Appendix 5 - Lockhart Review recommendations and explanations
Note: The following summary of the Lockhart
Committee's views and recommendations is reproduced from the Legislation
Review, pp.162-183.
The Committee concludes that Australia should continue to have
national legislation imposing prohibitions on reproductive cloning and some
other ART practices, as well as strict control and monitoring, under licence,
of human embryo research.
Recommendation — national legislation
Clinical practice and
scientific research involving assisted reproductive technologies (ART) and the
creation and use of human embryos for research purposes should continue to be subject
to specific national legislation.
17.3 Prohibited practices
The Committee considers that most of the practices that are
currently prohibited in the Acts should continue to be prohibited. This
includes a total prohibition on reproductive cloning.
The Committee also considers that there should continue to
be a total prohibition on the implantation, into the body of a woman, of
embryos other than those created by the fertilisation of a human egg by a human
sperm.
Furthermore, the Committee also holds the view that the
creation of embryos other than by the fertilisation of a human egg by a human
sperm should also continue to be prohibited except for the limited
circumstances indicated below and in Section 17.4, where the Committee suggests
that some such embryos could be created and used for research purposes but
never implanted into the body of woman.
These prohibited practices are discussed in detail in the
remainder of this section. Prohibitions on import, export and commercial
trading of embryos and gametes are discussed in Sections 17.11 and 17.12.
Reproductive cloning
The Committee heard strong agreement between all groups that
human reproductive cloning should continue to be prohibited on ethical grounds.
The serious health and safety issues associated with the birth of live, cloned
animals was also seen as a reason to prohibit this procedure in humans. The Committee’s
view is that the prohibition of human reproductive cloning should be maintained
because of these ethical and safety concerns.
Recommendation — reproductive cloning
2. Reproductive cloning
should continue to be prohibited.
Developing and implanting embryos categorised as
‘prohibited embryos’
The Committee considered the ‘prohibited embryos’ mentioned
in the PHC Act. These include:
- embryos created by nuclear transfer
- embryos created by other methods not involving fertilisation of
eggs by sperm
- human–animal hybrid or chimeric embryos
- embryos with genetic material from more than two people
- embryos with genetic alterations.
The Committee noted that there was strong community
objection to the implantation of such prohibited embryos into the body of a woman
or to their development in any other way beyond 14 days. The Committee sees no
reason to depart from this strong community objection.
The Committee’s view on the creation of embryos by nuclear
transfer or other methods not involving fertilisation of eggs by sperm is
discussed in Section 17.4.
The Committee noted that the creation of human–animal hybrid
or chimeric embryos[1] was
only mentioned in a few of the submissions and hearings. However, there was an
implicit understanding that the creation of such entities could be of concern
to the community. Therefore, the Committee’s view is that creation of such
embryos for reproductive purposes (that is, development beyond 14 days and implantation
of such embryos) should continue to be prohibited.
However, because of the potential benefits, and to avoid the
need for obtaining additional human gametes for research purposes, the
Committee considers that fertilisation of animal gametes by human gametes
should be permitted up to, but not including, the first cell division, to allow
testing of human gamete maturity or viability as indicated in Recommendation
17.
The Committee also suggests that, under limited
circumstances, human–animal hybrid or chimeric embryos could be used, under
licence, for preliminary investigations of nuclear transfer technologies. The
Committee reached this view because this procedure could reduce the need for
human egg donation (see Recommendation 24).
Similarly, with respect to embryos with more than two
genetic parents (including those created using cytoplasmic transfer), embryos
using precursor cells from a human embryo or a human fetus, and embryos
carrying heritable changes to the genome, the Committee’s view is that the
creation of such embryos for reproductive purposes should remain prohibited
(that is, development and implantation of such embryos should be prohibited)
due to the lack of social support for these practices and concerns about
safety.
However, the Committee’s view is that these methods could be
used for research, under licence, to advance knowledge and investigate specific
diseases and conditions. Further discussion of these proposed licensed
activities is included in Section 17.4.
The Committee also considers that placing any human embryo
into an animal or into the body of a human apart from into a woman’s
reproductive tract, or placing an animal embryo into the body of a human for
any period of gestation, should also continue to be prohibited because these
practices are repugnant to the community. Similarly, the Committee did not hear
any arguments for lifting the prohibition on the collection of viable embryos
from a woman and therefore considers that this prohibition should continue.
Recommendations —
prohibitions on developing and implanting embryos
- Implantation into the reproductive tract of a woman of a
human embryo created by any means other than fertilisation of an egg by a sperm
should continue to be prohibited.
- Development of a human embryo created by any means beyond 14
days gestation in any external culture or device should continue to be
prohibited.
- Implantation into the reproductive tract of a woman of a
human–animal hybrid or chimeric embryo should continue be prohibited.
- Development of a human–animal hybrid or chimeric embryo
should continue to be prohibited, except as indicated in Recommendation 17.
- Placing a human embryo into an animal or into the body of a
human apart from into a woman’s reproductive tract, or placing an animal embryo
into the body of a human, for any period of gestation, should all remain
prohibited.
- Implantation into the reproductive tract of a woman of an
embryo created with genetic material provided by more than two people should
continue to be prohibited.
- Implantation into the reproductive tract of a woman of an embryo
created using precursor cells from a human embryo or a human fetus should
continue to prohibited.
- Implantation into the reproductive tract of a woman of an
embryo carrying heritable alterations to the genome should continue to
prohibited.
- Collection of a viable human embryo from the body of a woman
should continue to be prohibited
Creating human embryos for any purpose other than to
achieve a pregnancy in a woman
During the review hearings, at the discussion forums and
through the written submissions, the Committee heard a range of views on the
status and potential of a human embryo (see Chapter 8). These views were
underpinned by different values and beliefs about the time that human life
starts, and the social and moral status of a human embryo. These beliefs, in
turn, affected the relative weight placed on the right to life of a human
embryo, the potential to help people have children, and the potential to
improve or save the lives of people living with incurable diseases or injuries.
Currently, the prohibition of creating a human embryo for
any purpose apart from to achieve a pregnancy in a woman prevents the creation
and use of fresh embryos for research. The provisions of the RIHE Act for
declaring embryos to be excess ART embryos and giving proper consent for
research, have also precluded the immediate (fresh) use of any unfit or
‘surplus’ ART embryos (see Chapter 4).
The Committee therefore discussed the possibility of
permitting the creation of embryos for research, particularly because some ART
researchers also suggested that relaxation of current laws to allow the production
of fertilised human embryos to be used for embryology studies would be
beneficial to the further development of safe and successful ART treatments.
In this regard, the Committee noted that, in nature, many
embryos fail to implant or to become a viable pregnancy. The Committee also
noted that ART embryos that are surplus to reproductive needs are allowed to
die. These arguments were used by some to justify the possible creation of
embryos for research.
On the other hand, the Committee noted that a human embryo
created by gamete fusion is regarded as a significant entity associated with
the purpose of having babies.The creation of such embryos is widely accepted
for helping people who would otherwise have difficulty having a family, but
there is little general support for the creation of such embryos for research
purposes. The Committee therefore formed the view that the prohibition on
creating human embryos by fertilisation (using human eggs and sperm) for any
purpose apart from seeking to achieve a pregnancy should be maintained.
However, as noted below, the Committee considers that research on eggs
fertilised by sperm should be permitted up until the first cell division.
Recommendations —
creation of human embryos by fertilisation
- Creation of human embryos by fertilisation of human eggs by
human sperm should remain restricted to ART treatment for the purposes of
reproduction.
- Creation of human embryos by fertilisation of human eggs by
human sperm to create embryos for the purposes of research should continue to
be prohibited except in the situation described in Recommendation 15.
17.4 Research and other activities involving human
embryos permitted under licence
Use of excess ART embryos
Although some respondents to the reviews thought that all
uses of human embryos should be prohibited, the Committee considered that,
overall, there was support for the use of excess ART embryos in research under
the provisions of the RIHE Act. This view was also heard from ART consumers,
many of whom have donated their excess embryos for research.
Excess ART embryos have been used for research and other
activities to improve the clinical practice of ART (see below) or for the
derivation of embryonic stem cells. Many respondents expressed a view that
embryonic stem cells are not required because adult stem cells could be used
instead. In terms of this argument, the Committee carefully considered all the
submissions on embryonic stem cell research and equivalent research on adult
stem cells, and noted the following issues:
- Many of the arguments regarding the clinical utility of embryonic
stem and adult stem cell research were based on speculation rather than on
established data.
- While the findings of embryonic stem cell research have not yet
translated into any clinical trials or treatments, the use of excess ART
embryos to derive embryonic stem cell lines has contributed to progress in
advancing our understanding of stem cells and research directed to future
therapeutic outcomes of stem cell research.
- Although there has been substantial progress in adult stem cell
research in the past few years, the developments in adult stem cell research do
not remove the need to make progress in embryonic stem cell research. The
Committee agrees with the views of the many researchers who consider that both
types of research should continue.
- The range of diseases and conditions that may be treated by
therapies developed from stem cell research is substantial, and therefore the
number of people who may ultimately benefit from such research is high.
Therefore, the Committee’s view is that further research on
embryonic stem cells is required and that this provides a justification for the
use of excess ART embryos for research purposes.
Some respondents suggested that ART clinics produce more ART
embryos than required for treatment in order to ensure a supply of excess ART
embryos for research. However, the Committee received no evidence that this is
the case and therefore rejects this view. Furthermore, ART clinics told the Committee
that the number of excess ART embryos that have been donated for research
exceeds the number that is required for current research projects.
Information about the number of embryos created, implanted
and stored is already provided by each ART clinic in its annual Reproductive
Technology Accreditation Committee (RTAC) report(see Chapter 12). In practice,
the number of embryos created and implanted per cycle of ART treatment has been
decreasing over the past decade as techniques have improved and reduced the
risks of multiple births (see Section 4.2).
The Committee also noted that the sunset clause (RIHE Act
s46), which has now lapsed, was a response to similar concerns in 2002, and an
instrument of government to provide time for the development of an appropriate
licensing and inspection system. The licensing system is now in place and the
RTAC monitoring and annual reporting mechanisms for ART clinics are well
established. Therefore, the Committee concludes that there is no further need
to restrict the use of excess ART embryos to those produced before a specified
date or for any further mechanism for monitoring of this process.
Recommendation — use of
excess ART embryos in research
- Use of excess ART embryos in research should continue to be
permitted, under licence, as under current legislation.
ART clinical practice and ART
research
The Committee was concerned to hear that the legislation has
had the apparently unintended consequence of preventing research into improved
methods for achieving pregnancy in ART clinics. In particular, the legislation
has stopped research on culture and maturation of immature eggs (‘in vitro maturation
of oocytes’, or IVM), frozen oocyte storage, various aspects of in vitro
fertilisation (IVF), and gamete (egg and sperm) development. The ability to
produce mature oocytes in culture provides a way of reducing the use of
follicle stimulating hormone and would therefore benefit women undergoing ART.
It may also allow the production of mature oocytes from frozen ovarian tissue,
such as tissue stored before cancer therapy.
The Committee heard that research on the maturation of eggs
has been prevented under the current legislation, because testing the viability
of mature eggs requires either fertilisation by sperm, or chemical activation
(parthenogenesis). Under the definitions and prohibitions in the current
legislation, both these activities are illegal. The development of methods to
freeze oocytes and of better methods of fertilisation has also been prevented
for similar reasons. In addition, the prohibition on creation of hybrid
embryos, combined with the current definition of an embryo, has further limited
IVF research (for example, by preventing tests of sperm quality involving
fertilisation of hamster eggs).
The Committee considered several options for changes to the
legislation to allow these areas of ART research to resume:
- changing the definition of a human embryo to a slightly later
stage in the fertilisation process, in accordance with Victorian and other
legislation that was in place before the national legislation was passed in
2002;
- removing parthenogenetic embryos from the definition of a human
embryo or human embryo clone, thus allowing oocyte activation; or
- lifting the prohibition on creating embryos by fertilisation of
eggs with sperm for research use.
The Committee noted that changing the definition of a human
embryo to a slightly later stage in the fertilisation process (the first cell
division) would allow much of the research described above to occur without
breaking the law, while still maintaining a very broad definition of an embryo
in line with all the community views expressed to them during the reviews. This
is discussed in detail in Section 17.5.
In connection with the second option, the Committee heard
from ART researchers and practitioners that, although parthenogenetic
activation can be induced using chemical or other activation methods, it also
occurs spontaneously in vitro and in nature. The Committee’s view is therefore
that intentional parthenogenetic activation of oocytes should be permitted,
under licence, for development for up to 14 days, but that implantation of
parthenogenetically activated oocytes into a women’s reproductive tract should
continue to be prohibited (see Recommendation 3).
The third option (permitting creation of embryos by
fertilisation for research) is discussed in Section 17.3) and was rejected by
the Committee.
The Committee also heard that requiring a licence for
training and quality assurance activities has presented an administrative
barrier to these necessary aspects of ART clinical practice activities. The current
process of applying for a licence is time-consuming and not well suited to
these activities, which depend on factors such as staffing requirements.
Furthermore, at times, there may be a need for rapid action to resolve a
specific quality assurance issue. However, in view of the strong community attitudes
supporting the regulation of this sensitive area, the Committee’s view is that
all research involving human embryos should continue to require a licence.
However, it is also the Committee’s view that the licensing process for these
activities could be facilitated by the Licensing Committee developing a
proforma application for training and quality assurance activities in ART
clinics.
Finally, it is the Committee’s view that cytoplasmic
transfer offers potential for the treatment of mitochondrial disease and to
improve fertilisation for some women. Therefore, consideration should be given
to research, under licence, on this procedure.
Recommendations — ART
clinical practice and ART research
- Research involving fertilisation of human eggs by human
sperm up to, but not including, the first cell division should be permitted for
research, training and improvements in clinical practice of ART.
- Testing of human oocytes for maturity by fertilisation up
to, but not including, the first cell division or by parthenogenetic activation
should be permitted for research, training and improvements in clinical
practice of ART.
- Certain interspecies fertilisation and development up to,
but not including, the first cell division should be permitted for testing
gamete viability to assist ART training and practice.
- The Licensing Committee should develop a simple proforma
application for licences to undertake training and quality assurance activities
for ART clinics.
- Consideration should be given to the use of cytoplasmic
transfer (including transfer of mitochondrial DNA), under licence, for research
on mitochondrial disease and other uses to improve ART treatment.
Use of fresh embryos, including pre-implantation genetic
diagnosis embryos
The Committee heard several arguments in favour of using
fresh embryos (rather than frozen embryos) for ART research, training and
quality assurance activities, and for the derivation of embryonic stem cells.
These procedures cannot occur under the current legislation because of the
requirements to first declare an embryo as an excess ART embryo and then
complete ‘proper consent’ procedures. When the research involves damage or
destruction of the embryos, ‘proper consent’ must allow a two-week cooling-off
period, during which time those responsible for the embryo can withdraw their
consent.
Under current arrangements, embryos that are not suitable
for implantation for any reason, including embryos that are found to have a
genetic disease using preimplantation genetic diagnosis, are allowed to die and
are not available for research. However, ART researchers and practitioners told
the Committee that such embryos would be a useful source of fresh (albeit
unsuitable for implantation) embryos for research, training and quality
assurance activities. Embryonic stem cell researchers would also like to
generate stem cells from embryos carrying genetic defects (eg after
pre-implantation genetic diagnosis) to study the cause and treatment of genetic
diseases.
It appeared to the Committee that the RIHE Act is not clear
on whether such embryos could ever be considered to be ‘excess ART embryos’
(because they are not suitable for reproductive use in the first place), and
therefore whether they could ever lawfully be used for research purposes (even
if they are first frozen). In Victoria, this ambiguity is removed because
freezing embryos that are not suitable for implantation is prohibited under the
Victorian Infertility Act 1995. However, this is not the case in other States
and Territories.
In view of these ambiguities in the Act, as well as the
potential use of embryos that are not suitable for implantation in research,
training and quality assurance activities, the Committee considers that there should
be clear and unambiguous provisions within the legislation and licensing
arrangements for declaring embryos that are unsuitable for implantation as
‘surplus embryos’, and that such embryos should be permitted to be used for
research, training and improvements in clinical practice. However, the
Committee acknowledges that, although in some cases the suitability for
implantation is an objective decision (eg when the embryo has been diagnosed by
PGD to carry a genetic disorder), in other cases it may be subjective (eg when
the embryo appears less healthy). Therefore, the Committee’s view is that
objective criteria should be developed by an expert body, for use in determining
whether an embryo is unsuitable for implantation. These criteria could include
embryos that have not undergone cell divisions, carry additional pronuclei or
show other major chromosomal defects.
Consent arrangements for the use of fresh embryos are
discussed in Section 11.2.
Recommendations — use of
fresh ART embryos
- An expert body should formulate objective criteria to define
those embryos that are unsuitable for implantation.
- Fresh ART embryos that are unsuitable for implantation, as
defined by the objective criteria, should be permitted to be used, under
licence, for research, training and improvements in clinical practice.
- Fresh ART embryos that are diagnosed by preimplantation
genetic diagnosis (according to the ART guidelines) as being unsuitable for
implantation should be permitted to be used, under licence, for research,
training and improvements in clinical practice.
Somatic cell nuclear transfer
The Committee heard that research using excess ART embryos,
under licence, since 2002 has yielded a number of new embryonic stem cell
lines, and that researchers are working with these to refine the methods of
cell culture and differentiation that will be needed to develop cellular
therapies. However, the Committee also heard from those involved in the field
that further development of this area of research requires the creation of
human embryo clones to generate embryonic stem cells that are either patient-matched
for development of specific cellular therapies, or of known genotype for
disease modelling and other research (so-called therapeutic cloning).
Furthermore, although much publicity to date has been
attached to the use of embryonic stem cells to develop cellular transplantation
therapies, the Committee noted that, based on the submissions of experts
working in the field, embryonic stem cells have potentially useful applications
in other areas of medical research, such as for studying cell differentiation
in healthy and diseased tissues (disease modelling studies) and for drug
screening. Such studies could increase understanding of disease processes and
lead to cures for diseases through other means apart from cellular therapies.
The Committee’s view is that there is scientific merit in the use of embryonic
stem cells for this type of research.
The Committee acknowledges the advances that have been made
in research into adult stem cells, and that adult stem cells have been used
successfully in the treatment of some human diseases, especially bone marrow
transplantation. However, to date, the potentiality of adult stem cells, in
terms of the number of cell types that can be generated, is still unclear and
certainly less than for embryonic stem cells.
The Committee has therefore reached an opinion, based
especially on the evidence of experts who work directly in one or both fields
of stem cell research (adult or embryonic), that further research involving
both adult and embryonic stem cells is required to improve knowledge and to
develop effective disease treatments.
The Committee heard that research using human cloning to
generate embryonic stem cells is proceeding in several other countries where
these technologies are legislatively permitted (eg United Kingdom, South Korea,
Singapore) or where no national legislative regulations are in place (eg United
States). Therefore, many respondents to the reviews argued that the prohibition
of human cloning to generate patient-matched stem cells should be lifted in Australia
to allow Australian researchers to continue to contribute to the intellectual
and biotechnological developments in this field.
During the reviews, the Committee heard three major
objections to the use of somatic cell nuclear transfer (or SCNT) to generate embryonic
stem cells (as well as other methods of creating human embryos not involving
the fusion of an egg and a sperm). One type of argument, commonly referred to as
the ‘slippery slope’ argument, is that, because the technology is the same as
that used for reproductive cloning, allowing cloning to extract stem cells
would inevitably lead to its use for reproduction. However, the Committee
considers that continuing a ban on reproductive cloning would effectively
prohibit the development of human embryo clones beyond 14 days or the birth of
a human being using such methods. The Committee therefore rejects the ‘slippery
slope’ argument.
A second argument is that it is wrong to create human
embryos to destroy them and extract the stem cells. The Committee agreed that
human embryo clones are human embryos and that, given the right environment for
development, could develop into a human being. Furthermore, if such an embryo
were implanted into the body of a woman to achieve a pregnancy, this entity
would certainly have the same status as any other human embryo, and were this
pregnancy to result in a live birth, that child would enjoy the same rights and
protection as any other child. However, a human embryo clone created to extract
stem cells is not intended to be implanted, but is created as a cellular
extension of the original subject. The Committee therefore agreed with the many
respondents who thought that the moral significance of cloned embryos that are
not implanted is linked more closely to their potential for research
developments, including the development of treatments for serious medical
conditions, than to their potential as a human life.
Furthermore, the Committee noted that the production and
destruction of such embryos is not dissimilar to the production and destruction
of excess ART embryos, which is permitted by the legislation and widely
accepted by society. Thus, to permit one (production and destruction of ART
embryos) but not the other (production and destruction of nuclear transfer and
other bioengineered embryos) is inconsistent and appears to attach more
importance to the treatment of infertility than to the treatment of other
serious diseases and conditions that could be helped as a result of this
activity. In view of the wide range of diseases and conditions that stem cell
research aims to help, the Committee considers that further research using
cloned human embryos should be permitted.
Thus, the Committee concludes that the creation of human
embryos by nuclear transfer should be permitted, under licence, according to
strict regulatory guidelines, including strong ethical guidelines for egg
donation (see Section 11.2) because:
- While reproductive cloning aims to copy a person, SCNT only aims
to copy a person’s cells; therefore, provided the person consents, there is no
objection to this.
- In addition, if the embryo created by SCNT is not intended to be
implanted, it does not represent a potential new individual in the way that the
product of fertilisation does.
- After nuclear transfer, the new cell needs to develop to the
blastocyst stage so the inner cell mass can be removed, and while this entity
is indistinguishable from other types of human embryos, it has been created
specifically for research purposes (which is currently prohibited under the PHC
Act).
- However, this type of embryo is not intended to be implanted, so
the production and destruction of such an embryo is not dissimilar to the
production and destruction of excess ART embryos, which is permitted by the
legislation and accepted by society.
- Therefore, if research on excess ART embryos is permitted, it is
not a major additional step to permit SCNT.
However, a significant argument raised by many respondents
against the use of SCNT was that it requires the use of donated human eggs.
This raises concerns, because ovarian stimulation and egg collection are
associated with more risk than the removal of other tissues for research.
Because the ‘best’ eggs are those from young women, there is also potential for
young women to be coerced to donate (such as by payment, through their work or
by their families). In this regard, the Committee considers that strict ethical
guidelines for obtaining egg donations should be developed and that further research
should aim to identify alternative sources of eggs (see Section 17.7). In
addition, the Committee considers that the need for human egg donations could
be reduced in the early stages of the development of this technology by
permitting, under licence, human nuclear transfer into animal egg cytoplasm for
the purpose of stem cell research.
The Committee also notes that the majority report of the
House of Representatives Standing Committee on Legal and Constitutional Affairs
inquiry, chaired by the Mr Kevin Andrews MP in 2001[2], recommended a three-year moratorium on
human cloning to extract embryonic stem cells (‘therapeutic cloning’) rather
than a permanent ban.
Recommendations — use of
human embryos created by somatic cell nuclear transfer
- Human somatic cell nuclear transfer should be permitted, under
licence, to create and use human embryo clones for research, training and
clinical application, including the production of human embryonic stem cells,
as long as the activity satisfies all the criteria outlined in the amended Act
and these embryos are not implanted into the body of a woman or allowed to develop
for more than 14 days.
- In order to reduce the need for human oocytes, transfer of
human somatic cell nuclei into animal oocytes should be allowed, under licence,
for the creation and use of human embryo clones for research, training and
clinical application, including the production of human embryonic stem cells,
as long as the activity satisfies all the criteria outlined in the amended Act
and these embryos are not implanted into the body of a woman or allowed to
develop for more than 14 days.
Use of human embryos created by activation methods not
involving fertilisation of a human egg by a human sperm or SCNT
As discussed in Section17.3, the Committee considers that
development of a human embryo created by any method not involving the
fertilisation of a human egg by a human sperm beyond 14 days, or implantation
of such an embryo into the body of a woman, are important prohibitions to
ensure that such embryos are not used for reproductive purposes. However, the
Committee proposes that a range of practices involving creation of human
embryos by methods other than fertilisation should be allowed, under licence.
The Committee considers that all nuclear and pronuclear transfer methods (including
transfer of stem cell nuclei) should be permitted, under licence, for similar
reasons to those already outlined for SCNT above. Similarly, parthenogenetic
activation of oocytes should be permitted to allow oocyte maturation research
(see above) and for other research and training activities.
Finally, the Committee considered that research involving
the use of embryonic precursor cells and gene technology should also be
permitted, under licence, to advance knowledge and develop therapeutic
applications.
Recommendations — use of
human embryos created by activation methods not involving fertilisation of a
human egg by a human sperm or somatic cell nuclear transfer
- Creation of human embryos and human embryo clones by means
other than fertilisation of an egg by a sperm (such as nuclear or pronuclear
transfer and parthenogenesis) should be permitted, under licence, for research,
training and clinical applications, including production of human embryonic
stem cells, as long as the research satisfies all the criteria outlined in the amended
Act and these embryos are not implanted into the body of a woman or allowed to develop
for more than 14 days.
- Creation of human embryos using the genetic material from
more than two people, or including heritable genetic alterations, should be
permitted, under licence, for research, training and clinical applications,
including production of human embryonic stem cells, as long as the research
satisfies all the criteria outlined in the amended Act and these embryos are not
implanted into the body of a woman or allowed to develop for more than 14 days.
- Creation of embryos using precursor cells from a human
embryo or a human fetus should be permitted, under licence, for research,
training and clinical applications, including production of human embryonic
stem cells, as long as the research satisfies all the criteria outlined in the amended
Act and these embryos are not implanted into the body of a woman or allowed to develop
for more than 14 days.
17.5 Definition of a human embryo
During the reviews, the Committee learnt that different
people and groups hold differing views about the meaning and use of the term
‘embryo’, both in medical science and as a more general term.
The Committee considers that it is essential that the terminology
used in the legislation is biologically accurate, clearly understandable by all
stakeholders, and unambiguous to regulators, scientists and the public.
Therefore, the Committee has taken the view that a very broad biological
definition of ‘human embryo’ should be retained in the Act. This definition
covers all stages of development commonly understood by the term ‘embryo’ in
either scientific–medical or public–ethical contexts. The committee suggests,
however, that while it is critical to be clear about the terminology used, definitional
clarity will not, in itself, resolve moral concerns and it is likely that,
whatever language is used, different moral interpretations will be made
regarding the status of such entities and the obligations owed to them. The
recommendations of the Committee are an attempt to take account of all these
views.
As discussed in Section 17.4, the current definition of an
embryo sets the starting point of embryonic development as the appearance of
two pronuclei. This definition is not based on any precise previous scientific
or community definition of an embryo; the Committee was advised that this
definition was a compromise between different views and resulted from the legal
imperative to have a defined point against which legal judgments could be made.
However, the Committee considers that the two pronuclei stage does not
represent the formation of a new genetic entity and the use of this definition has
had the unintended consequence of impeding or stopping significant areas of ART
research (see Chapter 8).
The Committee considers that syngamy is a better
definitional starting point for embryonic development because it is at this
stage, when the maternal and paternal chromosomes align, that a new genetic
entity is formed. However, because the precise point of syngamy is hard to
observe in live embryos, the Committee proposes that the definition should
refer to the first cell division. Practically, this change would mean that, for
example, the biological marker of formation of pronuclei could once again be
used as a readily observable marker for fertilisation, which would facilitate ART
research on improved methods for treating infertility. This would still
prohibit the creation of embryos using human eggs and human sperm for research
purposes. Furthermore, this change is consistent with the conclusion of a
discussion paper prepared by the National Health and Medical Research Council (NHMRC)
on the biological definition of the human embryo.[3]
For embryos created by means other than by fertilisation of
a human egg by a human sperm, the NHMRC discussion paper suggests that
potential for implantation and future development to a live birth[4] could provide a useful criterion for
considering whether such an entity should be included in the definition of a
human embryo or not. This criterion was not applied to embryos created by
fertilisation, however, because it was considered that all entities created
this way should be defined as human embryos, regardless of any chromosomal or
other anomalies that may prevent them from future development. These issues are
discussed in more detail in Section 8.3.
The Committee considered these issues and has proposed a
revised definition of a human embryo, based on the findings of the NHMRC
discussion paper.2 In recommending this change, the Committee considers that
the revised definition corresponds with the broadest public understanding of a
‘human embryo’, as expressed by the community groups who made representations
during the review process.
The Committee acknowledges that obtaining a licence should
be a prerequisite for conducting any research with human embryos but considers
that this would not be an unreasonable burden for researchers as the
Committee’s recommendations will allow research that has previously been prohibited.
Recommendation —
definition of a human embryo
- The definition of a ‘human embryo’ in both Acts should be
changed to:
‘A human embryo is a
discrete living entity that has a human genome or an altered human genome and
that has arisen from either:
- the first mitotic cell division when fertilisation of a human oocyte
by a human sperm is complete; or
- any other process that initiates organised development of a
biological entity with a human nuclear genome or altered human nuclear genome
that has the potential to develop up to, or beyond, 14 days and has not yet
reached eight weeks of development.’
17.6 Consent for embryo research
The Committee was mindful of the care and thought that has
gone into the development of the NHMRC National Statement[5] and ART Guidelines.[6] It is essential that practices of consent
are consistent across different areas of research and clinical practice.
However, new areas of research generate situations that may not have been fully
envisaged when guidelines are developed and therefore the Committee considers
that the NHMRC should review certain aspects of those guidelines.
Donors of excess ART embryos expressed concerns that the
current process for declaration of embryos as excess ART embryos, followed (at
a later stage) by consent for a specific research project, is unnecessarily
drawn out and stressful. In particular, the second stage of the process, when
researchers approach embryo donors for consent to a specific research project,
can occur some time (possibly many years) after the initial in-principle
agreement to research. This reopens the emotional issue of the fate of the
embryos. ART consumers advocated a simplification of the process. However, the Committee
noted that there are important distinctions between different purposes or
intent of the research that are not known until the embryos are selected for a
specific project. Furthermore, some people may wish to be involved in the
decision about the particular type of research for which their embryo is used,
while for others this may not be the case.
In view of the concerns of ART consumers, the Committee’s
view is that the NHMRC Australian Health Ethics Committee (AHEC) should review
its guidelines for consent in these circumstances. In particular, the Committee
considers that AHEC should develop arrangements to facilitate donation of ‘excess
embryos’ to research without further contact at a later stage for those who
wish to accept this option (with the involvement of human research ethics committees
to determine circumstances where this can occur). These arrangements should
take into account any preference of those who donate embryos or gametes for the
creation of embryos for the type of research for which the tissue will be used.
However, there is a significant difference between research
with human embryos for the purposes of improving ART services (where there is
no ongoing, live biological material produced from the embryos), and research
with human embryos for the purpose of creating embryonic stem cell lines that are
‘immortal’ and will be used in various other ongoing research contexts. In this
regard, the Committee considers that it is necessary for consent to be obtained
and that it is important for people to be fully informed about the commercial
potential of their donation and, where possible, appropriate conditions should
be put in place for personal use of any products of the research by the donors
(such as for the treatment of children who are matched with any stem cell lines
derived).
Finally, to facilitate the use of ‘surplus’ or unfit embryos
(including PGD embryos) for research or training, the Committee considers that
AHEC should also develop guidelines for consent in these circumstances.
Recommendations — consent
arrangements for the donation of embryos
- The NHMRC should review its guidelines in relation to
consent to research on excess ART embryos, in order to clarify the consent
process in relation to the following issues:
- the circumstances, if any,
where those who choose to donate excess ART embryos to research may be able to
choose not to be contacted at some later stage to give consent to a particular
research proposal
- the circumstances, if any,
where a human research ethics committee can determine that the researcher need
not ask for further consent to use embryos already declared ‘excess’
- the development of an
appropriate form of consent that could be completed by the responsible persons
for excess ART embryos shortly after the declaration that the embryos are excess
- the manner in which those
who donate embryos or gametes for the creation of ART embryos may express any
preference for the type of research for which the tissue will be used, once the
embryo is declared excess.
- The NHMRC should develop ethical guidelines for the use
of embryos that are unsuitable for implantation for research, training and
improvements in clinical practice (see Recommendations 20–22).
17.7 Egg donors
The Committee is concerned that changing the legislation to
permit nuclear transfer and related technologies would lead to an increased
demand for donated eggs (oocytes). The only oocytes presently available for
research would be those donated by young women, and the Committee is concerned
that this could lead to exploitation of these women. The Committee also noted
that oocyte donation for research purposes raises particularly salient ethical
concerns, because donors receive no direct medical benefit but are exposed to
an increased risk of morbidity or mortality associated with the follicle
stimulating hormone treatment required for mature egg retrieval. In addition,
the Committee notes with concern the recent publicity about research overseas
involving unethical inducement of research staff to donate eggs.50 In the light
of this, the Committee’s view is that firm guidelines should be prepared to
ensure that egg donors give free consent, and have all the appropriate
information, including whether or not the eggs may be used to make embryos for
research purposes.
The Committee is concerned that women in ART treatment
programs may be requested to donate eggs for research and, therefore, to avoid
coercion of women in this situation, considers that there should be a clear
separation between the obtaining of eggs for ART practice and research.
Coercion of other vulnerable people (such as research assistants) and living,
related donors should also be discouraged by strict guidelines for preventing
or restricting such activities.
The Committee heard the view that the level of reimbursement
made to egg donors should be substantial to compensate for the risks. However,
the Committee formed the view that payment to donors should not be permitted
beyond reimbursement of reasonable expenses, in order to limit the risk of
exploitation of women and commodification of tissue.
The Committee considered other ways in which eggs could be
obtained, such as after surgical removal of ovaries for conditions such as
cancer or polycystic ovary disease, or cadaveric donation (as with other organ
donation). Use of such material would avoid the need for individual egg
donations.
Finally, the Committee heard of several avenues of research
that would overcome the need for eggs in embryonic stem cell research, such as
the production of eggs from stem cells in culture or the use of stem cell
cytoplasm to incubate adult cell nuclei. Further research on maturing oocytes
in the laboratory, and freezing of mature eggs, would also reduce the need for
hormone stimulation of women
making individual donations of mature eggs. The Committee’s
view is, therefore, that these lines of research should all be encouraged to
overcome the need for donation of mature eggs as soon as possible. In addition,
the Committee has also already suggested that nuclear transfer using animal
eggs could be permitted for limited research purposes to establish proof of
principle and reduce the need for human egg donation (see Section 17.4).
Recommendations — egg
donation
- The current principles of consent for participation in
medical research must apply to sperm, egg and embryo donors, so as to ensure
that decisions are freely made.
- The NHMRC should develop guidelines for egg donation.
- The present prohibition of the sale of sperm, eggs and
embryos should continue, but the reimbursement of reasonable expenses should
continue to be permitted.
17.8 Licensing arrangements
Current arrangements
Respondents to the reviews from all stakeholder groups,
including researchers, were supportive of the need for strong regulatory
oversight of this type of research. The Committee considers that the Licensing
Committee fulfils a valuable role in this process and is broadly supported by
researchers and by the community.
The Committee notes that delays in issuing of the first
licences were an unavoidable consequence of the processes to establish the new
regulatory system in this complex area of legislation. As indicated in Recommendations
14–27 above, the Committee’s view is that the role of the Licensing Committee should
be expanded to include licensing of the additional activities that the
Committee has recommended, including creation of human embryo clones by nuclear
transfer, parthenogenetic activation of oocytes, experimental fertilisation,
and other related research, training and quality assurance activities. However,
the Committee notes that institutional human research ethics committees are
able to allow or decline specific research proposals for their own
institutions.
However, these delays, as well as a lack of clarity in some
aspects of the application process, were seen by researchers as inhibiting
research, training and quality assurance activities. Conversely, some nonresearchers
thought that the licensing process had not been sufficiently rigorous, although
the Committee noted that this was, to some extent, due to a lack of public
understanding of the licensing requirements (see Section 9.2). The NHMRC itself
has observed that there are deficiencies in the legislation relating to the
operations of the Licensing Committee, and that amendments to the legislation
could improve the efficiency and clarity of the process.
The Committee heard that, due to the specific expertise of
each Licensing Committee member, a vacancy on the committee poses a significant
problem, because licensing applications cannot be handled effectively. As
appointment to the committee involves approval by all States and Territories, there
have been lengthy delays in filling vacancies. The Committee noted that there
is not scope in the Act as presently framed to address this problem, which is
because the Licensing Committee is a national committee that oversees research
in all States and Territories. The Committee therefore draws this to the
attention of the Australian Parliament and the Council of Australian
Governments for consideration and recommends that they give urgent attention to
this problem.
The Committee considered that delegation of the powers of
the chair, powers to suspend and revoke licences, and other practical issues
raised, could be managed under the RIHE Act s15. Similarly, the Committee
considered that the issuing of joint licences was a matter for the Licensing
Committee to decide, with legal advice, if necessary.
A further area of concern for the Licensing Committee was
the need to receive feedback on research outcomes (such as for the derivation
of stem cell lines) to inform further decisions relating to whether such
research represents a ‘significant advance in knowledge or improvement in
technology’. The Committee’s view is that the Licensing Committee should
request reports from researchers using embryonic stem cells derived from
licensed activities, and for a reasonable period beyond the conclusion of the
licence, as a condition of the issuing of a licence, similar to reporting to
HRECs, as a condition of the licence (RIHE Act s24).
The Committee supports the role of the HRECs and the
two-stage system of approval of research, with initial approval by the local
HREC followed by application for a licence from the Licensing Committee.
The cost of supporting the Licensing Committee and the
national compliance system was $3.3 million in 2003–04. To date, no
cost-recovery mechanism has been applied to recover these costs (see Section
9.1). However, due to the low number of licences issued, cost recovery from
licence applicants would be exorbitant In addition, research organisations
already meet the considerable costs of compliance with the national regulatory
scheme, including licensing requirements. The Committee’s view is that, if cost
recovery were to be pursued, it would be likely that research would be severely
limited.
Recommendations —
licensing arrangements
- The Embryo Research Licensing Committee of the NHMRC (the
Licensing Committee) should continue to be the regulatory body responsible for
assessing licence applications, issuing licences and monitoring compliance, as
under current arrangements.
- The role of the Licensing Committee should be extended to
include assessment of licensing applications and issuing licences for any
additional activities permitted, under licence (see Recommendations 14–27).
- The Australian Parliament and the Council of Australian
Governments should give urgent attention to the problem of delays in the
filling of vacancies on the Licensing Committee.
- There should be no attempt to recover the cost of
administration, licensing, monitoring and inspection activities associated with
the legislation from researchers at this point in time.
17.9 Monitoring and compliance
The Committee heard that, under the arrangements set out in
the RIHE Act, the Licensing Committee chair has appointed inspectors, and a
monitoring and inspection system for facilitation and monitoring compliance
with the legislation has been set up and is generally regarded as suitable.
However, the Committee also heard from the Licensing
Committee and others that there is a major deficiency in the legislation with
regard to the limited powers of the inspectors appointed under the RIHE Act to
monitor activities that are not covered by a licence. As a result of this
deficiency, suspected breaches by non-licence-holders, including suspected
breaches under the PHC Act, cannot be adequately investigated. In terms of
licensed premises, the Committee also heard that inspectors do not have the
power to make unannounced inspections, which also inhibits their ability to
investigate suspected breaches.
The Committee’s view is that inspectors should have adequate
powers under both Acts to investigate suspected breaches of either Act. There
is a legal question whether these powers already clearly exist, notwithstanding
s41 of the RIHE Act. The Acts should be amended accordingly if this is
necessary.
Recommendations —
monitoring powers
- The Licensing Committee should continue to perform its
functions in relation to licences and databases for research permitted by
licences under the RIHE Act.
- Licensing Committee inspectors should be given powers, under
the PHC and RIHE Acts, of entry, inspection and enforcement in relation to
non-licensed facilities in the same manner and by the observance of the same
procedures as applicable to search warrants under Commonwealth legislation, if
such powers do not clearly exist.
17.10 Oversight of ART clinical practice
and research
Under the RIHE Act, the creation and use of human embryos
for ART can only be carried out by an accredited ART centre, defined in the
RIHE Act and current RIHE Regulations as a centre accredited by the
Reproductive Technology Accreditation Committee (RTAC) of the Fertility Society
of Australia. During the reviews, the Committee received information about this
accreditation system, which involves accreditation by RTAC against a code of
practice developed by the industry (RTAC Code 2005).
Most respondents regarded the current arrangements for
oversight of ART services by national and State or Territory bodies as
appropriate and effective. There appears to be a cooperative relationship between
RTAC, at the national level, and statutory bodies established at the State
level. Advantages to the RTAC self-regulatory model include its flexibility to
respond to technological change, and its inclusion of a wide range of
professional and consumer interests. However, at least in some States, there
may be some potential for confusion about the various requirements in
legislation, guidelines and codes of conduct.
The Committee received a few comments arguing against
industry self-regulation. However, it also received strong endorsement of the
current arrangements by ART consumers and heard that ART consumer
representatives have been represented on the RTAC Accreditation Board and
involved in the development of the RTAC Code 2005.
The Committee noted that an important aspect of the
accreditation arrangements is that the ART Guidelines 2004 are mandated in the
RTAC Code 2005, a system that ensures compliance with these guidelines,
including adherence to the arrangements for declaring ART embryos to be excess
and for proper consent for donation of embryos for research. The latter
arrangements are also included in the statutory arrangements under the RIHE Act
(ss8 and 24). The Committee formed the view that these arrangements are
effective and should continue.
Recommendation —
oversight of ART clinical practice and research
- There should be a continuation of the role of the
Reproductive Technology Accreditation Committee in the regulation of ART.
17.11 Import and export of human reproductive materials
for personal use
During the reviews, the Committee heard that controversy
around trade and international exchange of gametes, embryos and embryonic stem
cells is related to ethical concerns about the sources and uses of these
materials, the commodification of human tissues, and the commercialisation of
any therapeutic products derived from them.
However, the Committee heard from ART consumers that the current
export prohibitions and custom regulations regarding human embryos have made it
difficult for couples to export their embryos overseas for their own
reproductive use. The Committee’s view is that the current arrangements, which involve
personal application to the Minister for Customs to export embryos for personal
reproductive use, are too cumbersome and stressful for users and should be
streamlined.
Recommendation — import
and export of human reproductive materials for personal use
- The import or export of a patient’s reproductive material,
including ART embryos, for the purpose of that person’s ongoing ART treatment
should not require any regulation other than that required under existing
quarantine regulation.
17.12 Trade and international exchange of human
reproductive materials for research use
The PHC Act bans the creation, import and export of human
embryo clones, but the import of material derived from human embryo clones (or
from any embryos), such as embryonic stem cell lines, is covered by aspects of
the Customs Act and Regulations, which prohibit the import of any products of prohibited
embryos. However, products that comply with Australian requirements (such as
embryonic stem cell lines obtained, under licence, from excess ART embryos) can
be imported (under conditions overseen by the Australian Quarantine and
Inspection Service).
The Committee heard from some researchers that these
arrangements had not affected their research, whereas others noted the
importance of Australian researchers having access to further cell lines from overseas.
There was general concern about whether such imported cell lines have been
derived using practices consistent with Australian legislation. The Committee’s
view is that the existing requirements for the import and export of human
biological materials are satisfactory for ethically derived human embryonic
stem cells.
Recommendations — trade
and international exchange of human reproductive materials and stem cells
- The import or export of ethically derived viable materials
from human embryo clones should be permitted after approval by the appropriate
authority.
- The existing requirements for the import and export of human
biological materials are satisfactory and, for ethically derived human
embryonic stem cells, no further restrictions are necessary.
17.13 Biotechnology and commercialisation
There is a strong view that gametes and embryos should not
be commodified by permitting people to sell their own gametes and embryos.
Respondents were also concerned to see the benefits of altruistic donation
translated into public benefit and access to therapeutic applications arising
from the research. However, the Committee also notes that stem cell technology
is regarded as a useful platform for investment by the biotechnology industry
and understands that such investment is needed to develop potential therapies.
This would require that the products of the research and development activities
are able to be commercialised.
The Committee’s view is that there is a necessity to balance
commercial interest with recognition of altruistic donation. The Committee
strongly supports the current system of monitoring by HRECs to ensure informed
consent processes.
Recommendations —
biotechnology and commercialisation
- Trade in human gametes or embryos, or any commodification of
these items, should continue to be prohibited.
- Donors of tissue that is going to result in an immortal stem
cell line should be informed by means of processes monitored by human research
ethics committees about the potential use of that stem cell line, including the
potential for commercial gain and the fact that they may not have any rights in
potential stem cell developments.
- The development of biotechnology and pharmaceutical products
arising from stem cell research should be supported.
17.14 The applicability of a national stem cell bank
Stem cell banks offer a way of facilitating research by
making the stem cell lines more widely available to the international research
community. Other living tissues already banked in Australia for use in transplantation
medicine include heart valves, bone, skin, and cord blood. There are also
numerous research tissue banks, including banks for various tumour samples and
banks for specific diseases and for specific organs.
There are now a number of stem cell registries around the
world holding information about the source, characteristics and derivation of
stem cell lines, and a number of stem cell banks are either active or planned.
The UK Stem Cell Bank, funded by the UK’s Medical Research Council and
Biotechnology and Biological Sciences Research Council, began operating
officially in January 2003 and two Australian embryonic stem cell lines have
already been accepted into it.
Although some scientific researchers argued that an
Australian stem cell bank may not be necessary because overseas stem cell banks
(eg the UK cell bank) were adequate, the Committee heard overall strong support
for an Australian national stem cell bank in order to provide improved access to
stem cell lines for research and to provide a quality control mechanism for
stem cell research. Different models for the administration of a national stem
cell bank were suggested. Some recommended that a national stem cell bank be
established at the major national research facility at the Australian Stem Cell
Centre (ASCC), which is already capable of storing stem cell lines. Other
suggestions were that a national stem cell bank be based on the UK Stem Cell
Bank, that such a bank be a decentralised structure incorporating ‘nodes’ of
specific research interest or expertise located in different parts of the country,
or that a registry of stem cells would be a better system.
Fair access and equal involvement were the two main concerns
about community involvement in a national stem cell bank. There was concern
about the potential for exploitation of stem cells from minority groups. Some
respondents were also concerned that the driving force behind a national stem cell
bank was commercial rather than scientific or medical. While the Committee
acknowledged that commercialisation of therapeutic products would be an outcome
of stem cell research, it also came to the view that stem cell banks would help
to keep research resources in the public domain.
Some respondents commented that a stem cell bank would be
expensive to maintain. The Committee has not investigated the financial
implications of operating a stem cell bank. However, financial support for this
activity would be essential if the stem cell lines are to be made available to
the scientific community.
The Committee’s view is that an Australian national stem
cell bank would make stem cells, including embryonic and adult stem cells, more
widely available to researchers and also limit the number of embryos required
for further derivation of stem cell lines. As the Australian Stem Cell Centre
already has a stem cell banking facility, the Committee considers that this
facility could be expanded to accommodate a national bank administered by ASCC.
However, ASCC should liaise closely with other stem cell banks overseas and use
compatible operating principles.
Many respondents, including both ART consumers and ART
clinics, were concerned that, following the decision to make excess ART embryos
available for research, there would be no opportunity for these embryos to be
used in actual research projects. One IVF clinic suggested that a national
embryo bank should be established in conjunction with a national stem cell bank
to allow more couples to donate their excess ART embryos for research. It was
the Committee’s view that such an embryo bank may not have broad community
support. However, the Committee considered that there would be considerable
potential in the establishment of a national register of donated embryos. This
register could be maintained by the Licensing Committee if empowered to do so.
This register may serve the function of facilitating embryo donation for
research and would provide a transparent account of the number of donated
excess ART embryos held. It may also be possible that such a register may
facilitate embryo donation to another couple.
Recommendations —
national stem cell bank
- A national stem
cell bank should be established.
- Consideration should be given to the feasibility of the
Australian Stem Cell Centre operating the stem cell bank.
- A national register of
donated excess ART embryos should be established.
17.15 Regulatory approach to legislation
The Committee noted that both the proponents and opponents
of human embryo research would prefer to have legislation in this area, rather
than to have no specific regulation. However, the Committee also heard a number
of concerns about the capacity of legislation to respond to research needs in a
fast-moving area of technology. These included difficulties in anticipating
advances in knowledge and potential new uses of the technology, ambiguities and
difficulties in interpretation, and unfair exposure of researchers to potential
prosecution (see Chapter 16 for further discussion of these issues).
The Committee’s view is that some activities should remain
entirely prohibited, in order to assuage community concern that practices that
are widely condemned will be prohibited. At present, these activities are set
out in the PHC Act and include reproductive cloning, creating a human embryo
other than by fertilisation, placing certain types of embryos in a woman’s
reproductive tract and other related offences (see Section 17.3).
To increase certainty and flexibility in the application of
the legislation, especially in face of rapidly changing technology, the
Committee’s view is that the Licensing Committee should be authorised to give
rulings on the interpretation of the provisions creating offences under the PHC
Act, with a statutory requirement that the Committee must report immediately in
detail to the NHMRC and to parliament on its rulings. As with rulings given by
the Commissioner of Taxation, people who act on the basis of such rulings
should have statutory immunity from prosecution.
In relation to activities that are permitted with a licence
under the RIHE Act, the Committee recommends that the Licensing Committee
should be empowered to give a ruling that enables it to grant a licence for an
activity that may fall outside the literal wording of the Act but seems to fall
within its general tenor. If the Committee gives such a ruling, it should be
required to report immediately in detail to the NHMRC and to parliament on that
ruling and any licence granted on the basis of the ruling. Again, there should
be statutory protection for those who act in good faith on such advice.
The Licensing Committee’s authority to provide rulings on
the interpretation of provisions of both Acts should be specified in those
Acts. Section 41 of the RIHE Act appears to give the Licensing Committee powers
under both Acts; but, to remove any doubt, it would be preferable for the
requisite powers to be specifically conferred under both Acts.
The Committee notes that there are precedents for this
approach in other areas of law, such as taxation (where the Commissioner for
Taxation can issue ‘rulings’ on the applicability and interpretation of various
taxation legislation). Also, such an approach would complement the monitoring
and compliance procedures that have been set up by the licensing inspectors to
assist researchers to comply with the law, and with prosecution seen as an
action of last resort (see Chapter 10).
The Committee has not come to any view about whether the two
Acts should remain separate or be incorporated into one because, in its view,
this is a matter for parliament. However, the Committee notes that the more
flexible regulatory arrangements it has recommended would reduce the need for
an ongoing review process. Nevertheless, in view of the fast moving developments
in the field and the range of amendments proposed in these reviews, it is the
Committee’s view that the two Acts should be subject to a further reviews,
either six years after royal assent of the PHC and RIHE Acts or three years after
royal assent to any amended legislation.
Recommendations —
regulatory approach to legislation
- The Licensing Committee should be authorised under the
Prohibition of Human Cloning Act to give binding rulings on the interpretation
of that Act, or the regulations made under that Act, on condition that it
reports immediately and in detail to the NHMRC and to parliament on such rulings.
- The Licensing Committee should be authorised by the Research
Involving Human Embryos Act to give binding rulings and to grant licences on the
basis of those rulings for research that is not within the literal wording of
the Act, or the regulations made under the Act, but is within their tenor, on
condition that the Committee reports immediately and in detail to the NHMRC and
to parliament on any rulings it gives, or any licences it grants, in that way.
- A researcher who conducts research on the basis of a ruling
or a licence should be protected from liability under the legislation, provided
that they act in accordance with the relevant ruling or licence.
- In view of the fast moving developments in the field, and
the range of amendments proposed herein, the two Acts should be subject to a
further review either six years after royal assent of the current Acts or three
years after royal assent to any amended legislation.
17.16 Education and public awareness
The Committee found that public knowledge of stem cell
research and ART research was limited. A number of respondents expressed
surprise and concern about the use of excess ART embryos for ART research and
clinical training, because they had formed an opinion based largely on media
reports that these Acts were to regulate embryonic stem cell research.
The Committee noted that the scientific community and the
public (informed by the media) frequently underestimated the likely timeframes
for translation of research activity into therapeutic outcomes and that this
may lead to disappointment and diminished public trust. The Committee therefore
suggests that accurate presentation and reporting of research advances is
critical for public engagement with this area of research. In particular,
emphasis should be given to making realistic assessments of the short-term and
long-term benefits of the research.
The Committee noted the current work on stem cell education
and endorsed these programs. However, further public education and consultation
programs are needed to enable appropriate engagement and understanding of these
fields of research and their application. The Committee’s view is that the NHMRC,
through the Licensing Committee, could play a role in this process.
Recommendation — public
education
- There should be ongoing public education and consultation
programs in the areas of science that are relevant to the Acts.
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