Introduction | 
	    
					  
                        | 2.1  | 
                        The primary function of an Australian Electoral  Commission (AEC) divisional office  is to administer federal electoral events for that division and to carry out tasks  between elections that support that function, such as ensuring that the  electoral roll is accurately maintained. AEC State offices provide support to their  divisions and coordinate this work across the state.  | 
					  
                      
                        | 2.2 | 
                        In this regard, the AEC  is somewhat unique as an organisation, because its business cycle is influenced  by the relatively unpredictable timing of key electoral events and federal  elections which determine workload peaks and impact significantly on staffing  requirements. The impacts of the election cycle are a key consideration for the  AEC in determining the most  appropriate staffing model for divisional offices:
                           
                          The election cycle means a major organisational gearing up in  terms of staffing for electoral events. A staffing model that was solely aimed  at maximizing resources during an election period could result in excessive  staff levels during non-election periods…We need to employ and manage large  numbers of temporary staff for short or defined periods and then revert to  being a smaller organisation after the electoral task they are employed for has  been managed. Prior to a Federal election we need to substantially augment our  on-going staff with temporary staff to assist managing the election.2   | 
                      
                     
                                           
                        
                        | 2.3 | 
                        This chapter looks at a range of issues arising  from the divisional office employment structure. These include: 
                    - the current staffing model for AEC divisional offices;
 
                      - issues  for the AEC as a consequence of the divisional office structure, including:
 
                       - career  opportunities for staff;
 
                       - the appropriateness of staffing levels for the actual work of divisional offices;
 
                       - staff  retention issues; and
  
                      - staffing  requirements for habitation reviews.
   | 
                      
                        
                           | 
                            | 
                        
                        
                          Staffing configuration of AEC divisional offices | 
                        
                        
                        | 2.4 | 
                        
                          - Currently, there are 150 AEC  divisional offices in 135 locations across Australia. At 30 June 2006, 440 of the AEC’s 7943 employees were employed in divisional offices. 
 
                           | 
                      
                        
                          | 2.5 | 
                          The structure of a typical  divisional office includes one APS6  (Divisional Returning Officer or DRO), one APS3  (Divisional Clerk) and an APS 2  (Divisional Assistant). Table 2.1 shows the classification and distribution of  divisional office staff at 30   June 2006. | 
                        
                        
                          | Table 2.1 Divisional  office staff (ongoing & non ongoing) – head count at 30 June 2006 (i) | 
                        
                      
                        | 
                             
                          
                            
                              | State (ii)  | 
                              Number Divisions (iii)  | 
                              APS6  | 
                              APS5  | 
                              APS4  | 
                              APS3  | 
                              APS2  | 
                              Total Staff  | 
                             
                            
                              NSW/ACT  | 
                              52  | 
                              54  | 
                              0  | 
                              0  | 
                              42  | 
                              50  | 
                              146  | 
                             
                            
                              VIC  | 
                              37  | 
                              41  | 
                              0  | 
                              0  | 
                              22  | 
                              47  | 
                              110  | 
                             
                            
                              QLD  | 
                              28  | 
                              25  | 
                              2  | 
                              2  | 
                              23  | 
                              31  | 
                              83  | 
                             
                            
                              WA  | 
                              15  | 
                              13  | 
                              4  | 
                              1  | 
                              11  | 
                              20  | 
                              49  | 
                             
                            
                              SA  | 
                              11  | 
                              16  | 
                              0  | 
                              0  | 
                              9  | 
                              11  | 
                              36  | 
                             
                            
                              TAS  | 
                              5  | 
                              6  | 
                              0  | 
                              1  | 
                              5  | 
                              4  | 
                              16  | 
                             
                            
                              Total  | 
                              148 (iv)  | 
                              155  | 
                              6  | 
                              4  | 
                              112  | 
                              163  | 
                              440  | 
                             
                           
                          
                            - The number of staff is a “head count” and so includes  staff on leave.
 
                            - Does not include the Northern Territory, as the amalgamated  structure does not make it possible to readily distinguish divisional office  staff. NSW figures include the Divisions of Canberra and Fraser  in the ACT, as the NSW State Manager also administers the ACT.
 
                            - Prior to redistribution in December 2006.
 
                            - Excludes Lingiari and Solomon  in the Northern Territory.
 
                           
                        Source: Australian Electoral Commission, Submission no. 16, pp. 13-14.  | 
                      
                      
                        | 2.6 | 
                        In 2006-07 the AEC implemented a divisional office staffing  profile of 3.2 full-time equivalent staff (FTE)  which equates to 2.6 FTE for  ongoing and non-ongoing staff, supplemented with a further 0.6 FTE for temporary employees.                         | 
                      
                      
                        | 2.7 | 
                        To coincide with the 3.2 FTE staffing profile, the AEC  introduced a process of “workload sharing” to combat the diversity of workload  across its divisional offices, where some offices are tasked with processing up  to three times the amount of enrolment transactions of others.4 Electoral Commissioner, Ian   Campbell, explained the rationale  behind the staffing profile:
                        If we allocated resources at a common level right across the  country for our 150 divisional offices, we would have to have some sharing of  work between divisions, otherwise we would have a great inequity in the agency  where one division with 3.2 would be working flat out—head down, backside up, to  use the colloquialism—whereas the people in the next division would not be  working as hard because the flow of work was not there. So we agreed that we  would fund all offices at roughly the same level, which is 3.2, as mentioned in  our submission, but we would start a process of workload sharing. We are still  in the process of unfolding that. That is then an issue of saying to staff:  ‘You work for the AEC. Therefore if the AEC has a requirement, because the  workload is really bursting at the seams somewhere else and this division has  capacity, then we expect to have assistance.’5  | 
                      
                      
                        | 2.8 | 
                        Brian McKivat,  who is employed as a DRO but gave evidence in a private capacity, explained how  this process is being rolled out:
                          …generally speaking, the view of the current management of  the AEC is that they would rather see workload being moved from one site to  another site than see staffing levels increased at a particular site. For  example, we were told that, if you had a workload that was estimated to be 3.8,  you would have 0.6 of your work taken away from your office and transferred to  another office which was rated as having a lower workload.6   | 
                      
                      
                        | 2.9 | 
                        The principles of workload sharing apply across  both stand-alone divisional offices and co‑located offices.                          | 
                      
                      
                        | 2.10 | 
                        The AEC  also emphasised that workload sharing is a completely different issue to the  issue of co‑located divisional offices (discussed in the following chapter),  drawing attention to the fact that the two were introduced at different times.7  | 
                      
                      
                         | 
                          | 
                      
                      
                        Criticisms of ‘workload sharing’ | 
                      
                      
                        | 2.11 | 
                        The AEC’s  move to level the playing field so that the workload across divisional offices is  evenly balanced appears to be based on sound reasoning, yet the scheme was criticised  in submissions from a small number of AEC  employees and also by the Community and Public Sector Union (CPSU) whose  membership comprises many AEC  employees.                         | 
                      
                      
                        | 2.12 | 
                        The CPSU believes that workload  sharing has been introduced to accommodate gaps created by long-term vacancies.  Evidence to the inquiry indicated that some divisional offices function for  lengthy periods with vacant positions, which often remain unfilled in  non-election years, or otherwise are filled by a mixture of part-time and  casual staff.8 The  committee was also told that the staffing configuration (the mix of permanent,  temporary and casual staff) across each divisional office is inconsistent:
                           If you are lucky  enough to have three permanent staff in your office, you will be given 0.2  casual. If you have two, you will be given 1.2 casual to bring you up to the  3.2 figure.9                            | 
                      
                      
                        | 2.13 | 
                        It was put to the committee that  this use of part time and temporary staff is creating confusion:Now that many  ongoing (permanent) positions are being shared by part-time and temporary staff  there is now a requirement for temporary staff to perform the functions of a  permanent staff member. New part-time APS2  staff are finding it difficult to learn all the duties of the position as they  are only in the office 5 days per fortnight. There is now confusion over job  ownership at the APS2 level and  clearly the roles of an ongoing (permanent) staff and temporary staff have  become unclear. In the past temporary staff were employed to assist the APS2 and worked under APS2 supervision.10   | 
                      
                      
                        | 2.14 | 
                        The CPSU argued that while the 3.2 FTE staffing profile may be adequate in theory, the  reality is that when the formula is applied inconsistently across divisional  offices it ‘provides very different outcomes in terms of ability to complete  work and staff morale.’11  | 
                      
                      
                        | 2.15 | 
                        The CPSU also claimed that the  current staffing arrangement can affect the capacity and stability of a  divisional office.12 CPSU National Secretary, Stephen   Jones, told the committee:…the commission has  failed to properly and adequately fill vacancies as and when they arise, which  means the work falls upon the remaining staff within those offices. Short-term  acting and casual appointments are in no way a long-term basis on which to  staff such an important function. We have a concern that the new electoral  arrangements that will have effect at this election will exacerbate those  issues. We have raised some concerns within our submission, and I have read some  of the other submissions that have been put before you about the use of casuals  for filling ongoing work requirements within the divisional offices. They are  no basis on which to meet the baseload work requirements.13                            | 
                      
                      
                         | 
						
						   | 
						    | 
	    
						
						  Issues for the AEC | 
	    
						
						  Career opportunities for divisional office staff | 
	    
						
                        | 2.16 | 
                        The committee was advised that career  opportunities within the AEC for  employees in a divisional office are limited.14 This is particularly the case for experienced Divisional Clerks (APS3 officers) who face a substantial rise to progress  to an APS6 level position (DRO).  This means that they are often passed over for promotion by more highly qualified  applicants from other government agencies or from the private sector and can  significantly affect the morale of those seeking advancement.  | 
					  
                        
                        | 2.17 | 
                        Furthermore, for many divisional  office staff there are limited opportunities to seek employment outside the AEC in their localities, meaning they have little  alternative but to remain in these positions for significant periods of time.15  | 
                      
                      
                        | 2.18 | 
                        The CPSU told the committee:
                         At the APS3 level, to get on you have to leave the office or  wait for the divisional returning officer to be promoted, to retire or to  resign. Even in the event that a vacancy does become available at the  divisional returning officer level, we are advised that those positions are filled  more often than not by an outside applicant. So to get on you have to move.16  | 
                      
                      
                        | 2.19 | 
                        Opportunities for advancement have  also been affected by the AEC  having had a stable workforce of DROs over the last 20 years, contributing to  the AEC’s status as the oldest  agency in the public service, based on the average age of its staff.17 The committee was advised that many DROs are now nearing retirement age and the  AEC expects that the rate of  turnover in staff anticipated will result in a number of people being appointed  from outside the AEC.18
                                                   | 
                      
                      
                        | 2.20 | 
                        Table 2.2 below shows the average  age of ongoing divisional office staff. | 
                      
                      
                        | Table 2.2 Divisional  office ongoing staff age at 30   June 2006 | 
                      
                      
                        
                            
                              | State (i)  | 
                              25 – 34  | 
                              35 – 44  | 
                              45 – 54  | 
                              55+  | 
                              Total Staff  | 
                              Average Age  | 
                             
                            
                              NSW/ACT  | 
                              7  | 
                              23  | 
                              69  | 
                              38  | 
                              137  | 
                              49.97  | 
                             
                            
                              VIC  | 
                              5  | 
                              22  | 
                              49  | 
                              31  | 
                              107  | 
                              49.85  | 
                             
                            
                              QLD  | 
                              8  | 
                              14  | 
                              30  | 
                              21  | 
                              73  | 
                              48.23  | 
                             
                            
                              WA  | 
                              1  | 
                              13  | 
                              21  | 
                              8  | 
                              43  | 
                              48.51  | 
                             
                            
                              SA  | 
                              3  | 
                              2  | 
                              20  | 
                              5  | 
                              30  | 
                              48.67  | 
                             
                            
                              TAS  | 
                              1  | 
                              8  | 
                              5  | 
                              1  | 
                              15  | 
                              43.27  | 
                             
                            
                              Total  | 
                              25  | 
                              82  | 
                              194  | 
                              104  | 
                              405  | 
                              48.08  | 
                             
                                                     
                          - Does not include the Northern Territory, as the amalgamated  structure does not make it possible to readily distinguish divisional office  staff. NSW figures include the Divisions of Canberra and Fraser  in the ACT, as the NSW State Manager also administers the ACT.
  
                          Source: Australian Electoral Commission, Submission no. 16,  p. 15. | 
                      
                      
                      
                        | 2.21 | 
                        It was suggested that the AEC has in the past been highly supportive of those  divisional office staff looking to further their careers within the  organisation. According to Brian   McKivat, staff at the APS2 and APS3  levels have often been given the opportunity to perform the duties of  higher-lever positions when these positions have become temporarily vacant. However,  Mr McKivat  explained that such opportunities have become less common under the new working  arrangements:
                      Over the past few years there has been very little or in fact  no funding provided for the backfilling of positions and staff at the APS2 and APS3  level now do not have the same opportunities to develop their skills and  experience. As a consequence of this, staff at these levels are now finding it  harder to compete for promotion.19   | 
                      
                      
                        | 2.22 | 
                        The CPSU’s view is that where  vacancies occur in divisional offices, selection processes should be undertaken  as a matter of priority to fill the positions. During the selection process,  the CPSU suggested that staff should be given the opportunity to temporarily  perform higher duties, adding that ‘it should not be a long term strategy to  avoid filling positions in non-election years.’20  | 
                      
                      
                        | 2.23 | 
                        The CPSU also strongly advocated promoting  from within where appropriate, so that the AEC  can capitalise on the ‘enormous investment’ it puts into staff training:
                         …if you have a  careful look at the duty statements for the divisional returning officer, the divisional  clerk and the divisional assistant, you will see that there is a natural  progression of experience, training and functionality between each of the three  roles. 
                            
                        It  is not our submission that we should redesign these offices to ensure maximum  career opportunities for everybody…what we are certainly saying is that we can  do it better than we are doing it right now. Where career opportunities should  be available, and where that is consistent with the public interest, it should  be done and it can be done.21   | 
                      
                      
                        | 2.24 | 
                        However, Brian Peisley cautioned  that the jump from an APS3 to APS6 was not always a smooth transition, noting  that in many cases, promoted employees ‘struggle with the complexity of the  duties and the management of the staff’.22  | 
                      
                      
                        | 2.25 | 
                        Despite evidence alluding to a  perception that the jump from an APS3 to an APS6 cannot be filled by internal  recruitment, the AEC denied that there is any active policy to recruit  externally and maintained that recruitment is conducted on the basis of merit.                         | 
                      
                      
                        | 2.26 | 
                        In support of this, the AEC pointed out that 11 of the 51 new DROs  appointed for the forthcoming election had come from within the agency.23 The AEC also indicated that many  of its staff at the APS2 and APS3 levels were content with their positions and  did not seek career advancement, as evidenced by the fact that many employees  do not apply for promotion when positions are advertised.24 | 
                      
                      
                         | 
                          | 
                      
                      
                        Appropriateness of staffing levels and APS  classifications | 
                      
                      
                        | 2.27 | 
                        It was evident from submissions and  acknowledged by the AEC itself that  there is no one-size-fits-all with regard to divisional offices due to the  diversity of workloads and the diversity of regions across Australia in  which divisional offices are located.25  | 
                      
                      
                        | 2.28 | 
                        The workload of divisional offices  has changed significantly and the volume of work has increased substantially,  particularly in recent years.                         | 
                      
                      
                        | 2.29 | 
                        The AEC partly attributed this increase in workload to technological  change and changes to electoral legislation, which have added layers of  complexity to enrolment processing, but acknowledged that it is also a  reflection of the AEC’s efforts to  meet rising client and stakeholder expectations.26  | 
                      
                      
                        | 2.30 | 
                        The increased demand has had an impact  on staffing arrangements. However, it was reported that while staffing numbers  at the national office have increased, the opposite is true for divisional  offices. Mr McKivat stated:
                          At the national  office level there has been a large increase in staff and contractors due to  these increased demands. The national office staffing levels has also increased  where functions once carried out in the state offices have been transferred to  the national office…Unfortunately at the divisional office level or the  coal face of the AEC staffing levels have been reduced.27  | 
                      
                      
                        | 2.31 | 
                        Mr McKivat argued  that the number of staff and the APS  staffing levels in divisional offices are issues which ‘need to be addressed.’28  | 
                      
                      
                        | 2.32 | 
                        The issue of divisional office workloads  was described by the CPSU as ‘an ongoing and underlying problem’ and prompted calls  for a review into the classifications currently applied to divisional office  staff, particularly those working at the APS2  and APS3 levels. The CPSU stated:When you turn your mind to the duty statements that are now  being published, against which persons are being employed, you will see that  the responsibilities of those positions now exceed the responsibilities and  work that was expected of those people when the positions were originally  conceived. So we think there is an urgent need for a review to occur. We would  not be surprised if the outcome of that review were to lead to a  reclassification, at least, of the divisional clerk position and the divisional  officer assistant position. We think that is in the interests of the persons  filling those jobs and in the interests of staff retention and career opportunities  within the divisional offices.29  | 
                      
                      
                        | 2.33 | 
                        Brian McKivat  also questioned the implementation of any staffing model in the absence of a  thorough workload review across the divisional office network:
                          As far as I am aware  no thorough workload review has ever been conducted for  each divisional office and until such a review is completed it is very  difficult to determine the correct number of staff and the structure of staff  required in each divisional office.30   | 
                      
                      
                        | 2.34 | 
                        Concerns were expressed about the  movement of AEC employees to other  organisations because of frustrations that their job classifications do not  recognise their increased workload. It  was argued by the CPSU that the community and the general public lose out when  this happens.31  | 
                      
                      
                         | 
                          | 
                      
                      
                        Retention issues | 
                      
                      
                        | 2.35 | 
                        Almost half of the separations by  ongoing divisional office staff in 2005-06 were by employees under the age of  fifty (see Table 2.3). This was noted with some concern by the AEC as an indication that the organisation had some  retention issues, which the AEC  partly attributes to the limited opportunities for career advancement discussed  earlier in this section. | 
                      
                      
                        | Table 2.3 Divisional  office ongoing staff separations – 2005-2006 | 
        
                      
                        
                          
                            | State (i)  | 
                            20-24  | 
                            25-29  | 
                            30-34  | 
                            35-39  | 
                            40-44  | 
                            45-49  | 
                            50-54  | 
                            55-59  | 
                            60+  | 
                            Total Staff  | 
                            Total <50  | 
                           
                          
                            NSW/ACT  | 
                            1  | 
                            0  | 
                            1  | 
                            2  | 
                            0  | 
                            1  | 
                            0  | 
                            1  | 
                            1  | 
                            7  | 
                            5  | 
                           
                          
                            VIC  | 
                            0  | 
                            0  | 
                            3  | 
                            0  | 
                            1  | 
                            1  | 
                            8  | 
                            1  | 
                            0  | 
                            14  | 
                            5  | 
                           
                          
                            QLD  | 
                            0  | 
                            0  | 
                            1  | 
                            1  | 
                            2  | 
                            0  | 
                            2  | 
                            0  | 
                            0  | 
                            6  | 
                            4  | 
                           
                          
                            WA  | 
                            0  | 
                            0  | 
                            0  | 
                            0  | 
                            1  | 
                            1  | 
                            2  | 
                            0  | 
                            0  | 
                            4  | 
                            2  | 
                           
                          
                            SA  | 
                            0  | 
                            0  | 
                            0  | 
                            0  | 
                            1  | 
                            1  | 
                            1  | 
                            1  | 
                            0  | 
                            4  | 
                            2  | 
                           
                          
                            TAS  | 
                            0  | 
                            0  | 
                            0  | 
                            0  | 
                            0  | 
                            0  | 
                            1  | 
                            2  | 
                            0  | 
                            3  | 
                            0  | 
                           
                          
                            Total  | 
                            1  | 
                            0  | 
                            5  | 
                            3  | 
                            5  | 
                            4  | 
                            14  | 
                            5  | 
                            1  | 
                            38  | 
                            18  | 
                           
                                                   
                    - Does not include the Northern Territory, as  the amalgamated structure does not make it possible to readily distinguish  divisional office staff. NSW figures include the Divisions of Canberra and Fraser in the ACT, as the NSW State Manager also  administers the ACT.
 
                                                 
                        Source: Australian  Electoral Commission, Submission no. 16, p. 15. | 
                      
                      
                      
                        | 2.36 | 
                        The AEC  recognises the increase in staff separations are also a reflection of the trend  for the next generation of employees, who are displaying a greater interest in  career mobility and are not necessarily content to remain in the one agency for  an extended period.32  | 
                      
                      
                        | 2.37 | 
                        The AEC  acknowledged that the increasingly short tenure of divisional office staff is  likely to have significant impacts for the organisation, which has previously  benefited from a stable workforce possessing a substantial corporate knowledge  base.33 The high rate of turnover will place an increased emphasis on the training and  development of new staff.  | 
                      
                      
                        | 2.38 | 
                        This in itself poses problems for  the AEC, which acknowledged that a  three-person office makes it difficult to implement effective learning and  development programs. In a three-person office there is usually only one person  available to provide one-on-one training which can result in poor practices  being passed on.34 Divisional  office employees already have limited opportunities to attend formal training  programs because of the cost and time associated with travel to State Offices.35 | 
                      
                      
                        | 2.39 | 
                        Retention of casual staff is also  an issue for the AEC. Casual staff  are usually provided with significant training but when casuals are not offered  enough work, the committee was told that they tend to look for positions in  other organisations, taking their corporate knowledge with them. Mr McKivat  stated:
                        Every time you bring in a casual, you have to train them.  That involves a fairly long and lengthy training process. So we are losing  money. We are losing value for money by using casual staff because much of the  time is spent on training them up in the fairly complicated computerised  enrolment environment that we work in.36   | 
                      
                      
                        | 2.40 | 
                        Mr McKivat also  noted that the AEC’s reliance on  casuals rather than employing more permanent staff did not appear to be ‘an  efficient way to operate’.37  | 
                      
                      
                         | 
                          | 
                      
                      
                        Committee conclusions | 
                      
                      
                        | 2.41 | 
                        Effective electoral administration  is a critical component of a healthy democracy, and it has been a timely  exercise for the committee to review aspects of the administration of the AEC with a federal election approaching.                        | 
                      
                      
                        | 2.42 | 
                        Without an extensive body of  evidence to draw on, it is difficult for the committee to ascertain whether the  issues raised during the inquiry are symptomatic of widespread unrest, or  whether they represent isolated cases of staff struggling to adjust to significant  reform.                         | 
                      
                      
                        | 2.43 | 
                        While the committee understands the  need for the AEC to maintain flexibility  in its staffing arrangements, it does appear that many of the administrative  changes undertaken have been driven by the need or desire for cost savings. It  is imperative that any cost saving measures are carefully considered so there  is no adverse impact on the AEC’s  ability to continue to deliver its objectives and to maintain its accessibility  to the public and community expectations.                         | 
                      
                      
                        | 2.44 | 
                        The terms of reference required that the committee consider whether the  current staffing arrangements of AEC  divisional offices meet career expectations for employees. Again, it is  difficult for the committee to draw comprehensive conclusions from the limited  information available.                         | 
                      
                      
                        | 2.45 | 
                        While there is limited opportunity for career progression for divisional  office employees, it is the committee’s view that this is an unfortunate by‑product  of the divisional office structure, which is necessary to provide the best  level of service to AEC  stakeholders.                         | 
                      
                      
                        | 2.46 | 
                        Concerns have been raised about the recruitment of external applicants  in favour of promoting from within, however there was no evidence to suggest a  deliberate policy to recruit externally, with the AEC  confirming that selection is based on merit.                         | 
                      
                      
                        | 2.47 | 
                        Nonetheless, the committee acknowledges the suggestion that the  recruitment of external candidates can have detrimental consequences for the morale  and motivation of staff unsuccessful in seeking promotion. The committee was therefore  concerned to learn that an effective avenue to bridging this divide, that is, the  opportunity for staff to perform higher duties when temporary vacancies arise, has  diminished under recent changes to working arrangements.                         | 
                      
                      
                        | 2.48 | 
                        The committee encourages the AEC to adopt the practice, where appropriate, of filling temporary vacant positions  in divisional offices by appointing suitable staff to perform higher duties  until the position has been filled through a formal selection process, in line  with APS guidelines.                         | 
                      
                      
                        | 2.49 | 
                        It was suggested by the CPSU that  the issue of whether APS staffing  levels are appropriate for the work being carried out by divisional offices may  be resolved through a classification review. The committee notes the AEC’s comment that certain standard public sector  models and approaches to fixing staffing levels and classifications would not  work well in the AEC.38  | 
                      
                      
                        | 2.50 | 
                        The committee notes that the AEC’s Corporate Plan for 2007-08 includes the  development of a new workforce planning strategy and action plan as one of its  business priorities. The intent behind the strategy and action plan is to  ‘improve the AEC’s staff  recruitment processes, retention strategies and learning and development  programs to meet current and future business needs’.39 The committee is encouraged that the AEC  has identified staff recruitment and retention as issues which need to be addressed  as a matter of priority.  | 
                      
                      
                        | 2.51 | 
                        However, the committee believes  that concerns over the current staffing arrangements in divisional offices raised  during the inquiry were sufficient to warrant further investigation. While the committee  is not in a position to draw definitive conclusions on the basis of evidence it  received, it believes that it is necessary for the Auditor-General to examine  the issue of workforce planning in the AEC  in further detail.                         | 
                      
                      
                        | 2.52 | 
                        Recommendation 1The committee recommends that the Auditor‑General  conduct an audit of workforce planning in the Australian Electoral Commission,  with a view to determining whether the Commission’s workforce planning strategy  is supporting effective practices in human resource management for divisional  office staff and achieving efficient and effective outcomes.  | 
                      
                      
                         | 
                          | 
                      
                      
                        Staffing requirements for ongoing habitation reviews | 
                      
                      
                        | 2.53 | 
                        The appropriateness and reliability of the system used by the AEC for managing the electoral roll and the  validity and accuracy of the roll is an issue which is continuously raised in  submissions to inquiries by this committee. The terms of reference for  this inquiry required that the committee investigate what level of staffing  would be required to meet ongoing habitation reviews. Habitation reviews explains  the process whereby AEC officers  doorknock residences to confirm enrolments for those addresses and to identify  where any amendments to information recorded on the electoral roll may be  required. Mr Kirkpatrick stated that:
                     The electoral roll will continue to carry names and addresses  of people who do not live at those addresses unless Habitation Reviews are  carried out regularly and systematically…40  | 
                      
                      
                        | 2.54 | 
                        It is important to note that the AEC no longer conducts biennial global habitation  reviews. The AEC found that the  costs of habitation reviews were escalating exponentially and also that the  electoral roll became increasingly out-of-date in between reviews. Another  major criticism of the habitation review in the past was that around  65 per cent of resources were expended during each review confirming  enrolments that had not changed. Furthermore, since habitation reviews were  timed to provide the most up-to-date roll for federal elections, this did not  necessarily fit in with State and Territory election cycles and it was felt  that a more continuous method of roll update was required.41 The AEC’s alternative means of  maintaining an up-to-date roll is the Continuous Roll Update (CRU) program,  which was introduced in 1999 primarily to address the shortcomings of the  biennial habitation review.  | 
                      
                      
                        | 2.55 | 
                        The AEC  believes the CRU program involves a more targeted approach, focusing on areas  where there is evidence to suggest that electoral roll information is outdated  or incorrect.42  | 
                      
                      
                        | 2.56 | 
                        The major activity under CRU  involves electoral roll data being matched against data obtained from other  organisations and government agencies to identify specific addresses where  people are moving either to or from, and to identify any anomalies in roll  data.43 Examples of data used in the data matching process are Australia Post  Redirection Advices and Centrelink Change of Address Advices.  | 
                      
                      
                        | 2.57  | 
                        Fieldwork conducted under the CRU  program is generally either non‑response fieldwork or growth fieldwork.  Non-response fieldwork involves a targeted doorknock whereby officers contact  specifically identified addresses—such as those where persons have not  responded to AEC correspondence—rather  than all addresses within a specified area. Growth field work is similar to  that conducted under the full habitation reviews, which targets all addresses  within a selected area identified as an area of high growth or turnover, rather  than specific addresses. Generally, this fieldwork is carried out by casual  staff.                         | 
                      
                      
                        | 2.58  | 
                        In its submission, the AEC advocated a multifaceted approach to roll  review, drawing on the findings of a 2007 review of the CRU program which  identified areas where performance might be improved.44 The review identified that various aspects of the CRU regime appear to be a  more cost effective arrangement in achieving enrolment updates than the  habitation review, and that enrolment workloads are generally much more evenly  spread over the year under CRU.45 | 
                      
                      
                        | 2.59  | 
                        The AEC  has been undertaking a target enrolment strategy since March 2007, which has  involved officers going to more that one million addresses where the AEC knew there were residents who were not on the  roll. The AEC advised that the hit  rate across the country of actually receiving cards from targeted addresses was  ’31 or 32 per cent’.46  | 
                      
                      
                        | 2.60  | 
                        According to the AEC, field staff have reported an increasing  culture of resistance at the door, and the AEC  considers that habitation reviews are not necessarily any more effective than  other methods of attracting enrolment.47 However, the AEC did indicate that  a recent exercise revealed a possible correlation between the type of review  officer recruited and their success rate in obtaining forms from residents:Certainly in our recent exercise in New South Wales in the division of Blaxland we  found evidence of the commissioner’s point about the type of review officers. A  special effort was made to recruit review officers to go around and doorknock,  reflecting the demographics of the particular division. Interestingly enough,  we are finding that the return rate of the actual forms there is much higher.  As of last week, it was in the order of 58 per cent for that division.48                            | 
                      
                      
                        | 2.61  | 
                        The AEC  indicated that it would be further investigating the significance of this  outcome, and acknowledged that it may result in a more focused effort on the  review officers the AEC seeks to  attract.49  | 
                      
                      
                        | 2.62  | 
                        It was suggested during the inquiry  that the current level of staffing for habitation reviews may be adequate for  some divisions, but not for others.50 The committee was told that the conduct of habitation reviews may be more  effective if the AEC were to  employ permanent officers to undertake this role, although it was acknowledged  that temporary staff would still be required in non-metropolitan areas.51 | 
                      
                      
                        | 2.63  | 
                        The CPSU advised that its members  considered the current staffing levels for habitation reviews to be adequate,  provided that all positions are filled and an adequate pool of casual staff is  available for conducting field work.                         | 
                      
                      
                        | 2.64  | 
                        Mr Peisley suggested that the committee  should consider the broader question of what methods the AEC should be employing to encourage people to  enrol and to vote, on the basis that ‘short, sharp review periods and sending  letters to people we know are not on the roll, does not work effectively.’52 He added:
               I sometimes wonder whether every time the electorate sees a  letter coming from the Electoral Commissioner it is put straight into the bin.  There will come a point when we will need to go back to doorknocking every  house and saying, ‘Who lives in this house?’ To do that, maybe we need to be  smarter. If we had a permanent doorknocker or someone who was employed to go  out and do the whole of an electoral division over a 12-month period…they could  slowly but surely work through an area. This is my belief; this is not the  commission’s belief. Maybe there are smarter ways.53                            | 
                      
                      
                         | 
                          | 
                      
                      
                        Committee conclusions | 
                      
                      
                        | 2.65  | 
                        While the CRU program has only been  in place since 1999, it is clear that it presents a more cost-effective arrangement  for the AEC than the more  labour-intensive biennial habitation review. The question for the committee is  whether the CRU is more effective in ensuring an electoral roll of the highest  integrity and accuracy, bearing in mind the AEC’s  evidence that a 100 per cent accurate, up-to-date electoral roll is  unattainable.54  | 
                      
                      
                        | 2.66  | 
                        On evidence available to the committee,  and by the AEC’s own admission,  there is plenty of scope for continuous improvement in CRU processes. It is  encouraging that the AEC is  continuously looking at ways to refine and enhance its CRU program.                         | 
                      
                      
                        | 2.67  | 
                        Nevertheless, it is important that  the most effective means of ensuring an accurate roll are not compromised in  the interests of producing efficiencies.                         | 
                      
                      
                        | 2.68  | 
                        The committee notes there were some  concerns that the move away from the global habitation review has further  diminished the ability of the AEC to  maintain an up-to-date electoral roll. There was insufficient evidence for the  committee to conclude that there is a more reliable and accurate process of  maintaining an up-to-date electoral roll than the CRU.                         | 
                      
                      
                        | 2.69  | 
                        The committee anticipates that this  issue will continue to be investigated following the next federal election when  its successor undertakes its regular inquiry into the conduct of that election.  It is expected that the committee will continue to assess whether the  implementation of CRU is continuing to  meet stakeholders’ needs and expectations.                         | 
                      
                      
                         | 
                      
                         | 
                      
                         | 
       
      
       
       
                      
                        | 1 | 
                        Australian Electoral Commission, Submission no. 16, pp. 24-25. Back                          | 
                      
                      
                        | 2 | 
                                                   
                           Australian Electoral Commission, Submission no. 16, p. 7. Back                          | 
                      
                      
                        | 3 | 
                        The 794 figure includes 717 ongoing and 77  non-ongoing staff. Back | 
                      
                      
                        | 4 | 
                        See Mr I. Campbell (Australian Electoral  Commission), Transcript of Evidence, 3 July 2007, p. 7. Back | 
                      
                      
                        | 5 | 
                        Mr I. Campbell (Australian Electoral  Commission), Transcript of Evidence, 3 July 2007,  p. 22. Back | 
                      
                      
                        | 6 | 
                        Mr B. McKivat, Transcript of Evidence, 2 July 2007, p. 44. Back | 
                      
                      
                        | 7 | 
                        Mr I. Campbell (Australian Electoral  Commission), Transcript of Evidence, 3 July 2007,  p. 24. Back | 
                      
                      
                        | 8 | 
                        Community and Public Sector Union, Submission  no. 11, p. 3. Back | 
                      
                      
                        | 9 | 
                        Mr B. McKivat, Transcript of Evidence, 2 July 2007, p. 44. Back | 
                      
                      
                        | 10 | 
                        Mr B. McKivat, Submission no. 6, p. 3. Back | 
                      
                      
                        | 11 | 
                        Community and Public Sector Union, Submission  no. 11, p. 3. Back | 
                      
                      
                        | 12 | 
                        Community and Public Sector Union, Submission  no. 11, p. 3. Back | 
                      
                      
                        | 13  | 
                        Mr S. Jones (Community and Public Sector Union), Transcript  of Evidence, 2 July   2007, p. 34. Back | 
                      
                      
                        | 14  | 
                        Australian Electoral Commission, Submission no. 16, p. 16. Back | 
                      
                      
                        | 15  | 
                        Australian Electoral Commission, Submission no. 16, p. 16. Back | 
                      
                      
                        | 16  | 
                        Mr S. Jones (Community and Public Sector Union), Transcript  of Evidence, 3 July   2007, p. 37.  Back | 
                      
                      
                        | 17  | 
                        As reported in the Australian Public  Service Commission’s ‘State of the Service Report’ 2005-06. See Transcript of Evidence, 3 July 2007,  p. 19. Back | 
                      
                      
                        | 18  | 
                        Mr I. Campbell (Australian Electoral  Commission), Transcript of Evidence, 3 July 2007. Back | 
                      
                      
                        | 19  | 
                        Mr B. McKivat, Submission no. 6, p. 3. Back | 
                      
                      
                        | 20  | 
                        Community and Public Sector Union, Submission  no. 11, p. 3. Back | 
                      
                      
                        | 21 | 
                        Mr S. Jones (Community and Public Sector Union), Transcript  of Evidence, 2 July   2007, p. 39. Back | 
                      
                      
                        | 22 | 
                        Mr B. Peisley, Submission no. 5, pp.8-9 Back | 
                      
                      
                        | 23 | 
                        See Transcript  of Evidence, 3 July   2007, p. 18. Back | 
                      
                      
                        | 24 | 
                        See Transcript  of Evidence, 3 July   2007, pp. 20-21. Back | 
                      
                      
                        | 25 | 
                        See Mr B. McKivat, Submission no. 6, p. 4, Mr B. Peisley, Submission no. 5, p. 4. See also Transcript of Evidence, 3 July 2007,  p. 14. Back | 
                      
                      
                        | 26 | 
                        Australian Electoral Commission, Submission no. 16, pp.5-6. Back | 
                      
                      
                        | 27 | 
                        Mr B. McKivat, Submission no. 6, p. 5. Back | 
                      
                      
                        | 28 | 
                        Mr B. McKivat, Submission no. 6, p. 4. Back | 
                      
                      
                        | 29 | 
                        Mr S. Jones (Community and Public Sector Union), Transcript  of Evidence, 2 July   2007, p. 35. Back | 
                      
                      
                        | 30 | 
                        Mr B. McKivat, Submission no. 6, p. 5. Back | 
                      
                      
                        | 31 | 
                        Mr S. Jones (Community and Public Sector Union), Transcript  of Evidence, 2 July   2007, p. 40. Back | 
                      
                      
                        | 32 | 
                        Australian Electoral Commission, Submission no. 16, p. 15. Back | 
                      
                      
                        | 33 | 
                        Australian Electoral Commission, Submission no. 16, pp. 16-17. Back | 
                      
                      
                        | 34 | 
                        Australian Electoral Commission, Submission no. 16, p. 17. Back | 
                      
                      
                        | 35 | 
                        Australian Electoral Commission, Submission no. 16, p. 17. Back | 
                      
                      
                        | 36 | 
                        Mr B. McKivat, Transcript of Evidence, 2 July 2007, p. 44. Back | 
                      
                      
                        | 37 | 
                        Mr B. McKivat, Transcript of Evidence, 2 July 2007, p. 44. Back | 
                      
                      
                        | 38 | 
                        Australian Electoral Commission, Submission no. 16, pp. 24-25. Back | 
                      
                      
                        | 39 | 
                        Australian Electoral Commission, Corporate Plan 2007-08, p. 8. Back | 
                      
                      
                        | 40 | 
                        Mr B. Kirkpatrick, Submission no. 3, p. 1. Back | 
                      
                      
                        | 41 | 
                        Australian Electoral Commission website: http://www.aec.gov.au/Enrolling_to_vote/About_Electoral_Roll/Roll_review.htm. Back | 
                      
                      
                        | 42 | 
                        Australian Electoral Commission, Continuous Roll Update Review Report,  June 2007, p. 1. Back | 
                      
                      
                        | 43 | 
                        Australian Electoral Commission, Continuous Roll Update Review Report,  June 2007, p. 1. Back | 
                      
                      
                        | 44 | 
                        Australian Electoral Commission, Submission no. 16, p. 10. Back | 
                      
                      
                        | 45 | 
                        Australian Electoral Commission, Continuous Roll Update Review Report,  June 2007, p. vii. Back | 
                      
                      
                        | 46 | 
                        Mr I. Campbell (Australian Electoral  Commission), Transcript of Evidence, 3 July 2007,  p. 12. Back | 
                      
                      
                        | 47 | 
                        Mr I. Campbell (Australian Electoral  Commission), Transcript of Evidence, 3 July 2007,  p. 12. Back | 
                      
                      
                        | 48 | 
                        Ms B. Davis (Australian Electoral Commission), Transcript of Evidence, 3 July 2007,  p. 13. Back | 
                      
                      
                        | 49 | 
                        Ms B. Davis (Australian Electoral Commission), Transcript of Evidence, 3 July 2007,  p. 13. Back | 
                      
                      
                        | 50 | 
                        Mr B. Peisley, Submission no. 5, p. 7. Back | 
                      
                      
                        | 51 | 
                        See Mr B. Peisley, Submission no. 5, p. 7, and Mr B. McKivat, Submission no. 6, p. 4. Back | 
                      
                      
                        | 52 | 
                        Mr B. Peisley, Submission no. 5, p. 7. Back | 
                      
                      
                        | 53 | 
                        Mr B. Peisley, Transcript of Evidence, 2 July 2007, p. 10. Back | 
                      
                      
                        | 54 | 
                        Mr I. Campbell (Australian Electoral Commission), Transcript of Evidence, 3 July 2007, p. 15. Back |