Robin Creyke
Consultant, Law and Bills Digest Group
19 October 1999
Contents
Introduction
Restructuring the AAT
The Proposal and the Present Position
What happens next?
Proposed ART legislation
ART's review function
ART and policy
Implementing changes to ART by non-legislative
means
Impact on AAT of Federal Magistrates Court
What will the introduction of the Federal
Magistrates Court mean for the ART?
AAT's Expedited
Procedures-Migration Legislation Amendment (Strengthening of
Provisions Relating to Character and Conduct) Act 1998
Recent Cases on Procedure and
Statutory Interpretation of Significance for AAT and other
Determining Authorities
1. Model Litigant Doctrine: Government
Agencies
2. 'Reasons' requirements: Tribunals
3. Meaning of 'substantial justice' and similar
expressions: Tribunals, other decision-makers and applicants
Principles of interpretation for exhortatory
expressions
Conclusion
Endnotes
Appendix
Introduction
The Commonwealth Administrative Appeals Tribunal
(AAT/Tribunal) was the centrepiece of the reforms to Australian
administrative law in the 1970s.(1) At the quarter century mark,
however, a reappraisal of the structure and model of operation of
the Tribunal is being undertaken. This paper examines first the
proposed change to that structure both directly and as a
consequence of the introduction of a Federal Magistracy. That
discussion is followed by an examination of the impact of recent
legislation which affects the AAT's current operations, the
Migration Legislation Amendment (Strengthening of Provisions
relating to Character and Conduct) Act 1998 which came into
force on 1 June 1999. Next, the paper considers some recent cases
which have given guidance on how the Tribunal should operate and
equally how those appearing before it should conduct their
litigation. Finally, the paper considers the effect of the High
Court decision in Minister for Multicultural Affairs v
Eshetu(2) on the interpretation of certain common legislative
provisions, an interpretation which has implications for many
litigants before the AAT.
Restructuring the AAT
The
Proposal and the Present Position
In 1995 the Administrative Review Council, in
its Better Decisions report, recommended a restructuring
of the major Commonwealth merits review tribunals.(3) That
recommendation was made against a broad term of reference, namely
that the '[a]dministrative law system should be simple, affordable,
timely and fair'.(4)
On 20 March 1997 in response to that
recommendation the Attorney-General, the Hon. Daryl Williams QC,
announced the Government's intention to amalgamate into a single
tribunal the Administrative Appeals Tribunal (AAT), the Social
Security Appeals Tribunal (SSAT), the Veterans' Review Board (VRB),
the Immigration Review Tribunal (IRT) and the Refugee Review
Tribunal (RRT).(5) The new body would be called the Administrative
Review Tribunal (ART).(6) Implementation of the Administrative
Review Council's recommendation to restructure the tribunal system
represented a fundamental change to the tribunal arm of public
administration. The initial announcement was not welcomed in many
quarters where it was feared that it could herald a significant
loss of independence for the external review bodies.(7) In the face
of sustained media and other pressure, a second announcement on 13
July 1997 from the Attorney-General affirmed that the Government
was resolved not to compromise the independence of the tribunal
system.(8)
Further details emerged in February 1998.(9) The
most significant was the omission of the VRB from the ART umbrella.
The VRB is to remain an independent specialist review tribunal, its
only link to the new ART being the right to appeal to that body.
The move was a result of pressure from the veterans' community.
Although the omission was represented as responding to 'the special
needs of veterans',(10) the exception casts doubts on the
Government's ability to achieve the more streamlined and less
costly system of review.
The first tier of the ART will comprise six
divisions: an Income Support Division;(11) an Immigration and
Refugee Division (comprising the existing Migration Review Tribunal
and the Refugee Review Tribunal); a Taxation Division (including
the Small Taxation Claims Tribunal); the Workers' Compensation
Division; the Commercial and General Division; and the Veterans'
Appeals Division (to handle appeals from the Veterans' Review
Board).(12) There is a second review tier to which appeal will be
available but only with leave. Second tier review will be permitted
for cases raising principles or issues of general significance, or
where a manifest error has occurred. The limited second tier review
right is not available to applicants to the Immigration and Refugee
Division. The reason for this restriction, according to the
Minister, is that he is anxious to reduce avenues for appeal to
prevent use of the system to delay deportation.(13)
The by-leave-only review right removes the
current appeal as of right for income support applicants. The
limitation is significant since social security applicants
currently comprise around twenty-five percent of applications to
the AAT.(14) Balanced against this loss is an additional right of
external review for tax matters, workers' compensation, and for
those using the Commercial and General Division. This is a new
right, not previously available and will affect the likely workload
of the ART since together these jurisdictions comprise nearly half
the AAT's present caseload.(15)
Other features of the proposal are that general
control of the ART is to be located in the Commonwealth
Attorney-General's Department, although funding for the high volume
jurisdictions is to come from portfolio departments; Executive
Members are to head each of the specialist divisions, appointed on
the recommendation of the relevant portfolio Minister; flexible,
non legalistic procedures are to be adopted; and the new ART
President is to be an independent, statutory position, hence not
necessarily a Federal Court judge.(16)
At the same time, following reports into the
migration and social security appeals tribunals, changes were
foreshadowed to the operation of both tribunals to precede the more
ambitious developments. These have already begun to be implemented.
The Migration Review Tribunal, which has replaced the Migration
Internal Review Office and the Immigration Review Tribunal,
commenced operation on 1 June 1999.(17) Within the SSAT,
recommendations of the Guilfoyle Report to change the
modes of operation of the SSAT are also being put into
place.(18)
What happens
next?
Proposed ART
legislation
The next phase-the merging of the specialist
tribunals with the existing jurisdiction of the AAT as first tier
divisions of the Administrative Review Tribunal-is now not expected
to eventuate before at least 2001. It was proposed to introduce the
changes in two stages; the first was legislation to formalise the
broad shape of the new administrative tribunal; the second was to
encompass its decision-making powers, that is, the nature of the
review function of the ART and whether the ART will be subject to
government policy. It was hoped that at least the first of these
Bills would be introduced in the Spring 1999 session of the federal
Parliament. At present that does not look likely, but for reasons
which are unclear. Portfolio agencies were to be responsible for
legislation for their funded and subject specific tribunals, but it
is reported that 'the departments approached to fund the ART had
refused, leaving it in the hands of the Attorney-General's
Department'.(19) That may be a partial explanation. Although the
Attorney-General maintains that the Government is still pursuing
the reforms, it appears that the impetus for change has reduced
significantly amongst key departments.
ART's review
function
There are objections to any proposed changes. To
limit or restrict the ART's decision-making powers would undermine
that integrated, coherent Australian administrative law system
which has evolved since the 1970s. Specifically it blurs the
distinction between the court and the tribunal system creating the
risk of duplication of functions and also of possible
constitutional complications. Under the scheme devised by the
founders of modern Australian administrative law, the courts
exercising judicial review are strictly limited to deciding whether
a decision complies with principles of law; they cannot rule upon
whether a decision is actually wrong on the facts, that is, with
the merits of the decision.(20) By contrast, tribunals exercising
de novo merits review are designed to do just that. That
has been their strength and it is that capacity which has given
Australia its enviable reputation for tribunal review. If
tribunals' functions are made more akin to those of courts, for
example, in only having limited review powers, it becomes
questionable whether there is value in having tribunals at all. It
is only if tribunals exercise a distinctive and alternative
function-complete merits review-that they can be justified. The
Government needs to tread warily before tampering with the package
of administrative reforms so carefully crafted over 25 years
ago.
The second Bill to limit the ART's review powers
may also be affected by constitutional difficulties. At present,
the powers of the AAT and the specialist tribunals are described as
de novo merits review, that is, the review body
reconsiders all aspects of the original decision-the facts, law and
policy-and a new decision affirming, varying or setting aside the
original decision is made. Merits review in this sense is
characterised by the ability of the review body to substitute its
decision for that of the agency.(21) The standard against which the
facts, law and policy is judged is presently the 'correct or
preferable' standard.(22) A change to this standard could raise
concerns about constitutional validity. The media suggested that
Government proposed to restrict ART review to deciding whether a
decision is 'reasonable or defensible',(23) or that ART might only
be able to overturn or vary a decision if the 'correct procedure
had not been followed'.(24) In other words, there was to be a more
limited right of merits review.
The first of these proposed formulae has
potential difficulties. That form of words was similar to the
review powers of another Commonwealth tribunal-the Superannuation
Complaints Tribunal (SCT). The SCT could only overturn a decision
on a superannuation matter if it was not 'fair and reasonable'.
This description was one of the reasons the SCT's operations were
challenged as being unconstitutional.(25) Although the High Court
in Attorney-General of the Commonwealth v Breckler(26)
upheld the constitutionality of the Superannuation Complaints
Tribunal, the reasoning on this element of the High Court challenge
was limited and has little to offer by way of guidance to those
seeking to limit the ART's powers.(27) There is a significant
distinction between public sector federal tribunals and the SCT,
which operates in both the public and the private sphere, and which
arguably is less subject to arguments based on the separation of
powers.(28) No mention was made of the fact that a tribunal
reviewing administrative decisions solely on grounds of
reasonableness is using a criterion which hitherto has been
confined to the courts exercising judicial power.(29) Nor was
reference made to another factor which has traditionally been one
of the indices of non-judicial power, namely, that the review body
should have all the powers of the original decision-maker.(30)
These omissions indicate serious constitutional concerns if there
are moves to abandon the 'correct or preferable' merits review
standard in favour of an alternative formulation.(31)
ART and policy
Alongside its review powers, the Government is
considering whether the ART will be required in specific
circumstances to comply with government policy. In the first place,
both the President of the ART and the Executive Members heading
each Division will have power to issue directions. These directions
are designed to promote consistency and best practice across the
ART and appear to be confined to matters of procedure, not to
relate to outcomes in any particular case.(32) Nonetheless,
directions of this kind are a form of policy. Given that the second
tier of ART is to hear matters of precedential significance, one
way to promote consistency is a direction that where a second tier
tribunal has dealt with a matter, the second tier decision should
be followed in first tier cases. As the absence of consistency of
decisions of the AAT is one of the principal criticisms made of
that body,(33) such a move would enhance the standing of ART
decisions and could avoid further appeals. A use of policy
directions for that purpose would probably be uncontroversial,
although there may be constitutional problem, on separation of
powers grounds, in requiring any Federal Court judges appointed to
ART to comply with government policy.(34)
Whether the legislation will go further is
speculative. However, in that context it is notable that the
Victorian Civil and Administrative Tribunal (Victoria's generalist
merits review tribunal) is obliged to apply a valid policy in
reviewing a decision if a Minister has certified the authenticity
of the policy, the policy was relied upon by the primary
decision-maker, and the policy was gazetted or known to the
applicant for review.(35) The New South Wales generalist merits
review body, the Administrative Decisions Tribunal, must also give
effect to a valid policy that has been certified by a Minister as
government policy, unless the policy produces an unjust decision in
the circumstances of the case.(36) These two Tribunals are,
therefore, subject to policy on matters of substance, not just
procedure. The Commonwealth Government could well follow suit. If
the Government is minded to adopt a similar approach, it should
note the qualified way in which both provisions are
couched.(37)
Implementing changes to ART by
non-legislative means
In the meantime, Justice Deirdre O'Connor has
resumed the Presidency of the AAT, and she has presumably been
charged with the task of implementing the proposed changes. Given
the vagaries of obtaining passage of legislation through the
Senate, it would be sensible if she sought to achieve by executive
means as many as possible of the recommendations of the Better
Decisions report.(38) These could include at least the
collocation of premises, devising directions for the operations of
the body, synthesising IT systems, common documentation, publicity
and so on. Arranging for the ART to be located in the same
buildings as the Federal Magistrates Service may be one such
option. Although all these developments could be achieved
administratively, the really significant issues of the structure
and powers of the new body can only be implemented with
parliamentary approval. If the Government wishes to achieve its
fundamental restructuring of the Commonwealth merits review
tribunal system, a legislative imprimatur is imperative.
Impact on
AAT of Federal Magistrates Court
Although the developments discussed-with the
exception of legislative change-are relatively certain, what is
less certain is the relationship of the AAT to the Federal
Magistrates Court, the Bills for which were introduced on 24 June
1999.(39) The justification for the introduction of a new Chapter
III Court was 'to help ease the workload of both the Federal Court
and the Family Court and provide a quicker, lower cost alternative
for less complex matters arising under Commonwealth civil law'.(40)
That justification has less force since the High Court's decision
demolishing the cross-vesting scheme, which has considerably
reduced the workload of the Federal Court.(41)
Nonetheless, the scheme is likely to be
introduced.
The significance for the AAT is twofold. In the
first place the jurisdiction of the magistracy is to include
applications under the Administrative Decisions (Judicial
Review) Act 1977 (Cth) (ADJR Act) except for citizenship or
migration matters.(42) Applications for judicial review under the
ADJR Act are made in relation to decisions of the AAT. The
number is small(43) but these will go to the Magistrates Court,
unless the issue is a significant one.(44) It is questionable
whether this is appropriate. These ADJR Act applications commonly
deal with procedural matters and are likely to raise technical
points of law. Such issues frequently require detailed legal
argument, and are not necessarily suitable for a body which is only
intended to handle 'less complex matters'.(45)
The more substantial impact on the AAT comes
from the diversion of its appeal jurisdiction.(46) Appeals to the
Federal Court from the AAT on a question of law under s 44 of
the Administrative Appeals Tribunal Act 1975 (Cth)
numbered 247 in 1997/98.(47) Even as late as May 1999, there was no
indication that AAT appeals were to be deflected to the Court.(48)
However, as the jurisdiction of the Magistrates Court has evolved,
it has presumably been seen as appropriate to treat in similar
fashion the judicial review and the appeal route from the AAT to
the Federal Court. That reflects the similarity of the legal issues
involved, the commonality of applicants over matters which are
often repetitive and hence less challenging.(49) As with ADJR Act
applications, a matter may be transferred to the Federal Court at
the initiative of the Magistrates Court or of a party to a
proceeding.(50) Excepted are migration and citizenship appeals,(51)
and appeals from a decision made by an AAT panel which included a
Presidential Member, that is, a Federal Court judge.(52)
The impact of this diversion of the AAT's appeal
jurisdiction to the Magistrates Court will be felt keenly by the
veterans' community, those on income support, and those seeking
compensation. Together these groups comprise one-third of
applications from the AAT to the Federal Court.(53) Although the
impact is not likely to be immediate since the number of
magistrates appointed in the first instance is to be small, a
maximum of 16, and initially their workload will be predominantly
in the family law jurisdiction, progressively a high proportion of
AAT appeals will be to the Magistrates Court rather than the
Federal Court.(54) What that will mean for the AAT will be akin to
its likely effect on the ART.
What will
the introduction of the Federal Magistrates Court mean for the
ART?
The procedure in the Federal Magistrates Court
is to be informal, streamlined and, wherever possible, to eschew
'formal judicial culture'.(55) To that end, the Magistrates Court
is to practise what is rather clumsily called in the Bill 'primary
dispute resolution processes'-counselling, mediation, arbitration,
neutral evaluation, case appraisal and conciliation.(56) Although
the Federal Magistrates Bill 1999 does not explicitly provide that
the full panoply of primary dispute resolution processes is only
available for family law matters, that is the implication from the
Bill since for cases outside the family law area, only mediation
and arbitration are available.(57)
The emphasis on informality and mediation in the
Magistrates Court may not be as appropriate as it would at first
seem. Many applicants in the administrative law system will already
have been offered preliminary conferences and, where appropriate,
mediation before the ART. A second alternative dispute resolution
process is otiose. For those who have had a speedy and informal
adjudication at the ART's first tier, there is no need to replicate
it before the magistracy. Given the by-leave requirements for
second tier review, these are likely to be the majority of
claimants. Issues such as these suggest that more thought may need
to be given to whether the right of appeal for most applicants
should be from the ART to the Magistrates Court or, as at present,
to the Federal Court.
If the appeal comes from the ART's second tier,
the ART is likely to have had a quite formal hearing at that level.
Adding value to that process-and that should be what is provided by
each successive layer of the review process-requires more than a
second informal hearing before a single magistrate. A magistrate
lacks that breadth of expertise, which comes from hearings before a
full ART panel comprising members who have specialist knowledge in
the areas of dispute. Further, since the Federal Magistrates Bill
1999 gives a magistrate a discretion as to whether to give reasons
for a decision, and if reasons are given, that they need not comply
with standard reasons obligations,(58) the limited reasons
obligation is unlikely to provide that formal and convincing
exposition of the law which the applicant is seeking at this phase
of the process.(59) Although the Bills provide that an appeal from
a decision made by a Presidential Member of the AAT goes direct to
the Federal Court-and this is likely to be replicated for the
ART-not every second tier panel will include a judicial member.(60)
On balance, it appears that all appeals from the ART's second tier
should go direct to a Full Court of the Federal Court.
This leads to an even stronger reason for
doubting whether the extra appeal layer is needed. What an agency
or a litigant is seeking at the stage beyond merits review is an
authoritative ruling. That is not likely to be available from a
Magistrates Court, which is to operate in the informal manner
proposed.(61) Further, the additional tier of adjudication is
likely to produce even greater litigation fatigue than at present,
leading more people to abandon pursuit of their rights in the face
of the costs, the time and the expense involved in the process.(62)
These issues cast doubt on the wisdom of this deflection of both
the AAT's ADJR Act and appellate jurisdiction to the Magistrates
Court. However, if those elements of the Bills are immutable, at
the very least the factors outlined need to be taken into account
in devising the rules of court which will determine whether a
matter should go to the Magistrates Court or direct to the Federal
Court.(63) Otherwise, there are likely to be some unhappy litigants
on the administrative law side of the Magistrates Court's
jurisdiction.
AAT's Expedited Procedures-Migration
Legislation Amendment (Strengthening of Provisions Relating to
Character and Conduct) Act 1998
There are a number of disturbing elements of the
revised and expedited procedures for criminal deportation in the
Migration Legislation (Strengthening of Provisions Relating to
Character and Conduct) Act 1998 (Cth).(64) In the first place,
the amendments to the Migration Act 1958 provide that if
the AAT hearing has not been concluded within 84 days after the
applicant is notified of the decision to deport, the decision will
be deemed to be affirmed.(65) Since the median time to conclusion
of AAT decisions is 8.13 months or about 245 days (for the criminal
deportation jurisdiction, about 180 days), this is a demanding
timeline.(66) The Act requires that a presidential member should
hear the expedited migration cases.(67) That will mean rescheduling
non-migration matters, resulting in increased delays for other
applicants to the Tribunal. If it proves impossible to meet the
tight time schedule, the decision to deport is deemed to be
affirmed by the AAT and the person will be deported.(68)
For the individual applicant, the timelines are
equally harsh. Once the applicant is personally notified of the
decision, the person is given seven working days (in effect nine
days) in which to apply to the AAT for review (sixteen days if the
notice is sent).(69) That application must include a copy of the
decision and one set of the documents explaining the decision given
to the person. If the person is in detention, it is hard to see
that person meeting the deadline, particularly if the person is
unrepresented or has language difficulties. If the person is not in
detention the person may also have difficulty paying the
application fee or seeking to have the fee waived in the short time
available. In either case, language difficulties or lack of
representation will create barriers.
Following the application, the AAT is given an
unspecified time to notify the Minister that an application has
been received. In addition. At least two business days before the
hearing the Tribunal must provide the Minister's office with a
written statement, translated if necessary, of any oral evidence in
support of the applicant's case.(70) If the applicant does not do
so, the Tribunal may not have regard to any such evidence.(71)
Although the numbers involved in this part of
the AAT's jurisdiction are relatively small-around five per cent of
its applications-the pressures these legislative changes will
create, particularly when detainees are not represented, are likely
to be disproportionate and may impact on the timeliness and
effectiveness of the AAT's administrative review function in other
areas.(72) The burden on Legal Aid, already stretched because of
cutbacks in funding,(73) community legal centres, and lawyers'
professional associations operating pro bono schemes, will
further erode the ability of these bodies to service other
clients.
The difficulties for the AAT and for legal aid
schemes may necessitate creative solutions. As some judicial
commentators have noted, albeit in the context of judicial review
of migration matters, one way to alleviate the problem may be to
put more resources into translation and migrant advice services at
the pre-hearing stage so that only those applicants with a real
chance of success will pursue their claims.(74) This will not
provide an answer to the problems of the Tribunal itself. These
will need to be monitored to see if they cause the difficulties
predicted.
Recent Cases on Procedure and
Statutory Interpretation of Significance for AAT and other
Determining Authorities
1. Model
Litigant Doctrine: Government Agencies
The decision of the Full Court of the Federal
Court in Scott v Handley(75) has added its chorus to those
calling for the Commonwealth and its agencies to behave as a 'model
litigant'. That call is intended to be heard in all agencies, and
to operate with respect to courts and tribunals. The exhortation is
the stronger given that Spender, Finn and Weinberg JJ noted in
their joint judgment that the claims by the applicants give 'the
strong impression that to some extent this is all a delightful
forensic game which the appellants have enjoyed playing'.(76) The
model litigant principle requires that government parties and their
lawyers adhere to high standards of fairness, candour, competence
and courtesy.(77)
The applicants in Scott v Handley, a
husband and wife, sought judicial review of decisions of the
Department of Social Security and of the Senior Member at the AAT
who had reviewed their applications concerning pension
entitlements. The litigation history was confused by the two
separate themes which emerged. One theme involved the applicants'
substantive rights to the pensions they were seeking. The other
theme had to do with a procedural dispute as to whether a document
prepared by the applicant should be amended.
The case was set down for hearing on 15 October
1998. The applicants believed that the hearing on that date was
solely to consider the procedural dispute. The agency discovered
from the Federal Court Registry that it was to do with both
matters. In preparation for the hearing, the agency served lengthy
affidavits on the applicants on 9 October 1998, a Friday, and less
than a week before the hearing. This it should be noted was three
months later than the Court had earlier required. The solicitor for
the agency advised the applicants to notify the Registry that they
were not ready to proceed on the substantive matter, which they
did. However, at the hearing the judge rejected the explanation by
the applicants that they were not expecting the final hearing on
that day and dismissed both applications.
The issue before the Full Court was whether the
refusal to grant the adjournment resulted in a miscarriage of
justice. The Full Court found that it did, but excused the judge
from blame since he did not know of the matters which lead to their
finding. The Full Court noted that serving the affidavits, two
containing annexures of roughly 30 and 20 pages respectively, a
mere six days before the hearing, after a default of three months,
and when the affidavits contained new material [author's
emphasis], meant that injustice was done.
In coming to its conclusion that the applicants
had been denied procedural fairness, the Full Court found that the
key issues were that the Scotts were unrepresented litigants, and
that the respondent was an officer of the Commonwealth. The Court
placed greater emphasis on the second of these matters. As the
Court noted, the Commonwealth was required properly:
to adhere to those standards of fair dealing in
the conduct of litigation that courts in this country have come to
expect - and where there has been a lapse therefrom, to exact -
from the Commonwealth and from its officers and agencies.(78)
In the course of its reasons the Court defined
the model litigant doctrine in these terms:
... the old-fashioned traditional, and almost instinctive,
standard of fair play to be observed by the Crown in dealing with
subjects.(79)
As the Court pointed out, insistence upon that
standard is a recurrent theme in judicial decisions in this country
in relation to the conduct of litigation by all three tiers of
government, Commonwealth, State/Territory and local.(80)
The cases cited by the Court indicate that the
duties of a model litigant require a public body to adhere to a
number of principles. The body must conscientiously comply with the
procedures designed to minimise cost and delay;(81) must assist
'the court to arrive at the proper and just result';(82) must not
take purely technical points of practice and procedure;(83) must
'not unfairly [impair] the other party's capacity to defend
itself';(84) and must not take advantage of its own
default.(85)
In Scott v Handley, breaches of the
model litigant standard arose from the following:
-
- the Department was in a position of obvious advantage in
relation to unrepresented litigants
-
- the Department was significantly in default in not complying
with procedures designed to secure the fair and orderly preparation
of the matter for hearing
-
- an official of the Department served the Centrelink affidavits
on the appellants at an extremely late date with the consequential
likely impairment of their capacity to prepare properly for a final
hearing
-
- at the hearing the Departmental representative did not inform
the presiding judge of the default and of its possible
consequences, and
-
- the Department took advantage of the inability of the
appellants to articulate properly the basis for, and to secure, an
adjournment.(86)
These breaches of the model litigant principle
were found to amount to a miscarriage of justice.(87)
The Court acknowledged that these rules were
developed in days when courts were not so congested and there was
no case management and that today the claims of other litigants and
the public interest in securing the most efficient use of court
resources would also need to be considered. At the same time, the
Court imposed a sanction, namely, that the Department pay the
appellants' costs of the appeals. The message was clear. The model
litigant doctrine should be adhered to by government.
The most significant implication of the case
arises in the context of the untying, since 1 September 1999,
of Commonwealth litigation work.(88) Anticipating these moves, the
Minister for Aged Care, the Hon. Bronwyn Bishop noted in the
federal Parliament in February 1999:
The maintenance of the model litigant policy is
also one of [the Commonwealth Attorney-General's] particular
responsibilities. In performing these responsibilities, the
Attorney-General has established policies and guidelines for the
conduct of Commonwealth litigation. The identity of particular
legal service providers, whether AGS or private law firms, is
irrelevant. The policies and guidelines established apply to the
conduct of all Commonwealth work.(89)
The sentiment was echoed by the Australian Law
Reform Commission in the Discussion Paper, the Review of the
federal civil justice system.(90) Whether or not government
lawyers heed this advice, the test will be whether private legal
firms, increasingly undertaking government representation, will
comply with the exhortation. That seems unlikely given the highly
competitive private legal market. The difficulty is exacerbated by
the significant increase in the number of applicants who are
self-represented.(91) Although the Australian Government Solicitor
has added his voice to those extolling the model litigant policy,
and adherence would undoubtedly benefit unrepresented litigants,
the doctrine may well be a casualty of government outsourcing of
legal services.(92)
2. 'Reasons'
requirements: Tribunals
The AAT is required to include in any written
reasons 'its findings on material questions of fact and a reference
to the evidence or other material on which those findings were
based'.(93) That obligation has been interpreted to mean that there
must be findings on the substantial issues raised by the case in
sufficiently clear terms for the parties to understand why the
decision went the way it did.(94)
At the same time, the High Court has also
affirmed that a reviewing court must not be concerned with mere
looseness of language or unhappy phrasing in a tribunal's reasons.
Hence in the Minister for Immigration and Ethnic Affairs v Wu
Shan Liang,(95) the majority of the High Court (Brennan CJ,
Toohey, McHugh and Gummow JJ) stated:
[T]he reasons of an administrative
decision-maker are meant to inform and not to be scrutinised upon
over-zealous judicial review by seeking to discern whether some
inadequacy may be gleaned from the way in which the reasons are
expressed. In the present context, any court reviewing a decision
upon refugee status must beware of turning a review of the reasons
of the decision-maker upon proper principles into a reconsideration
of the merits of the decision. This has been made clear many times
in this Court.(96)
Despite these warnings that the Federal Court
should not take too parsimonious a view of reasons statements, the
Federal Court continues to criticise the reasons of tribunals.
Hence, in Dixon v Repatriation Commission(97) Wilcox J
noted that to quote extensively from the Veterans' Review Board
findings and then simply to adopt them would have been an error of
law since the Tribunal must reach its own conclusion on the facts.
In the result, that did not affect the Tribunal's decision.
Nonetheless, as the Court noted, even to quote from the VRB's
findings was not the best way to express the tribunal's findings on
an issue. As Wilcox J noted sagely:
It would have been preferable for the AAT to
make findings in its own words; plain words may sometimes be more
hurtful, but they are usually the best way of communicating
findings of fact.(98)
Similarly in Paramananthan v Minister for
Immigration and Multicultural Affairs(99) in relation to a
decision by the Refugee Review Tribunal, Wilcox, Lindgren and
Merkel JJ found that the Tribunal had erred because it failed to
make factual findings in respect of all the issues on which its
decision turned. As Wilcox J noted of the reasons provision in the
Migration Act 1958 (Cth) s 430:
[I]t is important that a reader be able to
discern what conclusions the tribunal reached about the issues
relevant to the ultimate decisions. One of the purposes of s 430 is
to ensure that unsuccessful applicants for a protection visa are
told why their application has failed; if the reason, or one of the
reasons, was that the tribunal rejected a significant factual
claim, the tribunal must say so and indicate the factual material
on which the adverse finding was based.(100)
The RRT had found that two young Tamil men who
had been detained and mistreated on several occasions had suffered
'indiscriminate cruelty' rather than persecution for a Convention
reason, one of the requirements to be met to establish entitlement
to refugee status.
The reason the RRT did not meet the standard for
statement of reasons, the Court noted, was that it failed to make
findings on whether:
-
- this treatment amounted to persecution for reasons of race,
membership of a particular social group or political opinion and
was different from 'indiscriminate cruelty' to young Tamil men
-
- the cruelty was something the Sri Lankan Government tolerated
or was unable to control
-
- each of the two applicants had a well-founded fear of being
detained by the authorities by reason of being a young Tamil man
from a Tamil separatist-controlled area of the country and, if so,
of suffering mistreatment while in detention, and
-
- there was a real chance of the recurrence of such mistreatment
should the applicants be returned to Sri Lanka.
Even granted the complexity of the issues
involved in refugee cases, there are lessons to be learned from the
very careful reasons provided by the Full Court in
Paramananthan.
Other reasons cases have established:
-
- reasons must establish that there is evidence of matters which
are central to the case. Hence, in Australian Trade Commission
v Underwood Exports Pty Ltd the Tribunal failed to make
findings on whether the respondent was an exporter, or simply
acting as agent for the sale in the United States of goods
manufactured by another company.(101) (The issue was critical since
if the respondent was not an exporter the respondent was not
entitled to an export development grant under the Export Market
Development Grants Act 1974 (Cth))
-
- the process of reasoning must be ascertainable even if at times
it is ambiguous or even internally inconsistent on a particular
issue(102)
-
- the reasons must set out the reasoning on any critical
issues(103)
-
- if the applicant's account is to be rejected, findings on
credit or the plausibility of the applicants account of events must
be made(104)
-
- in cases in which the issue of a visa depends on establishing
that the applicant is of good character for the purposes of the
Migration Act 1958 (Cth), there must be a finding on this
issue, albeit as French J remarked wryly, 'character may be a
little like the Curate's egg'(105)
-
- a decision must not be affirmed without a finding being made on
the statutory criteria which are the basis for the decision and
that finding must be based on the material as at the date of the
application(106)
-
- Where there is conflicting evidence, reasons must indicate why
the tribunal prefers one view over another,(107) and
-
- the reasons must also indicate which evidence the tribunal
accepts and which it rejects. Without that information the parties
will only have an incomplete understanding of the tribunal's
reasoning process.(108)
Ultimately, the touchstone was eloquently
expressed as follows:
Even though I may not agree with it, I now
understand why the decision went against me. I am now in a position
to decide whether that decision has involved an unwarranted finding
of fact, or an error of law, which is worth challenging.(109)
It is clear that despite the attempt by the High
Court to rein in the Federal Court's critical approach to reasons
statements by tribunals, the demands on tribunals remain high. It
is no accident that many of these cases are in the migration area
where inadequate reasons has come to substitute for grounds of
review excluded from Part 8 of the Migration Act
1958(Cth). It would be misleading, however, to consider that
to be the only reason for the development. There are sufficient
cases from non-migration areas to deny such a suggestion. The
result, however, is that with the Federal Court looking over the
shoulder of tribunals to ensure they meet the 'adequate reasons'
standard, there is an inevitable tendency for a greater degree of
formality in AAT hearings and outcomes. That in turn fosters the
legalism which the Government is anxious to reduce. There are
implications from this stream of cases which the Government should
heed when it is seeking to draft the legislation which will
enshrine its desire to make the ART less formalistic.
3. Meaning
of 'substantial justice' and similar expressions: Tribunals, other
decision-makers and applicants
Principles of interpretation for
exhortatory expressions
In May 1999 the Full Court of the High Court in
Minister for Immigration and Multicultural Affairs v
Eshetu(110) established important principles for the
interpretation of exhortatory expressions in legislation. The issue
in Eshetu was whether the Migration Act 1958
(Cth) s 420, which provides that the RRT is not bound by
technicalities, legal forms or rules of evidence and 'must act
according to substantial justice and the merits of the case', could
be a source of fair process rules for migration tribunals. The High
Court, seven to nil, dismissed the suggestion on the basis that
'substantial justice' is concerned with the substantive issues in
the case rather than the process of deciding them. The meaning of
the terms became critical because several cases at the Federal
Court had found that s 420 imported into migration review
hearings a legal obligation to conform to some form of procedural
fairness.(111) These conclusions arose in the context of Part 8 of
the Migration Act 1958 (Cth) which limits the grounds for
review of migration decision. In particular, procedural fairness
(apart from actual bias) was specifically excluded as a ground of
review.(112)
The High Court in Eshetu found that
neither arm of s 420-the 'no rules of evidence' arm, nor the
'substantial justice' arm-had any substantive effect. The statutory
expressions did not create private rights of action. They were
simply statements which indicated the nature of the review
proceedings and required the Tribunal to operate as an
administrative body with flexible procedures and not as a body with
technical rules of the kind that have sometimes been adopted by
quasi-judicial tribunals.(113)
That does not mean that such expressions are
devoid of impact and can safely be ignored by tribunals. The High
Court also noted that such expressions must be interpreted in their
statutory context. Hence, in the Migration Act 1958 (Cth)
which excludes procedural fairness as such and only requires
adherence to the specific procedures mentioned in the Act,
Eshetu has had the effect that 'substantial justice'
cannot be interpreted to incorporate all the tenets of procedural
fairness. However, in an Act like the Veterans' Entitlements
Act 1986 (Cth), the requirement that the Repatriation
Commission and the Veterans' Review Board act according to
'substantial justice' must take its colour from the well
established beneficial interpretation accorded to provisions of
that Act.(114) That beneficial construction specifically requires
decision-makers to make allowance for difficulties of proof caused
by the length of time since service and the paucity of records
often kept in times of conflict.(115) That means when there are
alternative constructions of events, or of the legislation, to act
according to 'substantial justice' requires that the more
beneficial alternative should be adopted.(116) Hence, in the
context of the Veterans' Entitlements Act 1986 (Cth) the
expression is capable of effecting substantive outcomes, rather
than matters of procedure only, as had been argued in
Eshetu in relation to the Migration Act 1958
(Cth).
The outcome in the Eshetu case, must
however, give cause for some concern to those who are pinning their
hopes on the ART achieving an informal and non-judicial mode of
operation. If the ART Act requires the ART to be bound to act in a
manner which is 'fair, just, economical, informal and quick'-the
other list of adjectives at issue in Eshetu, the High
Court's findings suggest that the exhortation is likely to have
limited effect. In context, aspirational statements may colour the
interpretation of provisions but do not govern or control them.
They may be useful starting points for performance indicators, but
little else. Certainly, if the ART Act, like the federal magistracy
legislation, is replete with references to parties, oaths,
affidavits, interrogatories, discovery, witnesses, evidence, orders
and judgments,(117) the desired outcome is unlikely to be realised.
To avoid this result, if the proposed ART Act contains provisions
of this kind, they will be ineffective unless they are backed up by
specific procedural provisions indicating Parliament's intention
that the ART act informally.
The prevalence of such statutory expressions and
hence the potential significance of the Eshetu findings is
indicated by the legislation containing similar provisions listed
in the Appendix to this paper.
Conclusion
Contradictory themes
have emerged from this survey of the proposals for the
administrative review system and of the operation of the AAT. The
Federal Court has clearly indicated that agencies and those
representing them before tribunals should operate as a model
litigant. That imposes high standards of personal and professional
probity, requires care in the presentation of legal material, and
demands a willingness to deal fairly with other parties before the
tribunals and the courts. The indication is reinforced by the calls
by the executive for similar behaviour. The Court has also
signalled that tribunals' reasons will be scrutinised carefully for
error or face invalidation. In sum, the pressure from the Court and
the executive is for more, rather than less, formality in the way
tribunals and agencies handle litigation and in the tribunal
decision-making process. The impact of these developments falls
most heavily on the final tier in the tribunal system.
At the same time, there is a different focus
emerging from decisions of the High Court. The clear message from
the Wu Shan Liang and the Eshetu decisions is
that tribunals are sui generis and should not be expected
to act like courts. The High Court indicated that neither in their
formal decision-making output nor in their modes of adjudication
are tribunals to ape their judicial counterparts. As the Court
noted in Eshetu, expressions such as those found in the
Migration Act 1958 (Cth) s 420:
... are intended to be facultative, not
restrictive. Their purpose is to free tribunals, at least to some
degree, from constraints otherwise applicable to courts of law, and
regarded as inappropriate to tribunals.(118)
If one accepts the High Court's view that
tribunals are a distinct adjudicative species, finding an
appropriate mode of operations for them is proving problematic.
The adoption by the Government of the Better
Decisions report projects a vision of the new generalist
merits review body, limited second tier review aside, as a quick
and efficient but not authoritative body. If the powers of the body
are limited and it is formally made subject to government policy we
will see an even less independent, less effective body in place. It
can be questioned whether that is the most appropriate model for
the tribunal system.
Even if it is conceded that the vision is
appropriate for some matters, for example, in the income support or
compensation jurisdictions, it is manifestly not suitable, for
example, for taxation, customs or other commercial cases where the
amount at stake is often high and the matters are strenuously
fought. Although the Government has indicated that separate
divisions of the ART are able to select procedures which suit
them,(119) that promise does not seem to have been taken into
account in designing the review powers of the Magistrates Court and
it is to be hoped that the undertaking will not be ignored when the
ART is established. Nor do the prospects for the informal processes
envisaged for the majority of applicants to the ART sit easily with
the pressures from the Federal Court and the executive chronicled
earlier.
It is tempting in these circumstances to look
back to the view of the administrative review system of its
founders. According to them, the generalist merits review tribunal
was to be the pre-eminent merits review body, administering justice
to individual applicants, while at the same time laying out the
meaning of complex legislation and providing enduring and
consistent principles to guide administrators. That goal is in
danger of being lost. To achieve it the powers of the body must be
at least as wide as those of the decision-makers whose decisions
are being reviewed. The stature of the body must also be bolstered
by demonstrations of confidence by government in tribunals, its
personnel must be chosen with scrupulous care, and its members must
strive for consistency and excellence in their decision-making. If
the quality or the impartiality of the body is open to question,
the value of its decisions is undermined and its ability to provide
the wisdom and authoritative guidance which should be expected from
the body at the pinnacle of the administrative system will be
jeopardised.
In sum, it is time
to look very carefully at the several proposals which are currently
being canvassed. Changes to the system are needed but an element of
the changes proposed should be to enhance the respect due to the
tribunal system so that it can continue to be a part of the
adjudicative process of which Australian citizens can be proud.
Endnotes
* Robin Creyke is a Reader in Law,
Law Faculty, Australian National University and a consultant to
Phillips Fox. This brief was based on a paper presented to the
Phillips Fox 1999 Legal Issues Seminar Series, May 1999.
-
- R. Creyke and J. McMillan, 'Administrative Law Assumptions ...
Then and Now' in R. Creyke and J. McMillan (eds), The Kerr
Vision of Australian Administrative Law-At the Twenty-Five Year
Mark, ANU Centre for International and Public Law, 1998,
pp.11-12.
- [1999] HCA 21 (13 May 1999).
- Administrative Review Council, Better Decisions: Review of
Commonwealth Merits Review Tribunals (Better
Decisions), Report No 39, 1995, especially Chapter 8 and
recommendations pp. 87-102.
- Better Decisions, Appendix A, p. 181.
- The Hon. Daryl Williams AM, QC, Commonwealth Attorney-General
and Minister for Justice, News Release Reform of Merits
Tribunals, 20 March 1997.
- The title for the generalist merits review body originally
chosen by the Kerr Committee (Commonwealth Administrative
Review Committee Report 1971 (Kerr Committee Report),
Parliamentary Paper No 144 of 1971, recommendation 28, p. 117).
- R. Creyke 'Whither the Review System? In R. Creyke and M.
Sassella eds, Targeting, Accountability and Review: Current
Issues in Income Support Law ANU Centre for International and
Public Law, 1998, pp. 128-129.
- The Hon. Daryl Williams AM, QC, Commonwealth Attorney-General
and Minister for Justice, News Release Merits Review Tribunal
to Stay Independent, 13 July 1997.
- The Hon. Daryl Williams AM, QC, Commonwealth Attorney-General,
News Release Reforms of Merits Review Tribunal, 3 February
1998; Senator the Hon. Jocelyn Newman, Minister for Social
Security, News Release Newman Welcomes New Merits Review
Tribunal, 4 February 1998.
- In 1997-98 8,986 cases were finalised by the VRB as compared,
for example, with 12,343 at the SSAT; 6,966 at the RRT; 2,732 at
the IRT; and 7,386 at the AAT (Administrative Review Council
Twenty-Second Annual Report 1997-1998 pp. 43-47).
- Senator the Hon. Jocelyn Newman, Minister for Social Security,
News Release Newman Welcomes New Merits Review Tribunal, 4
February 1998.
- Although the VRB is not to be integrated into the ART, the
first division of the ART is to provide a full right of appeal on
veterans' matters (Renee Leon 'Tribunal Reform: The Government's
Position' in S. Kneebone ed., Administrative Law and the Rule
of Law: Still Part of the Same Package? (AIAL, 1999) pp.
351-352.
- For example, Liberal & National Party Coalition
Immigration Policy 5; Explanatory Memorandum to
the Migration Legislation Amendment Bill (No 4) 1997 paras 9, 10;
The Hon. Philip Ruddock, Minister for Immigration and Multicultural
Affairs Opening Address at conference titled 'Immigrant
Justice: Courts, Tribunals, and the Rule of Law', University of
Sydney, June 1997, pp. 3-4.
- Administrative Review Council, Twenty-Second Annual Report
1997-1998, p. 44.
- Administrative Review Council Twenty-Second Annual Report
1997-1998, p. 43-44.
- R. Creyke 'Whither the Review System?' In R. Creyke and M.
Sassella eds, Targeting, Accountability and Review: Current
Issues in Income Support Law, ANU Centre for International and
Public Law, 1998, p. 129.
- Migration Legislation Amendment Act (No 1) 1998
(Cth); The Hon. Philip Ruddock, Minister for Immigration
and Multicultural Affairs, Media Release Appointments to the
Migration Review Tribunal 27 July 1999; and the Hon. Philip
Ruddock 'Executive Government and Improved Accountability', Opening
Speech, 1999 Public Seminar Series-Democratic Governance:
Improving the Institutions of Accountability, ANU Graduate
Program in Public Policy, p. 14.
- Review of the Social Security Review and Appeals
System, A Report to the Minister for Social Security, August
1997 (the Guilfoyle Report).
- E. Meryment, 'Tribunal revamp on hold', Courier Mail,
22 April 1999, p. 9.
- As the Kerr Committee noted, 'The basic fault of the entire
structure is ... that review cannot as a general rule ... be
obtained "on the merits"' (Commonwealth Administrative
ReviewCommittee Report, Parliamentary Paper No 144 of 1971
(Kerr Committee report), para 58.
- Administrative Review Council, Better Decisions: Review of
Commonwealth Merits Review Tribunals (1995, AGPS) (Better
Decisions) para 2.2; R. Creyke 'The Criteria and Standards for
Merits Review by Administrative Tribunals' (1998) Law &
Policy Paper No 9, p. 2.
- Re Becker and Minister for Immigration and Ethnic
Affairs (1977) 1 ALD 158; approved by the Full Court of the
Federal Court in Drake v Minister for Immigration and Ethnic
Affairs (1979) 2 ALD 60 at 68 per Bowen C.J. and Deane J.
- e.g. Chris Merritt, 'Tribunals lose independence in Govt plan'
The Australian Financial Review 30 June 1997, p. 3; Margo
Kingston, 'Fair play legacy looks doomed' and 'Anger as government
watchdogs lost teeth', Sydney Morning Herald 30 June 1997,
p. 1 and 6; Jodie Brough, 'Canberra seeks to wipe out review'
Sydney Morning Herald, 1 July 1997, p. 7; 'Independence is
a must for review' The Australian, 2 July 1997, p. 12;
Adele Horin, 'A "tidy" country means democracy in a mess',
Sydney Morning Herald, 5 July 1997, p. 39.
- Jack Waterford, The Canberra Times, 28 April 1997, p.
1.
- Wilkinson v Clerical Administrative & Related Employees
Superannuation Pty Ltd (1998) 152 ALR 332; Breckler v
Leshem (1998) 57 FCA (unreported, 12 February 1998).
- [1999] HCA 28 (17 June 1999).
- The Court emphasised the difficulty of determining whether the
role of a tribunal transgresses the constitutional limits. In the
context of the Superannuation Complaints Tribunal, the Court
identified three considerations: the limited nature of the
functions assigned to the Tribunal; the absence of any attempt to
exclude the ordinary courts from the discharge of their functions
in related controversies; and the lack of direct enforceability of
the Tribunal's orders (Attorney-General of the Commonwealth v
Breckler [1999] HCA 28 (17 June 1999) paras 82-86). The AAT
has broad-ranging functions which would not be detracted from if
its power of decision-making was restricted; use of 'reasonable' or
'defensible' might be seen as an attempt to exclude the courts'
judicial review jurisdiction; and the AAT lacks enforcement
mechanisms.
- R v Kirby; Ex parte Boilermakers' Society of Australia
(1956) 94 CLR 254.
- Kerr Committee report Chapter 4. See also R. Creyke
'Restricting Judicial Review' (1997) 15 AIAL Forum 22.
- Shell Co of Australia v Federal Commissioner of
Taxation (1930) 44 CLR 530.
- If the ART were seen to be exercising judicial, not
administrative functions, it would contravene the separation of
powers doctrine embodied in the Constitution (R v Kirby; Ex
parte Boilermakers' Society of Australia (1956) 94 CLR 254;
Shell Co of Australia v Federal Commissioner of Taxation
(1930) 44 CLR 530).
- Renee Leon 'Tribunal Reform: The Government's Position' in S
Kneebone ed., Administrative Law and the Rule of Law Still part
of the same package? (AIAL, 1999) 351-352.
- For example, M. Sassella 'Commentary' in J. McMillan (ed.)
Administrative Law under the Coalition Government (AIAL,
1997), p. 65.
- J. McMillan, 'Review of Government Policy by Administrative
Tribunals' (1998) 9 Law and Policy Papers, p. 27.
- Victorian Civil and Administrative Tribunal Act
1998's, p. 57.
- Administrative Decisions Tribunal Act 1997(NSW), s 64.
- J. McMillan, 'Review of Government Policy by Administrative
Tribunals' (1998) 9 Law and Policy Papers 27.
- See at n 20.
- Federal Magistrates Bill 1999; Federal Magistrates
(Consequential Amendments) Bill 1999. The Bills were referred on 30
September 1999 to the Senate Legal and Constitutional Committee for
report. The bulk of the work of the new Service 'will be smaller
matters usually heard in the Family Court' other matters such as
consumer affairs, child support, workplace relations and 'other
less complex Federal court matters' which will increasingly be
handled by the Magistracy (The Financial Review, 14 May
1999).
- S. Pidgeon 'Reforming the System: Proposed Reform in the
Federal Arena', paper presented to the Seminar on the
Management of Disputes Involving the Commonwealth, Canberra,
22 April 1999.
- Re Wakim; Ex parte McNally [1999] HCA (17 June 1999).
If the constitutional challenge to the validity of the Federal
Court Act 1976 (Cth) Part IVA, which provides for
'representative proceedings' is successful, the Federal Court's
jurisdiction will be further truncated (C Merritt 'A class act
that's really just coincidence', The Financial Review,
1 October 1999, p. 27).
- Federal Magistrates (Consequential Amendments) Bill 1999, cl 3,
Sch 4 item 7.
- Australian Law Reform Commission, Issues Paper 24, Review
of the adversarial system of litigation: Federal tribunal
proceedings, Table 8, p. 123.
- The Federal Magistrates Court itself has a discretion to
transfer proceedings, although the transfer may be made at the
request of a party (Federal Magistrates Bill 1999, cll 39-40).
Compulsory transfer is to be provided for by regulations (Federal
Magistrates Bill 1999, cl 41).
- Administrative Appeals Tribunal Annual Report
1997/98, Appendix 6, p. 122.
- Federal Magistrates (Consequential Amendments) Bill 1999, cl 3,
Sch 3.
- Administrative Appeals Tribunal Annual Report
1997/98, Appendix 5, p. 117.
- For example, S. Pidgeon at n 41 at p 4 does not list this as a
matter being considered for transfer.
- Appeals to the Federal Court from the AAT are on a 'question of
law' (Administrative Appeals Tribunal Act 1975 (Cth) s
44), a jurisdiction which is not dissimilar to the judicial review
jurisdiction for legal error under the Administrative Decisions
(Judicial Review) Act 1977 (Cth).
- Federal Magistrates (Consequential Amendments) Bill 1999, cl 3,
Sch 3 item 7, proposed s 44AA(3).
- Federal Magistrates (Consequential Amendments) Bill 1999, cl 3,
Sch 3 item 7, proposed s 44AA(2)(b) of the Administrative
Appeals Tribunal Act 1975 (Cth).
- Federal Magistrates (Consequential Amendments) Bill 1999, cl 3,
Sch 3 item 7, proposes s 44AA(2)(a).
- Administrative Appeals Tribunal Annual Report 1997/98,
Appendix 5, p. 117.
- Initial appointments of between eight and sixteen magistrates
have been mooted.
- Federal Magistrates Bill 1999, cll 3(2) 42. Under clause 3(2)
the Magistrates Court is to 'operate as informally as possible'
using 'streamlined procedures' and 'a range of appropriate dispute
resolution processes'. See also S. Pidgeon at n 41, p. 3.
- Federal Magistrates Bill 1999 cl 21 and Part 4.
- Federal Magistrates Bill 1999 Part 4, Div 2.
- Acts Interpretation Act 1901 (Cth), s 25D.
- Federal Magistrates Bill 1999, Division 6, especially cl 76.
- Federal Magistrates (Consequential Amendments) Bill 1999 cl 3,
Sch 3, inserting s 44AA(2)(a) into the Administrative
Appeals Tribunal Act 1975 (Cth).
- Federal Magistrates Bill 1999, cl 3(2)-Objects.
- Although appeals from the Federal Magistrates Service normally
go direct to the Full Court of the Federal Court, this practice
will not be universal. Hence, the Magistrates Service hearing will
not simply substitute in all cases for the hearing before a single
judge of the Federal Court. (Federal Magistrates (Consequential
Amendments) Bill 1999, cl 3, Sch 12 item 2, inserting s
24(1)(1AAA), and s 25(1)(1A and (1B) into the Federal Court of
Australia Act 1976 (Cth).
- Federal Magistrates Bill 1999, cl 40; Federal Magistrates
(Consequential Amendments) Bill 1999, cl 3, Sch 3, inserting s 44AA
(4)-(7) into the Administrative Appeals Tribunal Act 1975
(Cth).
- The expedited procedures apply only to the review of decisions
made under the Migration Act 1958 (Cth),s 501 where a
person has been refused a visa or whose visa has been cancelled is
in Australia.
- Migration Act 1958 (Cth), s 500 (6L).
- Australian Law Reform Commission Issues Paper 24 Review of
the adversarial system of litigation: Federal tribunal
proceedings 1 April 1999, Table 4, p. 113.
- Migration Act 1958 (Cth), s 500(5).
- Migration Act 1958 (Cth), s 500(6L).
- Migration Amendment Regulations 1999 (No 3) Sch 1, cll
2.51, 2.52.
- Migration Act 1958 (Cth), s 500(6H).
- Migration Act 1958 (Cth), ss 500(6H), 500(6J).
- Administrative Review Council Twenty-Second Annual Report
1997-1998, p. 45.
- Burrell, 'Not providing legal aid too costly: Justice Gleeson',
The Australian Financial Review, 11 Oct 1999, p. 3.
- Australian Law Reform Commission, Review of the federal
civil justice system DP 62, 1999, para 10.28.
- [1999] FCA 404 (13 April 1999).
- Scott v Handley [1999] FCA 404 (13 April 1999) para
10.
- Australian Law Reform Commission, Review of the federal
civil justice system DP 62, 1999, paras 8.33-8.60. In 1995,
the government issued guidelines which codified what was meant by
the doctrine (para 8.47).
- Scott v Handley [1999] FCA 404 (13 April 1999) para
43.
- Scott v Handley [1999] FCA 404 (13 April 1999) para
43, citing Melbourne Steam Ship Co Ltd v Moorehead (1912)
15 CLR 333 per Griffiths CJ at 342.
- Citing for example, Sali v SPC Ltd (1993) 116 ALR 625
at 628-629, 631, 635; Queensland v JL Holdings Pty Ltd
(1997) 189 CLR 146; Hughes Aircraft Systems International v
Airservices Australia (1997) 76 FCR 151 at 196-197; Logue
v Shoalhaven Shire Council [1979] 1 NSWLR 537 at 558-559.
- Kenny v State of South Australia (1987) 46 SASR 268 at
273.
- P & C Cantarella Pty Ltd v Egg Marketing Board
(NSW) [1973] 2 NSWLR 366 at 383-384.
- Yong v Minister for Immigration and Multicultural
Affairs (1997) 75 FCR 155 at 166. In that case, the applicant
sought review of a decision of the Immigration Review Tribunal
under Division 2, Part 8 of the Migration Act 1958 (Cth).
The applicant had named as respondent the 'IRT constituted by Ms
Niki Dollis' rather than the Minister for Immigration and
Multicultural Affairs. Counsel for the respondent then claimed that
as a consequence the Court had no jurisdiction. The Court noted
that to characterise a mere matter of form as 'jurisdictional'
required very clear words. The Court concluded that it would not
accede to an application to dismiss in those circumstances but
would simply amend the application, even after the twenty-eight day
application period.
- Director of Public Prosecutions (Cth) v Saxon (1990)
28 NSWLR 263 at 267-268.
- SCI Operations Pty Ltd v Commonwealth of Australia
(1996) 69 FCR 346 at 368.
- Scott v Handley [1999] FCA 404 (13 April 1999) para
49.
- Scott v Handley [1999] FCA 404 (13 April 1999) para
47.
- Australian Government Solicitor Legal Briefing No 48,
15 July 1999.
- The Hon. B Bishop, House of Representatives Debates, 9 February
1999, 2156.
- Australian Law Reform Commission, Review of the federal
civil justice system DP 62, 1999, paras 8.33-8.60.
- A.Burrell, 'Not providing legal aid too costly: Justice
Gleeson' The Australian Financial Review, 11 October 1991,
3.
- Australian Government Solicitor, Legal Briefing No 48,
15 July 1999, 2.
- Administrative Appeals Tribunal Act 1975 (Cth), s
43(2B).
- Ansett Transport Industries (Operations) Pty Ltd v
Wraith (1983) 48 ALR 500; Dornan v Riordan (1990) 24
FCR 564; Our Town FM Pty Ltd v Australian Broadcasting
Tribunal (1987) 16 FCR 465.
- (1996) 136 ALR 481.
- See also Kirby J in Wu Shan Liang at 505-508; and the
High Court in Minister for Immigration and Multicultural
Affairs v Guo Wei Rong (1997) 144 ALR 56.
- [1999] FCA 582 (7 May 1999).
- Dixon v Repatriation Commission [1999] FCA 582 (as yet
unreported) para 19.
- (1998) 160 ALR 24.
- Paramananthan v Minister for Immigration and Multicultural
Affairs (1998) 160 ALR 24 at 34.
- [1997] 1060 FCA (17 October 1997), 49 ALD 411.
- Muralidharan v Minister for Immigration and Ethnic
Affairs (1996) 62 FCR 402.
- Baxter Healthcare Pty Ltd v Comptroller-General of
Customs (1997) 72 FCR 467.
- Anjum v Minister for Immigration and Multicultural
Affairs [1998] FCA (17 December 1998).
- Powell v Administrative Appeals Tribunal [1998] FCA
1747 (20 November 1998), 161 ALR 15.
- Powell v Administrative Appeals Tribunal [1998] FCA
1747 (20 November 1998), 161 ALR 15.
- Davies v Australian Securities Commission (1995) 59
FCR 221.
- Copperart Pty Ltd v Federal Commissioner of Taxation
(1993) 26 ATR 327 (reversed on appeal but this statement was noted
without adverse comment).
- Ansett Transport Industries (Operations) Pty Ltd v
Wraith (1983) 48 ALR 500 at 507, quoted with approval by
Wilcox J in Our Town FM Pty Ltd v Australian Broadcasting
Tribunal (No 1) (1987) 16 FCR 465 at 483.
- [1999] HCA 21 (13 May 1999), 162 ALR 577 at para 49 (per
Gleeson CJ, McHugh J, with whom Hayne J agreed), at para 75 per
Gaudron and Kirby JJ, at para 109 per Gummow J, at para 179 per
Callinan J.
- See the list of cases provided at n 36 in Minister for
Immigration and Multicultural Affairs; Ex parte Eshetu (1999)
162 ALR 577.
- Migration Act 1958 (Cth) Part 8, especially s 476.
- Minister for Immigration and Multicultural Affairs v
Eshetu [1999] HCA 21 (13 May 1999), 162 ALR 577.
- See also Criminal Justice Commission v Queensland Advocacy
Inc [1996] 2 Qd R 118; Qantas Airways Ltd v Gubbins
(1992) 28 NSWLR 26.
- Veterans' Entitlements Act 1986 (Cth), s 119.
- For example, Collins v Repatriation Commission (1994)
33 ALD 557; Re Orr and Repatriation Commission (1991) 25
ALD 234; Re Jansen and Repatriation Commission (1991) 25
ALD 395.
- Federal Magistrates
- Minister for Immigration and Multicultural Affairs v
Eshetu (1999) 162 ALD 577 at 588 per Gleeson CJ and McHugh J
(with whom Gummow, Hayne and Callinan JJ agreed).
- Renee Leon 'Tribunal Reform: The Government's Position' in S.
Kneebone ed., Administrative Law and the Rule of Law: Still Part of
the Same Package? (AIAL, 1999) 356; S. Pidgeon, 'Reforming the
System: Proposed Reform in the Federal Arena', paper presented to
the Seminar on the Management of Disputes Involving the
Commonwealth, Canberra, 22 April 1999.
Appendix
The following expressions are found in the
Commonwealth Acts listed below:
'substantial justice'
-
- Defence Act 1903 s 61CP
-
- Migration Act 1958 ss 311, 353, 420
-
- Telecommunications Act 1991 s 159
-
- Veterans' Entitlements Act 1986 ss 119, 138
'substantial merits':
-
- Aboriginal and Torres Strait Islander Commission Act 1989 s
23
-
- Constitutional Convention (Election) Act 1997 s 160
-
- Commonwealth Electoral Act 1918 s 364
-
- National Health Act 1953 s 98BC
-
- Safety, Rehabilitation and Compensation Act 1988 ss 72, 107,
108P
-
- Veterans' Entitlements Act 1986 s 119
-
- Workplace Relations Act 1996 s 110
'fair, just, economical, informal and
quick':
-
- Child Care Payments Act 1997 s 255
-
- Defence Act 1903 s 61CP
-
- Employment Services Act 1994 s 163
-
- Migration Act 1958 ss 353, 396, 420, 460
-
- Student and Youth Assistance Act 1973 s 310
-
- Social Security Act 1991 s 1246
-
- Telecommunications Act 1991 s 159.
Similar expressions
-
- AAT 'proceedings shall be conducted with as little formality
and technicality, and with as much expedition, as the requirements
of this Act .... permit' (AAT Act 1975 (Cth) s 33(1)(b) and
-
- AAT 'may inform itself on any matter in such manner as it
thinks appropriate'
-
- (AAT Act 1975 (Cth) s 33(1)(c)).
State and Territory Acts:
Like expressions also appear in State and
Territory legislation eg Anti-Discrimination Act 1977
(NSW) s 108.