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Appendix 1

Submissions

1. Financial Services Institute of Australia
2. Law Council of Australia

Additional information received by the committee

1. Australian Securities and Investments Commission, Opening statement, 28 March 2014.
2. Mr Sean Hughes, Opening statement, 5 September 2014.
3. Mr Sean Hughes, New Zealand Financial Management Authority Enforcement Policy, tabled 5 September 2014.
4. Mr Sean Hughes, New Zealand Financial Management Authority Compliance Focus for 2013, tabled 5 September 2014.
5. Australian Securities and Investments Commission, Opening statement, 5 September 2014.

Answers to questions on notice

1. Answers to questions on notice asked at a public hearing on 28 March 2014, received from the Takeovers Panel on 2 April 2014.
2. Answer to written question on notice, received from Treasury on 30 April 2014.
3. Answer to question on notice asked at a public hearing on 28 March 2014, received from the Takeovers Panel on 17 April 2014.
4. Answers to questions on notice asked at a public hearing on 28 March 2014, received from Australian Securities and Investments Commission on 9 May 2014.
5. Answers to questions on notice asked at a public hearing on 5 September 2014, received from Mr Sean Hughes on 12 September 2014.
6. Answers to questions on notice asked at a public hearing on 5 September 2014, received from Australian Securities and Investments Commission on 3 October 2014.
7. Answers to questions on notice asked at a public hearing on 5 September 2014, received from Australian Securities and Investments Commission on 17 November 2014.

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