|
ABA
|
Australian Bankers
Association
|
|
ACSB
|
Advice Competency
Standards Board
|
|
Advisers Act
|
Investment Advisers
Act of 1940 (US)
|
|
AFA
|
Association of
Financial Advisers
|
|
AFP
|
Associate Financial
Planner
|
|
AFS
|
Australian Financial
Services
|
|
AIST
|
Australian Institute of
Superannuation of Trustees
|
|
AQF
|
Australian
Qualifications Framework
|
|
ASIC
|
Australian Securities
and Investments Commission
|
|
ASIC Act
|
Australian
Securities and Investments Commission Act 2001
|
|
BT
|
Bankers Trust Financial
Group
|
|
Campbell Inquiry
|
Committee of Inquiry
into the Australian Financial System, 1979
|
|
CASA
|
Civil Aviation Safety
Authority
|
|
CFP
|
Certified Financial
Planner
|
|
COBA
|
Customer Owned Banking
Association
|
|
Committee
|
Parliamentary Joint
Committee on Corporations and Financial Services
|
|
CP 153
|
ASIC Consultation Paper
153: Licensing: Assessment and professional development framework for
financial advisers
|
|
CP 212
|
ASIC Consultation Paper
212: Licensing: Training of financial product advisers – Updates to RG 146
|
|
CPA
|
Certified Public
Accountants
|
|
CPD
|
Continuing Professional
Development
|
|
Economics Inquiry
|
Senate Economics
Committee, Performance of the Australian Securities and Investments
Commission, June 2014.
|
|
FINSIA
|
Financial Services
Institute of Australasia
|
|
FOFA
|
Future of Financial
Advice
|
|
FOS
|
Financial Ombudsman
Service
|
|
FPA
|
Financial Planning
Association of Australia
|
|
FPEC
|
Finance Professionals'
Education Council
|
|
FSC
|
Financial Services
Council
|
|
FSI
|
Financial System
Inquiry
|
|
FSPR
|
Financial Service
Providers Register
|
|
FSR Act
|
Financial Services
Reform Act 2001
|
|
FSU
|
Finance Sector Union of
Australia
|
|
GFC
|
Global Financial Crisis
|
|
ISA
|
Industry Super
Australia
|
|
PSC
|
Professional Standards
Councils
|
|
RG 139
|
ASIC Regulatory Guide
139: Approval and
oversight of external complaints resolution schemes
|
|
RG 146
|
ASIC Regulatory Guide
146: Licensing: Training of financial product advisers
|
|
RG 183
|
ASIC Regulatory Guide
183: Approval of
financial services sector codes of conduct
|
|
SMSF
|
Self-Managed Super Fund
|
|
SPAA
|
Self-Managed Super Fund
Professionals Association of Australia
|
|
Wallis Inquiry
|
Financial System
Inquiry, 1997
|