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Research Note no.5 2002-03
Members of Parliament (Staff) Act: Accountability
Issues
Dr Ian Holland
Politics and Public Administration Group
20 August 2002
The Members of Parliament (Staff) Act
1984 (the
MoPS Act) governs employment of staff by MPs and
ministers (MoPS staff). Although it has served to provide a systematic
framework for employment of political staff, questions are emerging about
whether the MoPS Act ensures an appropriate level of accountability.
The Origins of MoPS
Until 1984, MPs wanting to employ staff
did so using the temporary employment provisions of the Public Service
Act 1922 (PS Act), or private contractual arrangements. Public servants
employed in the position of Private Secretary by a minister or by the
Leader of the Opposition had different rights to other public servants
who took jobs with MPs. Reviews of the Public Service (the APS), such
as the Coombs Royal Commission, had recommended that these arrangements
needed reform.(1)
The 1984 MoPS Act
The MoPS Act had three main Parts, governing
employment of:
- ministerial consultants (Part II)
- staff of office-holders (ministers, party leaders in
each House, whips, etc.) (Part III), and
- staff of senators and members (Part IV).
The employment provisions are considered
in a forthcoming Research Note on employment issues. The Act created no
major mechanisms for staff responsibility or reporting. It contained nothing
regarding roles and responsibilities of MoPS staff. In short, while formally
recognising the existence of MoPS staff, the Act created no framework
for their accountability.
1999 Reforms
In 1999 the PS Act was overhauled. The reforms
saw the inclusion in the PS Act of a statement of Values
and a Code
of Conduct. They establish a normative framework
within which people are legally required to work (the Values), and a set
of expectations about behaviour that flow from those Values (the Codes
of Conduct).
The 1999 reforms triggered changes in
other areas. These included legislating to create the Parliamentary Service
(which also acquired values and a code of conduct in their enabling legislation),
and the first significant changes of the MoPS Act since 1984. None of
these, however, related to accountability issues. None of the changes
to the MoPS Act mirrored reforms in the APS and the Parliamentary Service
Problems with MoPS
Under the MoPS Act, 1400 staff are employed,(2)
including some powerful players in the political system. So does the MoPS
Act need to be modified to improve accountability measures for political
staff?
In 1984 the then Member for Bradfield,
Mr Connolly, expressed concern about the potential blurring of roles in
the new regime. His words referred particularly to consultants, but they
have contemporary resonance:
I see [no] protective device put forward
by the government to control the relationship between a ministerial
consultant and officers of the Department.(3)
Issues about the roles and responsibilities
of ministerial staff are raised regularly.(4) Connolly's remarks
resemble those of academic Dr John Uhr who recently raised the possibility
of improving 'transparency about the roles and standards to be expected
of ministerial advisers'.(5)
The problems may not all lie with the MoPS
Act, however. It is up to public servants to ensure they are adhering
to the Code of Conduct when dealing with ministerial staff. It is also
possible that public servants could make more use of provisions in the
PS Act (such as whistleblower
provisions) that allow both Agency Heads and Commissioners
to ensure that Codes of Conduct are being complied with.
Mechanisms that contribute to the accountability
of MoPS staff are limited but do exist. These include some elements of
the Prime Minister's Guide
to Ministerial Responsibility. In 1998 a member
of Minister for Resources Warwick Parer's staff was sacked for trading
shares in breach of the Guide. There is also arguably a convention that
ministers take responsibility for their staffers' actions. In practice,
however, this seldom happens.
Ministerial staff have resigned because
of errors they have reportedly made in their work. High profile examples
have included the resignation of two staff from the Prime Minister's office
during the 'travel rorts affair' in 1997,(6) and the sacking
in 2001 of staff from the Deputy Prime Minister's office following the
mis-handling of an Australian National Audit Office report on road funding.(7)
The potentially high price MoPS staff may pay for mistakes is likely to
provide some measure of accountability, though only in very particular
sets of circumstances.
The accountability mechanisms do not include
parliamentary scrutiny of MoPS staff as they do in the case of public
servants. Those mechanisms that do exist are relevant only to ministerial
staff, leaving the majority of MoPS staff untouched.
Possible Reforms
Options for MoPS Act reform include:(8)
- restructuring legislation to distinguish ministerial
staff from other MoPS employees
- including in the Act statements about roles and responsibilities
of employees, particularly those employed by ministers
- inserting similar material, but through the Certified
Agreement and individual employment contracts
- creating Parliamentary accountability by allowing ministerial
staff to appear as witnesses before Parliamentary committees
- inserting a code of conduct to parallel those of the
Service Acts
- inserting a code of conduct, but framed instead in terms
of what staff should not do, as in the British Code
for Special Advisers
- creating a Commissioner (who might or might not be located
in the Australian
Public Service Commission (APSC)) to investigate
breaches of a MoPS Act Code, or
- giving the existing APSC a role in supporting the staff
of parliamentarians (separate from any investigatory role).
Currently the Act draws no distinction
between employees of MPs and of the executive (ministers and parliamentary
secretaries). Reform could involve creation of separate legislative frameworks
for the two groups. Two Acts would allow clear distinctions to be drawn
between staff of the executive and of the legislature, an issue that persists
in creating accountability problems in our political system.
Even without creating independent legislative
frameworks, however, the roles and accountability of MoPS staff could
be clarified. They could operate under values and codes of conduct similar
to those under which the APS operates. There are currently no equivalents
in the MoPS Act, but there is no reason this should remain the case. Codes
in the MoPS Act would, however, need to be different for ministerial staff
and MPs' staff, in order to reflect the great differences between serving
the executive and the legislature.
There also remain questions about how
adherence to such codes of conduct would be detected or addressed. If
a binding code of conduct applied to ministerial staff (in the way that
public servants are bound to their Code), getting it enforced could become
a counter-productive 'hobby' of the Opposition of the day.
It might help if there was institutional
support for the administration of accountability provisions in a revised
MoPS Act, even if they were not binding legal provisions. The Public Service
Commissioner and Merit Protection Commissioner (both working within the
APSC) support both the APS and Parliamentary Service. The
Commission's roles include advising the government
on APS matters, supporting implementation of the PS Act, and reviewing
actions affecting APS employees. Currently, the Commissioners have no
role in relation to MoPS staff. Reforms, however, could create a role
for a similar supporting body or person, either in an advisory role, or
also with investigatory powers.
There are thus several ways the MoPS Act
could be changed to deal with inadequate staff accountability. One thing
seems clear: the current framework needs improvement.
Endnotes
- Royal Commission on Australian Government Administration,
1976, pp. 261, 263-4.
- Senate Finance and Public Administration Committee,
Estimates Hearings, 30 May 2002, p. 410.
- House of Representatives, Debates, 30 May 1984,
p. 2501.
- For a discussion of cases, see Ian Holland, Accountability
of Ministerial Staff? Research Paper no.
19, Department of the Parliamentary Library, 2001-02.
- Senate Select Committee on a Certain Maritime Incident,
Hearings, 18
April 2002, p. 1227.
- Ann Tiernan, 'Problem or Solution? The Role of Ministerial
Staff', in Jenny Fleming and Ian Holland (eds), Motivating Ministers
to Morality, Ashgate, Aldershot, 2001, pp. 91-103.
- Dennis Shanahan, 'Anderson in the alien corn', The
Australian, 17 February 2001.
- Some of these options have been canvassed elsewhere.
See Verona Burgess, 'Accountability: an increasingly vexed question',
Canberra Times, 21 July 2002; Andrew Podger's evidence to the
Senate Select Committee, op. cit., 18 April 2002.
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