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Research Note no. 16 2004–05
Continued detention for the protection of the community
Thomas
John
Law and Bills Digest Section
16 November 2004
The legality of different forms of detention continues
to be a prominent national issue. In August 2004, the High Court of
Australia said the continued and potentially indefinite detention of
failed asylum seekers who had asked to leave but had nowhere to go was
constitutionally valid. (1)
A related issue is the constitutional validity of
the continued detention for the protection of the community of prisoners
who have completed their original sentence.
Early in 2004, the High Court heard arguments in
Fardon v Attorney General (Qld), concerning orders made under
Queensland’s Dangerous Prisoners (Sexual Offenders) Act 2003
(the Act) detaining prisoners for their potential dangerousness to the
community after expiry of their original prison terms.(2)
The issue has implications for the Commonwealth:
if the Act is held to be constitutional, the Federal Government could
refuse to release others, such as convicted terrorists, even if they
have served their time in prison.
The Act: a closer look
The Act was passed by the Queensland Parliament in
June 2003 as a reaction to the highly publicised release of sex offenders
where there was a strong public perception, rightly or wrongly, of a
high propensity to re-offend in a sexual manner.(3) The Explanatory
Memorandum to the Act noted:
Recently, there has been growing community concern about
the release of convicted sex offenders, not only because of the abhorrent
nature of these offences, but because of the lack of evidence that some
offenders have been rehabilitated, after refusing to participate in
sexual offender treatment programs.(4)
Covering persons declining to control their
sexual instincts, for example by refusing to complete a specifically
developed sex offender treatment program, the Act fills a legislative
gap: Queensland legislation only provided for persons unable
to control their sexual instincts, for example due to medical reasons
or a mental illness.
Key provisions and structure
The Act allows Queensland’s Attorney-General to apply
for orders for the continued detention or the supervised released of
certain prisoners. Section 3 sets out the objects of the legislation
which can be summarised as:
-
achieving adequate community protection by making
provision for the continued detention or supervised release of certain
prisoners, and
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continuation of ‘control, care or treatment’ of those
prisoners with a view to rehabilitation.
The Attorney-General can bring an application to
the court in relation to a ‘prisoner’, defined as a person detained
in custody for a serious sexual offence. A ‘serious sexual offence’
is defined as ‘an offence of a sexual nature’ that involved violence
or was committed against children.
The Act devises a two-tiered process with each tier
creating an individual threshold to overcome before a final order can
be made.
The preliminary hearing (section 8)
Under section 8, the court has the power to set a
date for the final hearing and to make either or both of the following
orders:
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risk assessment order—this order enables the court
to order the prisoner to undergo psychiatric assessments through two
different psychiatrists, and
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interim detention order—can be made if the court is
satisfied that the prisoner may be released but considers it necessary
that the prisoner should be detained until the matter is finally decided.
However, before the court can make any of the above
orders, the Attorney-General must satisfy the court that there are reasonable
grounds for believing the prisoner is a serious danger to the community
in the absence of an order available under the Act. The prisoner will
be considered to be such a danger if there is an unacceptable risk that
the prisoner will commit a serious sexual offence if released from custody
as such or if released without a supervision order.
The final hearing (section 13)
For the final hearing, the court will receive evidence
to determine whether the prisoner will present a serious danger to the
community in the absence of an order made under the Act.
When considering the application, the court’s paramount
consideration is the need for adequate protection of the community.
Further, the court is required to have regard to
information derived from various sources listed in subsection 13(4)
of the Act, including:
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psychological reports prepared under the risk assessment
order
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information as to offending patterns or a possible
propensity to commit serious sexual offences, or
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possible participation in rehabilitation programs
and the prisoner’s success in such programs.
The legislation imposes very high evidentiary standards.
The court must be satisfied ‘to a high degree of probability’ that the
evidence is of sufficient weight to support the order.
Only if the court is satisfied that the prisoner
will be an unacceptable risk to the community, the court can make either
of the following orders:
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continuing detention order—an order under which the
prisoner is kept in continued detention, or
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supervision order—the prisoner is released after serving
the initially imposed sentence, however, the release is subject to
conditions the court thought appropriate to protect the community.
In addition to the two statutory options, the court has
considered the possibility of a third option: to refuse to make any
final order under section 13 despite finding that there is an unacceptable
risk to the community.(5)
The review of a continued detention order
Even though the order to keep the prisoner in detention
is made for an indefinite term, Part 3 of the Act prescribes that the
order must be reviewed:
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annually, or
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at any time on application by the prisoner.
The review is conducted before the court in a similar
manner to the final hearing in of the original application process described
above, including the requirement to prepare psychiatric reports, the
high evidentiary standards and community protection as the court’s paramount
consideration.
As the evidentiary burden remains with the Attorney-General,
it was noted that the term ‘renew’ instead of ‘review’ would be more
appropriate to describe the review process.(6)
The appeal process
Finally, each order made by the court at the preliminary,
final or review stage, is appealable to the Queensland Court of Appeal
(Court of Appeal).
Judicial consideration of the Act to date
To date, the court has had several opportunities
to deal with applications made under the Act and determinations were
made in the following cases.
Attorney-General v Fardon [2003] QSC 379
This was the first application brought against a
prisoner under the Act. This case is the platform for the High Court
challenge and will be dealt with in more detail below.
A-G v Watego [2003] QSC 367
This application for continued detention was brought
against the prisoner within a very short period of time before his release.
Considering the prisoner’s detention and the problems he faced to secure
legal representation, the court dismissed the application on the basis
that Mr Watego was denied procedural fairness because he had no appropriate
time to prepare a sufficient defence.
The appeal to the Court of Appeal was unsuccessful.
A-G v Nash [2003] QSC 377
This application for continued detention was also
brought only days before the release date of the prisoner. As in Watego,
the court dismissed the application on the basis that Mr Nash was denied
procedural fairness. This matter was not appealed.
R J Welford, A-G for the State of Queensland
v Francis [2004] QSC 233.
In this case, the court found that the prisoner would,
at the time of the decision, pose an unacceptable risk to the community
and ordered detention. However, this case is unusual: the prisoner acknowledged
that his detention for the purpose of treatment was warranted. Based
on the prisoner’s and the community’s coinciding ‘interest in his rehabilitation’,
the court, with the assistance of the three psychiatrists involved in
this matter, devised a ‘release plan’ for the prisoner to reduce his
dangerousness to the community.(7)
Attorney-General v W [2003] QSC 262
In this matter, the Attorney-General currently seeks
a supervision order against W. In the preliminary hearing, the court
made a risk assessment with the aim to develop a basis for a supervision
plan for W’s release. Further, the court made an interim detention order,
finding it inappropriate to release the prisoner without a proper release
plan in place. The making of a supervision order (and the possible details
of such order) will be in issue at the final hearing, expected to be
heard later this year.
Constitutional issues
The constitutional concerns raised in relation to
the Act were dealt with in the Fardon matter.
Based mainly on the High Court’s findings in Kable
v Director of Public Prosecution (NSW), the main constitutional
issue is whether the Act confers upon the court powers that are incompatible
with the exercise by state courts of the judicial power of the Commonwealth
under Chapter III of the Constitution.(8)
Separation of powers
The first three chapters of the Constitution set
out a system of separation between the judiciary, the executive and
the legislature.
While the High Court has taken a relaxed view of
the separation between the executive and the legislature, it has rigorously
guarded a strict separation, and therewith the independence, of the
judiciary.(9)
The judiciary is created by Chapter III of the constitution.
By virtue of this chapter, the Constitution confers the judicial power
of the Commonwealth on those courts named in section 71 of the Constitution
(section 71 courts). These are:
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the High Court of Australia
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other federal courts as created by Parliament, and
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other courts as invested with federal jurisdiction,
including State courts.
Although the separation of powers doctrine does not
strictly apply to the states, section 71 courts exercise the judicial
power of the Commonwealth and are subject to the doctrine. Accordingly,
they may not discharge any function that is incompatible with this power,
except where such function is incidental to the exercise of the power.(10)
The decision in Kable
In Kable, the High Court was invited to consider
whether a state court’s power to order the continued detention of a
particular person was such a function incompatible with the judicial
power of the Commonwealth.
After characterising the decision process set forth
in the relevant legislation and the order made by the court, the majority
of the High Court noted that:
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the legislation was aimed at the detention of one
particular person, and
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the state court was deprived of any discretion (being
the hallmark of judicial power), once it found the person posed a
danger to the community.
Accordingly, the state court was required to exercise
a non-judicial function repugnant to its role as a section 71 court.
The High Court found further that this power could not be conferred
upon the state courts despite the states’ plenary legislative powers.(11)
Central to this finding was the argument that public
confidence in the independence of the judiciary is a paramount aspect
of the separation of powers doctrine. This confidence is fragile and
could be undermined or destroyed completely where section 71 courts
could be seen ‘to be no more than subservient agents bending to the
will either of the Executive or the Parliament’.(12)
As in Kable, the maintenance of the public
confidence in the independence of the courts was at the heart of the
Fardon matter.
The Fardon litigation
The constitutional issues have been ventilated at
first instance by the court and, on appeal, by the Court of Appeal.
Special leave was granted to appeal the matter to the High Court.
Supreme Court of Queensland
At first instance, Mr Fardon attacked the constitutional
validity of the interim measures that can be ordered under section 8
of the Act. Particularly, he argued that the powers conferred on the
court under the Act were ‘repugnant to the judicial process’, pointing
towards an alleged lack of judicial discretion and a relaxed standard
of proof in these hearings. (13)
The court upheld the constitutional validity of this
section, finding it inappropriate to examine the provision in isolation.
Looking at the Act as a whole, the court concluded that the process
to be followed prior to making an order is ‘consistent with traditional
judicial process’ and the public confidence in the court was not threatened.(14)
Queensland Court of Appeal
The decision at first instance was appealed to the
Court of Appeal. In essence, the arguments put forward by Mr Fardon
were identical to those made at first instance, with the following additions:
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the orders made under the Act are punitive in character
and must therefore be made as part of adjudging and punishing criminal
guilt
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community protection is not one of the established
exceptions according to which detention can be ordered without the
finding of guilt, and
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the retrospective lengthening of his sentence would
amount to an interference with the finality of the exercise of judicial
power.(15)
The Attorney-General countered these arguments by:
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suggesting that the legislation pursues a legitimate
non-punitive objective so that it would come within the established
exceptions according to which imprisonment can be ordered without
a finding of guilt
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pointing towards the judicial nature of the process
preceding the orders made under the Act, and
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emphasising that arguing a retrospective lengthening
of the sentence would ignore that ‘following the expiration of [a]
term of imprisonment, [Fardon] will have been newly detained “under
protective legislation”’.(16)
The majority of the Court of Appeal found that the
orders made under the Act were not punitive. Rather, they were aimed
at protecting the community, a case of legitimate non-punitive detention.
The court held that the orders fell ‘naturally into the exceptional
category as contemplated by’ the High Court in earlier judgements.(17)
They were not repugnant to the judicial process.(18)
The minority considered that the legislation did
not confer true discretion on the judiciary but significantly curtailed
any judicial discretion. Further, the prisoner’s continued detention
was based on a prediction of the prisoner’s future conduct, detached
from the original sentence. Such prediction would be the ‘antithesis
of the procedural process’, open to arbitrariness and therefore inconsistent
with the functions of the courts.(19)
The Court of Appeal upheld the constitutionality
of the legislation 2:1, finding that no violation of the separation
of powers doctrine had occurred.
High Court of Australia
Mr Fardon appealed the decision of the Court of Appeal
to the High Court. He asserted that the Court of Appeal incorrectly
characterised the orders made under the Act as non-punitive, maintaining
a proper characterisation would render them punitive in nature. Such
punitive orders, it was again submitted, could only be made as the result
of a process of adjudging and finding criminal guilt. However, criminal
guilt is not the basis for the continued detention: the prisoner is
detained on the basis of what may be done in the future, rather than
on what has been done in the past.
The Attorney-General submitted that, based on the
legislative intent and on the essential features of the Act, the Court
of Appeal was correct in finding that the legislation is non-punitive
in character, being an appropriate case of non-punitive detention. In
addition, the Act required the court to undertake an assessment of all
the circumstances to determine whether a prisoner is an unacceptable
risk. This would constitute an exercise of discretion and should therefore
qualify as a judicial function.
The decision is currently pending but is expected
in the near future.
Concluding comments
As indicated at the outset, should the High Court
find the Queensland legislation to be constitutional, the significance
for the Commonwealth could be considerable: it may be possible for the
Federal Parliament to pass similar legislation, allowing the executive
to request the continued detention of certain classes of persons.
The list of possible classes of persons is long and
will only be limited by the scope of the powers conferred on the Federal
Parliament under the Constitution.
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Al-Kateb v Godwin [2004] HCA 37, Minister
for Immigration and Multicultural and Indigenous Affairs v Al-Khafaji
[2004] HCA 38. See for a detailed discussion: P. Prince, ‘The
High Court and indefinite detention–towards a national bill of rights?’,
Current Issues Brief, no. 7, Parliamentary Library, Canberra,
2004.
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Fardon v Attorney General (Qld), Transcript
of the matter heard on 3 March 2004 by the High Court of Australia.
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R. Giskes, ‘The Dangerous Prisoners (Sexual
Offenders) Act 2003 (Qld): the High Court decision in Kable and applications
under the Dangerous Prisoners Act’, research brief, no. 2004/02,
Queensland Parliamentary Library, Brisbane, 2004.
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Explanatory Memorandum, Dangerous Prisoners
(Sexual Offenders) Bill 2003, p. 1.
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A-G v Fardon [2003] QSC 200, p. 12–13.
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Fardon v Attorney-General (Qld), Transcript,
op. cit., (per Gummow J).
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ibid., paragraph 25.
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Kable v Director of Public Prosecution
(NSW) (1996) 189 CLR 51.
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G Moens, Lumb & Moens’ The Constitution
of the Commonwealth of Australia annotated, Butterworths,
Australia, 2001, p. 16.
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Harris v Caladine (1991) 172
CLR 84, p. 93.
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S. Ratnapala, Australian Constitutional
Law, OUP, Melbourne, 2002.
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Nicholas v The Queen (1998)
193 CLR 173, p. 256.
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A-G v Fardon, op. cit., p. 10.
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ibid., pp. 17–18.
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A-G (Qld) v Fardon [2003] QCA 416,
pp. 5, 26.
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A-G (Qld) v Fardon, ibid..
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Chu Keng Lim
v Minister for Immigration, Local Government and Ethnic Affairs (1992)
176 CLR 1; Kruger v Commonwealth (1997) CLR 1.
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A-G (Qld) v Fardon, op. cit., p. 10.
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ibid., p. 25.
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