|
AAT
|
Administrative Appeals
Tribunal
|
|
ABC
|
Australian Broadcasting
Corporation
|
|
ABN
|
Australian Business
Number
|
|
ACCC
|
Australian Competition
and Consumer Commission
|
|
ACI
|
Advisers' Committee for
Investors
|
|
ACLEI
|
Australian Commission
for Law Enforcement Integrity
|
|
ADI
|
Authorised
Deposit-taking Institution
|
|
AFP
|
Australian Federal
Police
|
|
AFS licence
|
Australian financial
services licence
|
|
AFSA
|
Australian Financial
Security Authority
|
|
AFSL
|
see AFS licence
|
|
ANAO
|
Australian National
Audit Office
|
|
ANZ
|
Australia and New
Zealand Banking Group Limited
|
|
APRA
|
Australian Prudential
Regulation Authority
|
|
ARITA
|
Australian Restructuring
Insolvency and Turnaround Association
|
|
ASIC
|
Australian Securities
and Investments Commission
|
|
ASIC Act
|
Australian Securities
and Investments Commission Act 2001 (Cth)
|
|
ASX
|
Australian Securities
Exchange
|
|
ATO
|
Australian Taxation
Office
|
|
AWB
|
Australian Wheat Board
|
|
BFCSA
|
Banking and Finance
Consumers Support Association (Inc)
|
|
BoQ
|
Bank of Queensland
|
|
Campbell Inquiry
|
1981 report of the
Committee of Inquiry into the Australian Financial System, chaired by Sir J. Keith
Campbell
|
|
CAP
|
Consumer Advisory Panel
|
|
CBA
|
Commonwealth Bank of
Australia
|
|
CCLC
|
Consumer Credit Legal
Centre (NSW) Inc
|
|
CDPP
|
Commonwealth Director of
Public Prosecutions
|
|
CEO
|
Chief executive officer
|
|
CFO
|
Chief financial officer
|
|
CFP
|
see CFPL
|
|
CFPB
|
Consumer Financial
Protection Bureau (US)
|
|
CFPL
|
Commonwealth Financial
Planning Limited
|
|
CICP
|
Continuous Improvement
Compliance Program
|
|
CLERP
|
Corporate Law Economic
Reform Program
|
|
CLERP 6
|
Financial Services
Reform Act 2001 (Cth)
|
|
CLERP 9
|
Corporate Law
Economic Reform Program (Audit Reform and Corporate Disclosure) Act 2004 (Cth)
|
|
COAG
|
Council of Australian
Governments
|
|
Corporations Act
|
Corporations Act 2001
(Cth)
|
|
Corporations legislation
|
The Corporations Act,
ASIC Act and rules of court made or applied by specified court (See
Corporations Act, s. 9)
|
|
COSL
|
Credit Ombudsman Service
Limited
|
|
CPSU
|
Community and Public
Sector Union
|
|
DPP
|
see CDPP
|
|
EDR
|
External dispute
resolution
|
|
EU
|
Enforceable undertaking
|
|
FCA
|
Financial Conduct
Authority (UK)
|
|
FMA Act
|
Financial Management
and Accountability Act 1997 (Cth)
|
|
FNA
|
Financial needs analysis
|
|
FOFA
|
Future of Financial
Advice
|
|
FOS
|
Financial Ombudsman
Service Limited
|
|
FSCC
|
Financial Services
Consultative Committee
|
|
FSP
|
Financial services
provider
|
|
FTE
|
Full-time equivalent
|
|
FWL
|
Financial Wisdom Limited
|
|
G20
|
Group of Twenty
|
|
GFC
|
Global financial crisis
|
|
ICAA
|
Institute of Chartered
Accountants in Australia
|
|
IMF
|
International Monetary
Fund
|
|
IOSCO
|
International
Organization of Securities Commissions
|
|
IPA
|
Insolvency Practitioners
Association (now ARITA)
|
|
ITSA
|
Insolvency & Trustee
Service Australia (now AFSA)
|
|
KPI
|
Key performance
indicator
|
|
LMIM
|
LM Investment Management
Limited
|
|
MEL
|
Macquarie Equities
Limited
|
|
MOU
|
Memorandum of
understanding
|
|
MPF
|
LM Managed Performance
Fund
|
|
MYEFO
|
Mid-year Economic and
Fiscal Outlook
|
|
NAB
|
National Australia Bank
Limited
|
|
National Credit Act
|
National Consumer
Credit Protection Act 2009 (Cth)
|
|
NZ
|
New Zealand
|
|
OECD
|
Organisation for
Economic Co-operation and Development
|
|
OTC
|
Over-the-counter
|
|
PGPA Act
|
Public Governance,
Performance and Accountability Act 2013 (Cth)
|
|
PIDA
|
Public Interest
Disclosure Act 2013 (Cth)
|
|
PJCCFS
|
Parliamentary Joint
Committee on Corporations and Financial Services
|
|
PJCCFS
CLERP 9 report
|
Report
of the Parliamentary Joint Committee on Corporations and Financial Services: CLERP
(Audit Reform and Corporate Disclosure) Bill 2003, Part 1: Enforcement, executive
remuneration, continuous disclosure, shareholder participation and related
matters (June 2004)
|
|
PwC
|
PricewaterhouseCoopers
|
|
RBA
|
Reserve Bank of
Australia
|
|
RE
|
Responsible entity
|
|
RG 146
|
ASIC's Regulatory Guide
146, Licensing: Training of financial product advisers (July 2012)
|
|
RIS
|
Regulation Impact
Statement
|
|
RMF
|
Risk management framework
|
|
SCT
|
Superannuation
Complaints Tribunal
|
|
SEC
|
US Securities and
Exchange Commission
|
|
SME
|
Small and medium
enterprises
|
|
SMSF
|
Self-managed superannuation
fund
|
|
SoA
|
Statement of Advice
|
|
UAE
|
United Arab Emirates
|
|
UCCC
|
Uniform Consumer Credit
Code
|
|
UK
|
United Kingdom of Great
Britain and Northern Ireland
|
|
US
|
United States of America
|
|
UTS
|
University of
Technology, Sydney
|
|
Wallis Inquiry
|
The 1997 review of the
financial system chaired by Mr Stan Wallis AC
|