Exploring the Role of the Commonwealth Ombudsman in Relation to
Parliament
Colin Neave
First of all, I would like to acknowledge the traditional
owners of the land on which we meet and pay my respects to their elders both
past and present. I am very happy using the word ‘meet’ actually, because this
Ombudsman is not the hectoring, lecturing sort of Ombudsman, I hope. The word ‘lecture’
has that sort of hectoring overtone to it, so what I want to do today is talk
to you about our role in the context of the parliament and our role in general.
I have been the Ombudsman for a little over two years now. It
seems like, as a lot of you might understand, as you go on in life two years
flashes by pretty quickly. And so my reflections on the role are influenced by
the fact that I have been here for two years and I have had almost twenty years’
experience with ombudsmanship altogether. But I have also had about 45 years’
work in the private sector, so I am not really from a public sector-type
background. Most of my experience has been in the private sector. And I was
just thinking today, as I was coming along, that the very first job that I ever
had started 56 years ago virtually today when I was working in the Myer
underwear department after having completed my intermediate year at school. I
don’t remember ever getting the intermediate certificate, by the way, I am not
sure whether they handed them out in 1958 or whenever that was. Anyway, that is
by the by.
What I want to do today is to talk broadly about my
perceptions of the role of the Ombudsman under various headings: I want to talk
about leadership, I want to refer to some history issues, I want to talk about
what I regard as good ombudsmanship, I want to talk about the policy
contribution that an Ombudsman can make, and I want to talk a bit about the
future of the role of Ombudsman.
There are some people, both in government and the community,
who think that all the Ombudsman does is to handle complaints, that we
investigate complaints that people can’t resolve in their dealings with the
Commonwealth or ACT government agencies. That is a very narrow view these days,
and it falls dramatically short. In fact, it is a very old-fashioned notion. In
reality, we are leaders in building better public administration. We have got a
critical place between government and the public, and we are a safety net for
members of the community. Ombudsman schemes are an integral part of a framework
that provides access to justice, to consumers as well, and we contribute
significantly to the standards of public administration. We promote good
governance, accountability and transparency, through oversight of government
administration and service delivery.
Ombudsmen contribute to improving accountability and good
governance in three main ways. Firstly, we do resolve individual disputes. We
investigate complaints, we safeguard citizens from government actions which
could adversely affect them, and we give citizens a voice to complain where
they would otherwise fear to do so. Ombudsmen are often the only avenue readily
available to individual citizens seeking recourse on matters of
maladministration or official misconduct that affect everyday lives. Because
ombudsmen services are free, they are practically valuable to the most
vulnerable.
We investigate systemic problems. I had a conversation with a
very senior public servant very recently who didn’t realise that we do that.
And we do that on our own initiative, from time to time. On other occasions we
might have one complaint made to us which we can see might well apply to many
other thousands of people. So we look at how we can fix problems through an
Ombudsman investigation, not only in relation to the complaint that has been
made to us, but also to help others who might have been adversely affected by,
for example, maladministration.
We contribute to improving public sector performance, and that
works in two ways: directly, where the information from complaints about areas
of poor service delivery is fed back to agencies; and indirectly, where the
potential oversight of each decision by the Ombudsman is an incentive to public
servants to improve the quality of their actions and decisions. In our case, we
can add a fourth element. That is, we monitor law enforcement agencies for
their compliance with the relevant legislation. It is a topic on which I will
elaborate later.
An Ombudsman can get good insight into how a policy or the
delivery of that policy can go off track or where there is a mismatch between
what the government offers and what the public expects or demands. It is
recognised that mechanisms are needed to ensure administrative processes are
sound. No agency, of course, sets out to perform badly, but mistakes are
inevitable in any industry or field of endeavour, and the public sector is
certainly not immune from that.
Now I want to deal with some historical matters. The idea that
people have a right to complain about government without hindrance or reprisal,
and to have their complaint resolved on its merits, is firmly established. Most
agencies are willing to engage with, resolve and seek to learn from complaints.
It is best summed up by saying—and this is really a quote from Colin Neave—‘agencies
deal with complaints while ombudsmen deal with disputes’. Agencies should
rightfully be the first to receive and deal with complaints. If the citizen is
not satisfied, they can come to us. For this reason, we are very interested in
agencies’ complaint-handling systems. The better they work, the fewer disputes
that come through to ombudsmen.
The role of Ombudsman initially came across as being very
combative—that is why I referred to the ‘lecturing and hectoring’ point I made
at the outset. However, Ombudsman offices have developed into being powerfully
influential and able to work in collaboration with agencies and departments
under their jurisdiction with the objective of continually improving the
quality of public administration. The Commonwealth Ombudsman commenced
operations in 1977. At that time, dealing with the Commonwealth Ombudsman was a
new experience for Commonwealth public servants. Some of you may have been in
the public sector at that time. Indeed, what the Ombudsman did initially, may
well have come as a shock to what was then called a permanent head of a
government department and leaders of agencies. Those permanent heads no doubt
saw themselves as running the country. The effect of the Ombudsman’s scrutiny
of administrative acts of their departments may well have been interpreted by
them as reducing their power.
The first Commonwealth Ombudsman, Professor Jack Richardson,
was not backward in coming forward in his approach to the role. He engaged in a
lot of publicity for the existence of the office of the Ombudsman back in 1977,
suggesting that citizens disturbed about administrative acts performed for them
should come direct to him in order to obtain appropriate redress. That
publicity included paying for an advertisement for his office on milk cartons
in the ACT, and one can imagine a permanent head of a government department
confronting a smiling picture of Jack on a milk carton with an advertisement
and contact details for his office as that permanent head poured milk on his
breakfast cereal. And ‘his’ is correct in those days—there were no women heads
of department.
In short, there was quite a deal of conflict between the first
Ombudsman and senior members of the bureaucracy in Canberra initially. Around
the time of the establishment of the Commonwealth Ombudsman, other state
ombudsmen were being set up. Some were established before the Commonwealth
Ombudsman. In 1989, the first industry ombudsman was announced by the banking
industry. This was followed shortly thereafter by organisations handling
complaints about telecommunications, general insurance, investment products,
energy and water. There are lots of ombudsmen these days. Those industry
ombudsmen were established essentially to redress what was seen to be a power
imbalance between individual consumers and industry, when many organisations
were being privatised like Telecom as part of asset sale initiatives or by
various state governments or as a result of freeing up markets. The
government-owned telecommunications company was sold, and the market for
financial services was deregulated from around 1987. So the industry ombudsmen,
along with government ombudsmen, as they have developed, have been seen as a
very important access to justice mechanism given that their services are free
to consumers and generally small businesses. They also have extensive public
awareness programs in place, which has had the effect of making the Ombudsman
name readily recognised in the Australian community. In fact, over seventy per
cent of the Australian community now have an appreciation of what an Ombudsman
does.
Moving to the present, the 2014 Federal Budget and the report
by the Commission of Audit highlighted the changing environment for public
sector agencies in general. For us, this has included a change in some
functions in the future, a requirement to manage, of course, with fewer
resources and a growing role for what has come to be known as an integrity
agency. None of these factors have affected our core purpose which is to
influence agencies to treat people fairly through our investigation of their
administration. In pursuing this purpose the office seeks outcomes that deliver
fairer treatment of people, accessible, effective and targeted
complaint-handling services, agency compliance with legislation in the use of
intrusive and coercive powers and the effective and efficient conduct of our
own business. The ombudsman of all organisations needs to be a shining example
to the rest of the public sector in relation to management and the way in which
we conduct our business, and so we pursue these outcomes through four pillars
of assurance, integrity, influence and continuous improvement. Essentially we
aim to provide assurance that agencies act with integrity and treat people
fairly. We work with agencies to influence them to improve public
administration and assure the Australian community and the government that
those agencies treat people fairly by monitoring their complaint handling.
Access to justice is assured through those accessible, effective and targeted
complaint-handling services.
Like every other agency, our role will continue to evolve. As
governments’ activities and citizens’ expectations of government change, so
must ombudsmen. We should no longer see change as unusual; it is with us in the
public and the private sectors and now always will be. As announced in the 2014
Federal Budget, the Private Health Insurance Ombudsman function is expected to
come to our office from 1 July 2015 and we are having discussions with that
agency at the moment about the best way to transition that role to us. It is
also expected that the handling of freedom of information complaints will come
to us from 1 January 2015. In addition, developments on Norfolk Island and the
ACT have resulted in some function changes.
Norfolk Island has enacted its own Ombudsman Act which
includes provisions that establish the position of a Complaints Officer and the
requirement for the Commonwealth Ombudsman to inspect and report on the
Complaints Officer’s records at least annually. Under an arrangement between
the ACT Government and the Australian Government, the Commonwealth Ombudsman is
also the ACT Ombudsman, which is a role I enjoy because some of the work that
we do at the Commonwealth level is remote from the community, whereas the role
as ACT Ombudsman is very close to the community, dealing with the sort of
issues with which communities are directly involved. Problems about parking and
problems about tenancies for public tenants, all those sorts of issues come to
the ACT Ombudsman and it really is good for our office because it brings us
back to earth in a sense.
The ACT Ombudsman’s office was established in 1989 as part of
the framework for ACT self-government. On 1 July this year, the Officers of
the Assembly Legislation Amendment Act 2013 came into effect. That changed
the status of the ACT Ombudsman, the ACT Auditor-General and members of the ACT
Electoral Commission so that we became very clearly officers of the Legislative
Assembly. There is much to commend this initiative because then there is no
doubt about the role that the Ombudsman in the ACT jurisdiction has, to make
reports direct to parliament. That is available to us in our legislation at the
Commonwealth level but it is certainly there with great clarity in relation to
the ACT Assembly, which as I say, is a very welcome development.
We are assuming a greater role as an ‘integrity agency’,
oversighting and investigating the activities of Australian and ACT public
sector agencies. This year we were instructed with new functions, such as our
role in the Public Interest Disclosure (PID) scheme because of our
independence, impartiality and investigative skill. These attributes developed
through traditional complaint-handling roles, mean that we can play a bigger
role in improving and maintaining the standard of public administration in
Australia. The PID scheme is central to our growing integrity role. It seeks to
improve accountability and integrity in the Commonwealth public sector by
supporting agencies to address suspected wrongdoing. The scheme became
effective on 15 January 2014. It conferred a number of roles and powers on the
Commonwealth Ombudsman to ensure the scheme provides robust protections to
public officials who report wrongdoing in the public sector while protecting
national intelligence and security. Our role includes assisting both agencies and
disclosers, to interpret, understand and comply with the legislation. The
oversight of agency decisions and annual reporting to the parliament also
provides transparency and accountability.
As I said before, our complaint-management function is enshrined
in the Ombudsman Act. The parliament has passed other legislation which gives
us additional roles where clear, impartial, external oversight is required and
that is what we call our monitoring role. One of these functions, and one which
is most closely aligned to our core complaint-management business, is our
review of the Australian Federal Police’s administration of part five of the
Australian Federal Police Act. Part five of the Act has regard to the AFP
professional standards and provides the framework for its complaint-management
system. The introduction of that part of the Act resulted from a review of the
AFP’s disciplinary processes with a view to moving towards a more
administrative approach to professional standards.
We now focus on how the AFP deals with complaints, not just
the subject matter of the complaint. The AFP Act requires my office to inspect
records of AFP complaint investigations and to review the comprehensiveness and
adequacy of the AFP’s administration of part 5 of the Act. We are then required
to report to parliament on our findings. In conducting these reviews we don’t
reinvestigate the AFP’s investigations into complaints, rather we assess its
complaint records against specified criteria, which are in turn based on what
is in the AFP Act, the AFP Commissioner’s Orders and his guidelines and best
practice in complaint management. By focusing our reviews on the administration
and processes of the AFP’s complaint-management system, we can incorporate
factors for assessment that the complainant may not be aware of, such as
conflicts of interest.
People who lodge complaints with the AFP, or AFP officers who
may be the subject of a complaint, should expect that the complaint will be
managed in an objective and professional manner. Therefore, during our
inspections we have regard to matters such as the consideration given by
investigators to possible or actual conflicts of interest, how conflicts of
interests were managed and whether the investigators contacted relevant
witnesses. I am giving you this as an example of the sort of monitoring role
which we perform because we do consider the entire complaint-management process
from start to finish, including the reasonableness of the findings from the
investigation, to identify where the AFP complaint-management process may not
have been complied with. We can then raise these issues with the AFP which can
then take appropriate action. Our oversight of the AFP’s complaint management
system is all-encompassing and we also investigate complaints, of course, about
the AFP that are made to our office direct.
As well, where we identify AFP conduct or practice which is
not the subject of a complaint, we may choose to commence our own investigation,
and we have developed a very productive working relationship with the AFP.
Another example of where the parliament may prescribe a monitoring role for our
office includes when legislation is passed that empowers agencies to conduct
covert or surveillance activities. Again, as the public would not, or at least
should not, be aware of those covert, secret activities, they are unable to
make a complaint about an agency’s actions—we can’t get a complaint about
something the public does not know about—therefore the legislation will often
include an independent oversight mechanism to increase accountability and
transparency of agencies’ use of those powers.
Currently my office performs this independent oversight in
relation to powers such as intercepting telecommunications, preserving and
accessing stored communications, using surveillance devices, undertaking covert
and undercover operations and exercising coercive examination powers. In
performing some of these functions, my staff inspect the records of
Commonwealth and also state and territory agencies, and I have myself been on a
visit to work with my staff just to see what is done, which I found very
illuminating indeed. After inspecting each agency’s records, we then report to
ministers in the parliament on agency compliance with the relevant legislation.
The Ombudsman is also required to appear before parliamentary
joint committees to brief parliamentarians on some of our monitoring activities
and answer questions about how we conduct our inspections. We welcome this
scrutiny on behalf of the parliament to ensure that our office conducts this
work to the highest possible standard. We have an established set of
methodologies for each of these oversight roles which are applied consistently
across all agencies. These methodologies are aligned to best practice in
auditing standards, focus on areas of high risk and are based on the principles
of transparency, accountability and procedural fairness. Our methodologies are
also based on legislative requirements and best practice. We also give, as required
by legislation, notice to each agency of our intention to inspect their records
and provide them with a broad outline of our inspection or review criteria.
This focuses agencies on what we will be assessing and keeps surprises to a
minimum.
To ensure procedural fairness we provide a draft report on our
findings to the agency before it is finalised and we report to the relevant
minister. So there is a constant involvement with ministers and also with the
parliament to ensure that the community can be reassured about the use of some
of these covert and surveillance powers. Occasionally we may also report to the
parliament if we identify an issue that falls outside that which is required of
us, but which we consider to be an important issue of safety in the community
or interest.
For example, the ACT Ombudsman is required to monitor ACT
Policing’s compliance with chapter four of the Crimes (Child Sex Offenders) Act
which establishes the ACT Child Sex Offenders Register and relevant access
restrictions. In 2010, as a result of performing this monitoring role, it
became apparent to our office that the Act could be improved to help reduce the
likelihood of child sex offenders reoffending and could be strengthened to help
ACT Policing monitor offenders. We wrote to the ACT Attorney-General, who
responded and in due course amended the legislation in 2012. Most recently we
have used our monitoring experiences to inform our submissions to and our
appearances before parliamentary inquiries into proposed reforms to the
Telecommunications (Interception and Access) Act and the Crimes Act.
During the course of performing these oversight functions we
interact with parliamentary process at most stages, including the drafting and
passage of legislation, through to the monitoring and reporting of how the
legislation is applied. Robust oversight also allows my office to provide
assurance to the parliament that agencies are engaging in sound administrative
practices and to identify and report on issues that may impact on the
community, and of which the community would not otherwise be aware.
I now want to talk about what I call good ombudsmanship. ‘Ombudsmanship’
is a long word and I have made it up for the purposes of today, but it is
pretty illustrative.
Ombudsmen—out of necessity, to maintain both actual
independence and perceived independence—work, to a very real extent, in
isolation. You have got to be, as an ombudsman, a person who is very
comfortable occupying the middle ground because obviously you can’t be an advocate
for a department or an agency, and also you can’t be an advocate for a citizen
or community member. You have to be there as a person seeing fair play and
forming views based on fairness and other considerations. We can also work, as
ombudsmen, against entrenched and powerful interests. Most ombudsmen have
experienced resistance to the oversight of government. While we need to, and
do, maintain good working relationships with agencies, we also need to maintain
our distance. It is what I call ‘collaboration without capture’: working with
agencies, but not being unduly influenced by them. For that reason it is
important that ombudsmen institutions support each other.
I am the regional president of the Australasia and Pacific
Ombudsman Region of the International Ombudsman Institute and I am also a board
member of that Institute and also the Chair of the Pacific Ombudsman Alliance,
which deals with ombudsmen in the Pacific region. I was formally the Chair and
one of the co-founders of the INFO Network, which was the organisation of
financial ombudsmen throughout the world. The International Ombudsman Institute
(IOI) is a global organisation that promotes cooperation between 150 ombudsman
institutions all around the world. I recently had the great pleasure of going
to its board meeting in Vienna. The IOI encourages the exchange of information
at regional and international levels, but the main goal of the Institute is to
facilitate communication between all members in order to be a forum within
which ombudsmen can frankly discuss issues which confront them. Our involvement
in the Institute gives us a platform for voicing regional issues and ideas to
the international ombudsmen community and to influence the discussion about the
place of ombudsmen within the integrity landscape now, and into the future, and
to learn about developments overseas.
Some of the matters which have come up internationally include
a move to have a complaints agency with jurisdiction over a single department.
In my view, this is a very unwise development, given the possibility of
complaint-handler capture or an unworkable relationship if things do not go
well between the complaint handler and the single agency about which it handles
complaints. That relationship problem can, in my opinion, develop for the
following reasons: coupled with proposals for single agency complaint handling,
comes suggestions that the complaint handler should have on its staff,
specialists in the business of the agency about which it gets complaints, so
that the complaint handler has a deep technical knowledge of the business of
the agency about which complaints are received. This can lead to the complaint
handler second guessing the agency’s decisions, which should not be its role.
The Ombudsman’s role is based on examining administrative processes and service
delivery. It is for other agencies to handle appeals from decisions.
An ombudsman needs to develop a collaborative approach, as I
said earlier. If there is a second guessing of decisions based on technical or
legal differences, the potential for breakdown in a relationship is heightened
and in the end a poorer service for the community because, as the complaint
handler or ombudsman has no determinative powers, it can’t force an agency to
do anything. Only influential powers and the power to influence will be
lessened, if there is a deep-seated difference regime between the complaint
handler and the agency. There is a chance, in the same circumstances, of
complaint handler capture, so that the complaint handler does not act
independently where a complaint handler deals with complaints about a single
agency. Where there is a one agency, one complaint handler regime in place, the
temptation is to have staff secondments and a whole lot of things, which can
lead to the complaint-handling organisation becoming cosy with the organisation
subject to its jurisdiction. So that is one of the issues, just giving you an
example, of the sort of issues that could come up in the international
community and from which we can learn here in Australia.
Closer to home, the Pacific Ombudsman Alliance (POA) is a
service delivery and mutual support organisation for ombudsmen and allied
institutions of countries that are members of the Pacific Islands Forum. Our
office receives funding from the Department of Foreign Affairs and Trade to
provide secretariat services and funds activities which are selected and
evaluated by the Pacific Ombudsman Alliance Board, which I chair and which has
members on it, for example, including the Ombudsman from Papua New Guinea, the
Ombudsman from Vanuatu and the Ombudsman from the Marshall Islands.
So what is the point of a regional network? Members of POA
share a number of critical development challenges stemming from their
geographic location, small populations and markets that limit economies of
scale. As well they work in an inherently contested environment, often
vulnerable to the political whims of the government of the day, and where from
time to time there are significant allegations of corruption. That is the sort
of thing that is regularly confronted by the Ombudsman in Papua New Guinea and
from time to time the Ombudsman in the Solomon Islands. The POA provides a
regional support mechanism that facilitates dialogue and cooperation between
ombudsmen and allied institutions on issues relating to accountability,
transparency and integrity. The members of the Pacific Ombudsman Alliance share
many challenges and use the alliance to exchange ideas and experiences and
target assistance to its members to build institutional capacity. The Pacific
Ombudsman Alliance also provides a visible international support structure that
can assist ombudsmen in strengthening their domestic positions.
My office supports it because we are a well-established office
with access to expertise and resources in ombudsman theory and practice and we
have an established relationship with the Pacific Ombudsman Alliance and with
its members collectively and individually. As well the Commonwealth Ombudsman
has an established relationship with parliamentary and industry ombudsman
officers across the world through the International Ombudsman Institute and
other organisations. At the moment we manage four aid-funded international
programs for the Pacific Ombudsman Alliance. We work in Indonesia and Papua New
Guinea and the Solomon Islands and we can offer coordinated support by
counterpart countries across programs. I should say that we learn, in a way,
just as much from what is going on in some of those areas, as we might give to
those people that we work with, because we always keep an open mind about
whether or not we can learn, as well as invest in, providing information
ourselves. In short, our international connections allow us to tap into
overseas experiences and provide leadership to other offices which need our
help.
I just want to spend now a moment on policy contribution.
Given the theme of this talk rather than lecture, I would like to mention the
role of an ombudsman in relation to policy development. The first Commonwealth
Ombudsman, my friend Professor Jack Richardson, who unfortunately has now
passed away, said almost 30 years ago, ‘occasionally, it is still said that
ombudsmen do not and should not, delve into matters of policy. I believe that
to be a misconception of the Ombudsman’s function.’ Some controversy is
unavoidable by an ombudsman, as Bob Ellicott who, as Attorney-General, had
appointed Professor Richardson as Ombudsman, commented also in 1985. Professor
Richardson had served that position with great distinction, though not always
without controversy. But then, he was not intended to be non-controversial. I
am not here today to argue for, or defend, the notion that I as Commonwealth
Ombudsman should be able to critique government policy. What we do is make
appropriate submissions when requested to parliamentary inquiries where
legislation is being examined, and that has been our policy for many years and
that will continue into the future. The overall aim of my presentation today
was to outline how my office works within the scope of the parliamentary
process. To me that is part of the parliamentary process and reinforces the
valuable contribution that we make to improving public administration.
So where do I see the future of ombudsmen? I recently read a
publication produced by the Catalan Ombudsman in Spain, to which contributions
were made by a professor and lecturer in constitutional law at the University
of Barcelona. The publication International Framework of the Ombudsman
Institution, describes a growing interest among international organisations
including the Council of Europe and the United Nations in the implementation
and strengthening of the Ombudsman Institution as an institutional mechanism to
guarantee human rights. In this publication the strong connection is made
between maladministration, the hiding or non-disclosure of that
maladministration and the development of corrupt practices, flowing initially
from that maladministration and its non-disclosures. So the focus of our office
on maladministration is really about reducing the possibility of corruption
because hidden maladministration, in the view of many commentators, can then
lead to corrupt practices developing. So it follows that the Institute of
Ombudsmen is therefore important, not only to protect human rights but more
broadly. That publication also refers to the ombudsman being appropriately and
doctrinally referred to, and I think this is a lovely phrase myself, as ‘a
magistrate of persuasion’[1].
Only Europeans, I think, could put together something like that.
In other words, the impact of the Ombudsmen Institution’s
final decisions is not derived from binding, coercive, or determinative powers,
but from the rigour, objectivity and independence with which ombudsmen conduct
their activities. In other words, from their implied authority and one could
say, their ‘gravitas’. Indeed, international studies and the International
Ombudsman Institute have stressed the relevance of the ombudsman as a mechanism
essential and necessary for the strengthening of democracy and the guarantee of
rights, especially in times of economic crisis. In Australia, too, this is
relevant not only in relation to government ombudsmen but to those industry
ombudsmen that I talked about before. Internationally the ombudsman role has
continued to develop and be recognised as an important part of a democratic
state.
So what I have been saying today is this: the ombudsman is not
just a complaint handler, we have got a very strong commitment to exposing
systemic issues. We have a very strong monitoring role which has developed over
the last almost 40 years. We have very strong mutually beneficial international
connections and overall, our approach in order to get a better result for the
community, is to collaborate with departments and agencies, but not be
captured.
Question — Ombudsman, from your experience how many of
the problems you get stem from the culture within the agency that is complained
about?
Colin Neave — I think it is very possible to trace the
attitude to complaints in any organisation to its leader. I suppose it is
probably safer for me to talk about my experiences as Financial Services
Ombudsman, which I was for 15 or 16 years, when there were, for example,
changes made at ANZ Bank in the leadership there. When John McFarlane took
over—he was a guitar-strumming Chief Executive—the whole flavour of responses
from ANZ Bank changed quite dramatically. I am a great believer that in any
organisation, whatever it might be, the general attitude to the way in which
that organisation operates and its culture is driven very strongly by whoever
is heading up that organisation and the way in which it operates is driven very
much from the top.
Question — This question is probably a little naïve,
but invariably you are shining a light on how a government department and a
government operates. How does that work in relation to funding? You have said
you have to do more with less. In a way you do make some enemies by uncovering
maladministration. Do you have operational independence from a funding
perspective?
Colin Neave — We have been subjected to the same cuts that
all public service agencies have been subjected to this year and there is no
evidence, as far as I am concerned, that we are in any way being punished. We
have found all our dealings entirely appropriate with both the leaders of
government departments and the politicians that we have had contact with and we
cannot say that that is the way in which budget decisions are made at all. In
fact I think that we are in difficult times at the moment and all of us need to
shoulder the burden, as I have said before. I think that the Ombudsman’s office
needs to be an example to other agencies and departments and doing what we can
to manage effectively and efficiently within our budget envelope—to use the
public service type term—is the way we have to operate.
Question — Is there a dedicated budget you get each
year? Or is it subject to appropriations every year?
Colin Neave — It is certainly subject to appropriations
every year, yes.
Rosemary Laing — I have a question about your
relationship with parliament. Where I sit I see a lot of reports from your
office being tabled such as reports on your monitoring of law enforcement
agency controlled operations during the year or migration issues coming to the parliament.
If there was an ideal world, how would you see your relationship with the parliament
being enhanced? Do you think there is room for a particular committee to have a
role in assessing and monitoring your reports and reporting back to the houses
on those, just as the Public Accounts Committee, for example, examines reports
of the Auditor-General and reports back to the houses.
Colin Neave — I think there is quite a lot to commend
such a proposal because—just using the ACT as an example—we do report to the
Public Accounts Committee of the ACT Legislative Assembly and that works very
well. This has only happened since the 1st of July so I think I have been along
to the Assembly three times now to talk to the Public Accounts Committee and I
found that a very good way to operate. I think there is much to commend that
approach, yes.
Question — I would like to ask for your comments about
these new ASIO laws. Just how much power now does the Australian Security and
Intelligence Organisation have? I know that Julian Burnside has told me to my
face that they are worthy of Nazi Germany.
Colin Neave — We do not have any jurisdiction in
relation to ASIO and I am not familiar with the detail of those laws so I am
really not in a position to make a useful comment.
Comment — But you are aware of them?
Colin Neave — Yes, I am certainly aware of the laws but
it is not something that comes across our area of responsibility or indeed
expertise and in those circumstances anything that I said would not be a useful
contribution, I don’t think.
Rosemary Laing — But it is an interesting question isn’t
it because there are different oversight mechanisms for different areas of
Commonwealth operations. With intelligence agencies, there is the
Inspector-General of Intelligence and Security and a specific parliamentary
joint committee on intelligence and security. The Inspector-General has a
complaint capacity I believe.
Colin Neave — Yes, that is right, the Inspector-General
is part of that integrity framework which I referred to before and that is
where those sorts of issues need to be dealt with.
Question — The success of the Ombudsman depends to some
extent on the culture within the bureaucracy and the culture within government.
I think it is well known that the first Ombudsman had direct access to the prime
minister. In more recent times that has been more difficult. There have been
times when government and the bureaucracy have cooperated extensively with the
Ombudsman; there have been other times when there has been very strong
resistance including, for example, bitter fights about jurisdiction and so on.
Could you comment on the culture of cooperation or non-cooperation to your
office today?
Colin Neave — Well since my time as Ombudsman I have
been very pleased with the level of cooperation. We have completed reports on
some very controversial areas such as suicide and self-harm in detention
centres. We discussed the content of that report with the Immigration
department as it was then called and we were in fact very pleased at the level
of cooperation that we received. We are continuing to monitor the compliance
with the content of that report but overall I have been very pleased. I cannot
say that I have been pleasantly surprised because I am not; I would expect
cooperation. But it has gone well.
Question — I am curious of your response to WikiLeaks
and the other leaks of information collected by the government. Was that a fair
release of information? We have to protect certain information which is not
suitable for public disclosure, but as an individual it seemed to me that
sometimes the information released is something that should be given to us to
give us government transparency. I would be very much interested in your
comments.
Colin Neave — Well, once again I have not studied the
full detail of what was disclosed as part of WikiLeaks. My own view is very
supportive of transparency in government. I think that there are good reasons
for governments being very open and everyone hears politicians all the time
saying that there is very strong support for transparency but I am really not
in a position to make a judgement about the particular WikiLeaks occurrences.
Rather, what I would say is that we generally support—in fact all Ombudsmen
generally support—the provision of information to the community where that does
not involve breaches of information privacy and a whole lot of other issues
which might be relevant. A general commitment for transparency in government is
part of any Ombudsman’s approach.
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