Additional Documents

1 PDF: ASIC: Answer to question 1: ASIC Information Sheet 151 - taken on notice from the public hearing on 13 September 2019 (received 8 October 2020) ASIC: Answer to question 1: ASIC Information Sheet 151 - taken on notice from the public hearing on 13 September 2019 (received 8 October 2020)
2 PDF: ASIC: Answer to question 2: Stats on the use of the IOSCO MMOU - taken on notice from the public hearing on 13 September 2019 (received 8 October 2019) ASIC: Answer to question 2: Stats on the use of the IOSCO MMOU - taken on notice from the public hearing on 13 September 2019 (received 8 October 2019)
3 PDF: ASIC: Answer to question 3: ASIC Registry - taken on notice from the public hearing on 13 September 2019 (received 8 October 2019) ASIC: Answer to question 3: ASIC Registry - taken on notice from the public hearing on 13 September 2019 (received 8 October 2019)
4 PDF: ASIC: Answer to question 4: Queensland Nickel - taken on notice from the public hearing on 13 September 2019 (received 8 October 2019) ASIC: Answer to question 4: Queensland Nickel - taken on notice from the public hearing on 13 September 2019 (received 8 October 2019)
5 PDF: ASIC: Answer to question 5: Life insurance code briefings - taken on notice from the public hearing on 13 September 2019 (received 8 October 2019) ASIC: Answer to question 5: Life insurance code briefings - taken on notice from the public hearing on 13 September 2019 (received 8 October 2019)
6 PDF: ASIC: Answer to question 6: Grandfathered commissions - taken on notice from the public hearing on 13 September 2019 (received 8 October 2019) ASIC: Answer to question 6: Grandfathered commissions - taken on notice from the public hearing on 13 September 2019 (received 8 October 2019)
7 PDF: ASIC: Answer to question 7: Funds disclosing fines - taken on notice from the public hearing on 13 September 2019 (received 8 October 2019) ASIC: Answer to question 7: Funds disclosing fines - taken on notice from the public hearing on 13 September 2019 (received 8 October 2019)
8 PDF: ASIC: Answer to question 8: Community benefit payments - taken on notice from the public hearing on 13 September 2019 (received 8 October 2019) ASIC: Answer to question 8: Community benefit payments - taken on notice from the public hearing on 13 September 2019 (received 8 October 2019)
9 PDF: ASIC: Answer to question 9: Data re home loan application assessment timelines - taken on notice from the public hearing on 13 September 2019 (received 10 October 2019) ASIC: Answer to question 9: Data re home loan application assessment timelines - taken on notice from the public hearing on 13 September 2019 (received 10 October 2019)
10 PDF: ASIC: Answer to question 10: Royal Commission witnesses - taken on notice from the public hearing on 13 September 2019 (received 22 October 2019) ASIC: Answer to question 10: Royal Commission witnesses - taken on notice from the public hearing on 13 September 2019 (received 22 October 2019)
11 PDF: ASIC: Answer to written question on notice conveyed on 10 October 2019 (received 6 November 2019) ASIC: Answer to written question on notice conveyed on 10 October 2019 (received 6 November 2019)
11 PDF: ASIC: Answer to question 011: Overview of the Sterling Group's business model - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021) ASIC: Answer to question 011: Overview of the Sterling Group's business model - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021)
12 PDF: ASIC: Answer to written question on notice conveyed on 10 October 2019 (received 6 November 2019) ASIC: Answer to written question on notice conveyed on 10 October 2019 (received 6 November 2019)
13 PDF: ASIC: Answer to written question on notice conveyed on 10 October 2019 (received 6 November 2019) ASIC: Answer to written question on notice conveyed on 10 October 2019 (received 6 November 2019)
13 PDF: ASIC: Answer to question 013: Greensill and supply chain financing - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021) ASIC: Answer to question 013: Greensill and supply chain financing - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021)
14 PDF: ASIC: Answer to question 014: Castle Rock Global Capital Pty Ltd - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021) ASIC: Answer to question 014: Castle Rock Global Capital Pty Ltd - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021)
14 PDF: ASIC: Answer to question 1: Afterpay - Loans - taken on notice from the public hearing on 19 November 2019 (received 10 December 2019) ASIC: Answer to question 1: Afterpay - Loans - taken on notice from the public hearing on 19 November 2019 (received 10 December 2019)
15 PDF: ASIC: Answer to question 2: FRANdata - taken on notice from the public hearing on 19 November 2019 (received 10 December 2019) ASIC: Answer to question 2: FRANdata - taken on notice from the public hearing on 19 November 2019 (received 10 December 2019)
16 PDF: ASIC: Answer to question 3: Whistleblowers - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019) ASIC: Answer to question 3: Whistleblowers - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019)
17 PDF: ASIC: Answer to question 4: Iran Oil BNZ - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019) ASIC: Answer to question 4: Iran Oil BNZ - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019)
18 PDF: ASIC: Answer to question 5: Remediation - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019) ASIC: Answer to question 5: Remediation - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019)
19 PDF: ASIC: Answer to question 6: AMP and My Daryl Oehm - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019) ASIC: Answer to question 6: AMP and My Daryl Oehm - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019)
20 PDF: ASIC: Answer to question 7: AMP - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019) ASIC: Answer to question 7: AMP - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019)
21 PDF: ASIC: Answer to question 8: Money laundering - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019) ASIC: Answer to question 8: Money laundering - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019)
22 PDF: ASIC: Answer to question 9: Super fund investigations - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019) ASIC: Answer to question 9: Super fund investigations - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019)
23 PDF: ASIC: Answer to question 10: Retail super fund fine - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019) ASIC: Answer to question 10: Retail super fund fine - taken on notice from a public hearing on 19 November 2019 (received 10 December 2019)
25 PDF: ASIC: Answer to question 1: Section 1308 - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020) ASIC: Answer to question 1: Section 1308 - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020)
26 PDF: ASIC: Answer to question 2: Registry System Outages - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020) ASIC: Answer to question 2: Registry System Outages - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020)
27 PDF: ASIC: Answer to question 3: Director ID - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020) ASIC: Answer to question 3: Director ID - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020)
28 PDF: ASIC: Answer to question 4: WBs and auditors - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020) ASIC: Answer to question 4: WBs and auditors - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020)
29 PDF: ASIC: Answer to question 5: Sterling Group - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020) ASIC: Answer to question 5: Sterling Group - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020)
30 PDF: ASIC: Answer to question 6: LICs LITs - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020) ASIC: Answer to question 6: LICs LITs - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020)
31 PDF: ASIC: Answer to question 7: LIC LIT audit - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020) ASIC: Answer to question 7: LIC LIT audit - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020)
32 PDF: ASIC: Answer to question 8: LIC LIT - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020) ASIC: Answer to question 8: LIC LIT - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020)
33 PDF: ASIC: Answer to question 9: ASIC search fees - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020) ASIC: Answer to question 9: ASIC search fees - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020)
34 PDF: ASIC: Answer to question 10: FOI Disclosure Log - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020) ASIC: Answer to question 10: FOI Disclosure Log - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020)
35 PDF: ASIC: Answer to question 11: Adviser bannings - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020) ASIC: Answer to question 11: Adviser bannings - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020)
36 PDF: ASIC: Answer to question 12: Breaches of code of ethics - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020) ASIC: Answer to question 12: Breaches of code of ethics - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020)
37 PDF: ASIC: Answer to question 13: Compliance schemes - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020) ASIC: Answer to question 13: Compliance schemes - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020)
38 PDF: ASIC: Answer to question 14: Currently banned adviser - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020) ASIC: Answer to question 14: Currently banned adviser - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020)
39 PDF: ASIC: Answer to question 15: Details of remediation - taken on notice from the public hearing on 28 February 2020 (received 1 April 2020) ASIC: Answer to question 15: Details of remediation - taken on notice from the public hearing on 28 February 2020 (received 1 April 2020)
40 PDF: ASIC: Answer to question 16: FAR on MoneySmart - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020) ASIC: Answer to question 16: FAR on MoneySmart - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020)
41 PDF: ASIC: Answer to question 17: Information about code applications - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020) ASIC: Answer to question 17: Information about code applications - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020)
42 PDF: ASIC: Answer to question 18: Investigations Super funds - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020) ASIC: Answer to question 18: Investigations Super funds - taken on notice from the public hearing on 28 February 2020 (received 27 March 2020)
43 PDF: ASIC: Answer to question 19: Disclosure of derivatives by banks - taken on notice from the public hearing on 28 February 2020 (received 20 April 2020) ASIC: Answer to question 19: Disclosure of derivatives by banks - taken on notice from the public hearing on 28 February 2020 (received 20 April 2020)
44 PDF: ASIC: Answer to question 20: Complaints and reports by employees of Big 4 audit firms - taken on notice from the public hearing on 28 February 2020 (received 20 April 2020) ASIC: Answer to question 20: Complaints and reports by employees of Big 4 audit firms - taken on notice from the public hearing on 28 February 2020 (received 20 April 2020)
45 PDF: ASIC: Answer to question 21: Sources of income - taken on notice from the public hearing on 28 February 2020 (received 20 April 2020) ASIC: Answer to question 21: Sources of income - taken on notice from the public hearing on 28 February 2020 (received 20 April 2020)
46 PDF: ASIC: Answer to question 22: Commissioner holdings - taken on notice from the public hearing on 28 February 2020 (received 20 April 2020) ASIC: Answer to question 22: Commissioner holdings - taken on notice from the public hearing on 28 February 2020 (received 20 April 2020)
47 PDF: ASIC: Answer to question 23: Conflicts of Interest Policy - taken on notice from the public hearing on 28 February 2020 (received 20 April 2020) ASIC: Answer to question 23: Conflicts of Interest Policy - taken on notice from the public hearing on 28 February 2020 (received 20 April 2020)
48 PDF: ASIC: Answer to question 1 from Senator Paterson - Stakeholder requests (received 9 April 2020) ASIC: Answer to question 1 from Senator Paterson - Stakeholder requests (received 9 April 2020)
49 PDF: ASIC: Answer to question 2 from Senator Paterson - Agents letters to tenants (received 9 April 2020) ASIC: Answer to question 2 from Senator Paterson - Agents letters to tenants (received 9 April 2020)
50 PDF: ASIC: Answer to question 3 from Senator Paterson - Media reports relied on (received 9 April 2020) ASIC: Answer to question 3 from Senator Paterson - Media reports relied on (received 9 April 2020)
51 PDF: ASIC: Answer to question 4 from Senator Paterson - State regulatory bodies and correspondence (received 9 April 2020) ASIC: Answer to question 4 from Senator Paterson - State regulatory bodies and correspondence (received 9 April 2020)
52 PDF: ASIC: Answer to question 5 from Senator Paterson - Real estate firms contacted and copies of correspondence (received 9 April 2020) ASIC: Answer to question 5 from Senator Paterson - Real estate firms contacted and copies of correspondence (received 9 April 2020)
53 PDF: ASIC: Answer to question 6 from Senator Paterson - Real estate agents informing tenants about the existence government policy (received 9 April 2020) ASIC: Answer to question 6 from Senator Paterson - Real estate agents informing tenants about the existence government policy (received 9 April 2020)
54 PDF: ASIC: Answer to question 002-01: Early super release calculations - ASIC action - taken on notice from the public hearing on 28 April 2020 (received 7 May 2020) ASIC: Answer to question 002-01: Early super release calculations - ASIC action - taken on notice from the public hearing on 28 April 2020 (received 7 May 2020)
55 PDF: ASIC: Answer to question 001: Westpac Costs - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020) ASIC: Answer to question 001: Westpac Costs - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020)
56 PDF: ASIC: Answer to question 003: Member reserves paying fines - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020) ASIC: Answer to question 003: Member reserves paying fines - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020)
57 PDF: ASIC: Answer to question 004: Report 529 - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020) ASIC: Answer to question 004: Report 529 - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020)
58 PDF: ASIC: Answer to question 008: Penalty to BT for misleading statements online - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020) ASIC: Answer to question 008: Penalty to BT for misleading statements online - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020)
59 PDF: ASIC: Answer to question 009: Industry super - Google advertising - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020) ASIC: Answer to question 009: Industry super - Google advertising - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020)
60 PDF: ASIC: Answer to question 010: Cost of running SMSF - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020) ASIC: Answer to question 010: Cost of running SMSF - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020)
61 PDF: ASIC: Answer to question 012: The future of financial advice in Australia - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020) ASIC: Answer to question 012: The future of financial advice in Australia - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020)
62 PDF: ASIC: Answer to question 015: Sterling Group - taken on notice from the public hearing on 15 July 2020 (received 4 August 2020) ASIC: Answer to question 015: Sterling Group - taken on notice from the public hearing on 15 July 2020 (received 4 August 2020)
63 PDF: ASIC: Answer to question 016: Sterling Group - The Assetless Administration Fund (AA Fund) - taken on notice from the public hearing on 15 July 2020 (received 4 August 2020) ASIC: Answer to question 016: Sterling Group - The Assetless Administration Fund (AA Fund) - taken on notice from the public hearing on 15 July 2020 (received 4 August 2020)
64 PDF: ASIC: Answer to question 017: Early release super - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020) ASIC: Answer to question 017: Early release super - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020)
65 PDF: ASIC: Answer to question 018: Early release super - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020) ASIC: Answer to question 018: Early release super - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020)
66 PDF: ASIC: Answer to question 019: Industry Super Australia - early release super calculator - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020) ASIC: Answer to question 019: Industry Super Australia - early release super calculator - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020)
67 PDF: ASIC: Answer to question 021: Financial advice - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020) ASIC: Answer to question 021: Financial advice - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020)
68 PDF: ASIC: Answer to question 022: Financial advice - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020) ASIC: Answer to question 022: Financial advice - taken on notice from the public hearing on 15 July 2020 (received 5 August 2020)
69 PDF: ASIC: Answer to question 001-01 from Mr Gorman MP -  COVID-19 - Company closures (received 7 August 2020) ASIC: Answer to question 001-01 from Mr Gorman MP - COVID-19 - Company closures (received 7 August 2020)
70 PDF: ASIC: Answer to question 001-02 from Mr Gorman MP - COVID-19 - Company closures (received 7 August 2020) ASIC: Answer to question 001-02 from Mr Gorman MP - COVID-19 - Company closures (received 7 August 2020)
71 PDF: ASIC: Answer to question 001-03 from Mr Gorman MP - COVID-19 - Company registrations (received 7 August 2020) ASIC: Answer to question 001-03 from Mr Gorman MP - COVID-19 - Company registrations (received 7 August 2020)
72 PDF: ASIC: Answer to question 001-04 from Mr Gorman MP - COVID-19 - Company registrations (received 7 August 2020) ASIC: Answer to question 001-04 from Mr Gorman MP - COVID-19 - Company registrations (received 7 August 2020)
73 PDF: ASIC: Answer to question 002-01 from Mr Gorman MP - Junk insurance - ANZ and CBA (received 7 August 2020) ASIC: Answer to question 002-01 from Mr Gorman MP - Junk insurance - ANZ and CBA (received 7 August 2020)
74 PDF: ASIC: Answer to question 002-02 from Mr Gorman MP - Junk insurance - Consumer credit insurance remediation program (received 7 August 2020) ASIC: Answer to question 002-02 from Mr Gorman MP - Junk insurance - Consumer credit insurance remediation program (received 7 August 2020)
75 PDF: ASIC: Answer to question 002-03 from Mr Gorman MP - Junk insurance - Recent action with regard to junk consumer credit insurance (received 7 August 2020) ASIC: Answer to question 002-03 from Mr Gorman MP - Junk insurance - Recent action with regard to junk consumer credit insurance (received 7 August 2020)
76 PDF: ASIC: Answer to question 002-04 from Mr Gorman MP - Junk insurance - Significant enforcement action (received 10 August 2020) ASIC: Answer to question 002-04 from Mr Gorman MP - Junk insurance - Significant enforcement action (received 10 August 2020)
77 PDF: ASIC: Answer to question 002-05 from Mr Gorman MP - Junk insurance - Updates to MoneySmart (received 7 August 2020) ASIC: Answer to question 002-05 from Mr Gorman MP - Junk insurance - Updates to MoneySmart (received 7 August 2020)
78 PDF: ASIC: Answer to question 001-05 from Mr Gorman MP - COVID-19 pandemic - ASIC guidance to companies (received 17 August 2020) ASIC: Answer to question 001-05 from Mr Gorman MP - COVID-19 pandemic - ASIC guidance to companies (received 17 August 2020)
79 PDF: ASIC: Answer to question 001-06 from Mr Gorman MP - COVID-19 pandemic - Resources (received 17 August 2020) ASIC: Answer to question 001-06 from Mr Gorman MP - COVID-19 pandemic - Resources (received 17 August 2020)
80 PDF: ASIC: Answer to question 007: Mayfair - taken on notice from the public hearing on 15 July 2020 (received 17 August 2020) ASIC: Answer to question 007: Mayfair - taken on notice from the public hearing on 15 July 2020 (received 17 August 2020)
81 PDF: ASIC: Answer to question 013: Remediation - taken on notice from the public hearing on 15 July 2020 (received 17 August 2020) ASIC: Answer to question 013: Remediation - taken on notice from the public hearing on 15 July 2020 (received 17 August 2020)
82 PDF: ASIC: Answer to question 014: Licensee attestation - taken on notice from the public hearing on 15 July 2020 (received 17 August 2020) ASIC: Answer to question 014: Licensee attestation - taken on notice from the public hearing on 15 July 2020 (received 17 August 2020)
83 PDF: ASIC: Answer to question 004: Treasury policy decision - taken on notice from the public hearing on 15 July 2020 (received 19 August 2020) ASIC: Answer to question 004: Treasury policy decision - taken on notice from the public hearing on 15 July 2020 (received 19 August 2020)
84 PDF: ASIC: Answer to question 006: Treasury policy decision - taken on notice from the public hearing on 15 July 2020 (received 19 August 2020) ASIC: Answer to question 006: Treasury policy decision - taken on notice from the public hearing on 15 July 2020 (received 19 August 2020)
85 PDF: ASIC: Answer to question 011: Treasury policy decision - taken on notice from the public hearing on 15 July 2020 (received 19 August 2020) ASIC: Answer to question 011: Treasury policy decision - taken on notice from the public hearing on 15 July 2020 (received 19 August 2020)
86 PDF: ASIC: Answer to question 020: Regulation of litigation funders - taken on notice from the public hearing on 15 July 2020 (received 19 August 2020) ASIC: Answer to question 020: Regulation of litigation funders - taken on notice from the public hearing on 15 July 2020 (received 19 August 2020)
87 PDF: ASIC: Answer to question 005-01 from Senator Bragg - Members funds used to pay remediation (received 2 September 2020) ASIC: Answer to question 005-01 from Senator Bragg - Members funds used to pay remediation (received 2 September 2020)
88 PDF: ASIC: Answer to question 006 from Mr Gorman MP - Pearllargo Pty Ltd (received 23 September 2020) ASIC: Answer to question 006 from Mr Gorman MP - Pearllargo Pty Ltd (received 23 September 2020)
89 PDF: ASIC: Answer to question 007 from Senator Paterson - ASIC culture report (received 16 November 2020) ASIC: Answer to question 007 from Senator Paterson - ASIC culture report (received 16 November 2020)
90 PDF: ASIC: Answer to question 008 from Mr Gorman MP - Journalist briefings (received 25 September 2020) ASIC: Answer to question 008 from Mr Gorman MP - Journalist briefings (received 25 September 2020)
91 PDF: ASIC: Answer to question 009-01 from Mr Gorman MP - ASIC gifts, benefits and hospitality register (received 7 December 2020) ASIC: Answer to question 009-01 from Mr Gorman MP - ASIC gifts, benefits and hospitality register (received 7 December 2020)
92 PDF: ASIC: Answer to question 001: Conflict of interest policy - taken on notice from the public hearing on 18 November 2020 (received 9 December 2020) ASIC: Answer to question 001: Conflict of interest policy - taken on notice from the public hearing on 18 November 2020 (received 9 December 2020)
93 PDF: ASIC: Answer to question 002: Correspondence on personal computer - taken on notice from the public hearing on 18 November 2020 (received 10 December 2020) ASIC: Answer to question 002: Correspondence on personal computer - taken on notice from the public hearing on 18 November 2020 (received 10 December 2020)
94 PDF: ASIC: Answer to question 003: Credit cards - taken on notice from the public hearing on 18 November 2020 (received 9 December 2020) ASIC: Answer to question 003: Credit cards - taken on notice from the public hearing on 18 November 2020 (received 9 December 2020)
95 PDF: ASIC: Answer to question 004: Super Trustees - taken on notice from the public hearing on 18 November 2020 (received 11 December 2020) ASIC: Answer to question 004: Super Trustees - taken on notice from the public hearing on 18 November 2020 (received 11 December 2020)
96 PDF: ASIC: Answer to question 005: Remuneration Tribunal - taken on notice from the public hearing on 18 November 2020 (received 11 December 2020) ASIC: Answer to question 005: Remuneration Tribunal - taken on notice from the public hearing on 18 November 2020 (received 11 December 2020)
97 PDF: ASIC: Answer to question 006: Timing Pitt Group - taken on notice from the public hearing on 18 November 2020 (received 9 December 2020) ASIC: Answer to question 006: Timing Pitt Group - taken on notice from the public hearing on 18 November 2020 (received 9 December 2020)
98 PDF: ASIC: Answer to question 007: ASIC's media release regarding Mr Mark Damion Kawecki - taken on notice from the public hearing on 18 November 2020 (received 9 December 2020) ASIC: Answer to question 007: ASIC's media release regarding Mr Mark Damion Kawecki - taken on notice from the public hearing on 18 November 2020 (received 9 December 2020)
99 PDF: ASIC: Answer to question 008: ASIC's Consumer Advisory Panel - taken on notice from the public hearing on 18 November 2020 (received 9 December 2020) ASIC: Answer to question 008: ASIC's Consumer Advisory Panel - taken on notice from the public hearing on 18 November 2020 (received 9 December 2020)
100 PDF: ASIC: Answer to question 009: Frontier Advisors Pty Ltd - taken on notice from the public hearing on 18 November 2020 (received 9 December 2020) ASIC: Answer to question 009: Frontier Advisors Pty Ltd - taken on notice from the public hearing on 18 November 2020 (received 9 December 2020)
101 PDF: ASIC: Answer to question 010: Difference asset consult and financial advice - taken on notice from the public hearing on 18 November 2020 (received 9 December 2020) ASIC: Answer to question 010: Difference asset consult and financial advice - taken on notice from the public hearing on 18 November 2020 (received 9 December 2020)
102 PDF: ASIC: Answer to question 011: Retail OTC - taken on notice from the public hearing on 18 November 2020 (received 9 December 2020) ASIC: Answer to question 011: Retail OTC - taken on notice from the public hearing on 18 November 2020 (received 9 December 2020)
103 PDF: ASIC: Answer to question 012: Retail OTC derivative client monies - taken on notice from the public hearing on 18 November 2020 (received 9 December 2020) ASIC: Answer to question 012: Retail OTC derivative client monies - taken on notice from the public hearing on 18 November 2020 (received 9 December 2020)
105 PDF: ASIC: Answer to question 014: Companies associated with Mr Palmer - taken on notice from the public hearing on 18 November 2020 (received 11 December 2020) ASIC: Answer to question 014: Companies associated with Mr Palmer - taken on notice from the public hearing on 18 November 2020 (received 11 December 2020)
106 PDF: ASIC: Answer to question 015: PLC charges - taken on notice from the public hearing on 18 November 2020 (received 11 December 2020) ASIC: Answer to question 015: PLC charges - taken on notice from the public hearing on 18 November 2020 (received 11 December 2020)
107 PDF: ASIC: Answer to question 016: Clarification regarding number of Palmer hearings - taken on notice from the public hearing on 18 November 2020 (received 11 December 2020) ASIC: Answer to question 016: Clarification regarding number of Palmer hearings - taken on notice from the public hearing on 18 November 2020 (received 11 December 2020)
108 PDF: ASIC: Answer to question 017: Palmer costs - taken on notice from the public hearing on 18 November 2020 (received 11 December 2020) ASIC: Answer to question 017: Palmer costs - taken on notice from the public hearing on 18 November 2020 (received 11 December 2020)
109 PDF: ASIC: Answer to question 018: Disclosure of interests - taken on notice from the public hearing on 18 November 2020 (received 11 December 2020) ASIC: Answer to question 018: Disclosure of interests - taken on notice from the public hearing on 18 November 2020 (received 11 December 2020)
110 PDF: ASIC: Answer to question 019: Process for preparing a media release in relation to enforcement actions - taken on notice from the public hearing on 18 November 2020 (received 11 December 2020) ASIC: Answer to question 019: Process for preparing a media release in relation to enforcement actions - taken on notice from the public hearing on 18 November 2020 (received 11 December 2020)
111 PDF: ASIC: Internal and external legal advices relating to Key Management Personnel issues - taken on notice from the public hearing on 18 November 2020 (received 2 December 2020) ASIC: Internal and external legal advices relating to Key Management Personnel issues - taken on notice from the public hearing on 18 November 2020 (received 2 December 2020)
112 PDF: ASIC: Answer to question 010-01 from Mr van Manen MP - LIF reforms (received 16 December 2020) ASIC: Answer to question 010-01 from Mr van Manen MP - LIF reforms (received 16 December 2020)
113 PDF: ASIC: Answer to question 010-02 from Mr van Manen MP - Criteria for 2021 LIF review (received 16 December 2020) ASIC: Answer to question 010-02 from Mr van Manen MP - Criteria for 2021 LIF review (received 16 December 2020)
114 PDF: ASIC: Answer to question 010-03 from Mr van Manen MP - Comparison of life insurance and super reform criteria (received 16 December 2020) ASIC: Answer to question 010-03 from Mr van Manen MP - Comparison of life insurance and super reform criteria (received 16 December 2020)
115 PDF: ASIC: Answer to question 010-04 from Mr van Manen MP - Impact of COVID-19 on life insurance (received 16 December 2020) ASIC: Answer to question 010-04 from Mr van Manen MP - Impact of COVID-19 on life insurance (received 16 December 2020)
116 PDF: ASIC: Answer to question 010-05 from Mr van Manen MP - Retrospective audit of financial service advice industry (received 16 December 2020) ASIC: Answer to question 010-05 from Mr van Manen MP - Retrospective audit of financial service advice industry (received 16 December 2020)
117 PDF: ASIC: Answer to question 010-06 from Mr van Manen MP - Loss of urban financial advisers (received 16 December 2020) ASIC: Answer to question 010-06 from Mr van Manen MP - Loss of urban financial advisers (received 16 December 2020)
118 PDF: ASIC: Answer to question 010-07 from Mr van Manen MP - ASIC experience with an AFSL (received 16 December 2020) ASIC: Answer to question 010-07 from Mr van Manen MP - ASIC experience with an AFSL (received 16 December 2020)
119 PDF: ASIC: Answer to question 010-08 from Mr van Manen MP - Technology to assess AFSL compliance (received 16 December 2020) ASIC: Answer to question 010-08 from Mr van Manen MP - Technology to assess AFSL compliance (received 16 December 2020)
120 PDF: ASIC: Answer to question 010-09 from Mr van Manen MP - ASIC's use of AI and machine learning (received 16 December 2020) ASIC: Answer to question 010-09 from Mr van Manen MP - ASIC's use of AI and machine learning (received 16 December 2020)
121 PDF: ASIC: Answer to question 010-10 from Mr van Manen MP - Cost of advice (received 16 December 2020) ASIC: Answer to question 010-10 from Mr van Manen MP - Cost of advice (received 16 December 2020)
122 PDF: ASIC: Answer to question 010-11 from Mr van Manen MP - ASIC's relationship with AFCA (received 16 December 2020) ASIC: Answer to question 010-11 from Mr van Manen MP - ASIC's relationship with AFCA (received 16 December 2020)
123 PDF: ASIC: Answer to question 010-12 from Mr van Manen MP - Definition of advice (received 16 December 2020) ASIC: Answer to question 010-12 from Mr van Manen MP - Definition of advice (received 16 December 2020)
124 PDF: ASIC: Answer to question 010-13 from Mr van Manen MP - Role of Report 413 in driving LIF reforms (received 16 December 2020) ASIC: Answer to question 010-13 from Mr van Manen MP - Role of Report 413 in driving LIF reforms (received 16 December 2020)
125 PDF: ASIC: Answer to question 010-14 from Mr van Manen MP - Comparison of reports 413 and 639 (received 16 December 2020) ASIC: Answer to question 010-14 from Mr van Manen MP - Comparison of reports 413 and 639 (received 16 December 2020)
126 PDF: ASIC: Answer to question 010-15 from Mr van Manen MP - Baseline for review of life insurance reforms (received 16 December 2020) ASIC: Answer to question 010-15 from Mr van Manen MP - Baseline for review of life insurance reforms (received 16 December 2020)
127 PDF: ASIC: Answer to question 010-16 from Mr van Manen MP - Accounting for COVID-19 induced economic hardship in LIF review (received 16 December 2020) ASIC: Answer to question 010-16 from Mr van Manen MP - Accounting for COVID-19 induced economic hardship in LIF review (received 16 December 2020)
128 PDF: ASIC: Answer to question 010-17 from Mr van Manen MP - Impacts and pressure on professional indemnity insurance (received 16 December 2020) ASIC: Answer to question 010-17 from Mr van Manen MP - Impacts and pressure on professional indemnity insurance (received 16 December 2020)
129 PDF: ASIC: Answer to question 010-18 from Mr van Manen MP - What is ASIC doing about the professional indemnity insurance market? (received 16 December 2020) ASIC: Answer to question 010-18 from Mr van Manen MP - What is ASIC doing about the professional indemnity insurance market? (received 16 December 2020)
130 PDF: ASIC: Answer to question 010-19 from Mr van Manen MP - Impact of ASIC look back reviews on licensees (received 16 December 2020) ASIC: Answer to question 010-19 from Mr van Manen MP - Impact of ASIC look back reviews on licensees (received 16 December 2020)
131 PDF: ASIC: Answer to question 010-20 from Mr van Manen MP - Impact of ASIC look back reviews on industry response to regulatory risk (received 16 December 2020) ASIC: Answer to question 010-20 from Mr van Manen MP - Impact of ASIC look back reviews on industry response to regulatory risk (received 16 December 2020)
132 PDF: ASIC: Answer to question 010-21 from Mr van Manen MP - Regulatory guidance on licensee monitoring of agreed services (received 16 December 2020) ASIC: Answer to question 010-21 from Mr van Manen MP - Regulatory guidance on licensee monitoring of agreed services (received 16 December 2020)
133 PDF: ASIC: Answer to question 012-01 from Mr Falinski MP - Use of the term 'financial adviser' - Media releases (received 8 February 2021) ASIC: Answer to question 012-01 from Mr Falinski MP - Use of the term 'financial adviser' - Media releases (received 8 February 2021)
134 PDF: ASIC: Answer to question 012-02 from Mr Falinski MP - Use of the term 'financial adviser' - Role of ASIC (received 8 February 2021) ASIC: Answer to question 012-02 from Mr Falinski MP - Use of the term 'financial adviser' - Role of ASIC (received 8 February 2021)
135 PDF: ASIC: Answer to question 012-03 from Mr Falinski MP - Asset consultants (received 8 February 2021) ASIC: Answer to question 012-03 from Mr Falinski MP - Asset consultants (received 8 February 2021)
136 PDF: ASIC: Answer to question 012-04 from Mr Falinski MP - Use of the term 'financial adviser' (received 8 February 2021) ASIC: Answer to question 012-04 from Mr Falinski MP - Use of the term 'financial adviser' (received 8 February 2021)
137 PDF: ASIC: Answer to question 013-01 from Mr Falinski MP - Superannuation funds compliance with advice requirements (received 8 February 2021) ASIC: Answer to question 013-01 from Mr Falinski MP - Superannuation funds compliance with advice requirements (received 8 February 2021)
138 PDF: ASIC: Answer to question 015 from Senator Paterson - ASIC Annual Report (received 8 February 2021) ASIC: Answer to question 015 from Senator Paterson - ASIC Annual Report (received 8 February 2021)
139 PDF: Financial Adviser Standards and Ethics Advisory Ltd (FASEA): Answer to question 014-01 from Mr Falinski MP - ASIC submissions to FASEA (received 5 February 2021) Financial Adviser Standards and Ethics Advisory Ltd (FASEA): Answer to question 014-01 from Mr Falinski MP - ASIC submissions to FASEA (received 5 February 2021)
140 PDF: ASIC: Answer to question 011-01 & 02 from Mr Falinski MP - Consumer Advisory Panel (received 12 February 2021) ASIC: Answer to question 011-01 & 02 from Mr Falinski MP - Consumer Advisory Panel (received 12 February 2021)
141 PDF: ASIC: Answer to question 001: Egon Zehnder - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021) ASIC: Answer to question 001: Egon Zehnder - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021)
142 PDF: ASIC: Answer to question 002: Complaints about breaches of human rights - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021) ASIC: Answer to question 002: Complaints about breaches of human rights - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021)
143 PDF: ASIC: Answer to question 003: Clive Palmer advertisements - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021) ASIC: Answer to question 003: Clive Palmer advertisements - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021)
144 PDF: ASIC: Answer to question 004: Surveillance of the unlit market - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021) ASIC: Answer to question 004: Surveillance of the unlit market - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021)
145 PDF: ASIC: Answer to question 005: Moneysmart website - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021) ASIC: Answer to question 005: Moneysmart website - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021)
146 PDF: ASIC: Answer to question 006: Moneysmart - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021) ASIC: Answer to question 006: Moneysmart - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021)
147 PDF: ASIC: Answer to question 007: CP332 - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021) ASIC: Answer to question 007: CP332 - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021)
148 PDF: ASIC: Answer to question 008: CP332 - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021) ASIC: Answer to question 008: CP332 - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021)
149 PDF: ASIC: Answer to question 009: Unfair contract terms - taken on notice from the public hearing on 19 March 2021 (received 12 April 2021) ASIC: Answer to question 009: Unfair contract terms - taken on notice from the public hearing on 19 March 2021 (received 12 April 2021)
150 PDF: ASIC: Answer to question 010: Professional Indemnity Insurance - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021) ASIC: Answer to question 010: Professional Indemnity Insurance - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021)
151 PDF: ASIC: Answer to question 011: Overview of the Sterling Group's business model - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021) ASIC: Answer to question 011: Overview of the Sterling Group's business model - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021)
152 PDF: ASIC: Answer to question 012: Sterling Group - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021) ASIC: Answer to question 012: Sterling Group - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021)
153 PDF: ASIC: Answer to question 013: Greensill and supply chain financing - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021) ASIC: Answer to question 013: Greensill and supply chain financing - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021)
154 PDF: ASIC: Answer to question 014: Castel Rock Global Capital Pty Ltd - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021) ASIC: Answer to question 014: Castel Rock Global Capital Pty Ltd - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021)
155 PDF: ASIC: Answer to question 015: Bank of Queensland - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021) ASIC: Answer to question 015: Bank of Queensland - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021)
156 PDF: ASIC: Answer to question 016: Sterling Group and DH Flinders - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021) ASIC: Answer to question 016: Sterling Group and DH Flinders - taken on notice from the public hearing on 19 March 2021 (received 9 April 2021)
157 PDF: ASIC: Answer to question 017: ASIC's investigations or inquiries - taken on notice from the public hearing on 19 March 2021 (received 12 April 2021) ASIC: Answer to question 017: ASIC's investigations or inquiries - taken on notice from the public hearing on 19 March 2021 (received 12 April 2021)
158 PDF: ASIC: Answer to question 019 from Mr Wallace MP - Greensill (received 9 April 2021) ASIC: Answer to question 019 from Mr Wallace MP - Greensill (received 9 April 2021)
159 PDF: AUSTRAC: Answer to question 020-01 from Senator O'Neill - DCEO clearance of Vatican letter (received 8 April 2021) AUSTRAC: Answer to question 020-01 from Senator O'Neill - DCEO clearance of Vatican letter (received 8 April 2021)
160 PDF: AUSTRAC: Answer to question 020-02 from Senator O'Neill - CEO clearance of Vatican letter (received 8 April 2021) AUSTRAC: Answer to question 020-02 from Senator O'Neill - CEO clearance of Vatican letter (received 8 April 2021)
161 PDF: AUSTRAC: Answer to question 020-03 from Senator O'Neill - DCEO/CEO clearance of AUSTRAC letters to Parliament (received 8 April 2021) AUSTRAC: Answer to question 020-03 from Senator O'Neill - DCEO/CEO clearance of AUSTRAC letters to Parliament (received 8 April 2021)
162 PDF: AUSTRAC: Answer to question 020-04 from Senator O'Neill - Vatican transfer figure (received 8 April 2021) AUSTRAC: Answer to question 020-04 from Senator O'Neill - Vatican transfer figure (received 8 April 2021)
163 PDF: AUSTRAC: Answer to question 020-05 from Senator O'Neill - AUSTRAC figures provided to Parliament (received 8 April 2021) AUSTRAC: Answer to question 020-05 from Senator O'Neill - AUSTRAC figures provided to Parliament (received 8 April 2021)
164 PDF: AUSTRAC: Answer to question 020-06 from Senator O'Neill - AUSTRAC financial reporting systems (received 8 April 2021) AUSTRAC: Answer to question 020-06 from Senator O'Neill - AUSTRAC financial reporting systems (received 8 April 2021)
165 PDF: AUSTRAC: Answer to question 020-07 from Senator O'Neill - Vatican transfer error and previous reporting (received 8 April 2021) AUSTRAC: Answer to question 020-07 from Senator O'Neill - Vatican transfer error and previous reporting (received 8 April 2021)
166 PDF: AUSTRAC: Answer to question 020-08 from Senator O'Neill - Vatican transfer error and previous reporting (received 8 April 2021) AUSTRAC: Answer to question 020-08 from Senator O'Neill - Vatican transfer error and previous reporting (received 8 April 2021)
167 PDF: AUSTRAC: Answer to question 020-09 from Senator O'Neill - Vatican transfer error – repercussions for staff (received 8 April 2021) AUSTRAC: Answer to question 020-09 from Senator O'Neill - Vatican transfer error – repercussions for staff (received 8 April 2021)
168 PDF: AUSTRAC: Answer to question 020-10 from Senator O'Neill - 2015 AUSTRAC Report on DNFBPs (received 8 April 2021) AUSTRAC: Answer to question 020-10 from Senator O'Neill - 2015 AUSTRAC Report on DNFBPs (received 8 April 2021)
169 PDF: AUSTRAC: Answer to question 01: South American cartel money laundering - taken on notice from the public hearing on 19 March 2021 (received 8 April 2021) AUSTRAC: Answer to question 01: South American cartel money laundering - taken on notice from the public hearing on 19 March 2021 (received 8 April 2021)
170 PDF: AUSTRAC: Answer to question 02: Vatican transfers – letter from AUSTRAC - taken on notice from the public hearing on 19 March 2021 (received 8 April 2021) AUSTRAC: Answer to question 02: Vatican transfers – letter from AUSTRAC - taken on notice from the public hearing on 19 March 2021 (received 8 April 2021)
171 PDF: AUSTRAC: Answer to question 03: Crown casino – AUSTRAC engagement and investigation - taken on notice from the public hearing on 19 March 2021 (received 8 April 2021) AUSTRAC: Answer to question 03: Crown casino – AUSTRAC engagement and investigation - taken on notice from the public hearing on 19 March 2021 (received 8 April 2021)
172 PDF: ASIC: Answer to question 021 from Mr Wallace MP - ASIC industry funding levy in the financial advice sector (received 21 April 2021) ASIC: Answer to question 021 from Mr Wallace MP - ASIC industry funding levy in the financial advice sector (received 21 April 2021)
173 PDF: AUSTRAC: Answer to question 022-01 from Senator O'Neill - Payments businesses (received 30 April 2021) AUSTRAC: Answer to question 022-01 from Senator O'Neill - Payments businesses (received 30 April 2021)
174 PDF: AUSTRAC: Answer to question 022-02 from Senator O'Neill  - Cooperation with Chinese authorities (received 30 April 2021) AUSTRAC: Answer to question 022-02 from Senator O'Neill - Cooperation with Chinese authorities (received 30 April 2021)
175 PDF: AUSTRAC: Answer to question 022-03 from Senator O'Neill - Investigation into payments businesses (received 30 April 2021) AUSTRAC: Answer to question 022-03 from Senator O'Neill - Investigation into payments businesses (received 30 April 2021)
176 PDF: AUSTRAC: Answer to question 022-04 from Senator O'Neill - Suspicious matter reports - foreign payment platforms (received 30 April 2021) AUSTRAC: Answer to question 022-04 from Senator O'Neill - Suspicious matter reports - foreign payment platforms (received 30 April 2021)
177 PDF: ASIC: Answer to question 023 from Mr Hill MP - AMP Financial Planning Pty Ltd (received 6 May 2021) ASIC: Answer to question 023 from Mr Hill MP - AMP Financial Planning Pty Ltd (received 6 May 2021)
178 PDF: ACCC: Answer to question 032 from the PJC C&FS - Review of the use of and reporting on supply chain financing by large entities (received 8 June 2021) ACCC: Answer to question 032 from the PJC C&FS - Review of the use of and reporting on supply chain financing by large entities (received 8 June 2021)
179 PDF: ASX: Answer to question 031 from the PJC C&FS - Disclosure of supply chain financing offerings (received 9 June 2021) ASX: Answer to question 031 from the PJC C&FS - Disclosure of supply chain financing offerings (received 9 June 2021)
180 PDF: AFIA: Answer to question 028 from the PJC C&FS - Greensill (received 9 June 2021) AFIA: Answer to question 028 from the PJC C&FS - Greensill (received 9 June 2021)
181 PDF: ASIC: Answer to question 025 from Mr Wallace MP - ASIC industry levies (received 15 June 2021) ASIC: Answer to question 025 from Mr Wallace MP - ASIC industry levies (received 15 June 2021)
182 PDF: ASIC: Answer to question 026 from the PJC C&FS - Greensill (received 15 June 2021) ASIC: Answer to question 026 from the PJC C&FS - Greensill (received 15 June 2021)
183 PDF: Department of Industry, Science, Energy and Resources: Answer to question 030 from the PJC C&FS - Greensill (received 9 June 2021) Department of Industry, Science, Energy and Resources: Answer to question 030 from the PJC C&FS - Greensill (received 9 June 2021)
184 PDF: AFCA: Answer to question from Senator O'Neill - Business Interruption Insurance Complaints Brief (received 11 June 2021) AFCA: Answer to question from Senator O'Neill - Business Interruption Insurance Complaints Brief (received 11 June 2021)
185 PDF: Treasury: Answer to question 027 from the PJC C&FS: Circumstances leading to the collapse of Greensill (received 30 June 2021) Treasury: Answer to question 027 from the PJC C&FS: Circumstances leading to the collapse of Greensill (received 30 June 2021)
186 PDF: ASIC response to committee QoN and update to TRIO ASIC response to committee QoN and update to TRIO
187 PDF: ASBFEO: Answer to question 1 from Mr Wallace MP: Security of Payment - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASBFEO: Answer to question 1 from Mr Wallace MP: Security of Payment - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
188 PDF: ASBFEO: Answer to question 2 from Senator O'Neill: Supply Chain Financing - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASBFEO: Answer to question 2 from Senator O'Neill: Supply Chain Financing - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
189 PDF: ASBFEO: Answer to question 3 from Senator O'Neill: Dispute Reporting - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASBFEO: Answer to question 3 from Senator O'Neill: Dispute Reporting - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
190 PDF: ASBFEO: Answer to question 4 from Senator Pratt: Increase in payment times - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASBFEO: Answer to question 4 from Senator Pratt: Increase in payment times - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
191 PDF: ASBFEO: Answer to question 5 from Senator Pratt: Payment times reporting act 2020 - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASBFEO: Answer to question 5 from Senator Pratt: Payment times reporting act 2020 - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
192 PDF: ASBFEO: Answer to question 6 from Mr Hill MP: Evidence of kickbacks - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASBFEO: Answer to question 6 from Mr Hill MP: Evidence of kickbacks - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
193 PDF: ASBFEO: Answer to question 7 from Mr Hill MP: Supply chain financing review - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASBFEO: Answer to question 7 from Mr Hill MP: Supply chain financing review - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
194 PDF: ASBFEO: Answer to question 8 from Mr Hill MP: Response from accounting standards board - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASBFEO: Answer to question 8 from Mr Hill MP: Response from accounting standards board - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
195 PDF: AFCA: Answer to question 01 from Mr van Manen MP: Financial institutions reported to ASIC for non-compliance with AFCA determinations - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) AFCA: Answer to question 01 from Mr van Manen MP: Financial institutions reported to ASIC for non-compliance with AFCA determinations - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
196 PDF: AFCA: Answer to question 02  from Mr Wallace MP: Sterling case - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) AFCA: Answer to question 02 from Mr Wallace MP: Sterling case - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
197 PDF: AFCA: Answer to question 03, 04, 05 from Mr van Manen and Senator O'Neill: Reporting of systemic issues regulators - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) AFCA: Answer to question 03, 04, 05 from Mr van Manen and Senator O'Neill: Reporting of systemic issues regulators - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
198 PDF: AFCA: Answer to question 06 from Senator O'Neill: Unfair contract terms legislation - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) AFCA: Answer to question 06 from Senator O'Neill: Unfair contract terms legislation - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
199 PDF: AFCA: Answer to question 07, 08 from Senator O'Neill: Complaints received by AFCA - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) AFCA: Answer to question 07, 08 from Senator O'Neill: Complaints received by AFCA - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
200 PDF: AFCA: Answer to question 09 from Senator O'Neill: Credit provider only providing credit facilities to businesses - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) AFCA: Answer to question 09 from Senator O'Neill: Credit provider only providing credit facilities to businesses - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
201 PDF: AFCA: Answer to question 010, 011, 012 from Mr Hill MP: Buy now and pay later complains received by AFCA - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) AFCA: Answer to question 010, 011, 012 from Mr Hill MP: Buy now and pay later complains received by AFCA - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
202 PDF: AFCA: Answer to question 013 from Senator O'Neill: Demographics of complainants to AFCA - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) AFCA: Answer to question 013 from Senator O'Neill: Demographics of complainants to AFCA - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
203 PDF: ASIC: Letter from Mr Longo, ASIC Chair re: NUIX IPO - in relation to QoN 001-016, 022-025, public hearing on 18 June 2021 (received 9 July 2021) ASIC: Letter from Mr Longo, ASIC Chair re: NUIX IPO - in relation to QoN 001-016, 022-025, public hearing on 18 June 2021 (received 9 July 2021)
204 PDF: ASIC: Answer to question 01 from Senator O'Neill: Number of prospectuses received by ASIC - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 01 from Senator O'Neill: Number of prospectuses received by ASIC - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
205 PDF: ASIC: Answer to question 02 from Senator O'Neill: Frequency of communications on IPO's - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 02 from Senator O'Neill: Frequency of communications on IPO's - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
206 PDF: ASIC: Answer to question 03 from Senator O'Neill: Available resources for filing prospectuses - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 03 from Senator O'Neill: Available resources for filing prospectuses - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
207 PDF: ASIC: Answer to question 04 from Senator O'Neill: Rules for how prospectuses are filed and ASIC's role - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 04 from Senator O'Neill: Rules for how prospectuses are filed and ASIC's role - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
208 PDF: ASIC: Answer to question 05 from Senator O'Neill: ASIC's role in filing of prospectuses - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 05 from Senator O'Neill: ASIC's role in filing of prospectuses - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
209 PDF: ASIC: Answer to question 06 from Senator O'Neill: Number of staff - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 06 from Senator O'Neill: Number of staff - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
210 PDF: ASIC: Answer to question 07 from Senator O'Neill: Number of senior managers - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 07 from Senator O'Neill: Number of senior managers - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
211 PDF: ASIC: Answer to question 08 from Senator O'Neill: Senior manager responsible for the Nuix prospectus - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 08 from Senator O'Neill: Senior manager responsible for the Nuix prospectus - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
212 PDF: ASIC: Answer to question 09 from Senator O'Neill: Internal concerns about Nuix's conduct - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 09 from Senator O'Neill: Internal concerns about Nuix's conduct - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
213 PDF: ASIC: Answer to question 10 from Senator O'Neill: Review of the Nuix prospectus and related activities undertaken by staff - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 10 from Senator O'Neill: Review of the Nuix prospectus and related activities undertaken by staff - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
214 PDF: ASIC: Answer to question 11 from Senator O'Neill: Review of the Nuix prospectus and related activities undertaken by staff - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 11 from Senator O'Neill: Review of the Nuix prospectus and related activities undertaken by staff - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
215 PDF: ASIC: Answer to question 12 from Senator O'Neill: Mr Harvey's involvement in ASIC's review of the Nuix prospectus - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 12 from Senator O'Neill: Mr Harvey's involvement in ASIC's review of the Nuix prospectus - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
216 PDF: ASIC: Answer to question 13 from Senator O'Neill: Prospectus content requirements - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 13 from Senator O'Neill: Prospectus content requirements - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
217 PDF: ASIC: Answer to question 14 from Mr Georganas: Treasurer's press release - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 14 from Mr Georganas: Treasurer's press release - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
218 PDF: ASIC: Answer to question 15 from Mr Georganas: Date ASIC became aware of Treasury consultation paper - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 15 from Mr Georganas: Date ASIC became aware of Treasury consultation paper - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
219 PDF: ASIC: Answer to question 16 from Senator Scarr: Disclosure of risk - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 16 from Senator Scarr: Disclosure of risk - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
220 PDF: ASIC: Answer to question 17 from Mr Hill: Findings of ASIC's review of the quality of financial advice in time share - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 17 from Mr Hill: Findings of ASIC's review of the quality of financial advice in time share - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
221 PDF: ASIC: Answer to question 18 from Mr Hill: ASIC enforcement results - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 18 from Mr Hill: ASIC enforcement results - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
222 PDF: ASIC: Answer to question 19 from Senator O'Neill: Hansard transcripts from prior hearings on express investigations - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 19 from Senator O'Neill: Hansard transcripts from prior hearings on express investigations - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
223 PDF: ASIC: Answer to question 20A from Ms Bell: Period of consultation that will take place on time-sharing schemes - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 20A from Ms Bell: Period of consultation that will take place on time-sharing schemes - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
224 PDF: ASIC: Answer to question 20B from Ms Bell: ASIC's previous responses on timeshare industry to the Senate Economics Legislation Committee - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 20B from Ms Bell: ASIC's previous responses on timeshare industry to the Senate Economics Legislation Committee - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
225 PDF: ASIC: Answer to question 21 from Senator Pratt: Value of AA fund KPMG report to ASIC - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 21 from Senator Pratt: Value of AA fund KPMG report to ASIC - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
226 PDF: ASIC: Answer to question 22 from Senator O'Neill: Chronology of review of Nuix prospectus - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 22 from Senator O'Neill: Chronology of review of Nuix prospectus - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
227 PDF: ASIC: Answer to question 23 from Senator O'Neill: Commission correspondence unit (CCU) - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 23 from Senator O'Neill: Commission correspondence unit (CCU) - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
228 PDF: ASIC: Answer to question 24 from Senator O'Neill: Involvement of Deputy Chair Chester in determining exposure period needed - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 24 from Senator O'Neill: Involvement of Deputy Chair Chester in determining exposure period needed - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
229 PDF: ASIC: Answer to question 25 from Senator O'Neill: FOI process in relation to Nuix - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 25 from Senator O'Neill: FOI process in relation to Nuix - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
230 PDF: ASIC: Answer to question 26 from Senator O'Neill: ASIC's contact with Macquarie, Morgan Stanley or Clayton Utz during Nuix IPO - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASIC: Answer to question 26 from Senator O'Neill: ASIC's contact with Macquarie, Morgan Stanley or Clayton Utz during Nuix IPO - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
231 PDF: ASIC: Answer to question 36A written question on notice conveyed on 5 July 2021 from Senator O'Neill (received 19 July 2021) ASIC: Answer to question 36A written question on notice conveyed on 5 July 2021 from Senator O'Neill (received 19 July 2021)
232 PDF: ASIC: Answer to question 36B written question on notice conveyed on 5 July 2021 from Senator O'Neill (received 19 July 2021) ASIC: Answer to question 36B written question on notice conveyed on 5 July 2021 from Senator O'Neill (received 19 July 2021)
233 PDF: APRA: Answer to question 37-A written question on notice conveyed on 9 July 2021 from Mr Wallace (received 22 July 2021) APRA: Answer to question 37-A written question on notice conveyed on 9 July 2021 from Mr Wallace (received 22 July 2021)
234 PDF: APRA: Answer to question 37-B written question on notice conveyed on 9 July 2021 from Mr Wallace (received 22 July 2021) APRA: Answer to question 37-B written question on notice conveyed on 9 July 2021 from Mr Wallace (received 22 July 2021)
235 PDF: APRA: Answer to question 37-C written question on notice conveyed on 9 July 2021 from Mr Wallace (received 22 July 2021) APRA: Answer to question 37-C written question on notice conveyed on 9 July 2021 from Mr Wallace (received 22 July 2021)
236 PDF: APRA: Answer to question 37-D written question on notice conveyed on 9 July 2021 from Mr Wallace (received 22 July 2021) APRA: Answer to question 37-D written question on notice conveyed on 9 July 2021 from Mr Wallace (received 22 July 2021)
237 PDF: APRA: Answer to question 37-E written question on notice conveyed on 9 July 2021 from Mr Wallace (received 22 July 2021) APRA: Answer to question 37-E written question on notice conveyed on 9 July 2021 from Mr Wallace (received 22 July 2021)
238 PDF: APRA: Answer to question 37-F written question on notice conveyed on 9 July 2021 from Mr Wallace (received 22 July 2021) APRA: Answer to question 37-F written question on notice conveyed on 9 July 2021 from Mr Wallace (received 22 July 2021)
239 PDF: APRA: Answer to question 37-G written question on notice conveyed on 9 July 2021 from Mr Wallace (received 22 July 2021) APRA: Answer to question 37-G written question on notice conveyed on 9 July 2021 from Mr Wallace (received 22 July 2021)
240 PDF: APRA: Answer to question 37-H written question on notice conveyed on 9 July 2021 from Mr Wallace (received 22 July 2021) APRA: Answer to question 37-H written question on notice conveyed on 9 July 2021 from Mr Wallace (received 22 July 2021)
241 PDF: APRA: Answer to question 37-I written question on notice conveyed on 9 July 2021 from Mr Wallace (received 22 July 2021) APRA: Answer to question 37-I written question on notice conveyed on 9 July 2021 from Mr Wallace (received 22 July 2021)
242 PDF: APRA: Answer to question 37-J written question on notice conveyed on 9 July 2021 from Mr Wallace (received 22 July 2021) APRA: Answer to question 37-J written question on notice conveyed on 9 July 2021 from Mr Wallace (received 22 July 2021)
243 PDF: ASBFEO: Answer to question 38-A written question on notice conveyed on 5 July 2021 from Senator O'Neill (received 27 July 2021) ASBFEO: Answer to question 38-A written question on notice conveyed on 5 July 2021 from Senator O'Neill (received 27 July 2021)
244 PDF: ASBFEO: Answer to question 38-B written question on notice conveyed on 5 July 2021 from Senator O'Neill (received 27 July 2021) ASBFEO: Answer to question 38-B written question on notice conveyed on 5 July 2021 from Senator O'Neill (received 27 July 2021)
245 PDF: ASBFEO: Answer to question 38-C written question on notice conveyed on 5 July 2021 from Senator O'Neill (received 27 July 2021) ASBFEO: Answer to question 38-C written question on notice conveyed on 5 July 2021 from Senator O'Neill (received 27 July 2021)
246 PDF: ASBFEO: Answer to question 38-D written question on notice conveyed on 5 July 2021 from Senator O'Neill (received 27 July 2021) ASBFEO: Answer to question 38-D written question on notice conveyed on 5 July 2021 from Senator O'Neill (received 27 July 2021)
247 PDF: ASBFEO: Answer to question 38-E written question on notice conveyed on 5 July 2021 from Senator O'Neill (received 27 July 2021) ASBFEO: Answer to question 38-E written question on notice conveyed on 5 July 2021 from Senator O'Neill (received 27 July 2021)
248 PDF: ASBFEO: Answer to question 38-F written question on notice conveyed on 5 July 2021 from Senator O'Neill (received 27 July 2021) ASBFEO: Answer to question 38-F written question on notice conveyed on 5 July 2021 from Senator O'Neill (received 27 July 2021)
249 PDF: ASBFEO: Answer to question 38-G written question on notice conveyed on 5 July 2021 from Senator O'Neill (received 27 July 2021) ASBFEO: Answer to question 38-G written question on notice conveyed on 5 July 2021 from Senator O'Neill (received 27 July 2021)
250 PDF: ASBFEO: Answer to question 9 from Mr Hill MP: Complaints related to BNPL - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021) ASBFEO: Answer to question 9 from Mr Hill MP: Complaints related to BNPL - taken on notice from the public hearing on 18 June 2021 (received 9 July 2021)
251 PDF: Lex Greensill: Answer to written question on notice 40-1 to 40-11 from PCJ CFs conveyed on 27 August (received 17 September 2021) Lex Greensill: Answer to written question on notice 40-1 to 40-11 from PCJ CFs conveyed on 27 August (received 17 September 2021)
252 PDF: ASIC: Answer to question 1 from Mr van Manen MP: Industry Funding Model (IFM) - taken on notice from the public hearing on 27 August 2021 (received 17 September 2021) ASIC: Answer to question 1 from Mr van Manen MP: Industry Funding Model (IFM) - taken on notice from the public hearing on 27 August 2021 (received 17 September 2021)
253 PDF: ASIC: Answer to question 02 from Mr van Manen MP: IFM cost of enforcement - taken on notice from the public hearing on 27 August 2021 (received 17 September 2021) ASIC: Answer to question 02 from Mr van Manen MP: IFM cost of enforcement - taken on notice from the public hearing on 27 August 2021 (received 17 September 2021)
254 PDF: ASIC: Answer to question 03 from Mr van Manen MP: IFM levy invoices - taken on notice from the public hearing on 27 August 2021 (received 17 September 2021) ASIC: Answer to question 03 from Mr van Manen MP: IFM levy invoices - taken on notice from the public hearing on 27 August 2021 (received 17 September 2021)
255 PDF: ASIC: Answer to question 14 from Mr Georganas MP: Local crypto market review - taken on notice from the public hearing on 27 August 2021 (received 17 September 2021) ASIC: Answer to question 14 from Mr Georganas MP: Local crypto market review - taken on notice from the public hearing on 27 August 2021 (received 17 September 2021)
256 PDF: ASIC: Answer to question 15 from Mr Georganas MP: IFM annual fees - taken on notice from the public hearing on 27 August 2021 (received 17 September 2021) ASIC: Answer to question 15 from Mr Georganas MP: IFM annual fees - taken on notice from the public hearing on 27 August 2021 (received 17 September 2021)
257 PDF: ASIC: Answer to question 17 from Senator Pratt: Takeovers panel - taken on notice from the public hearing on 27 August 2021 (received 17 September 2021) ASIC: Answer to question 17 from Senator Pratt: Takeovers panel - taken on notice from the public hearing on 27 August 2021 (received 17 September 2021)
258 PDF: ASIC: Answer to question 18 from Mr van Manen MP: Whether ASIC has provided submissions to Consultation Paper 332 (CP 332) to the Australian Law Reform Commission - taken on notice from the public hearing on 27 August 2021 (received 17 September 2021) ASIC: Answer to question 18 from Mr van Manen MP: Whether ASIC has provided submissions to Consultation Paper 332 (CP 332) to the Australian Law Reform Commission - taken on notice from the public hearing on 27 August 2021 (received 17 September 2021)
259 PDF: ASIC: Answer to question 11 from Mr Hill MP:  Authorization of ASIC by Treasury to make decisions and approve payments under CDDA Scheme - taken on notice from the public hearing on 27 August 2021 (received 30 September 2021) ASIC: Answer to question 11 from Mr Hill MP: Authorization of ASIC by Treasury to make decisions and approve payments under CDDA Scheme - taken on notice from the public hearing on 27 August 2021 (received 30 September 2021)
260 PDF: ASIC: Answer to question 12 from Mr Hill MP: Discussions with Treasury and Department of Finance regarding the CDDA Scheme - taken on notice from the public hearing on 27 August 2021 (received 30 September 2021) ASIC: Answer to question 12 from Mr Hill MP: Discussions with Treasury and Department of Finance regarding the CDDA Scheme - taken on notice from the public hearing on 27 August 2021 (received 30 September 2021)
261 PDF: ASIC: Answer to question 13 from Mr Hill MP: CDDA claim assessment & Prime Trust - taken on notice from the public hearing on 27 August 2021 (received 30 September 2021) ASIC: Answer to question 13 from Mr Hill MP: CDDA claim assessment & Prime Trust - taken on notice from the public hearing on 27 August 2021 (received 30 September 2021)
262 PDF: ASIC: Answer to question 19 from Mr van Manen MP: Single Disciplinary Body - taken on notice from the public hearing on 27 August 2021 (received 30 September 2021) ASIC: Answer to question 19 from Mr van Manen MP: Single Disciplinary Body - taken on notice from the public hearing on 27 August 2021 (received 30 September 2021)
263 PDF: ASIC: Answer to question 10 from Mr Hill MP: ACBF/Youpla funeral insurance - taken on notice from the public hearing on 27 August 2021 (received 1 October 2021) ASIC: Answer to question 10 from Mr Hill MP: ACBF/Youpla funeral insurance - taken on notice from the public hearing on 27 August 2021 (received 1 October 2021)
264 PDF: ASIC: Answer to question 005 from Senator O'Neill: Nuix preliminary results - taken on notice from the public hearing on 27 August 2021 (received 1 October 2021) ASIC: Answer to question 005 from Senator O'Neill: Nuix preliminary results - taken on notice from the public hearing on 27 August 2021 (received 1 October 2021)
265 PDF: ASIC: Answer to question 006 from Senator O'Neill: Nuix complaint - taken on notice from the public hearing on 27 August 2021 (received 1 October 2021) ASIC: Answer to question 006 from Senator O'Neill: Nuix complaint - taken on notice from the public hearing on 27 August 2021 (received 1 October 2021)
266 PDF: ASIC: Answer to question 007 from Senator O'Neill: Prospectus review processes - taken on notice from the public hearing on 27 August 2021 (received 1 October 2021) ASIC: Answer to question 007 from Senator O'Neill: Prospectus review processes - taken on notice from the public hearing on 27 August 2021 (received 1 October 2021)
267 PDF: ASIC: Answer to question 004 from Senator O'Neill: Industry funding model (IMF) - taken on notice from the public hearing on 27 August 2021 (received 22 October 2021) ASIC: Answer to question 004 from Senator O'Neill: Industry funding model (IMF) - taken on notice from the public hearing on 27 August 2021 (received 22 October 2021)
268 PDF: AASB: Answer to written question 033-01: ASBFEO recommendations - taken on notice on 3 November 2021 (received 17 November 2021) AASB: Answer to written question 033-01: ASBFEO recommendations - taken on notice on 3 November 2021 (received 17 November 2021)
269 PDF: ASIC: Answer to written question 043-01: Mining exploration industry - taken on notice on 27 October 2021 (received 25 November 2021) ASIC: Answer to written question 043-01: Mining exploration industry - taken on notice on 27 October 2021 (received 25 November 2021)

See Also

Other information presented to the inquiry

Committee Secretariat contact:

Committee Secretary
Parliamentary Joint Committee on Corporations and Financial Services
PO Box 6100
Parliament House
Canberra ACT 2600

Phone: +61 2 6277 3583
Fax: +61 2 6277 5719
corporations.joint@aph.gov.au

About this inquiry

The role of the Committee is to monitor the activities of ASIC, the Takeovers Panel and the Corporations Legislation.

Track Inquiry

Past Public Hearings

26 Nov 2021: Canberra
16 Nov 2021: Canberra
27 Aug 2021: Canberra

more...

Inquiry Status



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