Bills Digest No. 1 2001-02
Patents Amendment Bill 2001
WARNING:
This Digest was prepared for debate. It reflects the legislation as
introduced and does not canvass subsequent amendments. This Digest
does not have any official legal status. Other sources should be
consulted to determine the subsequent official status of the
Bill.
CONTENTS
Passage History
Purpose
Background
Main Provisions
Concluding Comments
Endnotes
Contact Officer & Copyright Details
Patents Amendment Bill
2001
Date Introduced: 24 May 2001
House: House of Representatives
Portfolio: Industry, Science and Resources
Commencement: Schedule 1 commences 6 months
after Royal Assent or earlier by Proclamation. Schedule 2 is taken
to have commenced on 24 May 2001.
The main purpose
of the Bill is to raise the threshold for obtaining a patent, so as
to increase the likelihood that granted patents are valid. The Bill
also makes other technical amendments to the patents regime. It
represents a partial implementation of recommendations by two
review bodies which reported to the Government in 1999 and 2000
respectively.
Steps in the Patent Process
A basic overview of the process by which patents
are obtained, contested and used will assist in understanding the
proposals made in the Bill now before Parliament.(1)
An applicant for a standard patent lodges with
the Patent Office a form together with a 'specification' which
describes the invention. The date of filing this description is
known as the priority date, and it assumes importance for a number
of reasons, particularly if someone subsequently decides to dispute
entitlement to the patent.
A specification includes at least one
claim about the invention, which serves to define the
boundaries of legal protection claimed. Defining the scope of a
claim is therefore a critical issue, and as it may be difficult to
draft accurately in the early stages, an applicant can submit
either a complete specification or a provisional one. In the latter
case, a complete specification must be filed within 12 months or
the applicant loses their priority date.
A technical description of the invention is
published by the Patent Office, usually 18 months after the
priority date, bringing the claim to public notice.
For the application to proceed further, an
applicant must request that the Patent Commissioner conduct an
examination. The invention is at that point tested against the
statutory requirements for grant of a patent. Its novelty and
inventiveness are assessed against what is known as the 'prior art
base', which is essentially the state of international knowledge in
the relevant field at the priority date.
If the patent application is 'accepted' this is
publicly advertised, at which point someone may formally oppose the
grant of the patent, on grounds defined in the Patents Act
1990 (the Principal Act).(2) If no objections are
received within 3 months then the patent is 'sealed', which
finalises the grant process.
If an objection is filed, both parties put their
case in writing to the Patent Office. After a hearing the Patent
Office decides whether to uphold the objection or proceed to grant
the patent.
Once granted, the patentee has (subject to the
payment of annual fees) 20 years in which to make exclusive use of
the patent. The patentee may choose to sell that right or licence
others to use the invention.
The grant of a patent entitles its holder to sue
someone who uses the invention without permission. Such
infringement may have occurred at any time after the claim was
brought to public notice by publication. An alleged infringer may
counter with a claim to the court for revocation of the patent.
Again, the grounds for revocation are spelt out in the
Act.(3)
As a result of legislation passed by Parliament
last year,(4) innovation patents are obtainable as a
form of second tier intellectual property protection for minor or
incremental innovations. Innovation patents, which superseded petty
patents,(5) have the following features:
- a maximum term of 8 years
- an inventive threshold lower than for standard patents,
requiring an 'innovative step' rather than an inventive step
- a formalities check but no substantive examination before
grant, and
- post-grant processes for examination, re-examination and
opposition similar to those which apply to standard patents.
Competing
Interests in the Grant of Patents
In Australia patents are granted for inventions
in all forms of technology including 'two-dimensional creations,
substances, and process creations with no tangible
form'.(6) For a standard patent, an applicant must show
that their invention is new, useful and not obvious to someone well
versed in the relevant area. In return a patentee receives the
right to make, use and sell the invention free from competition for
a period of 20 years. To retain a patent, a patentee must pay
annual fees which escalate over time, to encourage either its
exploitation or abandonment to the public domain. As part of the
trade-off between creator, free riders and the wider community,
details of a patented invention are published, putting potential
infringers on notice, as well as increasing the general stock of
technical knowledge and providing a spur to further innovation.
Two policy issues have played a prominent role
in recent government reviews of the patent system: the interaction
with competition principles, and the enforcement of rights under
the Principal Act. They were the subject respectively of two recent
reports to the Commonwealth Government and the Bill contains
measures which address both issues.
IPCRC Report on Competition and
Intellectual Property Law
The Review of Intellectual Property
Legislation under the Competition Principles Agreement (the
Ergas Report) was delivered to the Government on 30 September 2000.
It was produced by the Intellectual Property and Competition Review
Committee (IPCRC) chaired by Mr Henry Ergas.
The IPCRC saw intellectual property laws and
competition policy as 'largely complementary', on the basis that
the former promote innovation, 'which is a key form of
competition'. It acknowledged however that the two are also in
tension because intellectual property laws usually confer exclusive
rights:
While conferring intellectual property rights
encourages investment in creative effort, it can allow the owners
of the results of this effort to unduly restrict the diffusion and
use of these results.(7)
The Ergas Report went on:
It must also be recognised that the rights
granted by the intellectual property laws can be used for
anti-competitive ends. This occurs when the rights are used to
claim for the creator not merely a share of the efficiency gains
society obtains from the creation, but also super-normal profits
that arise from market power unrelated to the
creation.(8)
Two questions guided the IPCRC in trying to
better harmonise the interests of competition and innovation:
- whether exclusive rights available under intellectual property
laws need to be reined in because they go beyond what is needed 'to
encourage an efficient level of investment in creative
effort'(9) and
- whether adequate enforcement remedies are available under those
laws, as 'the community's interest in competitive markets needs to
be protected by ensuring that abuse of those rights is
prevented'.(10)
In the area of patents, the IPCRC concluded that
it should be harder to obtain a patent in the first place. Its
rationale was that inventions which are not genuinely innovative
should not obtain the monopolistic rights available under the
Principal Act, because it excessively restricts competition. The
IPCRC recommended making the threshold test for obtaining a patent
more demanding and the examination process by the Patents Office
more rigorous. The Bill contains proposals to do both. Some
recommendations for legislative change made in the report have not,
however, been adopted in the Bill, as noted below.
ACIP Report on Enforcement
In June 1996 the then Minister for Science and
Technology asked the Advisory Council on Industrial Property (ACIP)
to examine the issues bearing on the enforcement of industrial
property rights. ACIP formed a working party and produced its final
report in March 1999.(11)
The ACIP report dealt with the interests of both
those holding intellectual property (IP) rights and those
contesting them:
Generally, the enforcement of IP rights involves
either the owner of the rights taking action to compel others to
respect them; or third parties taking action to challenge the
validity or scope of any rights that others are seeking to claim or
use. From the point of view of an owner or prospective owner of IP
rights, these situations are very different.(12)
During its review ACIP surveyed opinion amongst
selected patent attorneys as well as canvassing views amongst
workshop participants. They observed that many owners and potential
owners of IP rights perceived the enforcement of those rights as
'difficult, time consuming and expensive'.(13) Although
statistics suggested that IP litigation involved only a tiny
fraction of the number of patents granted each year, ACIP noted
that this did not necessarily indicate satisfaction with the
enforcement or enforceability of rights:
A party may avoid litigation because of
complexity, excessive cost or uncertainty of result even though the
patent or the other right concerned may have important implications
for the success or survival of the owner.
The question of enforcement is hemmed in by
complications on several sides. Almost everyone wants an
enforcement system that is prompt, efficient and not too costly.
But patent issues are frequently technical, leading to a battle of
expert opinion between litigating parties and requiring an 'umpire'
with specialist knowledge and experience. Also the Commonwealth
Constitution restricts Parliament's options when legislating for
enforcement of intellectual property rights. The separation of
powers doctrine prevents administrative agencies (such as the
Patents Office) from exercising judicial power. It is therefore
constitutionally difficult to avoid channelling disputes towards
courts, with the inevitable risk of formality and expense that
court-based litigation brings.
For this, amongst other reasons, ACIP sought to
take a broad view of the enforcement issue, beyond the question of
how and where to sue an opponent. Indeed they nominated as the
'core objective' of their report the provision of a patent system
'having a higher presumption of validity than is presently the
case'. ACIP's reasoning was that if an applicant undergoes rigorous
scrutiny prior to grant, then everyone can have greater confidence
in the patent being a valid one. Litigation frequently involves an
alleged infringer counter-challenging the validity of the patent
they are said to have infringed. Raising standards at the point of
grant, it is argued, will reduce the cost, complexity and incidence
of this later litigation (though it may also create a larger pool
of disgruntled applicants who decide to contest a refusal by the
Patent Office in court).
In looking at enforcement issues ACIP's focus
was thus drawn to the same stage in the patent process to which
IPCRC was impelled by competition considerations. There is, not
surprisingly, some overlap between the two reports'
recommendations, as noted in the Main Provisions below.
The Government's Innovation Action
Plan
In January 2001 the Prime Minister announced the
Government's Innovation Action Plan under the title Backing
Australia's Ability.(14) The package of measures
was grouped into three areas, one of which concerned policies to
accelerate the commercial application of ideas. Under this heading,
the Government made the following commitment:
The Government will act on recommendation of
both the Intellectual Property & Competition Review, and the
Advisory Council on Intellectual Property review of patent
enforcement, to strengthen the patent system through amendments to
the Patents Act 1990, including:
- implementing a 12 month 'grace period' to protect a patent
application against invalidation by self publication and prior
public use;
- strengthening the examination of patent novelty and inventive
step so that these criteria for patentability are more closely
aligned with international standards.
The Government will also respond in a timely
manner to the remaining recommendations of these
reviews.(15)
The Patent Law Treaty 2000
On 1 June 2000 a diplomatic conference under the
auspices of the World Intellectual Property Organisation (WIPO)
adopted the Patent Law Treaty. For the moment it avoids substantive
issues and instead seeks to standardise the application process
across different countries. Australia is not a party to the treaty.
In the Second Reading Speech to the Bill, however, the
Parliamentary Secretary Mr Entsch said:
Although accession to this treaty is not planned
at this stage, it is envisaged that Australia will likely accede
because of the advantages it offers to patent applicants.(16)
Raising the Threshold (1)-Sources for
Determining the Prior Art Base
A patent application must satisfy a number of
substantive and formal requirements. Two key concepts in
determining a standard patent application are 'novelty' and
'obviousness', both of which are assessed against what is known as
the 'prior art base'. The prior art base is essentially the state
of international knowledge in the relevant field at the priority
date.
The concept of 'obviousness' emerges from
section 7 of the Principal Act in elaborating the definition of an
'inventive step'. The inventive step test asks whether someone
skilled in the relevant art would find the invention obvious, when
assessed against the state of the art.
According to the IPCRC:
The inventiveness/obviousness test has largely
supplanted the new/novelty test as the main threshold height for
the grant of a patent. The new/novelty test asks whether the
alleged invention is different from the prior art in essential
ways; the inventiveness/obviousness test asks whether it is
sufficiently different to warrant a temporary exclusive
right.(17)
As already noted, the IPCRC concluded that the
interests of competition were best served by raising the threshold
for access to monopoly patent rights. Not surprisingly, given the
importance it attached to the obviousness test, the IPCRC's plan to
achieve this objective included two amendments to the law on the
inventive step:
- the prior art base take into account all information
'anywhere in the world which a person skilled in the art could have
been reasonably expected to find, understand and regard as
relevant'. At present, the test takes into account documents from
all over the world but only conduct and general knowledge in
Australia.(18)
- the prior art base can be constructed from more than one
separate source of information. At present, different documents or
other forms of knowledge can only be combined if the hypothetical
skilled person would treat them as a single source of
information.(19)
Item 12 achieves the change
recommended in point 1.
Item 4 puts the second
recommendation into the Act, on condition that all the elements of
prior art existed before the priority date and it would have been
obvious to the hypothetical skilled person to combine the elements
of prior art information. Item 4 also removes a requirement that
the hypothetical skilled person would have ascertained and
understood the information and regarded it as relevant, which goes
even further than the IPCRC recommendation. The Explanatory
Memorandum states that this is consistent both with international
standards and the approach to innovation patents in subsection
7(5).
Items 5-6 and
10-11 implement the same changes for innovation
patents, the second-tier form of protection for incremental
developments and minor inventions, which require demonstration of
an 'innovative step'.
Items 1, 2, 7-9 are
consequential on item 12, ensuring that:
- judgments of novelty and inventiveness are made against an
entirely international standard or
- when information is disregarded for certain purposes, current
restrictions confining it to Australian sources are removed.
Item 3 is consequential on item
4.
Item 13 ensures that the
changes do not apply to existing patents or applications completed
before the amendments commence.
Raising the Threshold (2)-A More
Stringent Standard
Section 49 requires the Patent Office to grant a
patent request if it considers there is no lawful ground of
objection. As interpreted by the courts, this test gives the
applicant the benefit of the doubt because 'the Commissioner can
only refuse to grant a patent when it is clear that a valid patent
cannot be granted'.(20) ACIP stated that this benefit of
the doubt approach is out of step with overseas practice and a
tougher threshold would make it more likely that granted patents
are valid. The IPCRC report agreed with the recommended shift to a
'balance of probabilities' approach to objections during
examination.
Item 15 maintains the benefit
of the doubt on other grounds but requires an applicant to
positively demonstrate that the application meets the threshold
tests in relation to novelty and inventive step.
Item 20 makes the corresponding
change for innovation patents, preserving the benefit of the doubt
approach to all grounds except novelty and innovative step. With
innovation patents, examinations occur, if at all, post-grant.
Items 21 and 25 are consequential
on item 20.
ACIP argued that if the threshold for validity
was lifted, the trade-off should be a presumption in favour of
validity for successful applications-a legal hurdle which objectors
would need to overcome in any subsequent challenge. The IPCRC
disagreed, noting its belief that such a presumption already
operated, making legislative amendment unnecessary.(21)
The Bill makes no change in this respect.
Raising the Threshold (3)-Searches and
Disclosure
Because patent applications are assessed against
the existing state of knowledge, searches to ascertain the state of
that knowledge are integral to the patent system. As the Patents
Office has stated:
The objective of any search is to discover the
prior art which is relevant to the determination of whether the
claimed invention is lacking in novelty or an inventive step....
That prior art may be in the form of patent documents or articles
from periodicals and other non-patent
literature...(22)
The Commissioner of Patents can direct an
applicant to provide the result of searches carried out in other
countries for applications filed outside Australia about the same
invention.(23) If the applicant fails to provide details
of a foreign search within the prescribed time limit, the
application may lapse.(24)
The ACIP report noted that with its confined
operation, subsection 45(3) denies the Patent Office valuable
information which is readily available-particularly information
which emerges during the processing of applications in overseas
jurisdictions. This is information of which the applicant is aware
but which the Patent Office may not discover through its one-off
search process.
ACIP recommended an amendment requiring
applicants to disclose to the Patent Office any prior art material
which has come to their attention during the preparation of
applications, here or overseas.(25)
The IPCRC agreed that the Principal Act should
be amended to require applicants to 'continuously disclose to IP
Australia(26) any prior art material that comes to their
attention up until the date of advertisement of notice of
acceptance'.(27) It considered the appropriate sanction
for failure to disclose prior art information was not loss of the
patent but an inability to amend the patent after acceptance, in
accordance with that prior art information not disclosed.
The review bodies disagreed about how to allow
for the possibility that different arms in a large corporation may
have different knowledge of the prior art.
Item 14 imposes a duty of
disclosure on applicants to disclose the results of their searches
carried out here and overseas during the prescribed period.
Item 19 does the same in relation to innovation
patents, except that it includes 'searches in respect of the
patent', because examination takes place post-grant.
Item 22 implements the sanction
recommended by IPCRC for non-disclosure. If:
- an applicant fails to comply with the duty of disclosure in
items 14 or 19, and
- the applicant seeks an amendment which would obviate a
challenge on novelty or obviousness grounds where the challenge is
based on the information not provided
then the amendment will not be permitted.
Item 24 removes the current
sanction for non-compliance with a direction to disclose foreign
application information, and is consequential on item 22.
Pre-grant Re-examination
A patent, once granted, may be re-examined by
the Commissioner.(28) Re-examination can also occur
before grant where someone has instigated the opposition
process. But the Commissioner has no independent power to conduct a
pre-grant re-examination, for instance where information comes to
the attention of the Patent Office which calls the validity of a
patent into question. One example, given in the Explanatory
Memorandum, is where someone starts an opposition action, furnishes
some evidence, but later withdraws from the action.
Without the power to independently conduct a
re-examination between acceptance and grant, a Commissioner must
adopt the unwieldy approach of granting the patent and then
re-examining it.
Item 17 widens the power to
conduct pre-grant re-examinations so that it does not hinge on the
lodgement of a formal claim of opposition. Item 18
empowers the Commissioner to refuse a patent where a pre-grant
examination results in an adverse finding. But it also inserts a
natural justice protection for the would-be patentee.
Item 16 is consequential on
items 17 and 18.
Prior Use Defence
Not everyone who duplicates a patented invention
will infringe the patent. One exemption, known as 'prior use',
permits someone to continue using a process or making a product,
where they were doing so (or about to do so) at the time a patent
application was lodged by someone else.(29)
The prior use exemption is currently unavailable
if the person derived information about the invention from the
patentee(30) or they had abandoned use or intention to
use before the date of lodgment by the patentee.
The IPCRC considered the exemption and heard
from a number of parties, some of whom alleged that prior users who
have sunk a lot of investment into a product over a long period of
time were not adequately protected. It recommended against allowing
a prior user to licence or sell their right under section 119. A
majority thought that 'extending the exemption might tilt the
benefits too far toward a de facto right for the prior secret
user'.(31)
But IPCRC did make 2 recommendations for
amendment of section 119:
- prior use be confined to use within the patent area (ie
Australia), and
- prior use include experimental use.
The Bill, however, adopts neither
recommendation.
Item 23 makes a different
amendment to section 119. It widens the prior use exemption to
cover the situation where:
- the person found out about the invention from information made
available by the patentee,(32) or with their consent,
and
- that occurred through the kinds of publication or use covered
by paragraph 24(1)(a) of the Principal Act (which are actually
detailed in the Patent Regulations 1991).
The Regulations refer to circumstances such as
demonstrating the invention at an international exhibition or
publishing a paper in a particular context.(33)
Extensions of Time
The Principal Act contains, in section 223, a
general provision empowering the Patent Commissioner to grant
extensions of time to do specified things under the Act.
Item 27 widens this authority so that extensions
up to a prescribed maximum can be granted if the Commissioner is
satisfied the person took due care to do the act within time. In
contrast to the general situation under section 223, the 'due care'
extension may only be granted after the relevant time period has
expired: item 28. The Explanatory Memorandum
states that item 27 will bring the Principal Act into line with
Article 12 of the Patent Law Treaty.
A person can oppose applications for extension
of time under section 223. Therefore the Commissioner must
advertise certain applications including those exceeding 3 months.
As an efficiency measure, the Bill provides that if, however, the
Commissioner considers an application for extension of time under
subsection 233(2) or proposed subsection 233(2A)
will fail, then he or she need not advertise the application and
there can be no opposition to it-it will simply be refused:
item 31.
Items 29 and 30 are
consequential on items 27 and 31.
Miscellaneous
References in Chapter 13 of the Principal Act to
the payment of fees by the applicant or patentee will be
interpreted to allow anyone to pay the fee: item
26. This change is another one driven by the Patent Law
Treaty.
Items 1-2 in Schedule 2 correct
technical errors in the amendments to the Principal Act made by
Parliament last year with the passage of the Patents Amendment
(Innovation Patents) Act 2000.
Recommendations Not Adopted
A number of recommendations made by the IPCRC
and/or ACIP have not been adopted in the Bill, particularly in the
area of enforcement. Some of the recommendations involved purely
administrative change, but those calling for legislative amendments
included:
- repeal sections 144-146 on the basis that 'tie-in' contracts
which tied purchasers to the patentee's products are not
necessarily anti-competitive, and their adverse effects are better
addressed by amending subsection 51(3) of the Trade Practices
Act 1974(34)
- amend Chapter 12 on the basis that the right of third parties
to obtain a compulsory licence in defined circumstances, where a
patentee has failed to exploit their patent, is currently too
crudely drafted to achieve its desired economic
effects(35)
- use the Federal Magistracy to overcome rigidities in the
enforcement of rights under the patent system,
and(36)
- give courts the power to award exemplary damages as a
disincentive to wilful infringement of patents.(37)
In the wind-up to the Second Reading debate in
the House of Representatives, the Parliamentary Secretary Mr Entsch
stated that the changes to the threshold test foreshadowed in
Backing Australia's Ability were 'fast-tracked ahead of
any formal government response to the recommendations' of the ACIP
and IPCRC reports.(38)
Grace Periods and Provisional
Applications
When an applicant seeks a patent they must lodge
a specification. A specification includes at least one
claim about the invention, which serves to define the
boundaries of legal protection claimed. Defining the scope of a
claim is therefore a critical issue, and as it may be difficult to
draft accurately in the early stages, an applicant can submit a
provisional rather than final specification. If they take this
option, a complete specification must be filed within 12 months or
the applicant loses their priority date.
The IPCRC noted the objectives behind allowing
'provisionals' but also how they were allegedly thwarted by the
Full Federal Court's decision in Anaesthetic Supplies Pty Ltd v
Rescare(39):
Provisionals are mainly used by Australian
companies, particularly SMEs. Their original objective was to allow
a 'quick and cheap' application to be lodged before the expense and
rigour of a full application in the patent system, and to establish
a priority date while giving time (up to one year) for inventors to
reduce uncertainties including:
- developing the invention to make sure that it could be made to
work industrially;
- undertaking market research on its commercial viability;
and
- conducting a prior art search to ensure its novelty.
However, these advantages were perceived to have
been lost when the Rescare decision implied that
provisionals needed to disclose as much as the complete
applications if the claims were to be fairly based on the
provisional application and the earlier priority date
asserted.(40)
The ACIP review recommended changes which it
said would undo the effect of the Rescare decision and
bring Australia into line with overseas practice. But the IPCRC was
not convinced that those changes would have their desired effect
and feared that they may harm competition. The IPCRC was instead
drawn to the idea of grace periods, noting that the Department of
Industry, Science and Resources(41) regards grace
periods as targetting the same problems as provisionals
address.
Unfortunately the IPCRC report did not go into
detail about what sort of grace period it had in mind, simply
noting that such a measure would allow a patent application to be
made within a specified period (in most countries, one year) after
initial publication of the invention.(42)
The IPCRC also noted the uneven adoption of
grace periods across the world. In particular, countries within the
European Union (EU) are divided on whether to embrace them, and it
appears it may be more than 5 years before they do, if at all. The
risk with Australia adopting a grace period is that while prior
publication may not injure patentability in jurisdictions with
grace periods, it may destroy it in those without.
The IPCRC devoted minimal attention to this
problem and advocates Australia proceed to introduce a grace period
for public disclosure affecting the prior art base for novelty and
inventive step. It concedes that:
IP Australia should actively inform inventors in
Australia of its implications and also of the risks that disclosure
may incur to patentability in jurisdictions that lack a grace
period.(43)
In its submission to the IPCRC
review,(44) ACIP noted that the research community faced
a conflict between the need to publish and the need to keep results
secret in order to preserve patentability. While acknowledging the
problem that in many jurisdictions prior publication destroys
patentability, it recognised the value of a grace period:
This would allow a period of time in which a
person or firm could file an application, after initial
publication, without losing their rights because of that
publication. The effect would be similar to the current
arrangements relating to exhibiting inventions and designs at
officially recognised exhibitions.(45)
This last sentence is a rare acknowledgement in
the debate over grace periods that Australia's patent regime
already provides a limited exception for prior disclosure by
exhibition or publication.(46)
The Government, in its Innovation Action Plan
Backing Australia's Ability committed itself to:
implementing a 12 month 'grace period' to
protect a patent application against invalidation by self
publication and prior public use.(47)
The Bill contains no such proposal. The
Government has indicated that it believes the most appropriate
vehicle for implementing the change is an amendment to the Patent
Regulations timed to commence at the same time as the amendments in
the Bill.
If the Regulations are amended to implement a
general grace period, it appears the Government is giving effect to
a trade-off between competing interests. Patentees will gain the
ability to publish and still obtain a patent inside a prescribed
period of grace. And in return, others will be allowed to use that
published information without infringing the patent which may
subsequently be granted (the amended section 119 defence of prior
use).
Several issues thus remain to be clarified
including:
- the relationship between the proposed grace period and the
current provisions of the Regulations permitting limited prior
publication and use
- whether, as the IPCRC maintains, the problems with the
provisionals system are best addressed by leaving the relevant
parts of the Act untouched and instead tackling the issue by way of
a grace period, and
- whether the downside in moving ahead of developments in
jurisdictions where Australian inventors may wish to lodge patents,
such as the EU, have been adequately evaluated.
- In preparing this overview, some reliance has been placed on
Lecture Notes by Robert Melvin of IP Australia which can be found
at http://www.lib.monash.edu.au/vl/patents/AIPO99.htm
[5 July 2000].
- Section 59.
- Section 138.
- Patents Amendment (Innovation Patents) Act 2000.
- Petty patents were an earlier form of second tier patent
protection available under the Patents Act 1990.
- Advisory Council on Industrial Property (ACIP), Review of
the Petty Patent System, October 1995 at 45.
- Intellectual Property and Competition Review Committee (IPCRC),
Review of Intellectual Property Legislation under the
Competition Principles Agreement, 30 September 2000, p 6. It
can be found at http://www.ipcr.gov.au/ipcr/IPAustralia.pdf
(27 June 2001).
- ibid.
- ibid at p 7.
- ibid at p 7.
- Advisory Council on Industrial Property (ACIP), Review of
Enforcement of Industrial Property Rights, March 1999. It can
be found at
http://www.ipaustralia.gov.au/library/PDFS/strategies/acip_report.pdf
(27 June 2001).
- ibid at p 7.
- ibid at p 7.
- Information on the Plan can be obtained from http://www.innovation.gov.au/iap/index.html.
A brief prepared by the Parliamentary Library, Cultivating
Innovation is available at http://www.aph.gov.au/library/intguide/sci/innovation.htm.
This contains background information on R&D and innovation
policy, with links to all major government reports, policy
documents and statistical sources.
- Fact Sheets 2, Accelerating the Commercial Application of
Ideas, which can be found at
http://www.innovation.gov.au/iap/policy_launch/templates/factb18.doc?ois=y;template=inntem.html
(28 June 2001)
- House of Representatives, Debates, 24 May 2001, p 26
975, which can be found at http://www.aph.gov.au/hansard/reps/dailys/dr240501.pdf
(4 July 2001).
- IPCRC, op cit, at p 154.
- Schedule 1 definition of 'prior art base'.
- Subsection 7(3).
- IPCRC, op cit, at 167.
- 'The Committee's own research into case law suggests that the
onus of proof is already on the applicant in a case...The Committee
thus believes that a granted patent right will be presumed valid
until proven otherwise. However, this validity can never be
completely guaranteed and the patent must always be open to
challenge if an error has been made during examination or if new
evidence becomes available.' IPCRC, op cit, p 176.
- Australian Patent Office, Manual of Practice and
Procedure, Volume 2, para 12.9.1.1, which can be found at
http://www.ipaustralia.gov.au/library/PDFS/patents/Part212.PDF
(3 July 2001).
- Subsection 45(3).
- Paragraph 142(2)(b).
- ACIP, op cit, at section 5.3.5.
- IP Australia is the federal government agency that grants
rights in patents, trade marks and designs.
- IPCRC, op cit, at p 170.
- Subsection 97(2).
- Subsection 119(1).
- Or their predecessor-in-title.
- IPCRC, op cit, at p 158.
- Or their predecessor-in-title.
- Patent Regulations 1991, regulation 2.2, which can be found at
http://www.austlii.edu.au/au/legis/cth/consol_reg/pr1991218/s2.2.html
( 5 July 2001)
- IPCRC, op cit, p 162.
- IPCRC, op cit, p 163.
- IPCRC, op cit, p 178. See also ACIP, op cit, p 20.
- ACIP, op cit, p 26.
- House of Representatives, Debates, 28 June 2001, p
27 289, which can be found at http://www.aph.gov.au/hansard/reps/dailys/dr280601.pdf
(4 July 2001).
- (1994) 122 ALR 141.
- IPCRC, op cit, p 159.
- In their submission to the IPCRC review.
- IPCRC, op cit, p 160.
- ibid at p 161.
- http://www.ipcr.gov.au/ipcr/SUBMIS/docs/27_2.pdf
(4 July 2001).
- ibid at p 26.
- Patents Act 1990 and Patents Regulations 1991,
regulation 2.2.
- Fact Sheets 2, Accelerating the Commercial Application of
Ideas, which can be found at
http://www.innovation.gov.au/iap/policy_launch/templates/factb18.doc?ois=y;template=inntem.html
(4 July 2001).
Sean Brennan
11 July 2001
Bills Digest Service
Information and Research Services
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