Appendix 1Submissions and additional information
1Marquette Properties
2Name Withheld
3Name Withheld
4Mr Peter M Milford
5Mr Harvey Kalman
6Stockbrokers and Investment Advisers Association
7Arcana Capital Pty Ltd
8Interactive Brokers Australia Pty Ltd
9Mr Bruce Gleeson
10QVG Capital
11Ord Minnett
12Tech Council
13Australian Law Reform Commission
14Giant Leap
15Halo Funds Management
15.1 Supplementary to submission 15
16Australian Investment Council
17Bayley Stuart Investment Management Pty Ltd
18ANGAS Securities
19Angel Groups Australia
20One Investment Group
21Security Capital Australia
22Aussie Angels
23Kit Legal Pty Ltd
24Insurance Brokers Code Compliance Committee
25Burrell Stockbroking and Wealth Management
26M8 Ventures
27Pepperstone Group Limited
28Australian Financial Complaints Authority
29Wilson Asset Management
30Self Managed Super Fund Association
31Dale Advisers Pty Ltd
32Queensland Consumers Association
33Alternative Investment Management Association Australia
34Property Funds Association
35GippsTech
36Natgen
37First Nations X
38Hall and Wilcox
39IG
40Name Withheld
41Law Council of Australia
42Australian Banking Association
43Medical Technology Association of Australia
44Financial Services Council
45Wholesale Investor
46Morgans Financial Limited
47Property Council of Australia
48Herbert Smith Freehills
48.1 Supplementary to submission 48
49Financial Advice Association of Australia
50Sydney Angels Incorporated
51Australian Shareholders' Association
52Australian Financial Markets Association
53360Certainty Pty Limited and Avenir Capital Pty Ltd
54King and Wood Mallesons
54.1 Supplementary to submission 54
55Hamilton Locke
56Chartered Accountants Australia and New Zealand, CPA Australia, Institute of Public Accountants, SMSF Association
56.1 Supplementary to submission 56
56.2 Supplementary to submission 56
57Marq Trustees
57.1 Supplementary to submission 57
58PAC Partners
59Quintessential
60Oliver Hume Property Funds
61Haben Property Fund
62Australian Securities and Investments Commission
63TG Financial
64Flying Fox Ventures
65King Irving
66Dr David Millhouse
67Professor Pamela Hanrahan
68Name Withheld
68.1 Supplementary to submission 68
69Dr Mark Humphery-Jenner
70Mr Geoff Prudames
71Dr Stephen English
72Mr Darrell Lantry
73Mr Malcolm Dean
74Mr Harvey Crapp
75Mr Ross Levinsohn
76Mr Andrew Leitch
77Professor David Stern
78Mr Richard Fernandez
80Mr Michael Noakes
81Mr Colin Peake
82Mr Stuart Snyder
83Mr Stephen Martin
84Suwei Chan
85Mr Frank Sowden
86Mr Adrian Bunter
87Mr Michael Hannell
88Mr Gail Macaulay
89Mr David Elliott
90Mr Constantine Frantzeskos
91Mr Julien Sanderson
92Mr Jordan Green AM
93Antares Services Pty. Ltd.
94Mr Rob Davis
95Name Withheld
96Name Withheld
97Name Withheld
98Name Withheld
99Name Withheld
100Name Withheld
101Name Withheld
102Name Withheld
103TEN13
104Brisbane Angels Group Limited
105Piper Alderman
106Victorian Government
107Insurance Council of Australia
108Australian Securities Exchange
109Wade Institute
110Name Withheld
111Smart Compliance
112Mr Mark Serry
113Tenacious Ventures
114Melbourne Angels, Inc.
115Corrs Chambers Westgarth
116Mr Paul Dortkamp
117Australian Information Industry Association
118Mr Andrew Scott
119Stronghold Investment Management Pty Ltd
120Mr Richard Wilkins
121Andrew Patrick
122Southern Angels
123Preston Rowe Paterson
124Urban Development Institute of Australia (National)
125Vasco Group
126Consumers’ Federation of Australia
127Angel Loop Ltd
128Confidential
Answers to questions on notice
1Mr Rob Davis, Regulator regimes for management investment schemes versus early stage companies, answers to questions on notice asked at a public hearing from Senator Paul Scarr, 3 October 2024 (received 3 October 2024)
2Sydney Angels, Wholesale scheme collapses, answers to questions on notice asked at a public hearing from Senator Paul Scarr, 3 October 2024 (received 3 October 2024)
3Aussie Angels, Thresholds in overseas jurisdictions, answers to questions on notice asked at a public hearing from Senator Paul Scarr, 3 October 2024 (received 3 October 2024)
4Alternative Investment Management Association, Response to AFCA and ASIC submissions, answers to questions on notice asked at a public hearing from Senator Deborah O'Neill and Senator Paul Scarr, 3 October 2024 (received 18 October 2024)
5ASIC, ASIC's submission to the inquiry, answers to written questions on notice from Senator Paul Scarr, 14 October 2024 (received 28 October 2024)
6Property Funds Association, various answers, answers to questions on notice asked at a public hearing from Senator Deborah O'Neill and Senator Paul Scarr, 4 October 2024 (received 28 October 2024)
7Australian Investment Council, Benefits or disadvantages of capital-raising options, answers to questions on notice asked at a public hearing from Senator Paul Scarr, 4 October 2024 (received 31 October 2024)
8Insurance Council of Australia, Economic cost of existing systems, answers to questions on notice asked at a public hearing from Senator Paul Scarr, 3 October 2024 (received 30 October 2024)
9ASIC, AFCA referral, answers to questions on notice asked at a public hearing from Senator Deborah O'Neill, 4 October 2024 (received 31 October 2024)
10ASIC, Engagement with accounting bodies, answers to questions on notice asked at a public hearing from Senator Paul Scarr, 4 October 2024 (received 31 October 2024)
11ASIC, Crowd source funding, answers to questions on notice asked at a public hearing from Senator Paul Scarr, 4 October 2024 (received 31 October 2024)
12ASIC, Possible exclusions from the net asset test, answers to questions on notice asked at a public hearing from Senator Paul Scarr, 4 October 2024 (received 31 October 2024)
13ASIC, Indexation of thresholds, answers to questions on notice asked at a public hearing from Senator Paul Scarr, 4 October 2024 (received 31 October 2024)
14ASIC, Qualified Accountant’s Certificates, answers to questions on notice asked at a public hearing from Senator Paul Scarr, 4 October 2024 (received 31 October 2024)
15ASIC, Sophisticated investors, answers to questions on notice asked at a public hearing from Senator Deborah O'Neill, 4 October 2024 (received 31 October 2024)
16Australian Banking Association, various answers, answers to questions on notice asked at a public hearing from Senators Deborah O'Neill and Paul Scarr, 4 October 2024 (received 1 November 2024)
17Financial Services Council, various answers, answers to questions on notice asked at a public hearing from Senators Deborah O'Neill and Paul Scarr, 4 October 2024 (received 1 November 2024)
18Ms Glenda Hanson, Exclusion of principal place of residence, answers to questions on notice asked at a public hearing from Senator Paul Scarr, 3 October 2024 (received 21 October 2024)
19CPA Australia, various answers, answers to questions on notice asked at a public hearing from Senators Deborah O'Neill and Paul Scarr, 4 October 2024 (received 8 November 2024)
20Wilson Asset Management, New Zealand model following amendments to capital raising settings, answers to questions on notice asked at a public hearing from Senator Deborah O'Neill, 4 October 2024 (received 7 November 2024)
21Medical Technology Association of Australia, various answers, answers to questions on notice asked at a public hearing from Senators Deborah O'Neill and Paul Scarr, 4 October 2024 (received 7 November 2024)
22Chartered Accountants Australia and New Zealand, various answers, answers to questions on notice asked at a public hearing from Senators Deborah O'Neill and Paul Scarr, 4 October 2024 (received 8 November 2024)
23Institute of Public Accountants, various answers, answers to questions on notice asked at a public hearing from Senators Deborah O'Neill and Paul Scarr, 4 October 2024 (received 8 November 2024)
24Australian Investment Council, Market interaction with superannuation and forward-casting perspectives for risk management, answers to questions on notice asked at a public hearing from Senator Deborah O'Neill, 4 October 2024 (received 18 November 2024)
25Australian Financial Complaints Authority, Grounds for Treasury recommendations, answers to questions on notice asked at a public hearing from Senator Paul Scarr, 4 October 2024 (received 11 November 2024)
Tabled documents
1Startup Coalition, An open letter to the Chancellor, 25 January 2024. Tabled by Senator Paul Scarr at the public hearing on 3 October 2024.
2Mr Tony Negline, Corps Act and Regs financial services provisions for retail clients only. Tabled by Mr Tony Negline at the public hearing on 4 October 2024.