Statutory Oversight of the Australian Securities and Investments Commission

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Statutory Oversight of the Australian Securities and Investments Commission

16 August 2006

View the report as a single document - (PDF 306KB)

View the report as separate downloadable parts:


Membership and Duties of the Committee	(PDF 27KB)

Recommendations	(PDF 18KB)

Chapter 1 - Statutory oversight	(PDF 21KB)
Public hearing Additional information

Chapter 2 - Issues raised during the hearing	(PDF 180KB)
Westpoint Superannuation advice and ASIC’s shadow shopper exercise ASIC’s educative role Conflicts of interest in the financial services industry DPP memorandum of understanding ASIC’s assistance to the Victorian Police in the Vizard matter Budget funding Prosecution rates for corporations law breaches Compliance burden of financial services regulation Proposed business judgment rule

Appendix 1 - Public hearings	(PDF 15KB)

Appendix 2 - Answers to questions on notice	(PDF 78KB)

For further information, contact:

Committee Secretary
Parliamentary Joint Committee on Corporations and Financial Services
Department of the Senate
Parliament House
Canberra ACT 2600
Australia

Phone:	+61 2 6277 3583
Fax:	+61 2 6277 5719
Email:	corporations.joint@aph.gov.au