Additional information received by
the Committee
Additional
Information
- Findings by the Commonwealth
Ombudsman regarding the Australian Securities and Investments Commission's
handling of a matter raised by Mr Sweeney.
- Table of enforcement outcomes
provided by the Australian Securities and Investments Commission (received
23 August 2018).
Tabled documents
- Australian Securities and
Investments Commission: Enforcement outcomes by financial year and as at
31 July 2018 (public hearing, Melbourne, 17 August 2018).
- Australian Securities and
Investments Commission: Review of ASIC's Enforcement Policies, Processes
and Decision-Making Procedures (public hearing, Canberra, 19 October
2018).
- Australian Securities and
Investments Commission: Enforcement outcomes and Compensation and
community benefit fund payments (public hearing, Canberra, 19 October
2018).
Answers to
Questions on Notice
- Australian Securities and
Investments Commission: Answers to questions 3–5 posed on 23 August 2017
(received 12 January 2018).
- Australian Securities and
Investments Commission: Answers to questions 6–8 posed 23 August 2017
(received 9 January 2018).
- Australian Securities and
Investments Commission: Answers to questions 5, 8–9 taken on notice from
public hearing 1 December 2017 (received 2 March 2018).
- Takeovers Panel: Answers to
questions taken on notice from a public hearing on 16 February 2018
(received 1 March 2018).
- Australian Securities and
Investments Commission: Answers to questions on notice posed 8 February
2018 (received 12 February 2018).
- Australian Securities and
Investments Commission: Answers to question 2 posed 19 February 2018
(received 29 March 2018).
- Australian Accounting Standards
Board & Auditing and Assurance Standards Board: Answers to questions
on notice from a public hearing on 16 February 2018 (received 13 March
2018).
- Australian Securities and
Investments Commission: Answers to questions 1, 3 posed 19 February
2018 (received 4 April 2018).
- Australian Securities and Investments
Commission: Answers to questions on notice posed 15 December 2017
(received 26 March 2018).
- Commonwealth Director of Public
Prosecutions: Answers to questions on notice posed 23 May 2018 (received 3
July 2018).
- Office of the Commonwealth
Ombudsman: Answers to questions on notice posed 1 August 2018
(received 14 August 2018).
- Australian Securities and
Investments Commission: Answers to questions on notice posed 1 August 2018
(received 15 August 2018).
- Professor A J Brown: Answers to
questions posed 1 August 2018 (received 27 August 2018).
- Department of the Treasury:
Answers to questions posed 1 August 2018 (received 14 September 2018).
- Australian Securities and
Investments Commission: Answers to questions 1, 5–8 posed 22 August 2018
(received 24 September 2018).
- Australian Securities and
Investments Commission: Answers to questions 2–4, 9–10 posed 22 August
2018 (received 27 September 2018).
- Australian Securities and
Investments Commission: Answers to questions taken on notice from a public
hearing on 17 August 2018 (received 27 September 2018).
- Australian Securities and
Investments Commission: Answers to questions taken on notice from a public
hearing on 17 August 2018 (received 3 October 2018).
- Australian Securities and
Investments Commission: Answers to questions taken on notice from a public
hearing on 17 August 2018 (received 8 October 2018).
- Australian Securities and
Investments Commission: Answers to questions taken on notice from a public
hearing on 17 August 2018 (received 12 October 2018).
- Commonwealth Director of Public
Prosecutions: Answers to questions on notice posed 30 August 2018
(received 15 October 2018).
- Australian Securities and
Investments Commission: Answers to questions taken on notice from a public
hearing on 17 August 2018 (received 29 October 2018).
- Australian Securities and
Investments Commission: Answers to questions taken on notice from a public
hearing on 17 August 2018 (received 30 October 2018).
- Australian Securities and
Investments Commission: Answers to questions taken on notice from a public
hearing on 19 October 2018 (received 30 October 2018).
- Australian Securities and
Investments Commission: Answers to questions taken on notice from a public
hearing on 19 October 2018 (received 14 November 2018).
- Australian Securities and
Investments Commission: Answers to questions taken on notice from a public
hearing on 19 October 2018 (received 20 November 2018).
- Commonwealth Director of Public
Prosecutions: Answers to questions taken on notice from a public hearing
on 18 October 2018 (received 26 November 2018).
- Australian Securities and
Investments Commission: Answers to questions taken on notice from a public
hearing on 19 October 2018 (received 19 December 2018).
- Australian Securities and
Investments Commission: Answers to questions taken on notice from a public
hearing on 19 October 2018 (received 20 December 2018).
- Law Council of Australia: Answers
to questions posed 1 August 2018 (received 15 August 2018).
- Australian Securities and
Investments Commission: Answers to questions taken on notice from a public
hearing on 19 October 2018 (received 27 November 2018).
Navigation: Previous Page | Contents | Next Page