Managing Australia's World Heritage
      CHAPTER 5: MONITORING AND REPORTING
      Monitoring and reporting requirements
      5.1 Requirements for the monitoring and reporting of properties on the 
        World Heritage List were added to the Operational Guidelines in the annual 
        revison of February 1995. The Operational Guidelines state that one of 
        the essential functions of the World Heritage Committee is to monitor 
        the state of the conservation of properties inscribed on the World Heritage 
        List and to take action thereupon. [1]
      5.2 The Operational Guidelines include a framework for systematic monitoring 
        and reporting for all sites, not just those sites that are threatened. 
        A distinction has been made between systematic monitoring and reactive 
        monitoring. Systematic monitoring and reporting involves the continuous 
        observation of the conditions of world heritage sites with periodic reporting 
        on their state of conservation, whereas reactive monitoring is used to 
        assess the state of conservation of world heritage sites that are under 
        threat. 
      5.3 Under the Operational Guidelines the objectives of systematic monitoring 
        and reporting are directed at four levels in world heritage management:
      
        World Heritage site: Improved site management, advanced planning, reduction 
        of emergency and ad-hoc interventions, and reduction of costs through 
        preventive conservation. 
      
      
        State Party: Improved World Heritage policies, advanced planning, improved 
        site management and preventive conservation. 
      
      
        [World] Region: Regional cooperation, regional World Heritage policies 
        and activities better targeted to the specific needs of the region. 
      
      
        [World Heritage] Committee/Secretariat: Better understanding of the conditions 
        of the sites and of the needs on the site, national and regional levels. 
        Improved policy and decision making. [2] 
      
      5.4 It is the responsibility of the States Parties, in consultation with 
        site managers, to put in place on-site monitoring arrangements as an integral 
        component of the day-to-day conservation and management of the sites. 
        Managing agencies are urged to record the condition of world heritage 
        properties every year and report to States Parties. [3] 
        The reporting requirements of systematic monitoring as specified in the 
        Operational Guidelines are as follows:
      
        The States Parties are invited to submit to the World Heritage Committee 
        through the World Heritage Centre, every five years, a scientific report 
        on the state of conservation of the World Heritage sites on their territories. 
        [4] 
      
       
      5.5 DEST explained that the five year program for systematic monitoring 
        and reporting is to allow the nominated sites to be re-examined. This 
        requires a review of the information on which the nomination was made, 
        a review of the state of conservation of the values for which the property 
        was listed, and an adjustment of the statements of significance attached 
        to the justification for listing against the criteria. In the Department's 
        view this is 'very constructive because over the years the criteria under 
        which properties have been listed have evolved'. [5] 
        DEST also commented on the appropriateness of a five-year timetable for 
        systematic monitoring in Australia.
      
        We now have properties within Australia that are listed against criteria 
        which no longer appear in that particular phraseology in the Convention. 
        So that it will keep all the documentation for all of the World Heritage 
        sites reasonably current we believe that a five-year time cycle for that 
        is appropriate. I do not think that we could do it more frequently. It 
        falls slightly short of a total renomination, but it is a significant 
        review at regular intervals of the state of conservation and the values 
        of those properties. [6] 
      
      5.6 The ACIUCN supported a systematic process of monitoring of world 
        heritage areas.
      
        The one that has traditionally been undertaken within the context of the 
        convention has been the more reactive monitoring of reporting by countries 
        on specific threats to particular World Heritage properties. We would 
        envisage that being part of monitoring, but the more systematic sort of 
        monitoring ... involves reporting generally on the condition of the property. 
        It may be a quite positive report. It certainly needs to be done on a 
        regular basis. If one takes a snapshot of the World Heritage property 
        at one point in time, one should be able to see how problems or deficiencies 
        have been rectified or what steps have been taken in the furtherance of 
        world heritage objectives. [7] 
      
      5.7 Reactive monitoring occurs when world heritage values are considered 
        to be under threat or when other issues regarding the conservation of 
        world heritage properties arise. States Parties are required to submit 
        to the World Heritage Committee specific reports and impact studies each 
        time exceptional circumstances occur or work is undertaken which may have 
        an effect on the state of conservation of the site. [8] 
        The Committee did not receive evidence to indicate that reactive monitoring 
        had occurred in Australia.
      5.8 The World Heritage Committee can respond to reactive monitoring of 
        world heritage values under threat by taking no further action or recommending 
        that the State Party take measures to restore the property. If the values 
        of the property are seen to have seriously deteriorated to the point where 
        it has irretrievably lost the characteristics which determined its inclusion 
        in the list, the World Heritage Committee has the power to delete the 
        property from the World Heritage List. However, the World Heritage Committee 
        states its concern in the Operating Guidelines that all possible measures 
        should be taken to prevent the deletion of any property from the World 
        Heritage List. The World Heritage Committee offers technical cooperation 
        as far as possible to States Parties to prevent deletion of properties. 
        [9]
      Monitoring Australian world heritage properties
      5.9 Monitoring of the condition of world heritage properties is currently 
        carried out by various Commonwealth and State management agencies. DEST 
        explained the monitoring process in Australia:
      
        The department does not monitor; the management agencies are responsible 
        for the monitoring. Most of the management plans that exist for the World 
        Heritage areas have some sort of monitoring arrangement as part of that 
        plan. The plans are customarily reviewed at finite time periods. ... 
      
      
        I think that, in a general sense, it is dealt with within the plans of 
        management and the regular reviews of those plans of management. In putting 
        together the next plan of management, an assessment is made by the management 
        agency of how well the targets established in the existing management 
        plan have been met and what needs to be done in the next time period. 
        That is how the individual properties are taken care of. [10] 
      
      5.10 Australia's own policy on monitoring does not conform with either 
        five-yearly systematic monitoring nor reactive monitoring. DEST submitted 
        that it has been a world leader in monitoring the state of conservation 
        of world heritage areas. [11] Since 
        1992 it has provided monitoring reports to the World Heritage Committee 
        on an annual basis:
      
        We have asked each of the properties to provide the Department with an 
        annual monitoring report. We have collated the reports from the Australian 
        properties and provided these on an annual basis to the World Heritage 
        Committee. [12] 
      
      5.11 As part of its monitoring process, DEST issued a monitoring report 
        on Australia's world heritage properties for July 1992-June 1993. It provided 
        an update on the management, research, and presentation being carried 
        in each of the world heritage areas, based on material provided on a voluntary 
        basis by each managing agency.
      5.12 The then Commonwealth Department of Tourism conducted some monitoring 
        relevant to tourism in world heritage areas. It commented that one of 
        the issues likely to affect the planning, development and management of 
        ecotourism is the impact of tourists on the areas. Monitoring tourist 
        impacts assists in decision-making and the effective management of the 
        resources used in ecotourism. [13] 
        In 1993-94 the Government committed $10 million over four years to the 
        then Commonwealth Department of Tourism's National Ecotourism Program 
        (NEP) for the development of ecotourism. This program provides support 
        for baseline studies and monitoring projects to assess and contribute 
        to the management of changes to natural environments caused or likely 
        to occur as a result of ecotourism activities. NEP funded the following 
        monitoring projects in world heritage areas:
      
        - the impacts of recreational scuba diving in marine protected areas 
          (Great Barrier Reef, $33,000); 
 
        - the impacts of tourism on wilderness campsites at various sites in 
          Queensland, New South Wales and Tasmania (several world heritage areas, 
          $19,100); 
 
        - visitor pressure and water quality at selected ecotourism sites (Wet 
          Tropics, $50,000); and 
 
        - the effect of boat tours on the presence and behaviour of wildlife 
          and on visitor satisfaction (Kakadu National Park, $40,000). [14] 
        
 
      
      5.13 The Committee received information about the monitoring carried 
        out at specific world heritage areas. The WTMA, for example, monitors 
        forest clearing which is considered to be the greatest threat to the integrity 
        of the area's natural heritage values. [15] 
        It also records visitor use patterns and monitors the biota of the area. 
        [16] The GBRMPA has a research and 
        monitoring program which collects information on the health of reef organisms 
        and communities to assist in the effective management of the Park. The 
        GBRMPA is constructing a database of all long-term monitoring programs 
        that have been operating since 1975. Monitoring programs carried out during 
        1994-95 included assessments of:
      
        - the levels of human use at popular sites; 
 
        - the effectiveness of coral viewing platforms at tourist pontoons; 
        
 
        - the dugong populations south of Cooktown; 
 
        - changes in reef-flat coral communities; 
 
        - the health of inshore fringing reefs in the Whitsunday and Cairns 
          areas; and 
 
        - the impacts of pontoons. [17] 
        
 
      
      The GBRMPA, with the help of other agencies, is in the process of producing 
        the first state of the reef report, which will summarise the results of 
        all existing monitoring programs. [18] 
      
      5.14 The State management agencies monitor and report on the state of 
        world heritage areas for which they are responsible. For example, the 
        Queensland's DEH has recommended in its draft management framework for 
        CERRA that guidelines and actions be established to monitor the status 
        and condition of the national parks of the scenic rim - the prominent 
        mountain ranges to the south and west of Brisbane. The management framework 
        states:
      
        A high priority must be given to establishing baseline data for monitoring 
        purposes and to continuing research to increase our knowledge and understanding 
        of the requirements of particular species. An essential component of the 
        management process is the monitoring and evaluation of the effects and 
        effectiveness of management actions. [19] 
      
      5.15 The Western Australian Fisheries Department is responsible for managing 
        fisheries in the Shark Bay world heritage area. The Shark Bay world heritage 
        area draft management plan for fish resources made 100 recommendations 
        designed to protect and conserve fish resources and to maintain world 
        heritage values. Various monitoring programs were included among the recommendations. 
        [20] In its submission, the Fisheries 
        Department requested ongoing financial support from DEST so that long-term 
        monitoring programs can be put in place. [21]
      5.16 The Shark Bay 1994 marine reserves management plan foreshadowed 
        an integrated program of survey, research and monitoring to aid the marine 
        reserves' management by:
      
        - increasing knowledge of natural and cultural environments; 
 
        - assessing visitor use including experiences and perceptions; and 
 
        - assessing the effectiveness of management actions. 
 
      
      It is planned to monitor visitation, including numbers of visitors and 
        boats, types of recreational activities and patterns of use. [22] 
      
      5.17 Relatively little information was obtained during the inquiry about 
        the quality of the monitoring and reporting carried out. The Committee 
        was impressed that the Commonwealth is reporting annually to the World 
        Heritage Committee on the status of its properties, as this puts pressure 
        on managing agencies to perform better than they might otherwise. However, 
        the Committee notes DEST's comments that these reports:
      
        ... lacked consistency in approach and had few, if any, measurable performance 
        indicators. DEST saw them, therefore, as being of relatively limited value 
        in terms of demonstrating the extent to which Australia meets its international 
        obligations for monitoring. [23] 
        
        
In an effort to improve standards of monitoring, the World Heritage 
          Unit has funded a project by the Queensland DEH to systematically monitor 
          Fraser Island's world heritage values. DEST hopes that a best practice 
          model can be developed from this project. 
      
      5.18 In a report on the management of world heritage properties in Australia, 
        Professors Boer and Fowler recommended that the annual monitoring reports 
        could be expanded by the World Heritage Unit to include a more standardised 
        monitoring and reporting system across all world heritage properties. 
        In addition, an overall statistical analysis of the properties, published 
        on a regular basis, would be useful when management approaches and funding 
        needs are being considered. [24]
      5.19 Participants at the Committee's workshop commented on the expense 
        associated with carrying out effective monitoring programs. They promoted 
        the involvement of users of world heritage areas, such as landholders, 
        tour operators and the general community, in monitoring. They believed 
        that at least some of the users of world heritage areas would be prepared 
        to make a contribution to monitoring programs without being paid and so 
        alleviate some of the expense needed to implement monitoring plans. The 
        Alliance for Sustainable Tourism also suggested that the tourist industry 
        could cost-effectively monitor impacts on world heritage areas because 
        tour operators are in the field on a daily basis. [25] 
      
      5.20 As shown above, managing agencies monitor various issues concerning 
        world heritage areas. All managing agencies have a role to play in checking 
        on the condition of world heritage values. The Committee considers that 
        monitoring is essential and is best performed by the local managing agencies 
        or local users who are familiar with the area's world heritage values 
        and are on-site to perform monitoring tasks. Further, the Committee is 
        of the view that the Commonwealth has the responsibility to coordinate 
        a monitoring program across all world heritage areas, playing an overseeing 
        and guiding role while other bodies, including state, industry and non-government 
        bodies, carry out the monitoring. 
      Guidelines for monitoring and reporting
      5.21 The Committee's attention was drawn to a number of factors that 
        contribute to an effective system of monitoring, recording and reporting 
        on the state of conservation of world heritage areas. Firstly, the world 
        heritage values of the site to be monitored must be well identified, an 
        undertaking that has been discussed in more detail in Chapter 
        4. This was pointed out by a representative of ICOMOS to a World Heritage 
        Committee meeting in December 1994. If values have been well defined, 
        it is possible to assess how far they remain intact over time. [26] 
        If, in addition, standards have been set for the conservation of these 
        values, the information gained from monitoring can be used to guide the 
        future management of the area where the values are situated. As Atherton 
        and Atherton observed, 'site managers must be given guidance in the conservation 
        standards expected of them and monitoring can be meaningful only when 
        these standards are set'. [27] If 
        standards are not set, substantiated judgements cannot be made about the 
        outstanding universal values of a world heritage area.
      5.22 Dr Kay from DEST mentioned two more important elements of effective 
        monitoring systems; systems must be tailored to the particular characteristics 
        of individual world heritage areas, and the requirement to monitor must 
        be written into management plans.
      
        There is some consideration being given internationally to indicators 
        but, given the range of values for which different properties are listed, 
        in our view a generic set of standards and indicators is not achievable. 
        Our preference is for the management agencies, in preparing the plans 
        of management, to develop indicators and standards which are specific 
        to the property and updated as circumstances in world heritage properties 
        change. I think that is really the only way that it can sensibly work. 
        [28] 
      
      5.23 Participants at the Committee's workshop also emphasised that monitoring 
        programs should be implemented when management plans are first drawn up 
        and information derived from monitoring programs should be fed back into 
        the development of management plans. They claimed that, in the past, monitoring 
        had been a 'poor cousin' when it came to putting management plans in place. 
        The World Heritage Committee has also stressed the need for monitoring 
        methodology to be flexible and locally appropriate. [29]
      5.24 Guidance on how monitoring should be carried out and reported are 
        important if monitoring is to be used to maximum advantage. The format 
        that has been proposed for reports to the World Heritage Committee is 
        set out in paragraph 5.5. Furthermore, at its 
        meeting in December 1994, the World Heritage Committee invited the World 
        Heritage Secretariat, in collaboration with the advisory bodies, to 'develop 
        a format for monitoring reporting as an aid to the States Parties and 
        to facilitate the processing of the reports and the information contained 
        in them through a computerized data base'. [30] 
        As for the annual reports from managing agencies to the Commonwealth, 
        there are no formal requirements for what should be included at this stage 
        but, as noted above, a best practice model is being developed. The Committee 
        considers this to be a topic that deserves attention. 
      5.25 In addition to monitoring and reporting on the status of world heritage, 
        it was suggested to the Committee that the way in which managing agencies 
        expend government funds should also be tracked. The Committee noted, for 
        instance, the concerns expressed by the Tasmanian Conservation Trust and 
        The Wilderness Society (Tasmania) that:
      
        In general, at least where the Commonwealth's role in WH management is 
        indirect, there has been a deplorable lack of monitoring of how federal 
        funding is employed; essentially throwing money at problems without any 
        monitoring or follow up. [31] 
      
      5.26 As the ACIUCN pointed out, the Commonwealth is the obvious body 
        to perform monitoring on world heritage areas because of its responsibilities 
        and duties under the Convention. However, it maintained that monitoring 
        should be done in a consultative and cooperative way that involves all 
        groups with interests in the world heritage property. It also suggested 
        that bodies such as the ACIUCN, which is independent of both government 
        and non-government spheres, could carry out some of the monitoring. [32] 
        The use of spot audits would also be a useful way to monitor the conservation 
        status of world heritage areas.
      5.27 The Committee supports the use of monitoring to assess the status 
        of world heritage values and assist with their management. It acknowledges 
        the usefulness of including monitoring and reporting requirements in management 
        plans and the need to develop performance indicators and appropriate standards 
        for world heritage value conservation for each property, within an established 
        overall framework. It considers that DEST is the appropriate agency to 
        manage the coordinated framework for monitoring and reporting, as required 
        on an annual basis under the Convention. This enables DEST to act as the 
        watchdog that ensures that standards are maintained, although both it 
        and the managing agencies are to be encouraged to work with other groups 
        that have an interest in world heritage protection. 
      5.28 The Committee recommends that:
      
        (30) before agreeing to world heritage area management plans, the 
          Commonwealth Government ensure that the management processes include 
          annual monitoring of the status of world heritage values. 
        (31) the Department of the Environment, Sport and Territories, in 
          consultation with managing agencies, monitor the status of world heritage 
          values as defined in management plans. 
        (32) the Department of the Environment, Sport and Territories, in 
          consultation with managing agencies: 
        a) establish guidelines for monitoring and reporting on all world 
          heritage properties; and 
        b) review monitoring and reporting guidelines every five years and 
          revise them as necessary. 
        (33) the Commonwealth Government require managing agencies to include 
          in their annual world heritage reports to the Commonwealth Government 
          information on : 
        a) their monitoring arrangements and the results of monitoring strategies; 
          and 
        b) how Commonwealth Government world heritage funds are being used. 
        
      
      Footnotes
      [1] UNESCO, Operational Guidelines for the 
        Implementation of the World Heritage Convention, February 1996, paragraph 
        3(ii). 
      [2] UNESCO, Operational Guidelines, paragraph 
        69. 
      [3] UNESCO, Operational Guidelines, paragraph 
        70. 
      [4] UNESCO, Operational Guidelines, paragraph 
        71. 
      [5] Department of the Environment, Sport and 
        Territories, transcript, 27 November 1995, p 323. 
      [6] Department of the Environment, Sport and 
        Territories, transcript, 27 November 1995, p 324. 
      [7] Australian Committee for IUCN, transcript, 
        1 November 1995, p 156. 
      [8] UNESCO, Operational Guidelines, paragraph 
        75. 
      [9] UNESCO, Operational Guidelines, paragraph 
        54. 
      [10] Department of the Environment, Sport and 
        Territories, transcript, 27 November 1995, p 323. 
      [11] Department of the Environment, Sport and 
        Territories, submission (number 62) p 8. 
      [12] Department of the Environment, Sport and 
        Territories, transcript, 27 November 1995, p 323. 
      [13] Commonwealth Department of Tourism, submission 
        (number 68) p 2. 
      [14] Commonwealth Department of Tourism, submission 
        (number 68), appendix D. 
      [15] Wet Tropics Management Authority, Annual 
        Report 1994-95, p 23. 
      [16] Wet Tropics Management Authority, Annual 
        Report 1994-95, pp 10,19. 
      [17] Great Barrier Reef Marine Park Authority, 
        1994-95 Annual Report, pp 53-5. 
      [18] A summary of the report is available in 
        State of the Great Barrier Reef World Heritage Area Report, Technical 
        Workshop Abstracts and Program, Great Barrier Reef Marine Park Authority, 
        November 1995. 
      [19] Queensland Department of Environment and 
        Heritage, Parks of the Scenic Rim - Draft Management Framework, 
        August 1994, p 21. 
      [20] Fisheries Department of Western Australia, 
        Shark Bay World Heritage Area Draft Management Plan for Fish Resources, 
        Fisheries management paper No. 72, November 1994, pp 3-11. 
      [21] Western Australian Fisheries Department, 
        submission (number 67) p 4. 
      [22] Department of Conservation and Land Management, 
        Shark Bay Marine Reserves Draft Management Plan, 1994, pp 121, 
        123. 
      [23] Department of the Environment, Sport and 
        Territories, submission (number 78), p 5. 
      [24] Ben Boer & Robert J Fowler, The 
        Management of World Heritage Properties in Australia: A Report to the 
        Department of the Environment, Sport and Territories, Part II, undated, 
        issued May 1996, pp 127-8. 
      [25] Alliance for Sustainable Tourism, submission 
        (number 84), p 2. 
      [26] Papers from 18th session of World Heritage 
        Committee, Thailand, 12-17 December 1994, pp 13-14. 
      [27] Trudie-Ann Atherton & Trevor C. Atherton, 
        'The power and the glory: national sovereignty and the World Heritage 
        Convention', The Australian Law Journal, vol 69, August 1995, p 
        642. 
      [28] Department of the Environment, Sport and 
        Territories, transcript, 27 November 1995, p 324. 
      [29] Papers from 18th session of World Heritage 
        Committee, Thailand, 12-17 December 1994, p 13. 
      [30] Papers from 18th session of World Heritage 
        Committee, Thailand, 12-17 December 1994, p 15. 
      [31] Tasmanian Conservation Trust and The Wilderness 
        Society (Tasmania), submission (number 21), p 2. 
      [32] Australian Committee for IUCN, transcript, 
        1 November 1995, pp 155-6. 
      
        
        
        
        
      
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