19 December 2014
© Commonwealth of Australia 2014 ISBN 978-1-76010-134-3
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Duties of the committee Referral of the inquiry and terms of reference Conduct of the inquiry Report Structure Background Lifting adviser qualifications as part of a system to improve advice
General advice Financial advisers, financial planners and a register of financial advisers
Current regulatory requirements Proposals to lift standards of training Assessment of competence Continuing professional development (CPD) Finance Professionals' Education Council
Ethical conduct and codes of ethics Implications of adopting codes of ethics Recognition of professional associations Implementation of measures to raise professional, ethical and education standards in the financial advice industry
Committee SecretaryParliamentary Joint Committee on Corporations and Financial ServicesPO Box 6100Parliament HouseCanberra ACT 2600 Phone: +61 2 6277 3583corporations.joint@aph.gov.au
An inquiry into proposals to lift the professional, ethical and education standards in the financial services industry.
14 Oct 2014: Sydney13 Oct 2014: Melbourne
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