About this inquiry

The role of the Committee is to monitor the activities of ASIC, the Takeovers Panel and the Corporations Legislation.
Track Inquiry

Upcoming Public Hearings

28 Feb 2020: Canberra, ACT

Past Public Hearings

19 Nov 2019: Sydney, NSW
13 Sep 2019: Canberra, ACT

more...

Inquiry Status

Accepting submissions

How to make a submission

The committee invites individuals and organisations to send in their opinions and proposals in writing (submissions)

Accessibility

If you require any special arrangements to enable you to participate in the Committee's inquiry, please contact the Committee Secretariat.

Further information regarding accessibility can be found at www.aph.gov.au/Help/Accessibility

Additional Documents

1 PDF: ASIC: Answer to question 1: ASIC information sheet 151 - taken on notice from a public hearing on 13 September 2019 (received 8 October 2019) ASIC: Answer to question 1: ASIC information sheet 151 - taken on notice from a public hearing on 13 September 2019 (received 8 October 2019)
2 PDF: ASIC: Answer to question 2: Stats on the use of the IOSCO MMOU - taken on notice from a public hearing on 13 September 2019 (received 8 October 2019) ASIC: Answer to question 2: Stats on the use of the IOSCO MMOU - taken on notice from a public hearing on 13 September 2019 (received 8 October 2019)
3 PDF: ASIC: Answer to question 3: ASIC Registry - taken on notice from a public hearing on 13 September 2019 (received 8 October 2019) ASIC: Answer to question 3: ASIC Registry - taken on notice from a public hearing on 13 September 2019 (received 8 October 2019)
4 PDF: ASIC: Answer to question 4: Queensland Nickel - taken on notice from a public hearing on 13 September 2019 (received 8 October 2019) ASIC: Answer to question 4: Queensland Nickel - taken on notice from a public hearing on 13 September 2019 (received 8 October 2019)
5 PDF: ASIC: Answer to question 5: Life insurance code briefings - taken on notice from a public hearing on 13 September 2019 (received 8 October 2019) ASIC: Answer to question 5: Life insurance code briefings - taken on notice from a public hearing on 13 September 2019 (received 8 October 2019)
6 PDF: ASIC: Answer to question 6: Grandfathered commissions - taken on notice from a public hearing on 13 September 2019 (received 8 October 2019) ASIC: Answer to question 6: Grandfathered commissions - taken on notice from a public hearing on 13 September 2019 (received 8 October 2019)
7 PDF: ASIC: Answer to question 7: Funds disclosing fines - taken on notice from a public hearing on 13 September 2019 (received 8 October 2019) ASIC: Answer to question 7: Funds disclosing fines - taken on notice from a public hearing on 13 September 2019 (received 8 October 2019)
8 PDF: ASIC: Answer to question 8: Community benefit payments - taken on notice from a public hearing on 13 September 2019 (received 8 October 2019) ASIC: Answer to question 8: Community benefit payments - taken on notice from a public hearing on 13 September 2019 (received 8 October 2019)
9 PDF: ASIC: Answer to question 9: Data re home loan application assessment timelines - taken on notice from a public hearing on 13 September 2019 (received 10 October 2019) ASIC: Answer to question 9: Data re home loan application assessment timelines - taken on notice from a public hearing on 13 September 2019 (received 10 October 2019)
10 PDF: ASIC: Answer to question 10: Royal Commission witnesses - taken on notice from a public hearing on 13 September 2019 (received 22 October 2019) ASIC: Answer to question 10: Royal Commission witnesses - taken on notice from a public hearing on 13 September 2019 (received 22 October 2019)
11 PDF: ASIC: Answer to written question on notice conveyed on 10 October 2019 (received 6 November 2019) ASIC: Answer to written question on notice conveyed on 10 October 2019 (received 6 November 2019)
12 PDF: ASIC: Answer to written question on notice conveyed on 10 October 2019 (received 6 November 2019) ASIC: Answer to written question on notice conveyed on 10 October 2019 (received 6 November 2019)
13 PDF: ASIC: Answer to written question on notice conveyed on 10 October 2019 (received 6 November 2019) ASIC: Answer to written question on notice conveyed on 10 October 2019 (received 6 November 2019)
14 PDF: ASIC: Answer to question 1: Afterpay - Loans - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019) ASIC: Answer to question 1: Afterpay - Loans - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019)
15 PDF: ASIC: Answer to question 2: FRANdata - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019) ASIC: Answer to question 2: FRANdata - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019)
16 PDF: ASIC: Answer to question 3: Whistleblowers - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019) ASIC: Answer to question 3: Whistleblowers - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019)
17 PDF: ASIC: Answer to question 4: Iran Oil BNZ - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019) ASIC: Answer to question 4: Iran Oil BNZ - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019)
18 PDF: ASIC: Answer to question 5: Remediation - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019) ASIC: Answer to question 5: Remediation - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019)
19 PDF: ASIC: Answer to question 6: AMP and My Daryl Oehm - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019) ASIC: Answer to question 6: AMP and My Daryl Oehm - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019)
20 PDF: ASIC: Answer to question 7: AMP - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019) ASIC: Answer to question 7: AMP - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019)
21 PDF: ASIC: Answer to question 8: Money laundering - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019) ASIC: Answer to question 8: Money laundering - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019)
22 PDF: ASIC: Answer to question 9: Super fund investigations - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019) ASIC: Answer to question 9: Super fund investigations - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019)
23 PDF: ASIC: Answer to question 10: Retail super fund fine - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019) ASIC: Answer to question 10: Retail super fund fine - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019)

See Also

Other information presented to the inquiry

Committee Secretariat contact:

Committee Secretary
Parliamentary Joint Committee on Corporations and Financial Services
PO Box 6100
Parliament House
Canberra ACT 2600

Phone: +61 2 6277 3583
Fax: +61 2 6277 5719
corporations.joint@aph.gov.au

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