|
Sub
No.
|
Submitter
|
|
1
|
NAME WITHHELD
|
|
2
|
William K Lawson
|
|
3
|
CONFIDENTIAL
|
|
4
|
CONFIDENTIAL
|
|
5
|
Frederick Grima
|
|
6
|
Stanley Robinson
|
|
7
|
CONFIDENTIAL
|
|
8
|
Victor Ainslie
|
|
9
|
NAME WITHHELD
|
|
10
|
Sofronis and Anna Michaelidis
|
|
11
|
NAME WITHHELD
|
|
12
|
Richard and Jennifer Old
|
|
13
|
NAME WITHHELD
|
|
14
|
Raymond Bricknell
|
|
15
|
Puzzle Financial Advice Pty Ltd
|
|
16
|
NAME WITHHELD
|
|
17
|
CONFIDENTIAL
|
|
18
|
NAME WITHHELD
|
|
19
|
NAME WITHHELD
|
|
20
|
Charles Hugh Bannister
|
|
21
|
Graeme and Susan McDonald
|
|
22
|
Gregory Watts
|
|
23
|
Patricia Godwin and John King
|
|
24
|
Tony and Linda Ahern
|
|
25
|
NAME WITHHELD
|
|
26
|
John Walker
|
|
27
|
NAME WITHHELD
|
|
28
|
Walter B Taylor
|
|
|
Response from Bernadine Frawley
|
|
29
|
G. K Lego
|
|
30
|
Sean and Paula McArdle
|
|
31
|
Carol O'Donnell
|
|
32
|
L S and A M Pataki
|
|
33
|
NAME WITHHELD
|
|
34
|
Australian Investors Association
Ltd
|
|
35
|
Ken Kingsford
|
|
36
|
Richard and Barbara Wright
|
|
37
|
CONFIDENTIAL
|
|
38
|
Tupicoffs Pty Ltd
|
|
39
|
Waterfall Way Associates
|
|
40
|
Superworks Financial Pty Ltd
|
|
41
|
Dominic Alafaci
|
|
42
|
NAME WITHHELD
|
|
43
|
Peter Toohey
|
|
44
|
Mohsen Alirezai
|
|
45
|
Santo and Marianne Perna
|
|
46
|
CONFIDENTIAL
|
|
47
|
Bruce Kerr
|
|
48
|
NAME WITHHELD
|
|
49
|
NAME WITHHELD
|
|
50
|
CONFIDENTIAL
|
|
51
|
Peter William Hansen
|
|
52
|
Andrew Barrell
|
|
53
|
Runa Ross
|
|
54
|
Ron Jelich
|
|
55
|
David and Ann Lock
|
|
56
|
Quantum Financial Services
|
|
57
|
Leonie Crennan
|
|
58
|
NAME WITHHELD
|
|
59
|
CONFIDENTIAL
|
|
60
|
NAME WITHHELD
|
|
61
|
NAME WITHHELD
|
|
62
|
Norman Wills
|
|
63
|
Chris Robinson
|
|
64
|
Geoff and Heather Stanfield
|
|
65
|
CONFIDENTIAL
|
|
66
|
NAME WITHHELD
|
|
67
|
APT Strategy Pty Ltd
|
|
68
|
Mary O'Loghlin
|
|
69
|
CONFIDENTIAL
|
|
70
|
NAME WITHHELD
|
|
71
|
Geoffrey Hobbs
|
|
72
|
Tracey Richards
|
|
73
|
John Salmon
|
|
74
|
Andrew Groenwoldt and Jennifer
Owens
|
|
75
|
Paramount Wealth Management
|
|
76
|
CONFIDENTIAL
|
|
77
|
CONFIDENTIAL
|
|
78
|
NAME WITHHELD
|
|
79
|
John and Merrilee Clark
|
|
80
|
Geoff Parker
|
|
81
|
CONFIDENTIAL
|
|
82
|
Quentin and Sandra Bates
|
|
83
|
Gregory and Corinne Kay
|
|
84
|
Robin and Cecily Herd
|
|
85
|
Bruce and Luciana Milburn
|
|
86
|
Debra Lawrence
|
|
87
|
Steve and Kimberley Parkin
|
|
88
|
Kay Robinson
|
|
89
|
Alan Tomlinson
|
|
90
|
Bernard Pristel
|
|
91
|
Mark Williams
|
|
92
|
Norman and Lynda Robertson
|
|
93
|
NAME WITHHELD
|
|
94
|
NAME WITHHELD
|
|
95
|
NAME WITHHELD
|
|
96
|
Leith Harveyson
|
|
97
|
NAME WITHHELD
|
|
98
|
NAME WITHHELD
|
|
99
|
Andrew Player
|
|
100
|
Justin and Jenny Clare
|
|
101
|
CONFIDENTIAL
|
|
102
|
Natalie Ferris
|
|
103
|
Murray Withers
|
|
104
|
Vince Mahon
|
|
105
|
NAME WITHHELD
|
|
106
|
Robert Reed
|
|
107
|
Gina Lazzarini
|
|
108
|
Troy and Mary McConnell
|
|
109
|
Stephen Wilson
|
|
110
|
Wayne Styles
|
|
111
|
Glenys Roberts
|
|
112
|
Ian Bailey
|
|
113
|
YourShare Financial Services Pty
Ltd
|
|
114
|
CONFIDENTIAL
|
|
115
|
NAME WITHHELD
|
|
116
|
NAME WITHHELD
|
|
117
|
NOT ASSIGNED
|
|
118
|
Pauline M Allen
|
|
119
|
Cotulla Trust
|
|
120
|
Robert and Marie Anne Fowler
|
|
|
Response from Chris Murphy
|
|
121
|
Jack and Frances Dale
|
|
122
|
Denis Kelart
|
|
123
|
Helen Chambers
|
|
124
|
Des and Margaret Peters
|
|
125
|
Lance Mayers et al
|
|
126
|
Tom and Joan Ruddell
|
|
127
|
Joe and Sue Malaponte
|
|
128
|
CONFIDENTIAL
|
|
129
|
Mario Romeo
|
|
130
|
Michael Haskins
|
|
131
|
Graeme and Judy Hill
|
|
132
|
Kaye Lowry
|
|
133
|
Frank and Sandra Grainer
|
|
134
|
Chris Farley
|
|
135
|
Robert Ross
|
|
136
|
Doug Bailey
|
|
137
|
Gordon and Shirley Heard
|
|
138
|
Insurance Council of Australia
|
|
139
|
CONFIDENTIAL
|
|
140
|
Desmond and Teresa Lockett
|
|
141
|
CONFIDENTIAL
|
|
142
|
NAME WITHHELD
|
|
143
|
Nelson R Hubbucks and Catherine F
Moran
|
|
|
Response from John Fuller
|
|
144
|
Peter Pola
|
|
145
|
NOT ASSIGNED
|
|
146
|
Kay Allman
|
|
147
|
NAME WITHHELD
|
|
148
|
NAME WITHHELD
|
|
149
|
Desley Quinton
|
|
150
|
Alain D'Hotman De Villiers
|
|
151
|
CONFIDENTIAL
|
|
152
|
Adriaan and Janis Boon
|
|
153
|
Gus Dalle Cort
|
|
154
|
AEC Group Limited
|
|
155
|
NAME WITHHELD
|
|
156
|
NAME WITHHELD
|
|
157
|
Thomas and Cheryl Walker
|
|
158
|
Paul Levy
|
|
159
|
NAME WITHHELD
|
|
160
|
Paul and Jill Dixon
|
|
161
|
Michael and Sharryl Whiting
|
|
162
|
Ron and Debbie Pearson
|
|
163
|
Jenny Skeggs
|
|
164
|
NAME WITHHELD
|
|
165
|
Philip Schurmann
|
|
166
|
Robert and Carolyn Hasemann
|
|
167
|
David and Isabel Dowling
|
|
168
|
Daniel Parry
|
|
169
|
Symes Warne & Associates
Limited
|
|
170
|
Yvette Mansted
|
|
171
|
Jo and Al Harding
|
|
172
|
Mike and Isabel Kilkenny
|
|
173
|
Luke Vogel
|
|
174
|
John and Pauline Oldfield
|
|
175
|
Edward van Oort-Pieck
|
|
176
|
Richard and Gloria Turner
|
|
177
|
Stewart Partners
|
|
178
|
Strategy First Financial Planning
Pty Ltd
|
|
179
|
NAME WITHHELD
|
|
180
|
Michael Legg
|
|
181
|
D W and C V Hogg
|
|
182
|
NAME WITHHELD
|
|
183
|
Graham MacAulay
|
|
184
|
Andrée and Kalvin Ernst
|
|
185
|
CONFIDENTIAL
|
|
186
|
Tarnia Coppers
|
|
187
|
Frank and Irene McGuirk
|
|
188
|
Bas and Ann de Wit
|
|
189
|
Frank and Annamaria Gasparini
|
|
190
|
Julian and Pamela England
|
|
191
|
NAME WITHHELD
|
|
192
|
Joe Nagy
|
|
193
|
NAME WITHHELD
|
|
194
|
NAME WITHHELD
|
|
195
|
Robert and Janis Lee
|
|
196
|
NAME WITHHELD
|
|
197
|
NAME WITHHELD
|
|
198
|
NAME WITHHELD
|
|
199
|
NAME WITHHELD
|
|
200
|
Greg and Phyllis Davies
|
|
201
|
CONFIDENTIAL
|
|
202
|
NAME WITHHELD
|
|
203
|
Ian Smith
|
|
204
|
Dale and Pamela Wust
|
|
205
|
Michael Scales
|
|
206
|
Lotta Mellows
|
|
207
|
NAME WITHHELD
|
|
208
|
Brian and Janet Zollner
|
|
209
|
Colin and Donna Smith
|
|
210
|
NAME WITHHELD
|
|
211
|
NAME WITHHELD
|
|
212
|
CONFIDENTIAL
|
|
213
|
David and Janet Chapman
|
|
214
|
Naomi Major
|
|
215
|
Raymond and Lorna Winkworth
|
|
216
|
Jean Yarlett
|
|
217
|
John and Aileen Osgood
|
|
218
|
Ruth Lennie
|
|
219
|
NAME WITHHELD
|
|
220
|
NAME WITHHELD
|
|
221
|
CONFIDENTIAL
|
|
222
|
Mentor Financial Services
|
|
223
|
Kenneth and Suzanne Jones
|
|
224
|
NAME WITHHELD
|
|
225
|
Wayne and Carol Styles
|
|
226
|
CONFIDENTIAL
|
|
227
|
NAME WITHHELD
|
|
228
|
Ian and Marion Meade
|
|
229
|
Kevin and Deb Walden
|
|
230
|
Brian and Carolyn Butler
|
|
231
|
Stuart and Cindy Cortis
|
|
232
|
NAME WITHHELD
|
|
233
|
Bryan and C.Maree Young
|
|
234
|
John Markwell
|
|
235
|
CONFIDENTIAL
|
|
236
|
William and Grace Westhead
|
|
237
|
Paul Goopy
|
|
238
|
John and Beverley Ellison
|
|
239
|
NAME WITHHELD
|
|
240
|
Salvatore and Audrey Perna
|
|
241
|
Todd Cranston
|
|
242
|
Tony and Deidre Purse
|
|
243
|
Sharron King
|
|
244
|
Gordon and Jane Zinn
|
|
245
|
Richard and Janice Kaczuk
|
|
246
|
CONFIDENTIAL
|
|
247
|
Barrie and Elizabeth Watts
|
|
248
|
NAME WITHHELD
|
|
249
|
NAME WITHHELD
|
|
250
|
CONFIDENTIAL
|
|
251
|
Boutique Financial Planning
Principals Group
|
|
252
|
Janice Martin
|
|
253
|
Evelyn King
|
|
254
|
NOT ASSIGNED
|
|
255
|
Barrie Smout
|
|
256
|
Christine Bradstreet
|
|
257
|
Kevan C Williams
|
|
258
|
Jeff and Shirley Dunn
|
|
259
|
Patrick and Julie Doyle
|
|
260
|
NAME WITHHELD
|
|
261
|
Graham and Lesley Sealey
|
|
262
|
Julie Matheson
|
|
263
|
NAME WITHHELD
|
|
264
|
Trevor and Janet Power
|
|
265
|
Dennis Chapman
|
|
266
|
Lynette Murray
|
|
267
|
Donald and Valmai Emanuel
|
|
268
|
NAME WITHHELD
|
|
269
|
Anthony and Michelle Old
|
|
270
|
Garry and Marion Nosworthy
|
|
271
|
Patrick Loughnan
|
|
272
|
CONFIDENTIAL
|
|
273
|
Michael and Ann Burniston
|
|
274
|
CONFIDENTIAL
|
|
275
|
Terence and Karen Brett
|
|
276
|
Storm Investors Consumer Action
Group Inc
|
|
277
|
Financial Planning Association of
Australia
|
|
278
|
John and Paula Mottin
|
|
279
|
Hon Dr Bob Such
|
|
280
|
Mark and Ann Weir
|
|
281
|
John Fuller
|
|
282
|
Jason and Alessia Keech
|
|
283
|
Anne Tuit
|
|
284
|
Paul Little
|
|
285
|
Christopher and Sally Barnett
|
|
286
|
NAME WITHHELD
|
|
287
|
NAME WITHHELD
|
|
288
|
Doug Lye
|
|
289
|
NOT ASSIGNED
|
|
290
|
Julia Eastland
|
|
291
|
Martin McCullagh
|
|
292
|
Plan B Group Holdings Limited
|
|
293
|
Worcester Consulting Group
|
|
294
|
CONFIDENTIAL
|
|
295
|
Rob and Roxanne Davis
|
|
296
|
Errol Rose and Ann Giudicatti
|
|
297
|
Jacinta Grace
|
|
298
|
NAME WITHHELD
|
|
299
|
CONFIDENTIAL
|
|
300
|
CONFIDENTIAL
|
|
301
|
CONFIDENTIAL
|
|
302
|
Graeme and Kay Rasmussen
|
|
303
|
Una Robinson
|
|
304
|
Gregory and Lyn Becke
|
|
305
|
Paul and Elisabeth Reeve
|
|
306
|
NAME WITHHELD
|
|
307
|
NAME WITHHELD
|
|
308
|
Benjamin Hancock
|
|
309
|
CONFIDENTIAL
|
|
310
|
Fiona Alongi
|
|
311
|
CPA Australia
|
|
312
|
CONFIDENTIAL
|
|
313
|
Lorraine Kovacich
|
|
314
|
National Insurance Brokers
Association
|
|
315
|
CONFIDENTIAL
|
|
316
|
Guardian Financial Planning
|
|
317
|
Investment and Financial Services
Association
|
|
318
|
AUSSIE
|
|
319
|
The Institute of Actuaries of
Australia
|
|
320
|
NAME WITHHELD
|
|
321
|
NAME WITHHELD
|
|
322
|
Argyle Lawyers Pty Limited
|
|
323
|
NAME WITHHELD
|
|
324
|
FinaMetrica Pty Limited
|
|
325
|
Kevin and Leigh Yates
|
|
326
|
Nick Bruining
|
|
327
|
Securities & Derivatives
Industry Association
|
|
328
|
Robyn Toohey
|
|
329
|
NOT ASSIGNED
|
|
330
|
Finance Control
|
|
331
|
Perpetual Corporate Trust
|
|
332
|
Tom Crothers
|
|
333
|
CONFIDENTIAL
|
|
334
|
SMART Compliance Pty Ltd
|
|
335
|
NAME WITHHELD
|
|
336
|
Professional Investment Services
|
|
337
|
Trustee Corporations Association of
Australia
|
|
338
|
John and Shirley Quinn
|
|
339
|
NOT ASSIGNED
|
|
340
|
Hayden Financial Services Pty Ltd
|
|
341
|
Sharon Pacey
|
|
342
|
Robert Brown
|
|
343
|
Intech Financial Planning Services
|
|
344
|
Association of Financial Advisers
Ltd
|
|
345
|
CONFIDENTIAL
|
|
346
|
MLC
|
|
347
|
Paul Resnik
|
|
348
|
CONFIDENTIAL
|
|
349
|
Crawford Peter Hillis
|
|
350
|
Trust Company Limited
|
|
351
|
Financial Services Institute of
Australasia
|
|
352
|
SEQUAL
|
|
353
|
Financial Ombudsman Service Limited
|
|
354
|
John Christie
|
|
355
|
NAME WITHHELD
|
|
356
|
John and Paula Mottin
|
|
357
|
Commonwealth Bank of Australia
|
|
358
|
Denise L Brailey
|
|
359
|
David Fotheringham
|
|
360
|
National Seniors Australia
|
|
361
|
CHOICE
|
|
362
|
Accounting Professional and Ethical
Standards Board
|
|
363
|
The Institute of Chartered Accountants
in Australia
|
|
364
|
Red Oak Financial
|
|
365
|
NOT ASSIGNED
|
|
366
|
Michael Smith and Rosslyn Myles
|
|
367
|
AMP
|
|
368
|
Millennium3 Financial Services Pty
Ltd
|
|
369
|
Levitt Robinson Solicitors
|
|
370
|
CONFIDENTIAL
|
|
371
|
NAME WITHHELD
|
|
372
|
NOT ASSIGNED
|
|
373
|
NOT ASSIGNED
|
|
374
|
Q Invest
|
|
375
|
NAME WITHHELD
|
|
376
|
Allan McDonald
|
|
377
|
Keith and Diane Ensor
|
|
378
|
ASIC
|
|
379
|
ANZ
|
|
380
|
Industry Super Network
|
|
381
|
Roy and Janis Rogers
|
|
382
|
CONFIDENTIAL
|
|
383
|
ING Australia
|
|
384
|
Dean Evans
|
|
385
|
AXA
|
|
386
|
Carmela Richards and Kristy Devney
|
|
387
|
Kenneth Allan
|
|
388
|
The Treasury
|
|
389
|
Commercial Law Association of
Australia
|
|
390
|
Panfilo Di Lullo
|
|
391
|
National Institute of Accountants
|
|
392
|
Interprac Limited
|
|
393
|
AFMA
|
|
394
|
Axiom Wealth Pty Ltd
|
|
395
|
Jim Stewart
|
|
396
|
Macquarie Group Limited
|
|
397
|
Australasian Compliance Institute
|
|
398
|
Michael Peters
|
|
399
|
Maurice Blackburn Pty Ltd
|
|
400
|
Finance Sector Union
|
|
401
|
Bank of Queensland Ltd
|
|
402
|
CONFIDENTIAL
|
|
403
|
Lurline Gibb
|
|
404
|
National Information Centre on
Retirement Investments Inc
|
|
405
|
Australian Property Institute
|
|
406
|
Bernadette Marriner
|
|
407
|
Murphy Financial Solutions Pty Ltd
|