Public Hearing - Sydney, 21 June 2013 (Roundtable program)

Oversight of Australian Securities and Investments Commission

Public Hearing - Sydney, 21 June 2013 (Roundtable program)

Gatekeepers and 'expectation gaps' in Australia's financial system

Start: 10.00 am

Venue: Macquarie Room, New South Wales State Library, SYDNEY

10.00 am - 12.30 pm

Research Houses

Lonsec
Mr Richard Everingham, General Manager-Strategy and Development

van Eyk
Mr Mark Thomas, Chief Executive Officer, Director

Custodians

Australian Custodial Services Association (ACSA)
Mr Pierre Jond, Managing Director, BNP Paribas Securities Services, and Chairman of ACSA
Mr Paul Khoury, Senior Vice President and Chief Operating Officer, State Street Australia Limited, and Deputy Chairman of ACSA

Auditors

Ernst & Young
Mr Tony Smith, Partner
Mr Graeme McKenzie, Partner
CPA Australia
Mr Amir Ghandar, Policy Adviser-Audit & Assurance

Trustees

Australian Institute of Superannuation Trustees
Ms Karen Volpato, Senior Policy Adviser
Financial Services Council
Mr Martin Codina, Director of Policy & International Markets
Ms Eve Brown, Senior Policy Manager-Trustees

Financial Planners and Financial Advisers

Dixon Advisory
Ms Nerida Cole, Managing Director, Financial Advisory
Macquarie Group
Mr Tony Graham, Executive Director, Macquarie Group Limited, and Head of Macquarie Adviser Services

Responsible Entities

BT Financial Group
Mr Royce Brennan, General Manager, Risk
One Investment Group
Mr Justin Epstein, Executive Director, One Investment Group

12.30 pm - 1.30 pm

Lunch

1.30 pm - 3.00 pm

Australian Securities and Investments Commission
Mr Peter Kell, Deputy Chairman
Mr John Price, Commissioner
Mr Greg Tanzer, Commissioner
Ms Cathie Armour, Commissioner
Mr Chris Savundra, Senior Executive Leader
Ms Bronwyn Hill, Senior Manager
Ms Calissa Aldridge, Senior Manager

For further information, contact

Committee Secretary
Parliamentary Joint Committee on Corporations and Financial Services
Parliament House
Canberra ACT 2600
Australia

Phone: +61 2 6277 3583
Fax: +61 2 6277 5719
Email: corporations.joint@aph.gov.au