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Statutory Oversight of the Australian Securities and Investments Commission Number 4, 2012. October 31 October 2012 © Commonwealth of Australia 2012 ISBN 978-1-74229-701-9

View the report as a single document - (PDF 226KB)

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View the report as separate downloadable parts:

Members of the Committee	(PDF 35KB)
Duties of the Committee	(PDF 32KB)
Abbreviations and glossary	(PDF 9KB)
Chapter 1 - Statutory oversight	(PDF 22KB)
Gathering evidence Additional information
Chapter 2 - Matters considered at oversight hearing	(PDF 101KB)
ASIC's ongoing regulatory response to the collapse of Trio Capital ASIC's implementation of the Future of Financial Advice (FOFA) reforms Australia's superannuation industry ASIC's supervision of Australia's domestic licensed markets Frozen funds ASIC's resources and regulatory approach
Appendix 1 - Public Hearing, Canberra	(PDF 7KB)
Appendix 2	(PDF 55KB)
Answers to questions on notice taken at hearing Further follow up information Answers to questions on notice from Mr Fletcher MP

For further information, contact:

Committee Secretary
Parliamentary Joint Committee on Corporations and Financial Services
Parliament House
Canberra ACT 2600
Australia

Phone:	+61 2 6277 3583
Fax:	+61 2 6277 5719
Email:	corporations.joint@aph.gov.au