Reasons for high Indigenous imprisonment rates
Both the National Aboriginal and Torres Strait Islander Legal Services
(NATSILS) and the Aboriginal Legal Service of Western Australia (ALSWA) stated
that the reasons for the high imprisonment rates for Aboriginal and Torres
Strait Islander persons are 'well documented'.
Further, ALSWA commented that the reasons 'have been repeatedly examined by
numerous federal and state inquires'.
ALSWA, among others, summarised these factors as follows:
[T]he reasons fall into two main categories. The first
category are underlying factors that contribute to higher rates of offending
socio-economic disadvantage, impact of colonisation and dispossession, stolen
generations, intergenerational trauma, substance abuse, homelessness and
overcrowding, lack of education and physical and mental health issues). The
second category is structural bias or discriminatory practices within the
justice system itself (ie, the failure to recognise cultural differences and
the existence of laws, processes and practices within the justice system that
discriminate, either directly or indirectly, against Aboriginal people such as
over-policing practices by Western Australia Police, punitive bail conditions
imposed by police and inflexible and unreasonable exercises or prosecutorial
decisions by police).
In his submission, Mr Mick Gooda, the Aboriginal and Torres Strait
Islander Social Justice Commissioner, stated that 'it is well understood that
extreme levels of poverty and disadvantage faced by Aboriginal and Torres
Strait Islander peoples lead to the high incarceration rates'.
Mr Gooda continued:
The bigger picture cannot be ignored: the history of
colonisation and dispossession has had enduring effects on Aboriginal and
Torres Strait Islander communities and individuals. For example, there is a
strong correlation between having a family member removed and arrest and
incarceration. The high rate of imprisonment is occurring in the context of
poor health, inadequate housing, high levels of family violence, and high
levels of unemployment.
Mr Gooda referred to the work of Dr Don Weatherburn,
Director of the NSW Bureau of Crime Statistics and Research, who argued that
there are four key risk factors for involvement in the criminal justice
poor parenting (particularly child neglect and abuse);
poor school performance/early school leaving;
drug and alcohol abuse.
Available data shows that
Indigenous Australians fair significantly worse than non-Indigenous Australians
in regard to these four critical factors which influence involvement in crime.
These factors have interrelated detrimental impacts and can be seen as forming
a vicious cycle:
Parents exposed to financial or personal stress, or who abuse
drugs and/or alcohol are more likely to abuse or neglect their children.
Children who are neglected or abused are more likely to associate with
delinquent peers and do poorly at school, which in turn increases the risk of involvement
in crime. Involvement in crime increases the risk of arrest and imprisonment,
both of which further reduce the changes of employment, while at the same time
increasing the risk of drug and alcohol abuse. And so the process goes on, a
vicious cycle of hopelessness and despair transmitted from one generation of
Aboriginal people to the next.
Reiterating these points, the Law Council of Australia has also outlined
the main factors that have been identified as increasing the risk of Indigenous
Australians' involvement in crime:
These include criminogenic needs such as substance abuse,
overcrowded living environments, unemployment, and poverty. A number of commentators have noted the impact
that substance abuse and high levels of unemployment play in the
over-representation of Indigenous Australians in prison. Indeed, it has been
suggested that "alcohol is a factor in up to 90% of all Indigenous contact
with the criminal justice system." A
lack of education, or poor school attendance, has also been identified as a
factor that increases the risk of offending later in life. High levels of mental illness and disadvantage
within a number of Indigenous communities have also been found to increase the
risk of Indigenous Australians becoming involved in crime.
High rates of imprisonment may also lead to the idea that incarceration
is a 'rite of passage' within Indigenous communities. As Chief Justice Wayne
Martin, of the Supreme Court of Western Australia (WA) explained:
For kids in the leafy western suburbs of [Perth], being sent
to detention would be a horrendous prospect. It would be unthinkable. It would
bring shame on their family. It would just be their worst nightmare. For
Aboriginal kids, it does not have the same effect, because their cousin is in
there, their brother has been there and their father has been in prison. It
just does not hold the same threat, the same effect, the same effective sanction.
Tragically, in some communities, Aboriginal kids see it as just what you do,
one of the things that you do as part of growing up—that you end up in
detention or prison—because so many family members have been there.
The committee focussed its inquiry on two specific socio-economic
the impact of fetal alcohol spectrum disorders; and
strict tenancy policies leading to overcrowding, inadequate
housing and homelessness.
Fetal Alcohol Spectrum Disorders
The socio-economic factors contributing to the high incarceration rates
of Aboriginal and Torres Strait Islander people are well-known, including the
impact of alcohol abuse. On this point, the committee heard evidence about the
increasing awareness of Fetal Alcohol Spectrum Disorders (FASD) and the possible
contribution of these disorders to the incarceration of Indigenous offenders.
In a submission to the inquiry Professors Elizabeth Elliott AM and Jane
Latimer, on behalf of the Lililwan Project, provided the following explanation
FASD are a group of conditions that may occur when women
drink alcohol during pregnancy. Alcohol injures the brain of the developing
embryo and fetus and children may demonstrate a range of lifelong behavioural,
learning and medical problems.
Professors Elliott and Latimer outlined the impairments that may affect
a person with FASD:
The impact of alcohol on the brain is substantial – it
affects cognition (IQ), memory, executive function, gross and fine motor
function, language, behavior, mood and impulse control.
Gilbert+Tobin Lawyers (Gilbert+Tobin) noted:
The adverse effects of FASD exist along a continuum, with the
complete Fetal Alcohol Syndrome (FAS) at one end of the spectrum and incomplete
features of FAS, including more subtle cognitive-behavioural deficits with no
physical features at the other. FASD characteristics change over a person's
lifespan and vary from one person to another. The effects of FASD can range
from mild impairment to serious disability.
[W]ithout a proper diagnosis and early intervention,
secondary symptoms (also referred to as secondary disabilities) may be
triggered in a person with FASD, including mental illness, dependence on
others, disengagement from school, employment problems, inappropriate sexual
conduct, alcohol and drug misuse, trouble with the law and legal confinement
(in prison or mental health facilities).
Professor Elliot emphasised the importance of evidence-based prevention
programs for FASD:
Prevention must be the key because it is too late once the
horse has bolted. We can optimise outcomes but we cannot reverse that brain
injury. We need evidence-based prevention programs. This involves controlling
drug and alcohol use and also improving social disadvantage in communities. We
definitely need clinician training. There is a lack of awareness of the impact
of alcohol use in pregnancy across Australia, so we need screening tools and
diagnostic tools. We are currently developing those with some federal funding.
On the efforts to prevent FASD, Professor Elliott commented:
There is not political will around alcohol in this country.
We are amongst the highest consumers in the world. We have our cricketers—our
role models—wearing advertising for alcohol. We have alcohol sponsorship of
sport. We have children exposed to alcohol at a young age. We have pubs that
are open all day and all night. In vulnerable towns like Alice Springs you can
get grog cheaply at any time of the day or night. We know what works. We know
that we should restrict advertising and promotion, we should increase taxation
and pricing, and we should decrease opening hours.
Prevalence of FASD
Amnesty International noted that there is no official diagnostic tool
for FASD in Australia, meaning there is little evidence available about the
prevalence of the disorders.
Professor Elliott indicated that screening and diagnostic tools are currently
being developed and this is being funded by the Commonwealth Government.
Professor Elliott explained that the diagnosis for FASD is one of exclusion:
[I]f I see a child I have to make sure that they do not have
some other chromosome or abnormality or some sort of syndrome—that they have
not had meningitis, they were not extremely pre-term, they have not had head
injuries et cetera. And I have to take into account early-life trauma and
social circumstances et cetera. But the diagnosis is made through a combination
of alcoholic exposure, presence of facial features and growth deficit and then
neurodevelopmental problems across about 10 domains of impairment. They will
include things like memory, IQ, communication, adaptive behaviour and social
communication, and motor skills. We really have to tick at least three of those
boxes in addition to alcohol exposure to make that diagnosis, and that usually requires
assessment by a paediatrician, definitely a psychologist and sometimes a speech
therapist, an occupational therapist and a physiotherapist. Ideally you would
have a multidisciplinary team, or access to that team, that is able to give you
an assessment, and you can then look at the child in toto and see whether they...tick
Professors Elliott and Latimer presented some of the results of their
work on the prevalence of FASD in the Fitzroy Valley of WA:
In the Lililwan Project we assessed every 7 and 8 year old
residing in any of the 45 very remote communities in the Fitzroy Valley.
Similar to non-indigenous women, we found that 55% of Aboriginal mothers drank
alcohol during their pregnancy. However 87% drank at high risk levels -
commonly 10 or more drinks, 2 or more times each week. Using conservative
diagnostic criteria we found that approximately 20% (or 1 in 5 children) had a
FASD, one of the highest prevalence rates worldwide.
At the public hearing in Sydney, Professor Latimer provided a comparison
for the findings of the Lililwan Project in the broader Australian context:
We did our study in the Aboriginal communities [of the
Fitzroy Crossing] because those are the women that invited us to come and were
honest in telling us about their alcohol consumption. We reported one of the
highest prevalence rates in the world, and people were shocked. They could not
believe it. There was just alarm and concern. Yet, if we had done a prevalence
study in metropolitan Sydney, all the information from overseas suggests that
we would have had a prevalence of somewhere between two to five per cent of
children falling on the FASD spectrum. There would be absolute alarm and
concern about that. But it is because we have started with Aboriginal
communities that people think that that is where all the concern is. There is
no doubt that those remote communities are high-risk communities. I think that
once you start looking across metropolitan Sydney and some of the urban areas
people will be shocked to see the impact that alcohol is having on the next
FASD and the criminal justice
Professor Latimer described how the symptoms and behaviours of a person
with a FASD increase the likelihood of interaction with the processes of the
criminal justice system:
[I]n effect, a child or adult may never understand the
differences between right and wrong or the consequences of their actions and
may not learn from experiences. Due to their impaired cognition and memory,
they may not be able to accurately recollect past events and thus may not be
deemed a reliable witness. They may confess to something they do not have the
capacity to remember. Their poor memory might mean that they forget to come to
court or do not recognise the importance of such. They might make a false
confession because they are very easily led and keen to please. Their poor
impulse control, their aggressive behaviour and their frequent reoffending are
common behaviours in this vulnerable population that often results in contact
with juvenile justice systems and may lead to incarceration.
In its November 2012 report, FASD: The Hidden Harm, the House of
Representatives Standing Committee on Social Policy and Legal Affairs, noted
the evidence it received on international research demonstrating the high
prevalence of youth and adults with FASD in the criminal justice system:
The Alcohol and Other Drug Council of Australia (ADCA) cited
statistics from the National Organization on Fetal Alcohol Syndrome in the US,
which stated that 61 per cent of adolescents and 58 per cent of adults with
FASD in the US have been in trouble with the law, and that 35 per cent of those
with FASD over the age of 12 had been incarcerated at some point in their
lives. Another US study found that 60 per cent of people with FASD have been in
contact with the criminal justice system.
In terms of the prevalence of FASD among the prison population in
Australia, the joint submission by the North Aboriginal Justice Agency and the
Central Australian Aboriginal Legal Aid Service, referred to statistics from
The [Legislative Assembly of the Northern Territory's Select
Committee on Action to Prevent FASD] cited a study conducted by the Aboriginal
Health Service in Tennant Creek in 2011, Anyinginyi Health Aboriginal Corporation,
in conjunction with a Tennant Creek Youth Service organisation into FASD. The
health service used the Canadian Medical Association's to screen 220 clients
for FASD and found 70% exhibited one or more indicator for FASD, and of those
youth, all had been recidivist offenders in the criminal justice system.
There does not appear to be further data on the prevalence of FASD among
people in prison, or otherwise in contact with the criminal justice system in
Australia. However, Gilbert+Tobin referred to anecdotal evidence in Australia
that suggests people with FASD are over-represented in the Australian legal
The First Peoples Disability Network, for example, has stated
that it is not uncommon to meet Aboriginal people who are either in jail or who
are in contact with the criminal justice system who it would appear have some
form of FASD. Similarly, Legal Aid NSW has noted that the behaviours that are
symptomatic of FASD are what bring people with FASD to the attention of the criminal
On this point, Professor Latimer stated:
[I]n our opinion, many Aboriginal and Torres Strait Islander
people who come into contact with the justice system do so because they have a
health condition associated with developmental delay; namely one of the foetal
alcohol spectrum disorders. Mandatory sentencing regimes are inappropriate for
this population of Aboriginal and Torres Strait Islander people because they
fail to acknowledge that the FASD should be managed by health professionals
rather than the justice system.
During a Senate Legal and Constitutional Affairs References Committee's
inquiry in 2013, Dr Raewyn Mutch, a Post-Doctoral Research Fellow with the
Telethon Institute for Child Health Research, commented on the negative aspects
of detention for a young person with FASD:
If someone has a high sensory drive, which is quite common
among children and youth with FASD, they may have behaviours as a result of
that—sensory seeking behaviours—which may make them invade people's personal
body space or reach for substances. But, if you put someone with a high sensory
drive like that in lockdown for 12 or 18 hours a day, that is not going to help
them at all. That is going to upregulate them; it is not going to calm them
Some of the routine management protocols for dealing with
youth do not necessarily work with people with this type of neurocognitive
impairment. If that were understood then they would be managed differently, and
if they were managed differently then the outcome would be more effective and
Dr Mutch continued:
Similarly, they do not respond to punitive measures. They do
not understand punitive measures; they respond to positive measures. They do
not necessarily respond to sequential instructions; they need singular
instructions. They do not understand the fact that they have done something
wrong on a Saturday morning and they get punished for it on Monday; they will
not understand that. They do not necessarily generalise their learning. If they
learn in the morning how to do something and then in the afternoon they do not
replicate that, that behaviour is presumed to be wilful, naughty and
purposeful, but in fact it is not. The underlying brain behaviour is that they
did not understand or they cannot remember and generalise.
As can be seen from the evidence above, this inquiry is not the first
time that a parliamentary committee has considered the issue of FASD and the
incarceration of Indigenous offenders. The work and recommendations of those previous
committees has significantly contributed to the recognition of FASD and the
impact that it has on incarceration and provides the context for the current
policy framework. Appendix 4 summarises the work and recommendations in
this area from the following inquiries:
House of Representatives Standing Committee on Aboriginal and
Torres Strait Islander Affairs, Doing Time - Time for Doing: Indigenous
youth in the criminal justice system, June 2011;
House of Representatives Standing Committee on Social Policy and
Legal Affairs, FASD: the hidden harm – Inquiry into the prevention,
diagnosis and management of Fetal Alcohol Spectrum Disorders, November 2012;
Senate Legal and Constitutional Affairs References Committee, Value
of a justice reinvestment approach to criminal justice in Australia, June
House of Representatives Standing Committee on Indigenous
Affairs, Alcohol, hurting people and harming communities, June 2015.
In answers to questions on notice the Department of Health provided the
committee with an update on the current status of the National FASD Action
The Commonwealth Government is spending $9.2 million on FASD-related programs
and initiatives, including $500,000 on the finalisation and dissemination of
the National FASD Diagnostic Tool, which will be ready for release in mid-2016.
The Department of Health stated:
The utilisation of the soon-to-be finalised diagnostic tool
will assist the Department in improving data collection regarding prevalence.
The Department of Health also indicated that issues regarding
improvements to data collection are also the focus of discussions of the FASD
The Commonwealth is also providing a number of projects to support
pregnant woman with alcohol dependence, including:
Funding of $414,000 to the Foundation for Alcohol Research and
Education to further promote and evaluate the What Women Want to Know Project.
This project is due to cease in June 2016.
Funding of $118,745 to National Drug and Alcohol Research Centre
to evaluate the best practice resource for drug and alcohol dependent women.
This project is due to cease in June 2016.
Funding of $145,000 to NOFASD Australia to provide services to
individuals and families affected by FASD to 30 June 2016.
In terms of specific measures targeted to prevent and manage FASD in
Indigenous communities, the Department of Health noted $4 million had been provided
for the following project:
The Menzies School of Health Research has been contracted to
develop a FASD Prevention and Health promotion resource. The resource was
developed by the Ord Valley Aboriginal Health Service. The resource will be
rolled out nationally through the New Directions: Mother and Babies Programme.
Services will be provided with training and support as part of the
implementation. An evaluation will also be undertaken.
In terms of increasing awareness regarding the effect of consuming
alcohol during pregnancy, the Department of Health stated:
The Foundation for Alcohol Research and Education (FARE) and DrinkWise
have each been funded by the Department to promote the 2009 National Health
and Medical Research Council (NHMRC) Australian Guidelines to Reduce Health
Risks from Drinking Alcohol (Alcohol Guidelines) message that for women who are
pregnant, planning a pregnancy, or breastfeeding, not drinking is the safest
Funding to Drinkwise was for 2011-12 to 2012-13 to:
[D]evelop 'point of sale' information for consumers at liquor
retailers, clubs, pubs and hotels to supplement and to explain the new consumer
messages on alcohol labels. The project was designed to engage retailers and
producers in providing responsible messages to consumers about reducing harmful
drinking, particularly during pregnancy and to promote and explain the
pregnancy warning label on alcohol products.
Funding of $595,000 was provided to FARE's 'What Women Want to Know
Project' for the 2011-12 to 2012-13 period:
[W]ork with health professionals to support their role in
raising awareness and to have meaningful conversations with women about the
risks of consuming alcohol during pregnancy and to give the consistent message
that no alcohol is the safest option when planning a pregnancy, during
pregnancy and while breastfeeding.
Homelessness, inadequate housing and over-crowded housing, are part of
the broader social and economic disadvantage which have the potential to
contribute to higher rates of Aboriginal and Torres Strait Islander people in incarceration.
Given this, evidence to the committee highlighted the disproportionate impact
that policies such as WA's Disruptive Behaviour Management Strategy, or 'three
strikes' policy, have on homelessness of Aboriginal and Torres Strait Islander
The three strikes policy is contributing to higher rates of
eviction for Western Australian tenants in comparison to other states, and high
rates of eviction from public housing for Aboriginal people. We understand that
402 households who received strikes have been moved on from their Department of
Housing home in the 3 years from May 2011 – May 2014. Half of these evictions
resulted from proceedings for 3 strikes, the other half of the evictions arose
from terminations for rent arrears, tenant liability, water bills. Our
understanding is that tenants who receive strikes are scrutinised for other
grounds of terminations as well. In our view this is not consistent with an
approach of seeking to sustain tenancies.
Tenancy WA's submission continued:
The issue of over crowding and cultural obligation to
accommodate family members in need is seriously compounded by the disruptive
behaviour management strategy, commonly referred to as 'three strikes'. Three
strike evictions of Aboriginal tenants has a real propensity to snowball. If
one family is evicted for three strikes, often they then seek accommodation
with extended family. The family who take them in are then in violation of the
[WA Department of Housing's] overcrowding policies and are also more at risk of
having strikes for noise and disturbance complaints. Too often this leads to
further evictions, and further homeless people seeking accommodation with
extended family. The argument that people should not put themselves at risk of
strikes and eviction by taking in family members (who might otherwise by
homeless) fails to take into account the cultural obligations and expectations
that exist amongst Aboriginal families, and fails to acknowledge the very real
risks to children living on the streets.
Tenancy WA noted the link between homelessness and incarceration, and
also stated '[h]omeless adults may commit crimes for the purposes of being
Tenancy WA provided the following case study:
In the worst example, we know of 6 tenants of the same
extended family who all had their tenancies terminated. Each termination
worsened the overcrowding at other family member’s households, and the evictions
snowballed. Some of these clients are now in prison.
At the public hearing in Perth, Mrs Mary McComish, Director of the
Daydawn Advocacy Centre, informed the committee that often the tenants have a
Yet we find when we sit down and talk to them that they have
a defence; they can defend these actions: it was not their fault that there was
disruptive behaviour, because relatives had come around and smashed up the
house, or a violent ex-partner had come over and smashed up the house, or they
had gone away up north for a funeral and someone else had moved into the house
unknown to them and caused trouble with the neighbours and caused complaints.
These eviction applications can be defended, but they turn
into big trials; they are big matters. They are not just small matters in the
magistrate's court. You need legal expertise and quite a lot of work and
preparation. I am very concerned that a lot of people are being evicted from
their homes needlessly, that they could be defended and that it is leading to
all these other ripple-effect consequences that we see in incarceration rates
and other Aboriginal disadvantage.
Mrs McComish also emphasised that the strikes are not able to be
If you have a high water bill or a tenant liability bill, you
can appeal to their three-tier appeal system, but if you have a strike that you
do not think is fair or right you cannot appeal. It is just a very strict
In his submission, Chief Justice Martin commented on 'systemic
discrimination' which contributes to the overrepresentation of Indigenous
people in incarceration:
The system itself must take part of the blame. Aboriginal people
are much more likely to be questioned by police than non-Aboriginal people.
When questioned they are more likely to be arrested rather than proceeded
against by summons. If they are arrested, Aboriginal people are much more
likely to be remanded in custody than given bail. Aboriginal people are much
more likely to plead guilty than go to trial, and if they go to trial, they are
much more likely to be convicted. If Aboriginal people are convicted, they are much
more likely to be imprisoned than non-Aboriginal people, and at the end of
their term of imprisonment they are much less likely to get parole than
non-Aboriginal people. Aboriginal people are also significantly
over-represented amongst those who are detained indefinitely under the
Dangerous Sexual Offenders legislation. So at every single step in the criminal
justice process, Aboriginal people fare worse than non-Aboriginal people.
Chief Justice Martin explicitly stated that he did not accept 'that the
people in the system are racist'. However, Chief Justice Martin did observe
'there are nevertheless tilts in the system which work significantly against
Aboriginal people and which I think have contributed to their
As noted in Chapter 4, the imprisonment rate for Aboriginal and Torres
Strait Islander people varies between the different jurisdictions. Chief
Justice Martin's comments relate to the overrepresentation of Indigenous people
incarcerated in WA, which has the highest imprisonment rate for Aboriginal and
Torres Strait Islander people at 17 times the rate for non-Indigenous people. In
relation to the variation in overrepresentation between different
jurisdictions, NATSILS stated:
Crime statistics (e.g., rates of arrest and rates of
imprisonment) [do not] measure prevalence of crimes or who are responsible for
committing those crimes. Instead crime statistics measure the rate and/or
demographics of those people who are caught and punished for criminal
If higher rates of offending among Aboriginal and Torres
Strait Islander people were the sole cause of higher incarceration rates then
there should be no difference in the rate of overrepresentation between
different states and territories.
The remainder of this chapter considers some of the structural biases which
contribute to the overrepresentation of Indigenous Australians in prison,
mandatory sentencing regimes;
the refusal of bail and the imposition and enforcement of onerous
bail conditions; and
The effect of mandatory sentencing
regimes on Indigenous incarceration rates
The Law Council of Australia (Law Council), in a discussion paper,
provides the following definition of mandatory sentencing:
Mandatory sentencing regimes direct courts as to how they
must exercise their sentencing powers. These laws require offenders to be
automatically imprisoned – or in some cases detained for a minimum prescribed
period for particular offences.
The types of offences which attract a mandatory sentence vary among
jurisdictions in Australia. The Law Council provided the following summary as
at May 2014:
Western Australia for repeat adult
and juvenile offenders convicted of residential burglary, grievous bodily harm
or serious assault to a police officer;
the Northern Territory for murder,
rape and offences involving violence;
New South Wales for murder of a
police officer or where a person dies as a result of an assault and the
offender was intoxicated;
Queensland for certain child sex
offences, murder, and motorcycle gang members who assault police officers or
are found in possession or trafficking in firearms or drugs;
South Australia for certain
serious and organised crime offences and serious violent offences;
Victoria for an offence of
intentionally or recklessly causing serious harm to a person in circumstances
of gross violence; and
the Commonwealth for certain
people smuggling offences.
Submissions and witnesses outlined a number of objections to mandatory
sentencing regimes. For example, the Law Council listed the following concerns:
- potentially results in harsh and
disproportionate sentences where the punishment may not fit the crime;
- potentially increases the
likelihood of recidivism;
- wrongly undermines the community's
confidence in the judiciary and the criminal justice system as a whole;
- dangerously displaces direction to
other parts of the criminal justice system, most notably law enforcement
agencies and prosecutors;
- results in significant economic costs
to the community; and
- is not consistent with Australia's
commitments under the International Covenant on Civil and Political Rights
and the Convention on the Rights of the Child.
Some submissions argued that there is no evidence that mandatory sentencing
regimes work as a deterrent. For example, NATSILS stated:
[I]n places in Australia where mandatory sentencing schemes
are applied there is a lack of evidence as to whether they actually achieve the
desired deterrent effects. In general however, there is little evidence that
longer prison sentences are effective in deterring would-be criminals,
especially disadvantaged and vulnerable persons, because higher penalties are
highly unlikely to influence persons with mental impairment, alcohol and/or drug
dependency or those who are socially and economically disadvantaged.
The UNSW Law Society commented that 'mandatory sentencing undermines the
essential role of judicial discretion in sentencing'.
The UNSW Law Society continued:
Judicial discretion in sentencing allows for a non-arbitrary
judgement to be made about the appropriateness of sentence after the offence
has been committed, with knowledge of the full circumstances. Mandatory
sentencing reverses this principle. Parliament, often motivated by "tough
on crime" political aims, prescribes the punishment of the offence before
it has even taken place, leaving no room for the individuality of circumstances
to mitigate sentence.
Disproportionate impact on
Submissions noted the disproportionate impact that mandatory sentencing
regimes have on Indigenous people. For example, the Aboriginal and Torres
Strait Islander Social Justice Commissioner, Mr Mick Gooda, stated:
Mandatory sentencing regimes, particularly those which
prescribe imprisonment for property offences as in Western Australia and the
Northern Territory, have a disproportionate impact on disadvantaged, vulnerable
people. Further, they impact on 'low level' offenders disproportionality, as
more serious offenders would be sentenced to imprisonment regardless of the
mandatory sentencing laws.
It is therefore unsurprising that mandatory sentencing has a
disproportionate impact on Aboriginal and Torres Strait Islander people, in
particular young people.
The National Association for Community Legal Centres argued:
...mandatory sentencing laws are arbitrary and undermine basic
rule of law principles by preventing courts from exercising discretion and
imposing penalties tailored appropriately to the circumstances of the case and
the offender. Of particular concern is the disproportionate impact of such laws
on Aboriginal and Torres Strait Islander peoples in light of the
over-representation of Aboriginal and Torres Strait Islander peoples in the
criminal justice system.
Liberty Victoria, in outlining its opposition to mandatory sentencing,
also referred to the disproportionate impact on Indigenous people:
Mandatory sentencing rails against long held principals of
taking into account an accused's circumstances in sentencing and the value of
judicial discretion. This will have a particularly deleterious effect on those
impacted by mental health issues and histories of gross disadvantage. Further,
mandatory sentencing disproportionately [a]ffects Aboriginal and Torres Strait
Islander people both as a result of the over representation of these groups in
the justice system but in terms of the prevalence of ongoing systemic and
social disadvantage leaving these communities on the very fringes of society.
There is little to no evidence to suggest that high police presence reduces
rates of crime, yet Aboriginal communities continue to experience greater
policing. Further, there is no evidence to support the deterrent effect or the
beneficial impact of mandatory sentencing.
Redfern Legal Centre used the example of mandatory sentencing
legislation in NSW for alcohol-fuelled violence to illustrate the
We have concerns that the recent introduction of mandatory
sentencing laws in NSW targeting alcohol related violence in the Sydney CBD
will have an unintended disproportionate impact on the ATSI community due to
the high rates of alcohol related violence within this community. In 2010, [Bureau
of Crime Statistics and Research] NSW noted that alcohol was a factor in a high
proportion of assaults committed by Indigenous offenders. The introduction of mandatory
custodial sentences for assaults committed under the influence of alcohol is therefore
highly likely to have a significant impact on rates of incarceration of
Indigenous offenders. These concerns reflect many of the concerns put forward
by Indigenous Legal Assistance schemes at the time the proposed laws were
introduced, as well as forming part of the basis for the Law Society's
opposition to the scheme.
In its policy discussion paper on mandatory sentencing, the Law Council
provided a number of examples which it described as 'anomalous or unjust cases
where mandatory sentencing has applied':
a 16-year-old with one prior
conviction received a 28-day prison sentence for stealing one bottle of spring
a 17-year-old first time offender
received a 14-day prison sentence for stealing orange juice and minties;
a 15-year old Aboriginal boy
received a 20-day mandatory sentence for stealing pencils and stationery. He
died while in custody; and
an Aboriginal woman and first-time
offender who received a 14-day prison sentence for stealing a can of beer.
Several submissions noted the United Nations has recommended that
Australia abolish mandatory sentencing due, partly, to the discriminatory
impact on Indigenous Australians.
In September 2015, the WA Parliament passed legislation expanding the
mandatory sentencing regime for that jurisdiction. Prior to the passage of that
legislation, Ms Tammy Solonec, Indigenous Rights Manager, Amnesty
International, summarised for the committee the proposed new laws in WA:
One of the reasons we are really concerned about the home
burglary bill before the WA parliament is it will extend mandatory sentencing
to 16- and 17-year-olds. That will be three years of detention if it is
considered in the circumstances of 'aggravated'. Aggravated can be in
circumstances when it is with a whole bunch of kids, which we know a lot of
kids are doing.
Ms Solonec gave the following example of the potential operation of the
If this law goes through, a 16-year-old girl who is pressured
by an older boyfriend to stand guard but does not do anything wrong—she is
caught up in all of that—will be mandatorily detained for three years, which means
she spends at least one year in an adult prison. That could be her first
offence. There would be no mitigating circumstances taken into account because
it is mandatory sentencing.
Ms Solonec outlined her concerns with the proposed law:
So we have real concerns about that. Western Australia is the
only jurisdiction that has these tough laws. And, surprise, surprise, we are
the jurisdiction that locks up more kids than anywhere else.
There is a real need to look at that. I think there is a real
need to look at these particularly young children. For a start, 10- or
11-year-olds should not be in prison at all under the convention. Secondly,
they are so vulnerable—they are babies. They do not need to be put into jail
with older kids. We really do need strategies for those younger children.
NATSILS outlined the anticipated impact of the bill:
It has been stated by the Western Australian Corrective
Services Commissioner that as a consequence of these amendments it is an
anticipated that an extra 60 juveniles and 208 adults over three years will be
imprisoned or detained at a cost of $93 million dollars.
NATSILS is gravely concerned that the vast majority of these
will be Aboriginal and Torres Strait Islander people and that the extension of
mandatory sentencing laws will only serve to increase the already unacceptable
level of overrepresentation of Aboriginal and Torres Strait Islander peoples in
custody in Western Australia.
Chief Justice Martin informed the committee there is 'very good reason
to believe that the [new] mandatory sentencing legislation...will have a
significant effect upon incarceration rates, particularly amongst juveniles'.
Unintended consequences of
Chief Justice Martin also spoke about 'unintended consequences' of
mandatory sentencing legislation, specifically: the non-reporting of offences;
the downgrading of charges; and fewer guilty pleas in court. Chief Justice
Martin gave the following examples to illustrate his point:
I will give you an example from the mental health area...When
the assaulting the public officer legislation was introduced, there was
enormous concern within that community of mental health carers. They were very
concerned about notifying police of violent behaviour on the part of the family
member that they were caring for in case the police turned up and were then
assaulted as a result of which the family member would stare down the barrel of
a mandatory sentencing term. So it discourages reports.
Secondly, it results in the downgrading of charges so that I
am sure that the low number of charges of assaulting a public officer over the
last three years has come about because police, when they are reviewing the
charge, say, 'This is not an appropriate case for a mandatory sentence, so we'll
forget the assault on the public officer.' So the offender is not actually
being charged with the offence that best suits the conduct to avoid the
The third consequence is that there are many fewer pleas of
guilty in relation to offences covered by mandatory sentencing. That has two
consequences: first of all, it increases the stress on victims who then have to
participate in a trial process they would not otherwise have to participate in;
and, secondly, it puts a lot of stress on the system, because we have to
undertake a lot of trials that we would not have to undertake.
The National Aboriginal Family Violence Prevention Legal Services Forum
noted that the prospect of mandatory sentencing may deter reporting in cases of
In the context of family violence, mandatory sentencing can
have significant adverse impacts on victims. For example, there is a risk that
mandatory sentencing could deter reporting from Aboriginal and Torres Strait
Islander victims/survivors due to pressures from their community not to report
a perpetrator who would be imprisoned as a result. Rather than a focus on imprisonment,
a greater emphasis should be placed on early intervention and prevention activities
that focus on education before offending begins and/or escalates.
Submissions and witnesses provided evidence on the refusal of bail,
strict bail conditions and stringent enforcement of bail conditions and the
impact on the incarceration rates of Aboriginal and Torres Strait Islanders, and
in particular on young offenders.
According to the Australian Bureau of Statistics, at 30 June 2015, Aboriginal
and Torres Strait Islander people accounted for 27 per cent of all unsentenced
Law Council of Australia noted:
[In] several jurisdictions, a very high proportion of
Indigenous prisoners are being held on remand for lengthy periods of time, indicating
that bail laws in those jurisdictions may be significantly inflating the rate
Chief Justice Martin noted the factors taken into account in the
decision of whether or not to grant bail contribute to Aboriginal and Torres
Strait Islander people being overrepresented in this category of prisoners:
There is no doubt about that, because the criteria we do use,
like prior offending, like stable employment, like a stable place of residence,
like mental health issues—all of those criteria result in Aboriginal people
being overrepresented amongst those who are denied bail, and move-on notices
are much more often issued to Aboriginal people than to non-Aboriginal people.
Specifically in relation to young offenders, NATSILS observed that there
An increasingly rigid approach to bail which has had a
particularly discriminatory effect on Aboriginal and Torres Strait Islander
young people, causing an increase in the number of Aboriginal and Torres Strait
Islander young people on remand[.]
Amnesty International provided the following data on the refusal of bail
for Indigenous youth:
Indigenous young people are also more likely than
non-Indigenous young people to be held in detention on remand due to inadequate
bail accommodation options and other factors. On average 57 per cent (250 out
of 437) of all unsentenced young people in detention from June 2013 to June
2014 were Indigenous.
In a factsheet, Balanced Justice outlined the negative impact that being
denied bail had on young people:
[C]hildren held in remand report feeling isolated and frustrated
by the experience of being denied bail and held on remand; they feel as if they
have already been found guilty[.]
The Public Interest Advocacy Centre (PIAC) referred to work by the
Australian Institute of Criminology (AIC):
In a study of bail conditions imposed on young people across
all Australian jurisdictions, the Australian Institute of Criminology found
that bail conditions were unduly onerous, difficult for young people to adhere
to and often appear 'arbitrary and unrelated to the young person's offending'.
Excessive monitoring of bail conditions was also reported to
the AIC, which found an Australia-wide practice of 'overzealous policing of
young people's bail compliance and in some cases, a 'zero tolerance' approach
to bail breaches'.
The committee also received a number of examples of stringent bail compliance
checking leading to 'technical breaches' of bail conditions. Ms Solonec,
provided the following example to illustrate the impact of policing of bail
conditions in WA:
We had one situation with a family up in Broome where the boy
was put on a curfew which was quite inflexible. The family chose to take him up
to One Arm Point for Christmas. The boy did not have a choice. He went with the
family, which breached his bail, and he was then sent down to Perth, to Hakea,
to a men's prison. It was not even his fault. There needs to be better
communication and there needs to be a little bit more flexibility, especially
if you are looking at the Christmas period and weekends and especially if the
child does not have a say in a lot of these things and they are detained as a
Ms Solonec also gave evidence about the 'heavy enforcement' of curfews:
[W]e have heard these mainly coming from the Kimberley where
police will ensure that the child is complying with the curfew by staying in
their house. They will knock on the doors of the house, shine torches through
the windows and insist that the child present themselves at all forms of the
night, waking up all of the household members, including children and elderly
Ms Solonec stated that these practices were discouraging people from
becoming the 'responsible adult' necessary in order for a child to get bail:
We had one family say that they did not want the boy who was
on bail to be left with them, because the police kept coming around the house and
harassing everyone. These sorts of conditions are preventing responsible
persons from taking the children. They then either have to find a bail
hostel—which there are not many of—or the kids come down to Perth to detention.
That is a real issue.
Balanced Justice cited a similar scenario which occurred in New South
In NSW a young girl was arrested for breaching a bail condition
which required her to be home by 9.00 p.m. She was arrested as she was making
her way home when the train pulled in at five minutes past nine. She spent at
least a month in custody, even though when convicted she did not receive a
custodial sentence for the shoplifting charge. The young girl gave up her
schooling after these events.
In its supplementary submission, Amnesty International commented on the
consequences of these bail condition breaches:
A representative of the ALSWA in Broome noted that by the time
Aboriginal young people attend court, bail conditions mean they may have
already received a punishment far greater than the offence could attract, or
that an adult would attract for the same offence. An example given by another
ALSWA lawyer was where a young person is arrested for stealing goods below the
value of $1000, for which detention is not an option, released by police on
bail with a curfew, which would not be imposed on an adult. The curfew is
vigorously monitored and the young person is then arrested for failing to
comply with it and could ultimately end up in detention on remand.
Further, Balance Justice noted:
It is important to note that there is no evidence that monitoring,
arresting and detaining young people for breaches of their bail condition
reduces re-offending among juvenile offenders. The more likely outcome of a
'breach offence' is the further criminalisation of the child and an increased
likelihood of the child being placed in custody, thereby further entrenching
the child in the criminal justice system.
However, Chief Justice Martin argued that there have been some positive
steps taken recently in relation to bail for young offenders in WA:
Accommodation is now available [in the Pilbara, Kimberley and
the Goldfields] for children who intersect with the law so they are not now
being flown to Perth and put in detention simply because there is nowhere safe
for them to live.
In the metropolitan area there is another programme for
children which involves looking very hard to locate a responsible adult who then
provides appropriate care and supervision.
In its submission, the Redfern Legal Centre (RLC) noted that
over-policing was a key cause of the high incarceration of Indigenous people.
RLC stated that policies which target individuals granted noncustodial
sentences, such as good behaviour bonds and the targeting of those on bail
through frequent bail compliance checks, can result in higher levels of arrest,
contributing to higher incarceration rates.
At the public hearing, Mr David Porter, Senior Solicitor, RLC,
referred to one such policy, New South Wales' Suspect Target Management Plan
The STMP is a policy rather than legislation. It is an
internal police policy. [The police] formulate a list of targeted offenders
within any catchment area. They do not need to apply for any extra powers. They
have been given sufficient discretionary powers under legislation that they can
provide someone with an overwhelming level of attention, and the primary
purpose is to get that person off the streets and it does not really matter
what for. That is the way in which the policy is framed.
RLC's submission explained the impact of the STMP policy:
[STMP] encourages the targeting of previous offenders,
including those on good behaviour bonds or other alternatives to imprisonment,
as well as increasing bail compliance checks, in order to increase efficiency within
the policing system. While we recognise that prioritisating previous offenders improves
the efficiency of police resources, it is our observation that there has been
no differentiation between those who have been convicted of minor offences,
such as property or traffic offences, and those convicted of violent offences.
This has led to individuals on good behaviour bonds for minor offences feeling harassed,
negatively affects their relationship with police, and increases the risk of
further offending and incarceration through breach of conditions.
RLC noted that the anecdotal evidence of their clients reporting
increased use, and overuse, of proactive police powers is reflected in
statistics collected by the NSW police:
Between 2000 and 2010 the use of the 'move on' power
increased from 22,531 to 77,391[;]
Between 2005 and 2010 the number of bail compliance checks
grew from 3541 to 88,617[;]
Between 2000 and 2010 the number of person searches increased
from 18,238 to 200,132.
The Public Interest Advocacy Centre (PIAC) also described changes to
policing practices in recent years which have contributed to the increasing
contact Aboriginal and Torres Strait Islander people have with the criminal
In PIAC's experience, this shift to a proactive policing
model has had a largely detrimental impact on Aboriginal and Torres Strait
Islander people, drawing them into the criminal justice system when it is
unnecessary, leading to largely irreversible and adverse consequences for the
individual, his or her family and indeed whole communities. It has also
continued to cement the precarious relationship between Aboriginal young people
and adults with the police officers in their communities. Aboriginal
Australians report a high level of discrimination across a range of settings,
with one of the highest occurrences being when interacting with police,
security people, lawyers or in a court of law. The very perception of
discrimination has an impact on Aboriginal and Torres Strait Islander people's
well being; research has shown that just a perception can lead to changes in
job seeking behaviour or dropping out of the work force. Discrimination can also
be linked to negative health outcomes.
At the public hearing in Perth, Mr Peter Collins, Director of Legal
Services, Aboriginal Legal Service of WA, outlined how the police 'move on'
powers, in concert with Prohibited Behaviour Orders, can disproportionately
impact on Indigenous people:
There are also the laws that are passed in this state, in
particular move-on laws which enable police to move people on from an area for
up to 24 hours. Those laws were introduced in 2005. A breach of a move-on law
is punishable by jail. There is also what is called the Prohibited Behaviour
Orders [PBO] Act, which came into operation in 2011. That act allows courts to
ban people from engaging in otherwise lawful activity—for example, entering a
certain area, say the Perth CBD, associating with certain individuals or
engaging in otherwise lawful conduct; for example, drinking alcohol. A breach
of a PBO, as we call them, is also punishable by jail. These laws have been
used to target the most vulnerable Aboriginal people in Western Australia: the
homeless, those with acute alcohol and drug problems, the mentally ill, those
with cognitive impairments, and on it goes.
Mr Collins provided the committee with the following example:
In 2013 I acted for a man who had been homeless in Perth for
16 years. He lives on the streets in and around Perth CBD and the
Northbridge area, which adjoins the CBD. He is a chronic alcoholic, he is a
solvent sniffer and he sniffs paint, glue and petrol on a daily basis and has
done so for 20 years. He is wholly reliant on the services provided by
those organisations that assist homeless people and provide those services in
the Perth CBD and Northbridge. He is highly reliant upon them to live. The PBO
was made against him and it proposed that he be banned from entering the Perth
CBD and Northbridge areas. At the time of the application for the PBO, he had
been issued with 463 move-on notices since 1 January 2006. When I told him that
the PBO would, if granted, ban him from entering Northbridge, his answer was,
'But that's where I live.' He fell asleep in court and snored loudly during the
proceedings for the PBO. He had earlier been unable to complete an affidavit
that the ALS wanted to compile on his behalf because he could not stay awake
for long enough to complete it.
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