Statutory Oversight of the Australian Securities and Investments Commission

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Statutory Oversight of the Australian Securities and Investments Commission

21 August 2012

© Commonwealth of Australia 2012
ISBN 978-1-74229-668-5

View the report as a single document - (PDF 208KB)


View the report as separate downloadable parts:

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Members of the Committee (PDF 26KB)
 
Duties of the Committee (PDF 31KB)
 
Abbreviations (PDF 8KB)
 
Chapter 1 - Statutory oversight (PDF 20KB)

Gathering evidence
Additional information

 
Chapter 2 - Matters considered at oversight hearing (PDF 65KB)

ASIC's ongoing regulatory response to the collapse of Trio Capital
Growth of Australia's superannuation industry
Complaints handling
Advertising standards – misleading and deceptive conduct
ASIC's resources

 
Appendix 1 - Public Hearing, Sydney (PDF 6KB)
 
Appendix 2 - Answers to questions on notice to ASIC* (PDF 69KB)
Questions asked at the hearing
Questions submitted in writing
 

*PDF Format Only

For further information, contact:

Committee Secretary
Parliamentary Joint Committee on Corporations and Financial Services
Parliament House
Canberra ACT 2600
Australia

Phone: +61 2 6277 3583
Fax: +61 2 6277 5719
Email: corporations.joint@aph.gov.au