|
AAM
|
Astarra Asset Management
|
|
ACC
|
Australian Crime Commission
|
|
ACCC
|
Australian Competition and Consumer Commission
|
|
ADI
|
Authorised Deposit-taking Institution
|
|
AFM
|
Astarra Funds Management Pty Ltd
|
|
AFP
|
Australian Federal Police
|
|
AFSL
|
Australian Financial Services Licence
|
|
AML/CTF Act
|
Anti-money Laundering and Counter-Terrorism Financing Act
|
|
APRA
|
Australian Prudential Regulation Authority
|
|
ASA 240
|
Auditing and Assurance Standards Board, 'The Auditor's
responsibilities relating to fraud in an audit of a Financial Report',
Auditing Standard ASA 240, June 2011
|
|
ASF
|
Astarra Strategic Fund
|
|
ASFA
|
Association of Superannuation Funds of Australia
|
|
ASIC
|
Australian Securities and Investments Commission
|
|
ATO
|
Australian Taxation Office
|
|
AuASB
|
Auditing and Assurance Standards Board
|
|
AUSTRAC
|
The regulator for AML/CTF (above)
|
|
CALDB
|
Companies, Auditors and Liquidators Disciplinary Board
|
|
EFL
|
Exploration Fund Limited
|
|
EM
|
Explanatory Memorandum
|
|
EU
|
Enforceable Undertaking
|
|
FIO
|
Financial Intelligence Office
|
|
FOFA
|
Future of Financial Advice
|
|
FPA
|
Financial Planning Association
|
|
FSC
|
Financial Services Council
|
|
FSR Regime
|
Financial Services Regulatory Regime
|
|
FTR Act
|
Financial Transaction Reports Act 1988
|
|
GFML
|
Global Financial Mangers Limited
|
|
GS
|
Guidance Statement
|
|
PI
|
Professional Indemnity
|
|
PDS
|
Product Disclosure Statement
|
|
PPARP
|
Professional Pensions ARP Limited
|
|
PPPST
|
Professional Pensions Pooled Superannuation Trust
|
|
PSTM
|
PST Management Pty Limited
|
|
MIS
|
Managed Investment Scheme
|
|
RE
|
Responsible Entity
|
|
RSE
|
Registrable Superannuation Entity
|
|
SEC
|
Securities and Exchange Commission (US)
|
|
SIS Act
|
Superannuation Industry (Supervision) Act 1993
|
|
SMSF
|
Self-managed superannuation fund
|
|
Self-managed superannuation fund
|
A complying superannuation fund under the Superannuation
Industry (Supervision) Act 1993 that has less than five members, each
member of the fund is a trustee, each individual trustee is a member of the
fund, no member of the fund is an employee of another member of a fund,
unless those members are related, and if the trustee of the fund is a body
corporate each director of the body corporate is a member of the fund.
|
|
SPAA
|
SMSF Professional Association of Australia
|
|
Trio Capital
|
Refers to all superannuation funds and managed investment
schemes operating as part of the broader Trio Capital enterprise. A list is
provided in Chapter 2.
|
|
VOFF
|
Victims of Financial Fraud
|
|
WGAM
|
Wright Global Asset Management
|
|
WGI
|
Wright Global Investments Pty Ltd
|