Additional Documents

1 PDF: Australian Securities & Investments Commission: answers to questions on notice from hearing in Canberra on 27 January 2022 (received 2 February 2022). Australian Securities & Investments Commission: answers to questions on notice from hearing in Canberra on 27 January 2022 (received 2 February 2022).
2 PDF: Australian Securities & Investments Commission: answers to questions on notice from hearing in Canberra on 27 January 2022 (received 2 February 2022). Australian Securities & Investments Commission: answers to questions on notice from hearing in Canberra on 27 January 2022 (received 2 February 2022).
3 PDF: Australian Securities & Investments Commission: answers to questions on notice from hearing in Canberra on 27 January 2022 (received 2 February 2022). Australian Securities & Investments Commission: answers to questions on notice from hearing in Canberra on 27 January 2022 (received 2 February 2022).
4 PDF: Australian Securities & Investments Commission: answers to questions on notice from hearing in Canberra on 27 January 2022 (received 2 February 2022). Australian Securities & Investments Commission: answers to questions on notice from hearing in Canberra on 27 January 2022 (received 2 February 2022).
5 PDF: Australian Financial Complaints Authority (AFCA): answers to questions on notice from hearing in Canberra on 27 January 2022 (received 3 February 2022). Australian Financial Complaints Authority (AFCA): answers to questions on notice from hearing in Canberra on 27 January 2022 (received 3 February 2022).
6 PDF: Australian Financial Complaints Authority (AFCA): answers to questions on notice from hearing in Canberra on 27 January 2022, Cover letter response (received 3 February 2022). Australian Financial Complaints Authority (AFCA): answers to questions on notice from hearing in Canberra on 27 January 2022, Cover letter response (received 3 February 2022).
7 PDF: Stockbrokers and Financial Advisers Association: answers to questions on notice from hearing in Canberra on 27 January 2022, Quantum of complaints against stockbrokers for the financial year 2020/2021 (received 3 February 2022) Stockbrokers and Financial Advisers Association: answers to questions on notice from hearing in Canberra on 27 January 2022, Quantum of complaints against stockbrokers for the financial year 2020/2021 (received 3 February 2022)
8 PDF: Financial Services Council: answers to questions on notice from hearing in Canberra on 27 January 2022 (received 3 February 2022) Financial Services Council: answers to questions on notice from hearing in Canberra on 27 January 2022 (received 3 February 2022)
9 PDF: The Treasury: answers to questions on notice from hearing in Canberra on 27 January 2022, Legislation amendments to CSLR (received 8 February 2022) The Treasury: answers to questions on notice from hearing in Canberra on 27 January 2022, Legislation amendments to CSLR (received 8 February 2022)
10 PDF: The Treasury: answers to questions on notice from hearing in Canberra on 27 January 2022, Modelling-exclusions from scheme (received 8 February 2022) The Treasury: answers to questions on notice from hearing in Canberra on 27 January 2022, Modelling-exclusions from scheme (received 8 February 2022)
11 PDF: Australian Prudential Regulation Authority: answers to questions on notice from hearing in Canberra on 27 January 2022, The FAR and Prudential Standard CPS 511 Remuneration (received 4 February 2022). Australian Prudential Regulation Authority: answers to questions on notice from hearing in Canberra on 27 January 2022, The FAR and Prudential Standard CPS 511 Remuneration (received 4 February 2022).
12 PDF: Financial Planning Association of Australia: answers to questions on notice from hearing in Canberra on 27 January 2022,  (received 4 February 2022). Financial Planning Association of Australia: answers to questions on notice from hearing in Canberra on 27 January 2022, (received 4 February 2022).
13 PDF: Law Council of Australia: answers to questions on notice from hearing in Canberra on 27 January 2022 (received 4 February 2022). Law Council of Australia: answers to questions on notice from hearing in Canberra on 27 January 2022 (received 4 February 2022).
14 PDF: The Treasury: answers to written question on notice, 20 January 2022, Compensation Scheme of Last Resort Legislation (received 1 February 2022) The Treasury: answers to written question on notice, 20 January 2022, Compensation Scheme of Last Resort Legislation (received 1 February 2022)

Committee Secretariat contact:

Senate Standing Committees on Economics
PO Box 6100
Parliament House
Canberra ACT 2600

Phone: +61 2 6277 3540
economics.sen@aph.gov.au