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Senate Committees

Oversight of ASIC

Section 243 of the Australian Securities and Investments Commission Act 2001 sets out the Committee’s duties. These duties include oversight of the Australian Securities and Investments Commission (ASIC). In fulfillment of this statutory duty, the committee holds regular public hearings with ASIC and reports its findings to parliament. The next public hearing related to the committee’s ongoing ASIC oversight responsibilities will be publicised when confirmed. Transcripts of oversight hearings are added to this page as soon as they are available, and the committee's reports are linked to this page once they are tabled in Parliament.

Report Name Tabling Date Hearing Transcripts Hearing Programs Answers to Questions on Notice Government Responses Additional Information
Statutory Oversight of the Australian Securities and Investments Commission May
2013		 15/03/2013
(HTML & PDF)
21/03/2013
(HTML & PDF)
 15/03/2013
(PDF 92KB)
21/03/2013
(PDF)		     AUASB opening statement (PDF)
FRC opening statement (PDF)
ICAA opening statement (PDF)
ASIC opening statement (PDF)
CPA opening statement (PDF)
CPA tabled document (PDF)
Statutory Oversight of the Australian Securities and Investments Commission February 2013 (HTML & PDF)

03/12/12
(PDF 62KB)

(PDF 1445KB)
(PDF 181KB)

    
Statutory Oversight of the Australian Securities and Investments Commission 31 October 2012 (HTML & PDF) 12/09/12
(PDF 58KB)
 (PDF 51KB)   Chart tabled by ASIC (PDF 421KB)
Statutory Oversight of the Australian Securities and Investments Commission 21 August 2012 (HTML & PDF) 22/06/2012
(PDF 71KB)		 (PDF 72KB) none required Update on Trio provided by ASIC (PDF 457KB)
ASIC Activities based on Estimate Statement (PDF 1830KB)
Statutory Oversight of the Australian Securities and Investments Commission 21 May 2012 21/03/12
(HTML & PDF)		 21/03/2012
(PDF 63KB)		 (PDF 104KB)
(PDF 87KB)		 none required  
Statutory Oversight of the Australian Securities and Investments Commission 13 March 2012 25/11/11
(HTML & PDF)		 25/11/2011
(PDF 65KB)		 (PDF 522KB) Government Response received 21 June 2012
(PDF 1560KB)		 Dr Gilligan's Presentation
(PDF 426KB)
Document tabled by Dr Gilligan: KPMG Survey (PDF 1465KB)
Document tabled by Dr Gilligan: OECD policy framework
(PDF 13020KB)
Statutory Oversight of the Australian Securities and Investments Commission 24 November 2011 12/10/11
(PDF)		 12/10/2011
(PDF 22KB)
 (PDF 190KB) none required  
Statutory Oversight of the Australian Securities and Investments Commission 25 August 2011 15/06/2011
(PDF)
24/6/2011
(PDF)
 15/06/2011
(PDF 14KB)
24/06/2011
(PDF 28KB)		 Rule of Law
15/6/2011
(PDF 78KB)
(PDF 292KB)
(PDF 174KB)
(PDF 170KB)
(PDF 206KB)
(PDF 334KB)
ASIC
(PDF 36KB)		 Government Response received 7 February 2013
(PDF 320KB)		 Rule of Law presentation
(PDF 261KB)
Comerton-Forde charts
(PDF 120KB)
ASIC on coercive powers
(PDF 1326KB)
ASIC Draft Strategic Framework
(PDF 37KB)
Statutory Oversight of the Australian Securities and Investments Commission 23 May 2011 11/03/2011
(PDF)
 11/03/2011
(PDF 29KB)		 11/03/11
(PDF 693KB)		 none required Letter FRP
(PDF 503KB)
Statutory Oversight of the Australian Securities and Investments Commission


 28 February 2011 23/06/2010
(PDF)
24/11/10
(PDF)

23/06/2010
(PDF 31KB)
24/11/10
(PDF 31KB)

 23/06/2010
(PDF 125KB)
24/11/10
(PDF 69KB)		 none required  
Statutory Oversight of the Australian Securities and Investments Commission 21 June 2010 29/04/10
(PDF 197KB)		 29/04/2010
(PDF 37KB)		 29/4/2010
(PDF 32KB)
    
Statutory Oversight of the Australian Securities and Investments Commission 22 February 2010 25/11/2009
(PDF)		 25/11/2009
(PDF 33KB)		 25/11/2009
(PDF 60KB)
 none required  
Statutory Oversight of the Australian Securities and Investments Commission 14 September 2009 17/06/2009
(PDF)		 17/06/2009
(PDF 33KB)		 17/6/2009
(PDF 53KB)
 none required  
Statutory Oversight of the Australian Securities and Investments Commission 23 February 2009 28/11/2008
(PDF)		 28/11/2008
(PDF 14KB)		 28/11/2008
(PDF 92KB)		 none required  
Statutory Oversight of the Australian Securities and Investments Commission 2 September 2008 18/06/2008
(PDF) 		    none required  
Statutory Oversight of the Australian Securities and Investments Commission 9 August 2007 12/06/2007
(PDF		     Government Response  
Statutory Oversight of the Australian Securities and Investments Commission 1 March 2007 30/11/2006
(PDF) 		    Government Response  
Statutory Oversight of the Australian Securities and Investments Commission 16 August 2006 13/06/2006
(PDF)		     Government Response  
Statutory Oversight of the Australian Securities and Investments Commission 19 December 2005       Government Response  
Statutory Oversight of the Australian Securities and Investments Commission 12 May 2005          
Report on the review of the Australian Securities and Investments Commission 26 March 2003          
Report on the Annual Reports of the Australian Securities Commission and Other Bodies: 1994-1995 March 1997           

For further information, contact:

Committee Secretary
Parliamentary Joint Committee on Corporations and Financial Services
Parliament House
Canberra ACT 2600
Australia

Phone: +61 2 6277 3583
Fax: +61 2 6277 5719
Email: corporations.joint@aph.gov.au

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