Bills Digest No. 17 2002-03
Research Involving Embryos and Prohibition of Human
Cloning Bill 2002
WARNING:
This Digest was prepared for debate. It reflects the legislation as
introduced and does not canvass subsequent amendments. This Digest
does not have any official legal status. Other sources should be
consulted to determine the subsequent official status of the
Bill.
CONTENTS
Passage History
Purpose
Background
Main Provisions
Concluding Comments
Endnotes
Contact Officer & Copyright Details
Passage History
Research Involving Embryos and
Prohibition of Human Cloning Bill 2002
Date Introduced:
27 June 2002
House: House of Representatives
Portfolio: Prime Minister
Commencement:
Formal provisions
commence on Royal Assent. The commencement dates of the Bill s
substantive provisions are detailed in the Main Provisions section
of the Digest.
Purpose
To ban human
cloning and other unacceptable practices and to regulate the use of
excess human embryos created by assisted reproductive technology
(ART). The Bill is designed to be part of a national scheme which
will include complementary State and Territory laws.
As early as 1983 a legal commentator, Professor
George Smith II, predicted It is expected that within the not too
distant future a human will be cloned .(2) This was at a
time when tadpoles were the only animals to have been cloned by
nuclear transfer by scientists.(3) Professor Smith
foreshadowed the potential advantages of cloning in terms of a
solution to infertility and a method of reproduction which would
avoid the transmission of genetic abnormalities, as well as the
potential to research the aetiology of various diseases. He went on
to consider whether the law should regulate who may be cloned and
in what circumstances, or whether legislative regulation would
stifle continued scientific experimentation.
In the intervening two decades, although
scientists have succeeded in cloning a number of other animals,
including sheep(4), cows and rhesus
monkeys(5), little else has changed. The legal issue of
whether, and if so in what form, cloning technologies should be
regulated or prohibited has not been resolved.
It seems important to make the distinction
between cloning for reproductive purposes and use of cloning and
other technology such as embryonic stem cell research for research
and therapeutic purposes.
One academic commentator has noted that The
development of somatic cell nuclear transfer [see below] has
certainly created a legal vacuum in many countries, which
governments are struggling to fill. (6)
Basically, cloning is a type of asexual
reproduction that results in the production of an organism which is
a genetic copy of another organism. Cloning occurs in nature,
including certain plants and other organisms which reproduce
asexually. Identical twins are also naturally occurring clones
.(7)
However, it is not these natural processes which
people generally have in mind when speaking about cloning. They are
referring to processes of manipulating nature to produce identical
organisms. There are presently two basic methods of cloning nucleus
substitution and embryo splitting.
This is the method which was used to produce
Dolly the sheep, and which is anticipated to be attempted by the
scientists who have announced their intention to clone human
beings.
Basically, it involves taking an egg cell,
removing the cell s nucleus (which contains almost all of the
genetic material), and replacing it with another cell nucleus. This
other nucleus may be taken from any somatic cell, such as a skin
cell or liver cell. (In the case of Dolly the sheep, the cell was
taken from the sheep s mammary gland.) Scientists then apply an
electric current, which causes the enucleated egg and its new
nucleus to fuse and develop into an embryo. At this stage the
embryo can be transplanted into the gestational mother, who may or
may not be the source of the original egg cell or the somatic
cell.
Because the nucleus contains most of the DNA of
an organism, the cloned embryo and any resulting baby would be
substantially genetically identical to the person from whom the
somatic cell was taken. However, it would also have a very small
amount of DNA attributable to the mitochondria in the egg cell, as
mitochondria occur outside the cell nucleus and would not be
removed when the nucleus is substituted.
What is unique about cloning by nucleus
substitution is that there is no need for fertilisation of the egg,
as this occurs in the process of sexual reproduction. Most human
cells contain 46 chromosomes, made up of two strands each
consisting of 23 chromosomes. However, sex cells are different. A
female egg cell contains only 23 chromosomes, as does a male sperm
cell. When an egg is fertilised by sperm, the female chromosomes
pair up with the corresponding male chromosomes, giving the
resulting baby a unique genetic identity. With human cloning by
nucleus substitution, this combination does not occur, because a
cell nucleus already containing the full complement of 46
chromosomes is inserted. Thus, there is no need for fertilisation
of the egg.
This method is also known as fusion.
This technique involves fertilising an egg with
sperm, and dividing the newly formed embryo to form two or more
individuals. This is the mechanism that occurs naturally in the
case of identical twins. It can also be performed in the
laboratory. The resulting individuals will be genetically identical
to each other, but not a clone of either parent. This method is
also known as fission.
Cloning may result in the production of an
individual with the same nuclear genome (reproductive cloning or
whole-body cloning) or the production of a cell, tissue or organ
with an identical nuclear genome to an individual (sometimes called
therapeutic cloning ).(8)
In reproductive cloning, a cloned embryo whether
produced by somatic cell nuclear transfer or by embryo splitting
would be implanted in a woman to develop until birth. This
technique, as applied in animals, has already produced cloned whole
sheep, rats, cows, and rhesus monkeys.
Reproductive cloning has not yet been attempted
in humans. However, there are reports that scientists in South
Korea cloned a human embryo to the four cell stage, using an egg
and somatic cell from the same woman, although this has not been
reported in any refereed scientific journal. In 1999, there were
reports that scientists at the Massachusetts laboratory of Advanced
Cell Technology cloned a male human embryo from a skin cell taken
from a leg, and that this embryo developed to nearly 400 cells
before being destroyed. It seems this experiment was repeated
successfully a number of times, and all embryos were destroyed
prior to 14 days development.(9)
This technique involves cloning human embryos
not for the purpose of allowing them to develop until birth, but to
extract certain cells the so-called embryonic stem cells from them
and grow them into tissues for the development of therapies for
adults suffering from certain diseases. The embryos are created by
nucleus substitution using nuclei from an adult patient. Thus the
stem cells are clones of the patient, and have the potential to
grow into any type of tissue for disease treatment. The removal of
stem cells results in the destruction of the embryos.
A second scientific breakthrough, conceptually
distinct from cloning technology, is the isolation of human
embryonic stem cells, which first occurred in 1998. Embryonic stem
cells are pluripotent cells, which means they have the capacity to
turn into any cell type in the adult body. They are extracted from
an early human embryo at the blastocyst stage of development
(approximately 5-7 days after fertilisation). The removal of cells
destroys the capacity of the embryo to continue to grow and
develop. Embryonic stem cells, once extracted, can be grown in
culture and can replicate seemingly indefinitely. Thus, the
isolation and extraction of stem cells from a single embryo can
lead to the creation of thousands of identical stem cells, known as
an embryonic stem cell line .
Embryonic stem cells are currently used for
research. Because they have the ability to develop into a diverse
range of specialised tissues and organs, the hope is eventually to
be able to use embryonic stem cells to grow human tissues and
organs which can be transplanted into humans for the treatment of
disease.
The use of embryonic stem cells involves cloning
only in the sense of the multiplication of cells, a process which
occurs naturally in the human body. Embryonic stem cells could,
however, have their nuclei removed and replaced with the nuclei
from human somatic cells. This combination of technologies has
potential benefits as it would enable cells to be grown which are
genetically identical to the patient, which would dramatically
reduce the risk of tissue or organ rejection, and remove the need
for powerful immuno-suppressant medication. There is some
scientific speculation that this therapeutic cloning technique may
be superseded in the future by other methods which avoid cloning
and the destruction of embryos.(10)
Much of the debate on human cloning has centred
around the prospect of cloning adult human beings for reproductive
purposes. This possibility has fascinated some and caused revulsion
in others.
The arguments have relevance mainly to cloning
by somatic cell nuclear transfer, that is, asexual reproduction of
the genome of an existing human being. However, they also have
relevance to embryo splitting or twinning if the resulting embryos
are not all implanted at the same time. This is because embryo
splitting if all are implanted does not involve replicating an
existing known genome, merely replicating an entirely new genome
produced by sexual reproduction. It is thus similar to having
natural monozygotic twins. However, if some embryos were stored and
later implanted, arguments about uniqueness and identity etc would
have the same force as they have in arguments about somatic cell
nuclear transfer.
The main arguments in favour of reproductive
cloning are:
The fundamental human right to
procreate
Some, particularly American, commentators assert
that the denial of access to cloning technology may infringe the
right to procreate of those individuals who are unable to reproduce
in the normal manner.(12) It would thus provide an
alternative to using donor gametes where either partner is
infertile or lacking in gametes. It is argued that prohibiting
reproductive cloning may deny some infertile couples the
opportunity to have a child who is genetically related to
them.(13)
Cloning could also be used to provide
genetically related children to gay men and
lesbians.(14)
Avoidance of transmission of genetic
disabilities
A second argument is that cloning technology has
the potential to eliminate some genetic diseases or disabilities
(such as cystic fibrosis or spina bifida), as it would enable
couples at high risk of having children with a genetic disease to
clone one of themselves, another family member or an existing child
who is free of the disease. Thus, cloning may provide an
alternative to current techniques of prenatal and pre-implantation
diagnosis, which can screen fetuses and embryos for genetic
diseases.
Cloning would also be a way of avoiding
mitochondrial disease.
Cloning a dead or dying child
It is sometimes suggested that cloning should be
permitted on compassionate grounds to replace a dead or dying
child.
The main arguments against reproductive cloning
are:
The potential physical dangers of using a
still experimental science
It is undeniable that the science of cloning is
still in its infancy. It has been reported that cloning so far
carries a high rate of miscarriages and abnormalities. Insufficient
is also known about the development of cloned animals to ascertain
whether they develop normally or are at increased risk of
deformities. Some of the developmental risks whose probability is
as yet unknown include premature ageing, somatic mutation, telomere
shortening, cancer and dedifferentiation.(15)
In view of the current state of scientific
knowledge, many scientists argue that it would be irresponsible or
at least premature to create a cloned child, thus exposing him or
her to potentially unknown and unacceptable risks as he or she
develops.
Fear of eugenics
Another common argument is that selecting
children on the basis of certain genetic characteristics may lead
to a revival of enthusiasm for eugenics, the breeding out of
certain genetically inherited characteristics. A related concern is
that selecting children on the basis of some qualities (such as
absence of a particular disability) may be interpreted as a subtle
form of rejection of those people already in existence who have
those undesirable characteristics. There is popular fear, fuelled
by films such as Ira Levin s The Boys from Brazil
and novels such as Aldous Huxley s Brave New World, that
cloning may be used to produce either a master race or a slave
race.
However, we may need to address the argument
that our society already practices certain forms of eugenics, such
as pre-conception and pre-natal screening and the abortion of
foetuses with genetic disabilities or diseases.
Possible psychological harm to children
autonomy, identity and kinship issues
There is concern that a clone, as a later-born
identical twin to an already existing person, will be confused as
to their relationship with the person from whom they are cloned.
Cloning will lead to the creation of new biological relationships,
as a woman may bear a child who is the clone of herself (is the
clone thus properly to be understood as her child or twin sister?),
or the clone or her husband or other relative of the same
generation. Difficult questions may be raised as to whether the
genetic relationship or the emotional or social one is to be given
preeminence.
There is also a fear that having the same genome
will lead to a lack of individual identity. Clones may be confused
or be subject to strong parental expectations to behave in a manner
similar to the person from whom they are cloned, rather than given
sufficient autonomy and individuality to develop their own
identity. It is inescapable that a person is chosen to be cloned
because of some quality or qualities which he or she possesses,
which it is hoped the clone will also possess. This arguably leads
to a certain loss of uniqueness of the clone as an individual, or,
as Hans Jonas put it, deprives the clone of the right to ignorance
of facts about his or her origin that are likely to be paralyzing
for the spontaneity of becoming himself or
herself.(16)
Against this, others have emphasised that human
individuality is not reducible to genetic factors, that people are
a product both of their biology and their family, cultural and
social environment. Hence, human dignity is not affected by the
mere sharing of genetic inheritance with another
person.(17)
Commodification of children
A commonly-expressed objection to cloning for
reproductive purposes is that it leads to (or reflects) a view that
children are commodities, or objects which exist to satisfy adult
desires, rather than ends in themselves. Thus, it is argued, even
cloning to replace a dead child devalues the child by seeing him or
her not as irreplaceable and unique, but as interchangeable with
another child.(18)
Resource allocation issues
The science of cloning is, to date, inexact and
experimental. This is well illustrated by the arduous process
followed by the team at the Roslin Institute in the creation of
Dolly the sheep. Four hundred and thirty eggs were extracted from
40 donor sheep, 277 reconstructed eggs were developed, but only 29
embryos resulted. Thirteen surrogate mothers were used, and all of
this resulted in the birth of only one clone, Dolly.(19)
A question may be raised whether it is an efficient use of finite
resources to devote so much in terms of time, money, labour and
gametes, to such an uncertain end.
A further question is the social justice
implications of permitting human cloning, which one might foresee
would be available only at a prohibitively high cost, thereby
restricting it to the very rich, and exacerbating the already
unfair advantages of wealth.
Religious reasons
Cloning has been unequivocally condemned by
religious leaders of major Western faiths, including Protestant,
Catholic, Jewish and Muslim clerics.(20) A major theme
is that human beings are endowed with an inherent dignity, being
created in God s image. Religious leaders believe that cloning
abuses this dignity, jeopardising each person s unique identity as
well as treating human beings as means to an end. Some faiths also
object to interference in the natural, divinely ordained order of
human sexual reproduction. There is also a theme of reluctance to
(indeed sometimes a revulsion of) interference in the natural
order, or playing God .
Implications for genetic diversity
Some argue that natural selection allows for the
emergence of unanticipated variants with survival capacity, whereas
controlled evolution allows for the development of only that which
humankind can envision. (21) Variety may be an aesthetic
value, providing novelty, originality and fascination
(22) in the world, or it may be an environmental
necessity. It may be that eventually, if too many cloned people are
selected and certain traits are bred out, significant inbreeding
may result in substantial risks to the gene pool.
Public policy reasons
Cloning may cause difficult policy issues
relating to family structure, which may interfere with rights of
inheritance and other legal rights.
Opinion is divided in Australia on this, whether
it uses surplus IVF embryos or purpose-created embryos made using
nucleus substitution. The key issue is that it involves the
destruction of embryos. It thus involves very similar ethical
questions to the destruction of surplus IVF embryos
pre-implantation.
Researchers argue that embryonic stem cell
research has the following beneficial
applications(23):
Basic research
Cloning techniques would greatly facilitate
basic research aimed at understanding matters such as cell division
and early human development. This research may provide important
clues into things such as the origin of birth defects, and the way
alterations in cell division are involved in producing cancer and
the ageing process. Research on embryonic stem cells is much more
attractive than the current research on animals, because sometimes
animal models have differences which make transferring results into
humans difficult or speculative.
Discovering new growth and differentiation
factors, as these proteins can be difficult to identify in
animals. This may help to identify proteins which can be given to
people as treatment to regenerate damaged tissues.
Developing new medicines and
treatments
For example, genetic modifications made to
diseased cells may lead to treatments or cures for diseases such as
Alzheimer s or Parkinson s. Using embryonic stem cells promises a
higher accuracy rate, reduces the number of animals required in
research and testing, and may lead to the faster development of
pharmaceutical treatments.
Developing cell-based spare parts for
transplantation
Some degenerative diseases cannot be treated
pharmaceutically, but require replacement of damaged cells.
Embryonic stem cell lines could eventually be used to develop
cells, tissues or even organs for transplantation, although the
research is currently not this far advanced. This type of treatment
has potential to provide, for example, skin grafts for burns
victims or bone marrow for cancer patients.
Embryonic stem cell technology may even be
combined with somatic cell nuclear transfer, by extracting the stem
cells from an embryo created by the fusion of the patient s own
somatic cell (such as a skin cell) with an enucleated egg. The stem
cells thus derived could then be grown into specific tissues or
organs which could be transplanted back into the patient without
fear of rejection and without the need for immuno-suppressant
drugs. It would also provide a way around the serious shortage of
organs and tissues for transplantation. It may be possible to
extract cells from a person s healthy kidney and fuse them with
embryonic stem cells to then grow a second kidney for
transplantation.
Associate Professor Julian Savulescu, currently
at Oxford University, is of the view that there is no relevant
difference between research and experimentation on early embryos
and later embryos and early foetuses. Indeed, he considers
producing embryos and early foetuses as a source of tissue for
transplantation may be morally obligatory , although he
acknowledges that producing a live cloned child for the same
purpose may be more problematic.(24)
The main concern over embryonic stem cell
research involves the use and destruction of human embryos in the
process of extracting the stem cells. Although the embryos are at a
very early stage of development, some argue that the early embryo
has the equivalent legal and moral status of a baby or an adult.
The key to this argument is thus the time at which personhood or a
soul is acquired. These notions are strongly contested
ethically.
In response, scientists argue that this is not
so, because cells within an embryo may form the baby or the
supporting tissue such as the placenta or the amniotic sac.
Further, a large number of early embryos will fail to develop for
natural causes even if implanted. Finally, scientists argue that
the embryos from which stem cells are extracted are embryos which
are going to be discarded or destroyed in any event, because they
are surplus to the IVF program.(25)
Different considerations are raised where an
embryo is created specifically to extract stem cells, as is
contemplated by the last scenario involving cloning an embryo for
autologous transplantation.(26) This is particularly so
given the present inexactitude of the science and the possibility
that many, perhaps hundreds, of embryos may need to be cloned
before one survives to the stage where embryonic stem cells can be
extracted and used for treatment purposes.
Another concern is that an embryo might be
created, whether by cloning or by artificial fertilisation method
of sexual reproduction, and then split. One embryo might be
implanted and left to develop to birth, whereas the other could be
frozen to be used as spare organs or tissues should its twin ever
need them.(27) This again raises questions about using
human life as a means to an end, and issues of human dignity.
The Australian Academy of Science supports
permission to continue using cloning technology so long as it does
not result in the production of babies.(28)
It has also been argued that adult stem cells
can be used successfully in research rather than embryonic stem
cells. This remains a contested issue.(29)
Three States Victoria, Western Australia and
South Australia have laws which attempt to ban human reproductive
cloning. They also regulate, to differing extents, research on
human embryos. This legislation was passed prior to the landmark
cloning of Dolly the sheep by somatic cell nuclear transfer. Thus,
because it had not conceived of the possibility of such technology
being possible, the definitions and prohibitions contained in
existing State legislation may not be effective to deal with the
possibility of cloning.
In summary:
-
- the definitions of cloning in the Victorian, Western Australian
and South Australian statutes are not consistent and each statute
prohibits slightly different conduct
-
- legislation in the three States does not completely prohibit
embryo research. For example, the Victorian Act bans destructive
research on embryos but does not forbid research on human embryonic
stem cells (so long as an embryo was not destroyed in Victoria in
order to obtain those cells).(31)
Further details can be found in the
Human Cloning report of the House of Representatives Standing
Committee on Legal and Constitutional Affairs.
At present there is no cloning legislation in
New South Wales(32), Tasmania, the ACT or the Northern
Territory. Cloning for reproductive or research purposes in these
jurisdictions would therefore be subject to relevant NHMRC
guidelines.(33) However, it should be noted that these
do not have legal force and are not legally binding. Nor is cloning
legislation in effect in Queensland(34), although that
State has adopted a Code of Ethical Practice for Biotechnology in
Queensland.(35)
At Commonwealth level, human cloning and certain
experiments involving combinations of human cells and animal cells
are banned by the Gene Technology Act 2000 as
amended.(36) Section 192B prohibits the cloning of a
whole human being , a term which is defined to mean the use of
technology for the purpose of producing, from one original, a
duplicate or descendant that is, or duplicates or descendants that
are, genetically identical to the original . The maximum penalty is
2000 penalty units or 10 years imprisonment. The Act also prohibits
placing human cells into animal eggs or placing a combination of
human and animal cells into a human uterus.(37)
The Research Involving Embryos and Prohibition
of Human Cloning Bill 2002 prohibits human cloning and certain uses
of human embryos, regulates other practices and establishes an
Embryo Research Licensing Committee. A valid Commonwealth law needs
to be grounded in a head or heads of constitutional power and not
offend any express or implied constitutional prohibitions.
Among the heads of Commonwealth constitutional
power that might support such laws are(38):
-
- the corporations power [section 51(xx)]. This power
enables the Commonwealth Parliament to pass laws with respect to
foreign corporations, and trading or financial corporations formed
within the limits of the Commonwealth . The Commonwealth s power to
make laws about corporations is not unlimited. For instance, the
corporations in question must be constitutional corporations . In
other words they must be foreign or trading or financial
corporations.
A foreign corporation is a corporation
incorporated in a foreign jurisdiction. Whether a corporation is a
trading or financial corporation will generally depend on what
activities it engages in. Thus, if a corporation engages in
significant or substantial trading activities or significant or
substantial financial activities it will be a trading or financial
corporation, respectively.
Assuming that a corporation is a foreign,
trading or financial corporation, the next question to be asked is
which of its activities can the Commonwealth regulate. While it is
not clear that all activities of a constitutional
corporation can be regulated, the corporations power will support a
broad range of laws for example, laws regulating the trading
activities of a corporation and acts done by the corporation for
the purposes of trade.(39)
The corporations power could be used to regulate
the activities of private sector constitutional corporations.
However, research might also be carried out by universities which
are typically incorporated by statute. If a university is involved
in trading activities or if it runs a significant treasury
operation, then the Commonwealth is likely to have extensive powers
to regulate that university s cloning technology activities. In the
recent case of Quickenden v. O Connor(40), the
Full Federal Court held that the University of Western Australia
was both a trading corporation (on the strength of its buying,
selling and rental of property, sales of publications and services,
parking operations etc) and a financial corporation (noting an
administrative structure using financial skills assisted by sound
financial advice to place substantial funds on the short term money
market).
-
- the trade and commerce power [section 51(i)]. The
corporations power will not extend to non-constitutional
corporations, to non-corporations eg partnerships or sole traders
or to small businesses that are not incorporated. Section 51(i) of
the Constitution gives the Commonwealth power to make laws in
respect to trade and commerce with other countries, and among the
States and has the potential to cover some commercial activities
not within the scope of the corporations power.
Using the international aspect of the trade and
commerce power, the Commonwealth could enact legislation
prohibiting the import or export of human embryos or other
material. Additionally, section 51(i) is likely to support a law
prohibiting trade between the States in human embryos so long as
such a law does not offend section 96 of the Constitution which
guarantees freedom of interstate trade.
Section 51(i) may also enable the Commonwealth
to pass laws about intrastate trade and commerce if this is the
only practical way to regulate interstate trade. However, it might
be expected that the High Court would closely scrutinise such
laws.
-
- territories power (section 122). The nature of the power
in section 122 has been described by the High Court on many
occasions as plenary .(41) A plenary power is one that
is full, complete or unqualified. Legislation enacted in reliance
on section 122 does not need to fall within any other head of
constitutional power.
-
- power over Commonwealth authorities, agencies and places
(sections 51, 52, 61, 64 etc(42)). The Commonwealth has
constitutional power over its own departments, agencies, employees
and places. Using these powers, it could comprehensively regulate
or prohibit the use of cloning technologies in those departments,
agencies and places and by its own employees.
-
- census and statistics power [section 51(xi)]. The
Commonwealth s power over census and statistics has been used to
enact laws which enable data to be collected and analysed on a vast
range of topics. Laws have also been passed under the census and
statistics power to create offences of non-compliance with the
Census and Statistics Act 1905.(43) According
to Professor John McMillan, the power could be used to direct
health workers (and presumably others, such as medical researchers
or institutes) to maintain records and to periodically provide
statistics to a Commonwealth agency. The same obligation could be
imposed upon State agencies .(44)
-
- external affairs power [section 51(xxix)]. The external
affairs power will support legislation which implements treaties to
which Australia is a party. It also supports laws about matters
physically external to Australia and may support laws about
subjects of international concern. The Attorney-General s
Department recently gave evidence to a Parliamentary Committee that
Australia is under no obligation under treaty or customary
international law to ban medical research involving human embryonic
stem cells.(45) The Department also took the view that
human embryonic stem cell research is not a matter of
constitutional international concern .(46) However, in
relation to human cloning, evidence was given to the Parliamentary
Committee that Article 11 of the Universal Declaration on the Human
Genome and Human Rights could ground constitutional international
concern .(47) Article 11 says Practices which are
contrary to human dignity, such as reproductive cloning of human
beings, shall not be permitted .
-
- quarantine power [section 51(ix)]. The scope of this
power is uncertain and it has rarely been considered by the High
Court.(48) A narrow reading of the power would confine
it to isolation at the border of a country of people, plants and
animals to prevent the spread of disease. (49) However,
Professor John McMillan suggests that an expansive interpretation
of the power would extend to measures of a preventive or protective
nature to halt the spread of disease within a country and might
also be used to pass national laws about biotechnology and genetic
engineering.(50)
-
- copyrights, patents & trade marks power [section
51(xviii)]. If the Commonwealth wished to create disincentives for
particular cloning technology research, then it might use the
intellectual property power found in section 51(xviii) of the
Constitution to deny intellectual property rights, such as patents,
to the fruits of that research.
-
- taxation power [section 51(ii)]. A further way in which
disincentives could be provided would be through a targeted
taxation regime.
-
- Commonwealth funding & grants powers (sections 81
and 96). Funding and grants powers could be used to impose
practical restrictions on medical research involving cloning
technologies. Using section 96 of the Constitution the Commonwealth
Parliament can make grants to any State subject to terms and
conditions. Section 81 of the Constitution enables the Commonwealth
Parliament to appropriate money for Commonwealth purposes. These,
and other powers, could be used to restrict or prevent funding of
facilities, health service providers etc involved with particular
medical research. However, they would only have a limited effect on
medical research carried out entirely in and funded by the private
sector.
-
- incidental power (found in each head of legislative
power and expressly provided for in section 51(xxxix).
-
- implied nationhood power. This power is said to derive
from the existence and character of the Commonwealth as a national
government to engage in enterprises and activities particularly
adapted to the government of a nation and which cannot be otherwise
carried on for the benefit of the nation .(51) The
implied nationhood power has been identified as a source of power
for Commonwealth legislation such as the Science and Industry
Research Act 1949 which established the CSIRO.(52)
However, the scope of the power remains very uncertain.
In its recent report, Human Cloning:
Scientific, Ethical and Regulatory Aspects of Human Cloning and
Stem Cell Research, the House of Representatives Standing
Committee on Legal and Constitutional Affairs concluded that:
the Commonwealth has the constitutional power to
enact legislation regulating most aspects of research involving the
use of cloning technologies. The legislation could be enacted
relying on the Commonwealth s constitutional power over areas such
as corporations, trade and commerce, quarantine, territories,
import and export, patents, statistics, external affairs, actions
by the Commonwealth or Commonwealth authorities as well as its
power to attach conditions to its funding of projects and
institutions.
However, the Committee did not think that the
Commonwealth s power was sufficient to cover all aspects of cloning
technology research, a view also taken by the Commonwealth
Attorney-General s Department submission to the Committee which
said:
[while] it may be possible to legislate in a
piecemeal fashion using a number of Commonwealth heads of power
ultimately it is probably the case that the Commonwealth Parliament
does not have the power to enact legislation that would provide a
comprehensive basis for prohibiting scientific research aimed at
achieving reproductive human cloning or cloning research that
involves the use of embryonic tissue.(53)
The Attorney-General s Department also took this
view in relation to:
the conduct of research using embryonic stem
cells, the creation of embryos for research; or for the purposes of
obtaining compatible tissue for transplantation (stem cells,
tissues or organs).(54)
The Bill does not attempt to establish a
comprehensive legislative framework relating to human cloning and
stem cell research by relying solely on Commonwealth legislative
power. Instead, it contemplates a cooperative legislative scheme
where the States and Territories also pass legislation dealing with
human cloning and stem cell research and conferring power on a
Commonwealth licensing authority. The Bill has been introduced
following a Council of Australian Governments (COAG) meeting which
reached agreement on nationally consistent legislation on human
cloning (see below). It recognises State and Territory interests
and legislative capacity in these matters and attempts to ensure
that there are no gaps in the legislative scheme.
This raises the subject of Commonwealth-State
cooperative legislative schemes.
The division of constitutional power between the
Commonwealth and the States creates gaps in the legislative power
of each Australian jurisdiction and has prompted the use of
different techniques to achieve national uniformity in the law
and/or its administration.(55) These techniques have
been categorised by Professor Cheryl Saunders as:
-
- template schemes. A template scheme is one where the one
jurisdiction enacts a law and that law, as amended from time to
time, is adopted and applied by each other jurisdiction. Sometimes
the enacting jurisdiction is the Commonwealth, using its
constitutional, plenary power over Territories.
-
- bucket schemes. A bucket scheme involves the
establishment of an administering agency by one jurisdiction eg the
Commonwealth. Other jurisdictions then legislate to confer power on
that agency.
Co-operative legislative schemes often use both
template and bucket arrangements. An example is the former
corporations scheme where the Commonwealth used its territories
power to enact a Corporations Law (template) and also established
the regulatory body, the Australian Securities Commission, on which
the other jurisdictions conferred power
(bucket).(56)
Commonwealth-State cooperative schemes have a
long history. One of the earliest joint bodies was the River Murray
Commission(57) established by the River Murray
Waters Act 1915 (Cwlth) and by complementary State legislation
(River Murray Waters Act 1915 (NSW), River Murray
Waters Act 1915 (Vic) and River Murray Waters Act
1915 (SA).
Until recently, such schemes were thought to be
relatively secure in a constitutional sense. For instance, in 1983
in R v. Duncan; Ex parte Australian Iron and Steel Pty
Ltd, the High Court had held that the Commonwealth and the
States could jointly establish and empower a Coal Industry Tribunal
to determine industrial disputes. Gibbs CJ said:
The Constitution effects a division of powers
between the Commonwealth and the States but it nowhere forbids the
Commonwealth and the States to exercise their respective powers in
such a way that each is complementary to the other. There is no
express provision in the Constitution, and no principle of
constitutional law, that would prevent the Commonwealth and the
States from acting in cooperation, so that each, acting in its own
field, supplies the deficiencies in the power of the other so that
they may achieve, subject to such limitations as those provided by
s 92 of the Constitution, a uniform and complete legislative scheme
(58)
In the same case Deane J said that
Commonwealth-State cooperation was a positive objective of the
Commonwealth .(59)
However, co-operative legislative schemes are
not without constitutional limits. Recent High Court decisions,
like that in R v. Hughes(60), raised a number
of questions, some as yet unanswered, about cooperative
schemes.
The decision in Hughes tells us that
where a State law confers functions on a Commonwealth entity, the
Commonwealth can use the incidental power found in the Constitution
to pass a law permitting those functions to be exercised by the
Commonwealth entity. The situation becomes more complex where the
Commonwealth law expressly or impliedly imposes a duty on the
Commonwealth entity to exercise the power or function so conferred.
In such a case, or where the function is a coercive one, it may be
necessary for a Commonwealth head of power to be found which
supports the law. Another question left unresolved by the High
Court in Hughes is whether a duty imposed on a
Commonwealth entity under a cooperative legislative scheme can only
be imposed by a Commonwealth law and cannot be imposed by a State
law.
Since the decision in R v. Hughes the
Government has introduced a number of Bills designed to secure the
constitutional validity of various Commonwealth-State cooperative
schemes.(61) Among these are the Agricultural and
Veterinary Chemicals Legislation Amendment Act 2001 which aims
to shore up the cooperative national scheme for the evaluation,
regulation and control of agricultural and veterinary chemicals,
and the Therapeutic Goods and Other Legislation Amendment Bill 2002
which relates to the cooperative scheme for therapeutic goods. Both
the 2001 Act and the 2002 Bill allow for the possibility that State
laws can impose duties on Commonwealth entities but provide a
fall-back position in case it transpires that only a Commonwealth
law can impose such a duty. The Research Involving Embryos and
Prohibition of Human Cloning Bill 2002 also takes this approach
(see below).
In August 1999, then Health Minister, Dr Michael
Wooldridge MP, asked the House of Representatives Standing
Committee on Legal and Constitutional Affairs to review the report
of the Australian Health Ethics Committee on Scientific,
Ethical and Regulatory Considerations Relevant to Cloning of Human
Beings.
In June 2001, the Council of Australian
Governments (COAG) discussed assisted reproductive technology
including human cloning. A communique issued on 8 June 2001
stated:
The Council committed itself to achieving
nationally consistent provisions in legislation to prohibit human
cloning .
It also agreed that jurisdictions work towards
nationally consistent approaches to regulate assisted reproductive
technology and related emerging human technologies.
In reaching agreement on this latter issue Heads
of Government were acutely aware of the need to engage the
community on the matter and to ensure that all sectors of the
community benefit fully from advances in medical science while
prohibiting unacceptable practices. The Council has sought a report
from Health Ministers by the end of the year on technical issues
with the aim of a nationally consistent approach being in place in
all jurisdictions by June 2002.
In July 2001, Australian Health Ministers agreed
to work cooperatively to ensure consistency in laws banning the
cloning of humans.(62)
In August 2001, the House of Representatives
Committee presented its report, Human Cloning: Scientific,
Ethical and Regulatory Aspects of Human Cloning and Stem Cell
Research. The Committee s recommendations included:
-
- the enactment of legislation to regulate human cloning and stem
cell research
-
- that such legislation should include a ban on cloning for
reproductive purposes combined with criminal penalties and loss of
an individual s research licence
-
- the establishment of a national licensing body empowered to
issue licences for research involving the isolation, creation and
use of embryonic stem cells.(63)
A minority of Committee members opposed any
research which involved the destruction of human embryos and
expressed concerns about the continued use of embryonic stem cells
that have been derived from embyros, whether in Australia or
overseas .(64) In February 2002 there were media reports
that, following a submission from Minister for Ageing, Mr Kevin
Andrews MP, Cabinet had taken an in-principle decision to ban
certain forms embryonic stem cell research.(65) The
Prime Minister was reported as giving qualified support for such a
ban but saying he would canvass opinion before coming to a
conclusion. In March 2002, it was reported that Opposition Leader,
Mr Simon Crean MP, proposed a conscience vote for party members on
stem cell research.(66)
On 4 April 2002 the Prime Minister announced
that he had written to each of the Premiers and Chief Ministers
about stem cell research. He said:
I think it is desirable that we have a uniform
position throughout Australia. In the course of formulating my own
views and contributing to the formulation of the Government s views
I have consulted quite widely with scientists and with a number of
church leaders.
I ll be proposing a total ban on human cloning
and other unacceptable practices I am proposing [on] behalf of the
Commonwealth that the Commonwealth and the States and Territories
should allow the use of surplus ART embryos for research purposes.
Our proposal at this stage is that only existing embryos should be
available for that research.
It is our proposal and our intention to
legislate both the ban on human cloning, and also the conditions
attaching and governing the use of embryos for research purposes We
will ask the states and territories to mirror that legislation at a
State and Territory level so that we have a comprehensive national
legislative framework governing aspects of this.
Members of Government parties will be allowed a
free vote on this issue.(67)
At its meeting on 5 April 2002, COAG considered
a Report on Human Cloning, Assisted Reproductive Technology and
Related Matters which outlined two options for action. The
first was for voluntary compliance with revised NHMRC/AHEC
Guidelines combined with legislative repeal in the three States
with cloning legislation. The second was for nationally consistent
bans on unacceptable practices .(68)
Immediately after the COAG meeting, a joint
press conference was held by the Prime Minister, the Premiers and
Chief Ministers where it was announced that agreement had been
reached on proposals for nationally consistent legislation that had
been put to the Premiers and Chief Ministers, with two changes. The
first was for a general consent to research by donors. The second
was for a sunset provisions in the legislation that would mean that
the research ban on embryos created after 5 April 2002 would expire
in not more than three years.(69) The States and
Territories agreed to introduce mirror legislation, generally with
a conscience vote being allowed for both Ministers and
backbenchers.(70)
The terms of the agreement reached at the COAG
meeting can be found in a Communique and Attachment issued on 5
April 2002.(71) Among the matters detailed in the
Communique were:
-
- a nationally consistent ban on the cloning of a human
being
-
- nationally consistent regulation of certain unacceptable
practices . Unacceptable practices include creating an embryo
outside a woman s body other than for assisted reproduction,
creating an embryo for assisted reproduction that contains genetic
material from two or more people or conducting embryo
flushing.(72)
-
- appropriate ethical oversight of research involving embryos
based on nationally consistent standards, monitoring of compliance
with these standards and penalties for non-compliance
-
- a nationally consistent approach to the development or use of
embryos for the derivation of stem cells including a strict
regulatory regime under nationally-consistent legislation
administered by the National Health and Medical Research Council
(NHMRC) as the national regulatory and licensing body
-
- a review of the ban on the development of embryos for purposes
other than assisted reproduction within three
years.(73)
Following the COAG meeting, the Government
engaged in consultations on an exposure draft Bill with a range of
people in the fields of ART, medical research, consumer issues,
ethics and law, in each capital city between 24 May and 6 June 2002
.(74) A summary of some of the opinions expressed during
the consultative process is found in Attachment 1 of the
Explanatory Memorandum.
On 30 May 2002, the Prime Minister announced
that the successful applicant to establish and operate Australia s
Biotechnology Centre of Excellence was the Centre for Stem Cells
and Tissue Research. The Prime Minister said that the Centre would
receive $43.5 million over four years and that the centre would be
required to comply with statutory requirements, including
regulations arising from recent decisions taken by COAG on the
4th of April 2002 .(75)
On 27 June 2002, the present Bill was introduced
into the House of Representatives.
Clause 4 recites constitutional
underpinnings for the proposed legislation including the
corporations power, the interstate and overseas trade and commerce
power, the external affairs power, the census and statistics power
and the express incidental power. While not uncommon, such
recitations are not conclusive because it is the function of the
High Court to decide whether a law is wholly or partly valid in a
constitutional sense.
The Act will bind the Crown but does not make
the Crown liable for criminal offences (clause
5).
The proposed legislation extends to the
Commonwealth s external territories (clause 6).
Inhabited external territories are Norfolk Island, Christmas
Island, Cocos (Keeling) Island.(76)
In clause 7, State is defined
to include the Australian Capital Territory and the Northern
Territory.
Offences relating to human
cloning and other practices
Part 2 of the Bill contains
offence provisions relating to human cloning and the creation and
use of human embryos. These provisions commence 28 days after Royal
Assent (clause 2).
It will be an offence to:
-
- intentionally create a human embryo clone (clause
8). A human embryo clone is defined in subclause
7(1) as a human embryo that is a genetic copy of a living
or dead human being. It is not necessary to establish that the copy
is an identical genetic copy [subclause 7(2)].
This provision is intended to overcome the sort of problems
encountered in existing State legislation where the expression
genetically identical is used. The definition expressly excludes an
embryo created by fertilisation and so is not intended to capture
assisted reproductive technology (ART). However, an embryo that is
created by embryo splitting is included in the definition of human
embryo clone and it is thus an offence split an embryo
[subclause 7(4) and clause 8].
-
- intentionally place a human embryo clone in a human or animal
body (clause 9)
-
- intentionally import or export a human embryo clone
(clause 10).
In each case the maximum penalty is imprisonment
for 15 years. It is not a defence that the clone did not or could
not have survived (clause 11).
Other offences contained in Part 2 are:
-
- intentionally creating a human embryo other than by
fertilisation or intentionally developing such an embryo
(clause 12). Thus, it will be an offence to create
a human embryo by techniques like embryo splitting which do not
involve the fertilisation of a human egg by
sperm.(77)
-
- intentionally creating a human embryo outside a woman s body
other than to achieve a pregnancy in a particular woman
(clause 13). ART procedures may result in the
creation of multiple embryos in an attempt to bring about a
pregnancy in a particular woman. In an attempt to ensure that such
practices are not criminalised, the Explanatory Memorandum states
that clause 13 is not intended to restrict the
number of embryos that may be created to bring about a pregnancy in
a particular woman or to prohibit the creation of embryos that may,
eventually, be found to be unsuitable for or otherwise unused by a
particular woman.(78)
-
- intentionally creating or developing a human embryo containing
genetic material provided by more than 2 persons (clause
14). This clause is intended to prevent the use of certain
new ART techniques such as cytoplasmic
transfer.(79)
-
- intentionally developing a human embryo outside a woman s body
for a period of more than 14 days (clause 15).
This will not prevent embryos being stored before the
14th day of their development because any period during
which development is suspended is excluded from the calculation of
the 14 day period [subclause 7(3)].
-
- using human precursor cells intending to create or develop a
human embryo (clause 16). A precursor cell is
defined as a cell that has the potential to develop into a human
egg or human sperm [subclause 7(1)].
-
- altering a human genome intending the alteration to be
inherited by the donor s descendants (clause 17).
This clause is intended to ban germ line gene
therapy.(80)
-
- removing a human embryo from a woman s body intending to
collect a viable human embryo (clause 18). This
clause is intended to criminalise embryo
flushing.(81)
-
- intentionally creating a chimeric embryo or hybrid embryo
(clause 19). These terms are defined in
subclause 7(1). The object of clause
19 is to criminalise the creation or development of
transgenic human embryos.(82)
-
- intentionally placing a human embryo in an animal or an animal
embryo in a human (clause 20).
-
- intentionally importing or exporting a human embryo, knowing or
being reckless about whether the embryo is a prohibited embryo
(clause 21). The expression prohibited embryo is
defined in subclause 21(4). In general terms it is
an embryo obtained in contravention of the prohibitions specified
in clauses 12-19. It includes a human embryo
created by a process other than the fertilisation of a human egg by
a human sperm. Under clause 21 it is also an
offence to place a prohibited embryo in the body of a woman.
-
- intentionally trading (offering or obtaining valuable
consideration ) in human eggs, human sperm or human embryos
(clause 22). The expression valuable consideration
is defined in subclause 22(3) to include
inducements and to exclude a person s reasonable expenses when
supplying an egg, sperm or embryo. Reasonable expenses is also
defined in subclause 22(3).
The definitions provisions (clauses 23
and 24) commence 28 days after Royal Assent
(clause 2).
Clauses 25-27 create offences
relating to the unlicensed use of excess ART embryos, the use of
embryos that are not excess ART embryos, and breaches of licence
conditions. The penalty for these offences is a maximum of 5 years
imprisonment. Clauses 25-27 commence six months
after Royal Assent (clause 2). The Explanatory
Memorandum states that the delay in commencement will enable a new
NHRMC licensing committee to be established (see below), allow time
for licence applications to be made to that committee and allow the
States and Territories to introduce complementary legislation and,
where necessary, repeal existing provisions of State legislation
that ban the use of excess ART embryos .(83)
It will be an offence to intentionally use an
excess ART embryo unless the use is licensed or is an exempt use
(in which case a licence is unnecessary) (clause
25). An excess ART embryo is one created for use in ART
treatment of a woman which is excess to her needs and the needs of
her spouse (if any) at the time the embryo was created, as
evidenced by their written authority (clause 24).
Exempt use includes storage, removal from storage or transportation
of the embryo, observing the embryo, allowing it to succumb,
certain uses in accredited ART centres, and uses prescribed by
regulation [subclause 25(2)]. Permissible uses in
accredited ART centres include use where the excess ART embryo is
unsuitable for use in the woman for whom it was created, use to
achieve a pregnancy in another woman, use in diagnostic
investigations associated with ART treatment of the woman for whom
the embryo was created and uses prescribed by regulation.
It will also be an offence to intentionally use
a non-excess ART embryo outside a woman s body where the use is not
part of an ART program conducted by an accredited ART centre
[subclause 26(1)]. An ART program is a program
carried out in accordance with a code of practice issued by the
Reproductive Technology Accreditation Committee of the Fertility
Society of Australia or a code prescribed by the regulations
[subclause 26(2)].
Finally, it will be an offence to knowingly or
recklessly breach a licence condition (clause
27).
Provisions relating to the NHMRC Embryo Research
Licensing Committee (Licensing Committee) commence 28 days after
Royal Assent (clause 2), as do the remaining
provisions of the Bill.
The Licensing Committee is established by
clause 28. It consists of nine members appointed
by the Minister (clause 31) following nominations
from the States, the ACT and the Northern Territory and any
prescribed bodies. One member must come from Australian Health
Ethics Committee. The other 8 members are persons with specified
expertise including research ethics, ART, its regulation, a
relevant area of law, consumer health issues and embryology. While
the Minister is, in general, only obliged to consult with States
about appointments to the Licensing Committee, neither the
Chairperson nor the member appointed for their expertise in ART
regulation can be appointed without the agreement of a majority of
jurisdictions. Appointments are for a period of not more than 3
years. Re-appointment is possible (clause 32).
The Licensing Committee must provide information
to the NHMRC for inclusion in its annual report to Parliament
(clause 33) and can also report directly to
Parliament on matters relating to the Committee s functions
(clause 34).
The functions of the NHMRC Licensing Committee
include licensing the use of excess ART embryos [clauses
29(a) and 35]. The Committee cannot issue a licence unless
it is satisfied that:
-
- protocols exist for consent to be obtained from each
responsible person (defined in clause 23: see
below) in relation to the embryo
-
- if using the embryo may damage or destroy it, only an embryo
created before 5 April 2002 will be used
-
- the project proposed by the applicant has been assessed and
approved by a properly constituted Human Research Ethics Committee
(HREC) [subclause 36(3)].
In making licensing decisions, the Licensing
Committee must also consider matters such as the number of excess
ART embryos likely to be used, whether the use of excess ART
embryos will advance knowledge or treatment in a way that could not
reasonably be achieved by other means , relevant NHMRC guidelines
and any matters prescribed by regulation [subclause
36(4)]. After making a decision about a licence
application the Licensing Committee must notify the applicant, the
relevant HREC and State body(84) (clause
37).
Where a licence is issued, a copy must be
provided to the relevant HREC and State body [subclause
37(2)]. Licences are subject to conditions contained in
the licence and to statutory conditions including consent and
reporting requirements (clause 39). For instance,
each responsible person must have given their consent to the use of
the excess ART embryo. Responsible person is defined as each person
who created the egg or sperm and their spouse (at the time) and the
woman for whom the embryo was created and her spouse (at the time)
(clause 23).
The Licensing Committee is empowered to vary,
suspend or revoke a licence (clauses 40 and 41).
Where a licence is varied, suspended or revoked the Licensing
Committee must notify the licence holder, the HREC and the relevant
State bodies (clause 43).
The Licensing Committee also has record-keeping
functions. These involve the maintenance of a database containing
the names of licensees and details of licences including authorised
uses of excess ART embryos, licence conditions and duration. The
database is to be publicly available but cannot contain
confidential commercial information (clause 44).
The expression confidential commercial information is defined in
clause 23 as information which has a commercial or
other value that could be reasonably expected to be destroyed or
diminished on disclosure.
The Licensing Committee Chairperson can appoint
Commonwealth, State or Territory officers as inspectors
(clause 48). These inspectors can enter premises
with the consent of the occupier or, if the premises are used for
licensed activities, at reasonable times (clauses 50 and
54). Inspectors are also empowered to search premises,
inspect and sample human embryos on those premises, and inspect and
copy records (clauses 50 and 51). If an inspector
believes on reasonable grounds that there is evidence on the
premises of an offence against the Act, then the inspector can
secure the premises until a seizure warrant can be obtained
(clause 52).
Inspectors will be issued with identity cards
that must be carried when they are acting in an official capacity
(clause 49). An inspector s powers cannot be
exercised lawfully if he or she has been required to produce an
identity card by the occupier of premises and fails to do so
(clause 53).
Compensation for damage caused by an inspector s
failure to exercise care when operating equipment or other
facilities is provided in clause 55.
In general, a person who performs functions
under the Act or a corresponding State law commits an offence if
they knowingly disclose confidential commercial information
(clause 45). The maximum penalty for this offence
is two years imprisonment. It is not an offence to disclose
confidential commercial information to the Commonwealth, a State or
Territory when carrying out statutory duties, or when ordered to do
so by a court or with the consent of the person for whom the
information has a commercial or other value.
Licence applicants and licence holders may apply
to the Administrative Appeals Tribunal (AAT) for a review of
certain Licensing Committee decisions including a decision not to
issue a licence, decisions about licence conditions and decisions
about varying, revoking or suspending a licence (clauses 46
and 47).
Clause 59 provides that if the
Licensing Committee makes a decision using powers conferred by
corresponding State or Territory laws then that decision can be
reviewed by the (Commonwealth) Administrative Appeals Tribunal
(AAT) if two conditions are met. First, if the relevant State or
Territory law provides that the decision can be reviewed by the
AAT. And, second, if Commonwealth regulations provide that the
decision can be reviewed by the AAT.
The Bill provides that it is not intended to
exclude the operation of any State or Territory laws capable of
operating consistently with it [clause 56 and subclause
57(4)]. This provision will have two effects. First, to
override any inconsistent State or Territory laws. For example, the
Explanatory Memorandum says:
One of the intended effects of this clause is
that if a State has existing legislation that, for example, bans
the use of excess ART embryos, such a law would not be capable of
operating concurrently with the Act and as such it is intended that
the Act override the State law to the extent that it is
inconsistent.(85)
Second, it will preserve consistent State or
Territory laws. On this account, it is designed to counter any
argument that the Commonwealth law is designed to displace State
laws by operation of section 109 of the Constitution(86)
or Territory laws by operation of the paramount legislature
principle.
Subclause 57(1) is a consent
provision. It says that a corresponding State or Territory law can
confer functions, powers and duties on the Licensing Committee, a
Commonwealth authority or a Commonwealth officer. A corresponding
State law is defined as a State or Territory law gazetted by the
Commonwealth Minister as a corresponding State or Territory law
(clause 7). Functions, powers and duties conferred
by State or Territory corresponding laws on the Licensing Committee
or a Commonwealth authority or officer are conferred with the
consent of the Commonwealth. The reference to duties in clause 57
contemplates the possibility that a State law can impose a duty on
a Commonwealth authority. It also takes account of the possibility
that the High Court may find that duties exist in a cooperative
scheme even in the absence of the word duty . In either event, the
Commonwealth will need to consent to the conferral of duties as
well as powers and functions by State laws. Subclause
57(3) aims to restrict the conferral of functions, powers
or duties within constitutional confines.
Clause 58 deals with duties
imposed on Commonwealth entities and officers by corresponding
State or Territory laws. It provides for two possibilities:
-
- if the imposition of the duty is within State or Territory
legislative powers and constitutionally permissible then the
duty is taken to be imposed by the relevant State or Territory law
[subclause 58(2)]. This allows for the possibility
that the High Court will find that a State law can impose a impose
a duty on a Commonwealth entity.
- if (1) is not constitutionally permissible then
subclause 58(3) provides that the duty is taken to
be imposed by Commonwealth law. This is a fall-back position and
allows for the fact that the High Court could decide that a State
law cannot impose a duty on a Commonwealth entity. In such a case,
subclauses 58(4)-(6) state that the Commonwealth
relies on all legislative powers available to it to support the
imposition of duties by Commonwealth law.
As a result of clause 60,
prohibitions on research which damages or destroys excess ART
embryos created on or after 5 April 2002 will be lifted either on 5
April 2005 or earlier (if the Council of Australian Governments
declares an earlier date by notice in the Gazette).
Review of the Act
An independent review of the legislation s
operation must be commissioned by the NHMRC as soon as possible
after the second anniversary of Royal Assent. The review report
must be submitted to COAG before the third anniversary of Royal
Assent (clause 61).
As is usual in Commonwealth statutes, the
Governor-General is empowered to make regulations under the Act
[subclause 62(1)]. However, before such
regulations are made, the Commonwealth Minister must be satisfied
that the States and Territories have been consulted and that the
proposed regulations have been prepared having regard to State and
Territory views [subclause 62(2)].
Amendments to the Gene Technology Act
2000 (Cwlth)
Item 1 of Schedule 1 repeals
sections 192B, 192C and 192D of the Gene Technology Act. These
provisions currently ban human cloning and certain experiments
involving combinations of human and animal cells. They will be
unnecessary once the Research Involving Human Embryos and
Prohibition of Human Cloning Act comes into effect.
As stated above, item 1
commences 28 days after Royal Assent (clause
2).
It is beyond the scope of this Digest to comment
about the science contained in the Bill and the likely reach and
impact of the provisions dealing with human cloning and embryo
research. There will clearly be debate about the Bill s intentions
and effects. For instance, in a paper presented in July 2002,
Professor Loane Skene and Mr Brendan Gogarty ask whether the Bill
is intended to ban embryo splitting and, if so, whether couples
should be banned from having twins by IVF .(87) The Bill
s prohibitions extend to embryo splitting (see subclauses
7(1), 7(4) and relevant offence provisions such as
clause 8) but may, in any case, attract comment
from both proponents and opponents of the ban.
The wording of other provisions in the Bill may
be facially ambiguous. For instance, clause 13
bans the creation of an embryo outside the body of a woman unless
the intention is to attempt to achieve a pregnancy in a particular
woman . Because of the potential reach of this clause, the
Explanatory Memorandum then states that it is not intended to ban
Pre-Implantation Genetic Diagnosis, prevent therapeutic procedures
being carried out on an embryo, restrict the number of embryos that
may be created for the purposes of achieving pregnancy in a
particular woman or prevent the creation of embryos that could
become excess ART embryos.(88)
Other questions that might be raised relate to
the fault elements in some of the offence provisions. Chapter 2 of
the Commonwealth Criminal Code applies principles of criminal
responsibility to all Commonwealth offences. It says that offences
are made up of physical elements (which may be conduct, the
circumstances of conduct or the results of conduct) and fault
elements (such as intention, knowledge, recklessness or
negligence).
Chapter 2 specifies default fault elements that
apply to physical elements in Commonwealth offences. These default
fault elements, which are read into offence provisions unless they
are expressly ousted, are intention in the case of conduct and
recklessness in the case of the circumstances or results of
conduct. Many of the offence provisions contained in the Bill
expressly mention intention . The reason for this may be to provide
an unambiguous template for the States and Territories to reproduce
in their own legislation given that they have not, as yet, adopted
the principles of criminal responsibility contained in Chapter
2.(89) But are all the offence provisions unambiguous?
For instance, clause 14 creates an offence where a
person intentionally creates or develops a human embryo containing
genetic material provided by more than 2 persons . Is this offence
constituted by conduct which encapsulates the creation or
development of a human embryo containing genetic material provided
by more than 2 persons? Or, does the offence consist of conduct
(creating or developing a human embryo) and circumstance (the
embryo contains genetic material provided by more than 2 persons).
In the latter case, does the wording of the provision indicate that
intention applies to both the physical elements of conduct and
circumstance or only to the conduct, with recklessness applying to
circumstance by default operation of Chapter 2 of the Criminal
Code.
-
- This material was originally provided by Katrine del Villar,
Law & Bills Digest Group, Parliamentary Library.
- George P Smith II, Intimations of Immortality: Clones, Cryons
and the Law (1983) 6(1) University of New South Wales Law
Journal 119 at 119.
- For example, see JB Gurdon, RA Laskey and OR Reeves The
developmental capacity of nuclei transplanted from keratinised skin
cells of adult frogs (1975) 34 Journal of Embryology and
Experimental Morphology 93-112. See also Ian Wilmut, Keith
Campbell and Colin Tudge, The Second Creation: The age of
biological control by the scientists who cloned Dolly (2000)
at 90-97.
- Dolly the sheep, cloned from a cell taken from a sheep s udder,
was the most famous, and is reported in I Wilmut, A E Schnieke, J
McWhir, A J Kind and K H S Campbell Viable offspring derived from
fetal and adult mammalian cells (1997) 385 Nature 812-13.
The team at the Roslin Institute had previously cloned two sheep
(Megan and Morag) from cells taken from a 9 day old embryo: K H S
Campbell, J McWhir, W A Ritchie and I Wilmut, Sheep cloned by
nuclear transfer from a cultured cell line (1996) 380
Nature 64-66. After Dolly, the team produced a further
three cloned sheep from cells taken from an aborted sheep fetus, as
well as four more sheep cloned from cells from a nine-day old
embryo. The South Australian Research and Development Institute has
also produced Matilda the cloned sheep.
- For reports of the cloning of cows in Denmark, Australia,
France and the USA, and rhesus monkeys at the Oregon Regional
Primate Research Centre, USA, see Alex Sleator, Cloning,
House of Commons Library Research Paper No 97/43 (27 March 1997) at
11-12; and Judith Thomson, Legal and Ethical Problems of Human
Cloning (2000) 8(1) Journal of Law and Medicine, 31 at 32.
- Dean Bell, Human Cloning and International Human Rights Law
(1999) 21(2) Sydney Law Review 202 at 209.
- See Martin Pera, Cloning and embryonic stem cells (June 1999)
50 Australian Rationalist 5 at 5.
- See Australian Academy of Science statement on Human Stem
Cell Research, April 2001.
- See Thomson, op.cit. 31 at 32. See also, reports of
reproductive cloning in Italy and Russia Human clones by year s end
spawn "freak" fears , The Australian, 28 May 2002.
- See, for example, Researchers find way to improve body s
tolerance of stem cells , Age, 31 July 2002.
- This material was originally provided by Katrine del Villar,
Law & Bills Digest Group, Parliamentary Library and updated as
appropriate.
- Smith, op.cit. at 123-124.
- John A Robertson, Human cloning and the challenge of regulation
(1998) 339(2) New England Journal of Medicine 119 at 119.
- See Gregory Pence, Who s Afraid of Human Cloning?
(1998) pp. 114-115.
- See Dana Wensley Being human: science and philosophy of cloning
(May 1999) 148 Bulletin of Medical Ethics 13 at 14;
Thomson, op.cit. 31 at 33.
- Hans Jonas, Philosophical essays: From ancient creed to
technological man (1974) at 162-163; quoted in George J Annas, Why
we should ban human cloning (1998) 339(2) New England Journal
of Medicine 122 at 124.
- See for example, Michael Lupton, Human cloning The law s
response (1997) 9 Bond Law Review 123 at 131.
- Annas, op.cit, 122 at 123.
- See Dana Wensley Being human: science and philosophy of cloning
(May 1999) 148 Bulletin of Medical Ethics 13 at 14.
- See Dennis Shanahan, Faiths unite to put cloning on poll agenda
, The Australian, 29 October 2001.
- Miles Little, Animal cloning and the possibility of cloning
humans Science, law and ethics (1998) Judicial Review 57
at 61.
- Ronald Dworkin, Playing God (May 1999) 41 Prospect 37
at 39.
- See generally Martin Pera, Cloning and embryonic stem cells
(June 1999) 50 Australian Rationalist 5 at 7-8; Alex
Sleator, Cloning, House of Commons Library Research Paper
No 97/43 (27 March 1997) at 13-15; Lupton, op.cit., 123 at 130.
- Julian Savulescu, Should we clone human beings? (June 1999) 50
Australian Rationalist 10 at 16.
- See Pera, op.cit. 5 at 8.
- The transplantation of an organism's own cells or tissues.
- Lupton, op.cit., 123 at 131.
- Australian Academy of Science, On Human Cloning: A Position
Statement (4 February 1999).
- See, for example, Dianne Nicol, Donald Chalmers & Brendan
Gogarty, Regulating biomedical advances: embryonic stem cell
research , (2002) 2 Macquarie Law Journal 31; House of
Representatives Committee, op.cit. Stick to adult cells: Anderson ,
Canberra Times, 6 August 2002; Researchers find a way to
improve body s tolerance of stem cells , The Age, 31 July
2002; Found in bone marrow: the Mr Fixit of stem cells , Sydney
Morning Herald, 21 June 2002; Embryonic stem cells: the debate
we shouldn t have , The Age, 27 March 2002; The technology
, The Australian, 1 April 2002.
- This material is based on information provided by Katrine del
Villar, Law & Bills Digest Group, Parliamentary Library.
- House of Representatives Standing Committee on Legal and
Constitutional Affairs, Human Cloning: Scientific, Ethical and
Regulatory Aspects of Human Cloning and Stem Cell Research
(August 2001).
- In September 2001, the Human Reproductive Cloning and
Trans-Species Fertilisation Bill 2001 was introduced into the NSW
Parliament. It lapsed on prorogation at the second reading stage in
the Legislative Assembly.
- Particularly, the National Statement on Ethical Conduct in
Research Involving Humans (1999) and the Ethical
Guidelines on Assisted Reproductive Technology (1996).
- The Cloning of Humans (Prohibition) Bill 2001 was introduced in
the Queensland Parliament in November 2001 but has not been passed.
- The Code is not legally binding.
- See sections 192B, 192C and 192D of the Gene Technology Act
2000.
- Sections 192C and 192D respectively.
- Some of this material was supplied by Natasha Cica and Sean
Brennan, Law & Bills Digest Group, Parliamentary Library.
- See John McMillan, The constitutional power of the Commonwealth
in public health , in Australian Institute of Health Law &
Ethics, Public Health Law in Australia. New Perspectives,
1998.
- (2001) 184 ALR 260 at 276-7, 288-9.
- Lamshed v. Lake (1958) 99 CLR 132 at 153 per Kitto J;
Spratt v. Hermes (1965) 114 CLR 226 at 242 per Barwick CJ;
Teori Tau v. Commonwealth (1969) 119 CLR 564 at 570
unanimous High Court; Berwick Ltd v. Gray (1976) 133 CLR
603 at 607 per Mason J; Northern Land Council v
Commonwealth (1986) 161 CLR 1 at 6 unanimous High Court.
- See Re Residential Tenancies Tribunal (NSW); ex parte
Defence Housing Authority (1997) 190 CLR 410.
- McMillan, op.cit.
- ibid, p. 113.
- See submission of the Attorney-General s Department to the
House of Representatives Standing Committee on Legal and
Constitutional Affairs, pp. S 530-537, S 874.
- ibid, p. S 874.
- Associate Professor Loane Skene, University of Melbourne,
Evidence to the House of Representatives Standing Committee on
Legal and Constitutional Affairs, Reference: Scientific, ethical
and regulatory aspects relevant to human cloning, 1 March 2000, LCA
45.
- ibid.
- ibid, p.108.
- ibid.
- Victoria v. Commonwealth [AAP Case] 134 CLR 338 at 397
per Mason J.
- Victoria v. Commonwealth (AAP Case) (1975) 134 CLR 338
per Mason J at 397.
- House of Representatives Committee, op.cit., para. 11.42.
- Submission of the Attorney-General s Department to the House of
Representatives Legal and Constitutional Affairs Committee, p.
S537.
- Cheryl Saunders, A new direction for intergovernmental
arrangements , (2001) 12 Public Law Review 274.
- ibid.
- Gary A Rumble, The Commonwealth/State co-operative basis for
the Australian Wheat Board and the National Companies and
Securities Commission: Some constitutional issues , (1980) 7
Adelaide Law Review 348.
- R v. Duncan, Ex parte Australian Iron and Steel Pty
Ltd (1983) 158 CLR 535 at 552.
- R v. Duncan, Ex parte Australian Iron and Steel Pty
Ltd (1983) 158 CLR 535 at 589 quoted in Tony Blackshield &
George Williams, Australian Constitutional Law & Theory.
Commentary and Materials, 3rd ed, Federation Press,
Sydney, 2002.
- (2000) 171 ALR 155.
- For a comprehensive description of the decision in
Hughes see Sean Brennan, Agriculture and Veterinary
Chemicals Legislation Amendment Bill 2002, Bills Digest No. 133
2000-01. Other Bills introduced by the Commonwealth Government
partly or wholly in response to Hughes and the High Court
s decision in Re Wakim; ex parte McNally (1999) 198 CLR
511 are: Corporations Bill 2001; Australian Securities and
Investments Commission Bill 2001; Corporations (Securities
Exchanges Levies) Bill 2001; Corporations (Futures Organisations
Levies) Bill 2001; Corporations (National Guarantee Fund Levies)
Bill 2001 and Corporations (Fees) Bill 2001, Crimes Amendment
(Forensic Procedures) Bill 2000, National Crime Authority Amendment
Bill (No.2) 2000, Gene Technology Bill 2000.
- Dr Michael Wooldridge MP, Minister for Health and Aged Care,
Media Release, National
Framework Agreed to Prevent the Exploitation of Human Cloning ,
31 July 2001.
- The full text of the Committee s report can be found via:
http://www.aph.gov.au/house/committee/laca/humancloning/contents.htm
(accessed 31 July 2002).
- Committee members Mr Kevin Andrews MP, Mr Alan Cadman MP, Mr
John Murphy MP and Mrs Danna Vale MP considered that research and
therapy involving the destruction of human embyros should be
prohibited . House of Representatives, op.cit, p. 120. These
Committee members also expressed concerns about the continued use
of embryonic stem cells in research (ibid, see pp. 123-4). The
majority of Committee members (Ms Nicola Roxon MP, Mr Bruce Billson
MP, Ms Julie Bishop MP, Mr Alan Griffin MP, Mr Duncan Kerr MP and
Mr Stuart St Clair MP) would accept non-reproductive cloning
research involving embryonic stem cells because of its potential
for the treatment of serious disease . ibid, p. 118.
- Initially, it was reported that the Federal Government planned
to ban embryonic stem cell research. Mr Andrews then told reporters
that there was no proposition to prohibit continued research on
existing stem cell lines and there is no proposition that I am
aware of to prohibit research involving adult stem cells ,
Stem-cell research row looms , Financial Review, 27
February 2002. See also Embryo ban shocks premiers , The
Age, 27 February 2002; Government yet to decide on cloning ban
, The Canberra Times, 27 February 2002, Howard to study
stem cell research before ban , Sydney Morning Herald, 27
February 2002; Andrews sells qualified stem cell ban ,
Financial Review, 1 March 2002.
- Crean calls for a conscience vote on stem cell research ,
Sydney Morning Herald, 13 March 2002.
- Prime Minister, Transcript of Press Conference,
Parliament House, 4 April 2002.
- See Research Involving Embryos and Prohibition of Human Cloning
Bill 2002, Explanatory Memorandum, pp. 36-9.
- Prime Minister, Transcript of the Prime Minister, the Hon.
John Howard MP, Joint Press Conference with Premiers and Chief
Ministers, Parliament House, Canberra, 5 April 2002.
- See for example, Premiers Rann, Gallop and Bracks at the Joint
Press Conference the Prime Minister, Premiers and Chief Ministers
held at Parliament House in Canberra on 5 April 2002 following the
COAG meeting.
- Council of Australian Governments,
Communique, 5 April 2002 (accessed 13 August 2002).
- Embryo flushing involves the obtaining of an embryo from the
body of a woman after fertilisation has taken place in vivo. During
the time the pre-implantational embryo is floating free in the
uterus it is flushed out and transferred to a recipient's uterus
where implantation takes place. It therefore involves the
displacement of a healthy embryo which is about to implant in the
woman's uterus . New South Wales Health, Review of the Human
Tissue Act 1983. Discussion Paper: Assisted Reproductive
Technologies, 1997.
- Council of Australian Governments,
Communique, 5 April 2002 (accessed 13 August 2002).
- Explanatory Memorandum, p. 39.
- See Prime Minister, Transcript of the Prime Minister the
Hon John Howard MP, Announcement of the successful applicant
for the Biotechnology Centre of Excellence , 30 May 2002. See also
Stem cell research wins $44m funding , The Courier-Mail,
31 May 2002; Senator Brian Harradine, Harradine questions
Department of Industry about $46 million gift to Trounson stem cell
centre , Press Release, 30 May 2002.
- The Commonwealth has plenary power under section 122 of the
Constitution to legislate for the territories, including external
self-governing and non-self-governing territories.
- Explanatory Memorandum, pp. 8 9.
- ibid, pp. 9 10.
- ibid, pp. 10 11.
- ibid, p. 12.
- ibid, p. 12.
- ibid, p. 13.
- Explanatory Memorandum, p. 3.
- A State body is a body notified to the Licensing Committee by a
State (or Territory) (clause 23).
- Explanatory Memorandum, p. 30.
- Section 109 of the Constitution says that When a law of a State
is inconsistent with a law of the Commonwealth, the latter shall
prevail, and the former shall, to the extent of the inconsistency,
be invalid.
- Loane Skene & Brendan Gogarty, A legal perspective on stem
cell research and cloning , paper presented at the Dean s Lecture
Series, University of Melbourne, 26 July 2002.
- Explanatory Memorandum. pp. 9 10.
- The Model Criminal Code, which includes Chapter 2, is designed
to be adopted by each State and Territory. Constitutionally
relevant chapters are also being progressively enacted by the
Commonwealth.
Jennifer Norberry
14 August 2002
Bills Digest Service
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