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Research Note no. 7 2003-04
Proof of Identity of Electors at Enrolment
Scott Bennett and Kate
Bunker
Politics and Public Administration Group
11 August 2003
Electoral roll manipulation
For about a decade there has been debate concerning the electoral roll,
and whether or not the requirements for enrolling or changing an enrolment
are sufficient to avoid fraud.
The inquiry into the 1996 election by the Joint Standing Committee on Electoral
Matters (JSCEM) reported that its 'most contentious topic' was that
of electoral fraud. In particular, the enrolment procedure was seen
as being open to abuse.(1)
In 2001 the Shepherdson Inquiry in Queensland indicated that the Commonwealth-State
joint electoral roll can be manipulated due to the ease with which voters
can enrol or change their enrolment.(2)
Most debate has emphasised that the level of such fraud is low in Australia. However, there is agreement that the
issue is less about the actual integrity of the electoral roll, than
'whether the Australian public is convinced that the electoral roll
provides the mechanism for free and fair elections'.(3)
The Parliament may be on the verge of tightening the provisions for enrolment.(4)
Enrolling to vote
A person seeking enrolment on the electoral roll must be an Australian citizen,
at least 17 years and must fill out a written application to be witnessed
by 'an elector or a person entitled to enrolment'. A person seeking
to change enrolment follows the same procedure.(5)
Critics have noted that many other social transactions require great
levels of proof:
it is unacceptable that the most fundamental
transaction between a citizen and the governmentthe act of choosing
the government is subject to a far lower level of security than
opening a bank account (6)
The Australian Electoral Commission's (AEC) view of the electoral roll is
that its integrity is sound, citing an Australian National Audit Office
report which stated that the roll 'can be relied on for electoral purposes'.(7)
A reform attempt
The Electoral and Referendum Amendment Act (No. 1) 1999 sought to
require more proof of identity from new electors and re-enrollers. Schedules
to the legislation spelled out 41 classes of people who could witness
an enrolment claim, plus thirteen documents that could be presented
to confirm identification.(8)
Debate in the Senate revealed a general concern about the proposed system
being too bureaucratic in its approach. In addition, Labor and the Australian
Democrats raised several specific uncertainties:(9)
-
that young
people might be discouraged from registering
-
that the regulations
placed great difficulties in the way of the homeless
-
that indigenous
people in remote areas might be disenfranchised
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that the regulations
would make re-enrolment difficult for people in outback areas; and
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that overseas
voters could be overlooked.
Apart from these
concerns, State Governments asserted that the joint roll
agreements between the States and Territories and the AEC would be put at risk because of the
need for complementary legislation to be passed by the States and Territories.
Former South Australian Premier, John Olsen (Liberal), warned of 'the impact of
any proposal for legislative reform on the joint roll arrangement'.(10)
On 15
May 2002 the regulations were disallowed on
the motion of the Leader of the Opposition in the Senate, Senator Faulkner.
The 2003 JSCEM recommendation
Despite this, the JSCEM noted that on the question of verification of identity
there was 'substantial' agreement among many observers that the enrolment
system 'should be more rigorous'. This view was based on 'an understanding
that the system, as it currently operates, is open to abuse'.(11)
The JSCEM has now reported on the 2001 election. The Committee's view(12) is that the question is not
whether there should be more required to establish proof of identity
for enrolment, but how to achieve this end. It has noted also that the
disallowed regulations were 'somewhat unwieldy', and clearly of concern
to those desirous of maintaining the joint roll agreements. Its conclusion
is that the proof of identity requirement could be tightened with 'a
more straightforward' scheme:
-
as over 90
per cent of electors hold a driver's licence, this should suffice
for most enrolments
-
the AEC should
have discretion to accept another document or combination of documents
-
if
such documents are not available, a written reference from a voter
should suffice; and
-
photocopies
of documents would be acceptable.
The JSCEM recommended increased penalty provisions for false declarations
including false enrolments, false claims by witnesses, and false claims
by enrollers including that they are unable to produce primary forms
of identification.
In an attempt to guarantee a period of review of the new arrangements, the
JSCEM has proposed a three-year sunset clause be built into any such
changes. This would give an excellent chance for the new arrangements
to be evaluated prior to any move being made to make them permanent.
It would also give an opportunity to amend the procedures if weaknesses
were found.
The JSCEM awaits the Government's response to its recommendations.
Overseas' comparisons
An investigation into proof of identity requirements in twelve countries
indicated that Australia's requirements are much more relaxed
than many.(13)
Australia, New Zealand and the United Kingdom have fewer requirements than
the other countries investigated, though neither NZ nor the UK require
that the enrolment form be witnessed.
If Australia were to require proof of identity,
this would be in line with a number of other countries. For example,
Northern Ireland, Denmark, Fiji and Germany require some proof of identity such
as a driver's licence, social or national security number. In the United States the requirements vary between states
and may or may not include giving social security or driver's licence
numbers.
Proof of identity can also depend on how the electoral roll or register
is compiled. For example in Canada, the 'National Register of Electors'
is compiled from information from provincial, territorial and federal
data sources such as motor vehicle registries, immigration and tax offices.
Voters who are not on this list can register at a polling station with
some proof of identity and proof of address.
Papua New Guinea also requires that the enrolment form
be witnessed by an electoral official.
South Africa, India and the Philippines all require significantly more proof
of identity.
In South Africa prospective voters must possess and
show a valid barcoded identity document or a valid temporary identification
certificate.
India is introducing photo identity cards
for prospective voters and to date 338 million cards have been produced.
Over 620 million people were registered to vote in India in 1999.
The Philippine application form requires
three specimen signatures, legible rolled prints of both thumbs and
four copies of identification
photos.
Endnotes
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JSCEM, Report
of the Inquiry into all aspects of the conduct of the 1996 federal
election, 1997, p. 5.
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Queensland Criminal Justice Commission, Shepherdson
Inquiry. An investigation into electoral fraud, Brisbane,
2001.
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Senator Mason (Liberal), Senate, Debates, 15
May 2002, p. 1627.
-
'Photo ID proposed for
new voters', About the House, JulyAugust 2003, p. 11.
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Commonwealth Electoral Act 1918, ss. 93, 98. People may enrol
when they are 17, but may not vote until they are 18.
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JSCEM, Report
of the Inquiry into all aspects of the conduct of the 1996 federal
election, 1997, p. 5.
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JSCEM, Report
of the Inquiry into the conduct of the 2001 federal election,
p. 25.
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For the classes of people
and the permitted documents, see JSCEM, Report of the Inquiry into
the conduct of the 2001 federal election, Appendix D.
-
See Senators Faulkner,
Crossin (both ALP), Murray,
Bartlett (both AD), Senate, Debates, 15
May 2002, pp. 160830.
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JSCEM, User Friendly,
not abuser friendly. Report of the Inquiry into the Integrity of the
Electoral Roll, 2001, p. 42.
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Ibid., p. 33.
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Ibid., pp. 448.
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Information was collected
from electoral commission websites.
New Zealand http://www.elections.org.nz/elections/enrol/request_form.html.
United States: Federal Election Commission: http://www.fec.gov/votregis/pdf/nvra.pdf.
Papua New Guinea Electoral Commission: http://www.pngec.gov.pg/.
South Africa: Independent Electoral Commission: http://www.elections.org.za/Why_register.asp.
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