Appendix 2

Public hearings and witnesses

Friday, 13 September 2019
Main Committee Room
Parliament House
Canberra
Australian Securities and Investments Commission
Mr James Shipton, Chair
Ms Karen Chester, Deputy Chair
Mr Daniel Crennan QC, Deputy Chair
Ms Cathie Armour, Commissioner
Mr Sean Hughes, Commissioner
Mr John Price, Commissioner
Ms Danielle Press, Commissioner
Tuesday, 19 November 2019
The Portside Room
Level 5, The Portside Centre
Sydney
Australian Securities and Investments Commission
Mr James Shipton, Chair
Mr Daniel Crennan QC, Deputy Chair
Ms Karen Chester, Deputy Chair
Mr Sean Hughes, Commissioner
Ms Cathie Armour, Commissioner
Ms Danielle Press, Commissioner
Mr John Price, Commissioner
Mr Warren Day, Executive Director, Assessment and Intelligence
Ms Joanna Bird, Executive Director, Wealth Management
Mr Greg Kirk, Executive Director, Strategy
Mr Bruce Meagher, Senior Executive Leader, Corporate Affairs

Friday, 28 February 2020
Main Committee Room
Parliament House
Canberra
Australian Securities and Investments Commission
Mr James Shipton, Chair
Mr Daniel Crennan, Deputy Chair
Ms Karen Chester, Deputy Chair
Mr John Price, Commissioner
Mr Sean Hughes, Commissioner
Ms Joanna Bird, Executive Director
Mr Greg Kirk, Executive Director
Mr Greg Yanco, Executive Director
Mr Warren Day, Executive Director
Mr Tim Gough, A/g Executive Director
Ms Emma Curtis, A/g Executive Director
Ms Emily Hodgson, A/g Executive Director
Wednesday, 15 July 2020
Committee Room 2S1
Parliament House
Canberra
Australian Securities and Investments Commission
Mr James Shipton, Chair
Mr Daniel Crennan QC, Deputy Chair
Ms Karen Chester, Deputy Chair
Ms Cathie Armour, Commissioner
Ms Danielle Press, Commissioner
Mr Sean Hughes, Commissioner
Mr Warren Day, Executive Director, Assessment and Intelligence

Wednesday, 18 November 2020
Committee Room 2S1
Parliament House
Canberra
ANAO, Private capacity
Mr Grant Hehir, Auditor-General
Ms Rona Mellor, Deputy Auditor-General
Professor Graeme Samuel AC, Private capacity
Emeritus Professor Fred Hilmer AO, Private capacity
Professor Ian Harper AO, Private capacity
Australian Securities and Investments Commission
Ms Karen Chester, Deputy Chair
Ms Cathie Armour, Commissioner
Ms Danielle Press, Commissioner
Mr Sean Hughes, Commissioner
Mr Warren Day, Executive Director, Assessment and Intelligence
Mr Chris Savundra, General Council
Friday, 19 March 2021
Main Committee Room
Parliament House
Canberra
AUSTRAC
Mr Peter Soros, Deputy CEO, Regulation, Education and Policy
Mr Bradley Brown, National Manager, Education, Capability and Communications
Ms Katie Miller, National Manager and General Council, Legal and Enforcement
Dr Nathan Newman, National Manager, Regulatory Operations
Australian Securities and Investments Commission
Ms Karen Chester, Deputy Chair
Ms Cathie Armour, Commissioner
Ms Danielle Press, Commissioner
Mr Sean Hughes, Commissioner
Mr Warren Day, Executive Director, Assessment and Intelligence
Mr Chris Savundra, General Council
Friday, 18 June 2021
Committee Room 2S1
Parliament House
Canberra
Australian Small Business and Family Enterprise Ombudsman (ASBFEO)
Mr Bruce Billson, Ombudsman
Dr Craig Latham, Deputy
Ms Alexandra Hordern, Director, Advocacy and Policy
Australian Financial Complaints Authority (AFCA)
Mr David Locke, CEO and Chief Ombudsman
Dr June Smith, Deputy Chief Ombudsman
Mr Justin Untersteiner, Chief Operating Officer
Australian Securities and Investments Commission (ASIC)
Mr Joe Longo, Chair
Ms Karen Chester, Deputy Chair
Ms Sarah Court, Deputy Chair
Ms Cathie Armour, Commissioner
Ms Danielle Press, Commissioner
Mr Sean Hughes, Commissioner
Mr Warren Day, Chief Operating Officer
Mr Greg Kirk, Executive Director, Strategy
Mr Chris Savundra, General Counsel
Monday, 26 July 2021
Committee Room 2S3
Parliament House
Canberra
Australian Finance Industry Association
Ms Diane Tate, CEO

Wednesday, 28 July 2021
Committee Room 2S3
Parliament House
Canberra
Octet Finance
Mr Clive Isenberg, Founder & CEO
FIFO Capital
Mr Wayne Morris, CEO
Council of Small Business Organisations Australia
Ms Alexi Boyd, Interim CEO
Friday, 27 August 2021
Main Committee Room
Parliament House
Canberra
Australian Securities and Investments Commission
Mr Joe Longo, Chair
Ms Karen Chester, Deputy Chair
Ms Sarah Court, Deputy Chair
Ms Cathie Armour, Commissioner
Ms Danielle Press, Commissioner
Mr Sean Hughes, Commissioner
Mr Warren Day, Chief Operating Officer
Mr Greg Kirk, Executive Director, Strategy
Mr Chris Savundra, General Counsel

Tuesday, 16 November 2021
Main Committee Room
Parliament House
Canberra
Department of Finance
Ms Stacie Hall, Acting Deputy Secretary, Commercial & Government Services
Mr Nathan Rudder, Director, Significant Matters Taskforce, Procurement and Insurance Division, Commercial & Government Services
Mr Gareth Sebar, Assistant Secretary, Significant Matters Taskforce, Procurement and Insurance Division, Commercial & Government Services
The Treasury
Ms Mohita Zaheed, Assistant Secretary, Financial System Division
Mr Simon Writer, First Assistant Secretary and Chief Counsel, Law Division
Australian Securities and Investments Commission
Mr Chris Savundra, General Counsel
Friday, 26 November 2021
Main Committee Room
Parliament House
Canberra
Australian Securities and Investments Commission
Mr Joseph Longo, Chair
Ms Karen Chester, Deputy Chair
Ms Sarah Court, Deputy Chair
Ms Cathie Armour, Commissioner
Mr Sean Hughes, Commissioner
Ms Danielle Press, Commissioner
Mr Chris Savundra, General Counsel
Mr Warren Day, Chief Operating Officer
Mr Greg Kirk, Executive Director, Strategy
Dr Rhys Bollen, Senior Executive Leader, Insurers

Friday, 11 February 2022
Main Committee Room
Parliament House
Canberra
Australian Securities and Investments Commission
Mr Joseph Longo, Chair
Ms Karen Chester, Deputy Chair
Ms Sarah Court, Deputy Chair
Ms Cathie Armour, Commissioner
Mr Sean Hughes, Commissioner
Ms Danielle Press, Commissioner
Mr Chris Savundra, General Counsel
Mr Warren Day, Chief Operating Officer
Mr Greg Kirk, Executive Director, Strategy
Ms Natalie Durr, Senior Executive Leader
Treasury
Ms Mohita Zaheed, Assistant Secretary, Regulators, Redress and Insurance Branch
Ms Isobel Sloan, Director, Regulator Oversight and Engagement Unit

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