Appendix 3

Public hearings and witnesses

SYDNEY, 19 FEBRUARY 2014

ARMOUR, Ms Cathie, Commissioner, Australian Securities and Investments Commission
BACON, Mr John, General Manager Professional Standards, Financial Planning Association
BINEHAM, Mr Marc, Vice President, Association of Financial Advisers
BROWN, Associate Prof. David, Adelaide Law School, University of Adelaide
DAY, Mr Warren, Senior Executive Leader, Stakeholder Services, and Regional Commissioner for Victoria, Australian Securities and Investments Commission
DE GORI, Mr Dante, General Manager Policy and Conduct, Financial Planning Association
DRUM, Mr Paul, Head of Policy, CPA Australia
FOX, Mr Brad, Chief Executive Officer, Association of Financial Advisers
GILLIGAN, Dr George, Private capacity
KELL, Mr Peter, Deputy Chairman, Australian Securities and Investments Commission
KINGSFORD SMITH, Prof. Dimity, Private capacity
KIRK, Mr Greg, Senior Executive Leader, Strategy Group, Australian Securities and Investments Commission
LE MIRE, Dr Suzanne, Senior Lecturer, Adelaide Law School, University of Adelaide
MALLEY, Mr Alex, Chief Executive Officer, CPA Australia
MAWSON, Mr David, ASIC Workplace Delegate, Community and Public Sector Union
MEDCRAFT, Mr Greg, Chairman, Australian Securities and Investments Commission
O'BRIEN, Prof. Justin, Private capacity
PRICE, Mr John, Commissioner, Australian Securities and Investments Commission
RANTALL, Mr Mark, Chief Executive Officer, Financial Planning Association
SAVUNDRA, Mr Chris, Senior Executive Leader, Markets Enforcement, Australian Securities and Investments Commission
TANZER, Mr Greg, Commissioner, Australian Securities and Investments Commission
WATERS, Mr Alistair, Deputy National President, Community and Public Sector Union
WHITE, Mr Lee, Chief Executive Officer, Institute of Chartered Accountants Australia

SYDNEY, 20 FEBRUARY 2014

BRAILEY, Ms Denise, President, Banking and Finance Consumers Support Association
BRODY, Mr Gerard, Chief Executive Officer, Consumer Action Law Centre
CAMPO, Ms Robbie, Deputy Chief Executive, Industry Super Australia
COX, Mrs Karen, Coordinator, Consumer Credit Legal Centre Inc. (NSW)           
DAM, Ms Allison, Head of Policy and Compliance, Credit Ombudsman Service
DYER, Mr Bruce, Member, Corporations Committee, Business Law Section, Law Council of Australia
FIELD, Mr Philip, Lead Ombudsman, Banking and Finance, Financial Ombudsman Service
GOODISON, Mr Scott, Head of Dispute Resolution, Credit Ombudsman Service
HAYNES, Mr David, Executive Manager, Policy and Research, Australian Institute of Superannuation Trustees
KEEVES, Mr John, Chairman, Business Law Section, Law Council of Australia
NEAVE, Mr Colin, Commonwealth Ombudsman
TREGILLIS, Mr Shane, Chief Ombudsman, Financial Ombudsman Service
VENGA, Mr Raj, Chief Executive Officer and Ombudsman, Credit Ombudsman Service
VOLPATO, Ms Karen, Senior Policy Adviser, Australian Institute of Superannuation Trustees
WATTS, Mr Richard, Policy and Legal Counsel, Industry Super Australia

CANBERRA, 21 FEBRUARY 2014

BAXT, Professor Bob, Private capacity
BROWN, Ms Diane, Acting General Manager, Corporations and Capital Markets Division, Department of the Treasury
COBURN, Mr Niall, Private capacity
FRASER, Mr Bede, Acting General Manager, Retail Investor Division, Markets Group, Department of the Treasury

CANBERRA, 2 APRIL 2014

DAVIDSON, Mr Graeme, Deputy Director, Commonwealth Director of Public Prosecutions
FYSH, Dr Stuart, Private capacity
HARRIS, Mr Jason, Private capacity
JENSEN, Mr Rod, Principal Legal Officer, Commercial, International and Counter-Terrorism, Commonwealth Director of Public Prosecutions
LOMBE, Mr David, President, Australian Restructuring Insolvency and Turnaround Association
McCANN, Mr Michael, Deputy President, Australian Restructuring Insolvency and Turnaround Association
MURRAY, Mr Michael, Legal Director, Australian Restructuring Insolvency and Turnaround Association
WHEELDON, Mr James, Private capacity
WINTER, Mr John, Chief Executive Officer, Australian Restructuring Insolvency and Turnaround Association

CANBERRA, 10 APRIL 2014

ARMOUR, Ms Cathie, Commissioner, Australian Securities and Investments Commission
BERRILL, Mr John, Lawyer and Principal, Maurice Blackburn Lawyers
BIRD, Ms Joanna, Senior Executive Leader, Financial Advisers, Australian Securities and Investments Commission
BOWDEN, Dr Peter, Private capacity
BRAND, Dr Vivienne, Senior Lecturer, Flinders Law School, Flinders University
BRAUND, Mrs Janice, Private capacity
BROWN, Mr Adrian, Senior Executive Leader, Insolvency Practitioners and Liquidators
BROWN, Professor AJ, Professor of Public Policy and Law, Centre for Governance and Public Policy, Griffith University
COHEN, Mr David, General Counsel and Group Executive, Group Corporate Affairs, Commonwealth Bank of Australia
DAY, Mr Warren, Senior Executive Leader, Stakeholder Services, Australian Securities and Investments Commission
GRATION, Mr Douglas, Director, Governance Institute of Australia
KELL, Mr Peter, Deputy Chairman, Australian Securities and Investments Commission
KIRK, Mr Greg, Senior Executive Leader, Deposit Takers, Credit and Insurance Providers
LOMBARD, Dr Sulette, Senior Lecturer, Flinders Law School, Flinders University
MEDCRAFT, Mr Greg, Chairman, Australian Securities and Investments Commission
MORRIS, Mr Jeffrey, Private capacity
MULLALY, Mr Tim, Senior Executive Leader, Financial Services Enforcement, Australian Securities and Investments Commission
PERKOVIC, Ms Marianne, Executive General Manager, Wealth Management Advice, Commonwealth Bank of Australia
PRICE, Mr John, Commissioner, Australian Securities and Investments Commission
SAVUNDRA, Mr Chris, Senior Executive Leader, Markets Enforcement, Australian Securities and Investments Commission
SHEEHY, Mr Tim, Chief Executive, Governance Institute of Australia
SPRING, Ms Annabel, Group Executive, Wealth Management, Commonwealth Bank of Australia
SWAN, Mrs Merilyn, Private capacity
TANZER, Mr Greg, Commissioner, Australian Securities and Investments Commission
WOLFE, Mr Simon, Head of Research/Legal, Blueprint for Free Speech

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