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7 August 2007
© Commonwealth of Australia 2007 ISBN 978-0-642-71809-9
View the report as a single document - (PDF 1382KB)
View the report as separate downloadable parts:
Background Conduct of the inquiry Committee’s approach Report structure and chapter summary Acknowledgements
Background Prudential regulation Regulators Prudential framework Committee view Industry trends: A snapshot Benchmarking international practice
Promotional advertising ’Not for profit’ funds and service providers Regulatory overlap
Member investment choice
Capital requirements and unit pricing APRA standards Funding prudential regulation Compensation arrangements Portability and exit fees Safeguarding lost superannuation
Legislative framework The role and significance of financial advice on superannuation The provision of affordable limited advice Suggested regulatory changes Committee view Comprehensible disclosure material
Legislative standard for financial advice Remuneration models Sales-based remuneration and the quality of advice Remedies to improve the quality of advice Education and financial literacy
Self managed super funds Regulatory and compliance arrangements Possibility of minimum threshold for viability Limiting owner numbers The appropriateness of the ATO as regulator of SMSFs Australian Financial Services Licence: accountants’ exemption
Committee Secretary Parliamentary Joint Committee on Corporations and Financial Services PO Box 6100 Parliament House Canberra ACT 2600 Australia Phone: +61 2 6277 3583 Fax: +61 2 6277 5719 Email: corporations.joint@aph.gov.au
Committee Secretary Parliamentary Joint Committee on Corporations and Financial Services PO Box 6100 Parliament House Canberra ACT 2600 Australia
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