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Appendix 1

Public hearing

Friday 11 March 2011 – Sydney

Australian Securities and Investments Commission (ASIC)

Mr Tony D'Aloisio, Chairman
Mr Mark Adams, Senior Executive Leader
Mr Warren Day, Regional Commissioner
Mr Greg Medcraft, Commissioner
Mr John Yanco, Regional Commissioner for New South Wales

Australian Securities Exchange

Mr Kevin Lewis, Group Executive and Chief Compliance Officer
Mr John Price, Senior Executive Leader
Mr Malcolm Starr, Executive General Manager, Regulatory and Public Policy

Office of Legal Services Coordination

Mrs Janette Dines, Assistant Secretary, Civil Law Division, Attorney-General's Department

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