hearing 29 November 2019 (received 10 January 2020) KPMG - Mr Georganas - Everett assignment - public hearing 29 November 2019 (received 10 January 2020)
27 PDF: KPMG - Senator O'Neill - Everett Assignment emails - public hearing 29 November 2019 (received 10 January 2020) KPMG - Senator O'Neill - Everett Assignment emails - public hearing 29 November 2019 (received 10 January 2020)
28 PDF: KPMG - Senator Whish-Wilson - List of corporate collapses - public hearing 29 November 2019 (received 10 January 2020) KPMG - Senator Whish-Wilson - List of corporate collapses - public hearing 29 November 2019 (received 10 January 2020)
29 PDF: KPMG - Senator Whish-Wilson - Litigation trends - public hearing 29 November 2019 (received 10 January 2020) KPMG - Senator Whish-Wilson - Litigation trends - public hearing 29 November 2019 (received 10 January 2020)
30 PDF: KPMG - Senator O'Neill - CPS 220 work - public hearing 29 November 2019 (received 10 January 2020) KPMG - Senator O'Neill - CPS 220 work - public hearing 29 November 2019 (received 10 January 2020)
31 PDF: KPMG - Senator O'Neill - section 311 notification statistics - public hearing 29 November 2019 (received 10 January 2020) KPMG - Senator O'Neill - section 311 notification statistics - public hearing 29 November 2019 (received 10 January 2020)
32 PDF: NAB - Mr Georganas - Risk division employee statistics - public hearing 9 December 2019 (received 10 January 2020) NAB - Mr Georganas - Risk division employee statistics - public hearing 9 December 2019 (received 10 January 2020)
33 PDF: PwC - Senator Whish-Wilson - ExxonMobile - Special purpose accounts - public hearing 9 December 2019 (received 12 January 2020) PwC - Senator Whish-Wilson - ExxonMobile - Special purpose accounts - public hearing 9 December 2019 (received 12 January 2020)
34 PDF: PwC - Mr Gorman - Westpac War Room - public hearing 9 December 2019 (received 12 January 2020) PwC - Mr Gorman - Westpac War Room - public hearing 9 December 2019 (received 12 January 2020)
35 PDF: PwC - Senator O'Neill - Offshore Service centres - public hearing 9 December 2019 (received 12 January 2020) PwC - Senator O'Neill - Offshore Service centres - public hearing 9 December 2019 (received 12 January 2020)
36 PDF: PwC - Senator O'Neill - CPS 220 - public hearing 9 December 2019 (received 12 January 2020) PwC - Senator O'Neill - CPS 220 - public hearing 9 December 2019 (received 12 January 2020)
37 PDF: PwC - Senator O'Neill - Retirement payments - public hearing 9 December 2019 (received 12 January 2020) PwC - Senator O'Neill - Retirement payments - public hearing 9 December 2019 (received 12 January 2020)
38 PDF: EY - Senator O'Neill - CPS 220 proposals - Written questions from 18 December 2020 (received 16 January 2020) EY - Senator O'Neill - CPS 220 proposals - Written questions from 18 December 2020 (received 16 January 2020)
39 PDF: Auditing and Assurance Standards Board - Senator Whish-Wilson - Breaches of audit laws and standards - Written questions from 23 December 2020 (received 29 January 2020) Auditing and Assurance Standards Board - Senator Whish-Wilson - Breaches of audit laws and standards - Written questions from 23 December 2020 (received 29 January 2020)
40 PDF: Financial Reporting Council - Senator Whish-Wilson - Retirement plan - Written questions from 23 December 2020 (received 29 January 2020) Financial Reporting Council - Senator Whish-Wilson - Retirement plan - Written questions from 23 December 2020 (received 29 January 2020)
41 PDF: Deloitte - Senator Whish-Wilson - Audit failures - Written questions 23 December 2019 (received 29 January 2020) Deloitte - Senator Whish-Wilson - Audit failures - Written questions 23 December 2019 (received 29 January 2020)
42 PDF: Deloitte - Senator Whish-Wilson - ASIC audit inspections - Written questions 23 December 2019 (received 29 January 2020) Deloitte - Senator Whish-Wilson - ASIC audit inspections - Written questions 23 December 2019 (received 29 January 2020)
44 PDF: Deloitte - Senator Whish-Wilson - General purpose financial statements - Written questions 23 December 2019 (received 29 January 2020) Deloitte - Senator Whish-Wilson - General purpose financial statements - Written questions 23 December 2019 (received 29 January 2020)
45 PDF: Deloitte - Senator Whish-Wilson - Money Laundering - Written questions 23 December 2019 (received 29 January 2020) Deloitte - Senator Whish-Wilson - Money Laundering - Written questions 23 December 2019 (received 29 January 2020)
46 PDF: Deloitte - Senator Whish-Wilson - Prices and revenue - Written questions 23 December 2019 (received 29 January 2020) Deloitte - Senator Whish-Wilson - Prices and revenue - Written questions 23 December 2019 (received 29 January 2020)
47 PDF: Deloitte - Senator Whish-Wilson - Partner tax rates - Written questions 23 December 2019 (received 29 January 2020) Deloitte - Senator Whish-Wilson - Partner tax rates - Written questions 23 December 2019 (received 29 January 2020)
48 PDF: Deloitte - Senator Whish-Wilson - Retirement plans for former partners - Written question 23 December 2019 (received 29 January 2020) Deloitte - Senator Whish-Wilson - Retirement plans for former partners - Written question 23 December 2019 (received 29 January 2020)
49 PDF: Deloitte - Senator Whish-Wilson - Financial services remediation programs - Written question 23 December 2019 (received 29 January 2020) Deloitte - Senator Whish-Wilson - Financial services remediation programs - Written question 23 December 2019 (received 29 January 2020)
50 PDF: Deloitte - Senator Whish-Whilson - Government contracts - Written questions 23 Decembe 2019 UPDATED 17 February 2020 (received 29 January 2020) Deloitte - Senator Whish-Whilson - Government contracts - Written questions 23 Decembe 2019 UPDATED 17 February 2020 (received 29 January 2020)
51 PDF: KPMG - Senator Whish-Wilson - Audit failures - Written questions 23 December 2019 (received 30 January 2020) KPMG - Senator Whish-Wilson - Audit failures - Written questions 23 December 2019 (received 30 January 2020)
52 PDF: KPMG - Senator Whish-Wilson - ASIC audit inspections - Written questions 23 December 2019 (received 30 January 2020) KPMG - Senator Whish-Wilson - ASIC audit inspections - Written questions 23 December 2019 (received 30 January 2020)
53 PDF: KPMG - Senator Whish-Wilson - General purpose financial statements - Written questions 23 December 2019 (received 30 January 2020) KPMG - Senator Whish-Wilson - General purpose financial statements - Written questions 23 December 2019 (received 30 January 2020)
54 PDF: KPMG - Senator Whish-Wilson - Money laundering - Written questions 23 December 2019 (received 30 January 2020) KPMG - Senator Whish-Wilson - Money laundering - Written questions 23 December 2019 (received 30 January 2020)
55 PDF: KPMG - Senator Whish-Wilson - Prices and revenue - Written questions 23 December 2019 (received 30 January 2020) KPMG - Senator Whish-Wilson - Prices and revenue - Written questions 23 December 2019 (received 30 January 2020)
56 PDF: KPMG - Senator Whish-Wilson - Partner tax rates - Written questions 23 December 2019 (received 30 January 2020) KPMG - Senator Whish-Wilson - Partner tax rates - Written questions 23 December 2019 (received 30 January 2020)
57 PDF: KPMG - Senator Whish-Wilson - Retirement plans for former partners - Written questions 23 December 2019 (received 30 January 2020) KPMG - Senator Whish-Wilson - Retirement plans for former partners - Written questions 23 December 2019 (received 30 January 2020)
58 PDF: KPMG - Senator Whish-Wilson - Financial services remediation programs - Written question 23 December 2019 (received 30 January 2020) KPMG - Senator Whish-Wilson - Financial services remediation programs - Written question 23 December 2019 (received 30 January 2020)
59 PDF: KPMG - Senator Whish-Wilson - Government contracts - Written question 23 December 2019, updated 12 February 2020 (received 30 January 2020) KPMG - Senator Whish-Wilson - Government contracts - Written question 23 December 2019, updated 12 February 2020 (received 30 January 2020)
60 PDF: PwC - Senator Whish-Wilson - Audit failure - Written questions 23 December 2019 (received 31 January 2020) PwC - Senator Whish-Wilson - Audit failure - Written questions 23 December 2019 (received 31 January 2020)
61 PDF: PwC - Senator Whish-Wilson - ASIC audit inspections - Written questions 23 December 2019 (received 31 January 2020) PwC - Senator Whish-Wilson - ASIC audit inspections - Written questions 23 December 2019 (received 31 January 2020)
63 PDF: PwC - Senator Whish-Wilson - Money laundering - Written questions 23 December 2019 (received 31 January 2020) PwC - Senator Whish-Wilson - Money laundering - Written questions 23 December 2019 (received 31 January 2020)
64 PDF: PwC - Senator Whish-Wilson - Prices and revenue - Written questions 23 December 2019, including correction (received 31 January 2020) PwC - Senator Whish-Wilson - Prices and revenue - Written questions 23 December 2019, including correction (received 31 January 2020)
65 PDF: PwC - Senator Whish-Wilson - Partner tax rates - Written questions 23 December 2019 (received 31 January 2020) PwC - Senator Whish-Wilson - Partner tax rates - Written questions 23 December 2019 (received 31 January 2020)
66 PDF: PwC - Senator Whish-Wilson - Retirement Plans for former partners - Written questions 23 December 2019 (received 31 January 2020) PwC - Senator Whish-Wilson - Retirement Plans for former partners - Written questions 23 December 2019 (received 31 January 2020)
67 PDF: PwC - Senator Whish-Wilson - Financial services remediation programs - Written questions 23 December 2019 (received 31 January 2020) PwC - Senator Whish-Wilson - Financial services remediation programs - Written questions 23 December 2019 (received 31 January 2020)
68 PDF: PwC - Senator Whish-Wilson - Government contracts - Written questions 23 December 2019 (received 31 January 2020) PwC - Senator Whish-Wilson - Government contracts - Written questions 23 December 2019 (received 31 January 2020)
69 PDF: EY - Senator Whish-Wilson - Audit failure - Written questions 23 December 2019 (received 3 February 2020) EY - Senator Whish-Wilson - Audit failure - Written questions 23 December 2019 (received 3 February 2020)
70 PDF: EY - Senator Whish-Wilson - ASIC Audit Inspections - Written questions 23 December 2019 (received 3 February 2020) EY - Senator Whish-Wilson - ASIC Audit Inspections - Written questions 23 December 2019 (received 3 February 2020)
71 PDF: EY - Senator Whish-Wilson - General Purpose Financial Statements - Written questions 23 December 2019 (received 3 February 2020) EY - Senator Whish-Wilson - General Purpose Financial Statements - Written questions 23 December 2019 (received 3 February 2020)
72 PDF: EY - Senator Whish-Wilson - Money laundering - Written questions 23 December 2019 (received 3 February 2020) EY - Senator Whish-Wilson - Money laundering - Written questions 23 December 2019 (received 3 February 2020)
73 PDF: EY - Senator Whish-Wilson - Prices and revenue - Written questions 23 December 2019 (received 3 February 2020) EY - Senator Whish-Wilson - Prices and revenue - Written questions 23 December 2019 (received 3 February 2020)
74 PDF: EY - Senator Whish-Wilson - Partner tax rates - Written questions 23 December 2019 (received 3 February 2020) EY - Senator Whish-Wilson - Partner tax rates - Written questions 23 December 2019 (received 3 February 2020)
75 PDF: EY - Senator Whish-Wilson - Retirement plans for former partners - Written questions 23 December 2019 (received 3 February 2020) EY - Senator Whish-Wilson - Retirement plans for former partners - Written questions 23 December 2019 (received 3 February 2020)
76 PDF: EY - Senator Whish-Wilson - Financial services remediation programs - Written questions 23 December 2019 (received 3 February 2020) EY - Senator Whish-Wilson - Financial services remediation programs - Written questions 23 December 2019 (received 3 February 2020)
77 PDF: EY - Senator Whish-Wilson - Government contracts - Written questions 23 December 2019 (received 3 February 2020) EY - Senator Whish-Wilson - Government contracts - Written questions 23 December 2019 (received 3 February 2020)
78 PDF: Australian Securities and Investments Commission - Senator Whish-Wilson - Audit and auditor's report - Written questions 23 December 2019 (received 5 February 2020) Australian Securities and Investments Commission - Senator Whish-Wilson - Audit and auditor's report - Written questions 23 December 2019 (received 5 February 2020)
79 PDF: Australian Securities and Investments Commission - Senator Whish-Wilson - Auditing standards - Written questions 23 December 2019 (received 5 February 2020) Australian Securities and Investments Commission - Senator Whish-Wilson - Auditing standards - Written questions 23 December 2019 (received 5 February 2020)
80 PDF: Australian Securities and Investments Commission - Senator Whish-Wilson - Auditing inspections - Written questions 23 December 2019 (received 5 February 2020) Australian Securities and Investments Commission - Senator Whish-Wilson - Auditing inspections - Written questions 23 December 2019 (received 5 February 2020)
81 PDF: Australian Securities and Investments Commission - Senator Whish-Wilson - Code of ethics for professional Accountants - Written questions 23 December 2019 (received 5 February 2020) Australian Securities and Investments Commission - Senator Whish-Wilson - Code of ethics for professional Accountants - Written questions 23 December 2019 (received 5 February 2020)
82 PDF: Australian Securities and Investments Commission - Senator Whish-Wilson - Audit failures - Written question 23 December 2019 (received 5 February 2020) Australian Securities and Investments Commission - Senator Whish-Wilson - Audit failures - Written question 23 December 2019 (received 5 February 2020)
83 PDF: Australia Prudential Regulation Authority - Public Hearing 7 February 2020 (received 17 February 2020) Australia Prudential Regulation Authority - Public Hearing 7 February 2020 (received 17 February 2020)

See Also

Other information presented to the inquiry

Committee Secretariat contact:

Committee Secretary
Parliamentary Joint Committee on Corporations and Financial Services
PO Box 6100
Parliament House
Canberra ACT 2600

Phone: +61 2 6277 3583
Fax: +61 2 6277 5719
corporations.joint@aph.gov.au

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