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Current Issues Brief no. 16 2002-03
'Disarming' Iraq under International Law-February 2003 Update
Angus Martyn
Law and Bills Digest Group
26 February 2003
Contents
Introduction
Resolution 1441
The Australian Government's view
Use of force under international
law
The
use of force under Security Council Resolutions
The use of force in self-defence
The legal right of self-defence and
the threat posed by Iraq
Conclusion
Endnotes
Appendix A: Draft Resolution on
Iraq24 February 2003
Introduction
As a consequence of United Nations Security Council (UNSC) resolutions
passed after the 199091 Gulf war, Iraq is required by international
law to renounce weapons of mass destruction (WMD)(1) and
submit to disarmament verification inspections by United Nations (UN)
agencies.(2) After a hiatus of some 4 years, inspections
resumed in late November 2002. To date, no WMD have been found,(3)
although inspectors have emphasised that possibly large quantities of
chemical and biological agents still remain unaccounted for,(4)
and Iraq also has unlawful missiles.(5) Some western governments,
including the United States (US), the United Kingdom (UK) and Australia
maintain that Iraq retains WMD and have hidden these from inspectors,(6)
a claim that has been denied by Iraq.(7)
Following on from UNSC Resolution
1441 , the US, the UK and Spain have circulated a further
resolution stating 'that Iraq has failed to take the final opportunity
afforded to it resolution 1441'. The full text of the draft resolution
is at Appendix A. Notably, it contains nothing about the possible means,
such as the use of force, to compel Iraq's compliance with the resolution.
Moreover, the US has indicated that, even if this resolution is not
adopted by the UNSC,(8) it may go to war with Iraq to enforce
disarmament.(9) Such an attack, in partnership with the so-called
'coalition of the willing', could take place within weeks.(10)
This paper examines whether, in the absence of any explicit authorisation
from the UNSC, international law allows a State to use military
force to compel Iraq into meeting its obligations. In particular it
looks at the position taken by the US on 'unilateral'(11)
enforcement of UNSC resolutions and the separate so-called right of
'pre-emptive' self-defence under article 51 of the UN Charter.(12)
The paper concludes that there are some uncertainties about exactly
how the principles of international law apply, particularly on the issue
of unilateral enforcement. This said, the general prohibition against
the use of force enshrined in the UN Charter is a fundamental feature
of international law. On the information available to the author, the
US, UK and Australian governments have yet to demonstrate a strong case
that the exceptions to this prohibition apply in this case. Unless this
is done, doubts are likely to remain about the legality of a prospective
attack on Iraq that is not explicitly authorised by the UNSC.
On 8 November 2002, the UNSC unanimously passed Resolution
1441. The latest in a long line of resolutions, its purpose is:
to afford Iraq a final opportunity to comply with its
disarmament obligations and to set up an enhanced inspection regime
with the aim of bringing to full and verified completion the disarmament
process established by resolution 687 and subsequent resolutions of
the Council.(13)
The resolution provides UN inspection teams with
an unprecedented mandate for unconditional access to all of Iraq, including
so-called 'Presidential sites'.(14) It requires Iraq to declare,
by 8 December,(15) a full list of its WMD programs, including
any chemical, biological and nuclear facilities that are claimed not
to be related to weapons purposes. The resolution specifies that:
any false statements or omissions in the
declarations submitted by Iraq pursuant to this resolution and failure
by Iraq at any time to comply with, and cooperate fully in the implementation
of, this resolution shall constitute a further material breach of Iraq's
obligations and will be reported to the Council for assessment.(16)
In the event of a report by the heads of UN inspection
agencies of any interference by Iraq in inspection activities or failure
to comply with any disarmament obligations including those relating
to the declaration mentioned above under this, or previous resolutions,
the UNSC is to:
convene immediately to consider the situation and the
need for full compliance with all of the relevant Council resolutions
in order to secure international peace and security [and] recalls,
in that context, that the Council has repeatedly warned Iraq that it
will face serious consequences as a result of its continued violations
of its obligations.(17)
Resolution 1441 does not expressly authorise the use of force against
Iraq should it be seen by the UNSC or any other State as committing
a material breach: there is no 'automatic trigger'. However, the United
States has made it clear that it considers unilateral military action
as an option even in the absence of such authorisation. For example,
the US Ambassador to the UN, John Negroponte
, in a statement to the UNSC after the vote on resolution
1441, said that:
if the Security Council fails to act decisively in the
event of further Iraqi violations this resolution does not constrain
any member state from acting to defend itself against the threat
posed by Iraq or to enforce relevant United Nations resolutions
and protect world peace and security [emphasis added].(18)
Ambassador Negroponte's statement indicates that, even without a resolution
expressly authorising the use of force, military force could be employed
either in self-defence or to enforce relevant UNSC resolutions. For
the reasons explored in this paper, it is highly questionable whether
the principle of unilateral enforcement of UNSC resolutions has any
sound basis in international law or that the proposed doctrine of pre-emptive
self defence is sufficiently consistent with international law to justify
military action by the US, UK and Australia.
The Australian Government considers that Iraq has failed to comply
with Resolution 1441 and that another UNSC resolution should be adopted
that 'deals decisively' with this failure.(19) However, given
divisions within the UNSC, it is unclear whether a resolution of any
kind is likely to be adopted by the UNSC in the immediate future.
Prime Minister Howard is on the public record as saying that Australia
would not take any action over the Iraq situation '[that would be] contrary
to international law'.(20) In his recent statement
to Parliament on Iraq, the Prime Minister also said:
There is a very strong argument that the terms of
1441, when coupled with all the previous resolutions passed by the Security
Council about Iraq, provide a sufficient legal basis for military action,
without the express need for a further resolution.
Presumably this argument relates to unilateral enforcement of obligations
under UNSC resolutions or the related issue of whether the 1991 Gulf
War ceasefire is now void because of Iraq's to failure to comply with
Resolution 687. Whatever the case, to the author's knowledge, the Government
has not yet set out on the public record what this argument actually
is or provided any evidence that it has substantial support in the international
community.
In this context, it is interesting to recall a speech given in November
last year by the Defence Minister, Senator Robert Hill. In it, Senator
Hill makes an observation about the possible relationship between international
law and national interest in the current climate:
Some would argue that it's time for a new and distinct
doctrine of pre-emptive action to avert a threat. A better outcome might
be for the international community and the international lawyers to
seek an agreement on the ambit of the right to self defence better suited
to contemporary realities. But in the meantime those responsible
for governance will continue to interpret self-defence as necessary
to protect their peoples and their nations' interests [emphasis
added].(21)
Under international law, the use of force against
States is strictly limited. Article 2(4) of the UN Charter
provides:
All Members shall refrain in their international
relations from the threat or use of force against the territorial integrity
or political independence of any state, or in any other manner inconsistent
with the purposes of the United Nations.
Article 2(4) is considered
to be a jus cogens principle, or peremptory norm,
of international law and as such no State has the right to derogate
from the rule against the use of force.(22)
In practical terms, this means that any use of force can only
be exercised in strict conformity with international law: there is no
'wiggle room' that allows a country to say that its use of force was
consistent with the 'spirit' of international law, if not the letter
of the law. It also means that any modification of the norm such as
is arguably being advocated by the US through its positions on pre-emptive
self-defence and unilateral enforcement of UNSC resolutions must meet
with a very high degree of acceptance by the international community
before it can be said to have crystallised as a norm of international
law.
In this context, the only situations when force
can clearly be used are:
These two possibilities are examined in the following
two sections.
Chapter VII of the UN Charter
deals with the issue of international peace and
security. Article 39 gives the UNSC the power to:
determine the existence of any threat to the peace, breach
of the peace, or act of aggression and shall decide what measures
shall be taken in accordance with Articles 41 and 42, to maintain or
restore international peace and security.
Should the Security Council consider that measures provided
for in Article 41(24) would be inadequate or have proved
to be inadequate it may take such action by air, sea, or land forces
as may be necessary to maintain or restore international peace and security.
Such action may include demonstrations, blockade, and other operations
by air, sea, or land forces of Members of the United Nations.
Article 42 was used to authorise the military response
against Iraq in the Gulf War of 199091. The key passage of the authorising
Resolution 678 is:
The Security Council, acting under Chapter VII of
the Charter authorises member states cooperating with Kuwait
unless Iraq fully implements all resolutions to use all necessary
means to implement and uphold all relevant resolutions and restore
international peace and security to the area [emphasis added].(25)
There are two key points that should be noted in
the above. Firstly, the authorisation is clearly directed to UN members.
Secondly, it provides them with a broad discretion as to what is considered
necessary including the use of military force to secure implementation
of the resolutions requiring Iraq's withdrawal from Kuwait.
In April 1991, the UNSC adopted Resolution 687 which,
amongst other matters, spelt out Iraq's obligation to agree unconditionally
to the destruction of WMD and to accept inspections for verification
purposes. Specifically, it states that:
upon official notification by Iraq to the Security
Council of its acceptance of [its obligations], a formal cease-fire
is effective between Iraq and Kuwait and the member states cooperating
with Kuwait in accordance with Resolution 678 and that the Security
Council will remain seized of the matter and take such further steps
as may be required for the implementation of the present resolution
and secure peace and security in the region [emphasis added](26)
While inspections took place during the 1990s, increasing tension
between the inspection teams and Iraq during 199698 eventually lead
to the cessation of inspections by late 1998.(27) UNSC resolutions
during this period contained frequent condemnation of Iraq for failing
to uphold its disarmament obligations. Notably, Resolution 1154 stated
that:
the Council was determined to ensure immediate and
full compliance by Iraq without conditions or restrictions with its
obligations under resolution 687 and that any violation [of its
obligations] would have the severest consequences for Iraq [emphasis
added].(28)
Resolution 1441 affirms that Iraq remains in material
breach(29) of Resolution 687. The draft resolution of 24
February (Appendix A) strongly implies Iraq is in material breach, although
it doesn't explicitly say so.
As mentioned earlier in this paper,(30)
the US appears to take the view that it would be legally justified in
forcing Iraq to comply with the relevant UNSC resolutions if the Council
itself fails to do so. However, there is very mixed evidence in terms
of State practice whether this position has any consistent support among
UN Members and its basis in international law is therefore questionable.
The same issue of unilateral, or 'automatic', implementation was debated
at the UNSC meeting which led to the adoption of Resolution 1154. The
relevant part of that debate has been summarised as follows:
No agreement was reached on this issue. The US and
the UK did not receive support for the view that UN members would have
such an automatic right. The other members of the Council, including
the other permanent members, emphasized the powers and authority of
the Security Council and in some cases explicitly rejected any automatic
right for members to use force. Sweden emphasised that "the Security
Council's responsibility for international peace and security, as laid
down in the Charter of the United Nations, must not be circumvented."
Brazil stated that it was "satisfied that nothing in its [the Resolution's]
provisions delegates away the authority that belongs to the Security
Council under the Charter and in accordance with its own resolutions."
And Russia concluded that, "there has been full observance of the
legal prerogatives of the Security Council, in accordance with the United
Nations Charter. The resolution clearly states that it is precisely
the Security Council which will directly ensure its implementation,
including the adoption of appropriate decisions. Therefore, any hint
of automaticity with regard to the application of force has been excluded;
that would not be acceptable for the majority of the Council's members.
(31)
Following the cessation of Iraqi cooperation with
inspections in October 1998, the USA and UK launched Desert Fox,
a four day campaign of air and missile strikes against Iraq. In UNSC
debate, the US and UK took the view that the use of force was authorised
by previous resolutions. There was a mixed view amongst members,(32)
but several rejected this view. Brazil for example said 'the Council
remained the sole body with legal authority to mandate actions aimed
at reinforcing compliance with its own resolutions'.(33)
Russia said the strikes 'violated the principles of international law
no one could act independently on behalf of the UN or assume the functions
of a world policeman'.(34)
There is nothing in the express wording of Resolution
1441 or in the debate leading to its adoption that has fundamentally
changed the situation regarding who may enforce UNSC resolutions. For
example, the Irish representative on the UNSC has stated
that:
as far as Ireland is concerned, it is for the Council
to decide on any ensuing action. Our debate on 1718 October [in relation
to Resolution 1441] made it clear that this is the broadly held view
within the United Nations.(35)
Permanent members of the UNSC, such as France,
have made similar statements. Of course, a difficulty arises if, through
the use of a veto by a permanent member, the UNSC is unable to pass
a resolution stating what enforcement action is to be taken. In such
cases, a reasonable argument might be made for the legality of specific
enforcement action that was supported by a clear majority of UNSC members.
An argument is also sometimes made that the Gulf
War ceasefire agreement referred to in Resolution 687 was dependent
on Iraq's carrying out its disarmament obligations.(36) As
Iraq has failed to carry these out fully, the argument runs that Resolution
678 which authorised the use of force against Iraq remains operative.
However, Resolution 687 says that the UNSC may take further steps 'as
may be required for the implementation of the present resolution'. It
does not state or imply that UN members themselves may do so.
Also, the thrust of 678 relates more to Iraq's failure to withdraw from
Kuwait rather than Iraq's possession of WMD.(37) Again, in
the event of a permanent member veto preventing the UNSC from taking
steps to force Iraqi compliance, an argument could possibly be made
for specific enforcement action.
Finally, the idea that UNSC resolutions can be sometimes
seen as 'implicitly' authorising the unilateral use of military force
has likewise been rejected in other academic writings .(38) Although not directly relevant
to this paper, one implication of this is that the maintenance of 'no-fly'
zones over Southern and Northern Iraq have no firm support in international
law.(39)
Article 51 of the UN Charter states:
Nothing in the present Charter shall impair the
inherent right of individual or collective self-defence if an armed
attack occurs against a Member of the United Nations, until the
Security Council has taken measures necessary to maintain international
peace and security. Measures taken by Members in the exercise of this
right of self-defence shall be immediately reported to the Security
Council and shall not in any way affect the authority and responsibility
of the Security Council under the present Charter to take at any time
such action as it deems necessary in order to maintain or restore international
peace and security.
This 'inherent right' under customary international
law, is usually described under the
classic 1837 Caroline(40) formula as occuring when
the 'necessity of self-defence is instant, overwhelming, leaving no
choice of means, and no moment of deliberation [the act of self-defence
must also involve] nothing unreasonable or excessive'.
The right of self-defence was invoked by the US as legal justification
for its military campaign in Afghanistan and is discussed in a previous publication.(41)
The main point of controversy is whether the phrase
'if an armed attack occurs' rules out self-defence before an attack
occurs i.e. does international law allow pre-emptive' self-defence.
The US position on this issue
was set out in September 2002 by President Bush in the National Security Strategy of the
United States of America :
For centuries, international law recognized that
nations need not suffer an attack before they can lawfully take action
to defend themselves against forces that present an imminent danger
of attack. Legal scholars and international jurists often conditioned
the legitimacy of pre-emption on the existence of an imminent threat-most
often a visible mobilization of armies, navies, and air forces preparing
to attack.
We must adapt the concept of imminent threat to
the capabilities and objectives of today's adversaries. Rogue states
and terrorists do not seek to attack us using conventional means. They
know such attacks would fail. Instead, they rely on acts of terror and,
potentially, the use of weapons of mass destruction weapons that can
be easily concealed, delivered covertly, and used without warning
To forestall or prevent such hostile acts by our adversaries, the United
States will, if necessary, act pre-emptively. (42)
This approach has since been further detailed in
an address
by Condoleezza Rice, President Bush's national
security adviser:
Extremists who seem to view suicide as a sacrament are
unlikely to ever be deterred. And new technology requires new thinking
about when a threat actually becomes "imminent." So as a matter
of common sense, the United States must be prepared to take action,
when necessary, before threats have fully materialized Pre-emption
is not a new concept. There has never been a moral or legal requirement
that a country wait to be attacked before it can address existential
threats But this approach must be treated with great caution. The
number of cases in which it might be justified will always be small.
It does not give a green light -- to the United States or any other
nation -- to act first without exhausting other means, including diplomacy.
Pre-emptive action does not come at the beginning of a long chain of
effort. The threat must be very grave. And the risks of waiting must
far outweigh the risks of action.(43)
Whilst a literal reading of Article
51 of the UN Charter suggests that self-defence is only lawful after
an attack occurs, this is nonsensical if it means that a State must
let itself be harmed, perhaps fatally, before it can respond with force.
Unfortunately, the issue has not been considered in any depth by the
International Court of Justice (ICJ). In the 1986 case Nicaragua
vs the United States,(44) the ICJ did not dismiss the
possibility of some limited form of anticipatory self-defence out of
hand it merely stated it 'expresses no view on the lawfulness of
a response to the imminent threat of an armed attack' as the issue was
not raised by the parties.(45) Overall, there has been no
general acceptance of a pre-emptive self-defence doctrine within the
UN beyond possibly a right of 'interceptive' self-defence, ie an action of sufficient magnitude that clearly has
a hostile intent can be 'defended' against before the aggressor's forces
actually execute the attack.(46) But are there any situations
falling short of this that would attract a legally valid exercise of
Article 51 self-defence?
There have been very few cases
where a State has attempted to legally justify the use of force primary
on the grounds of pre-emptive self-defence. Probably the most wellknown
occasion was the 1981 Israeli airstrike on the Osirak nuclear
reactor in Iraq. Israel claimed:
[that in] removing this terrible nuclear threat to its
existence, [it] was only exercising its legitimate right of self-defence
within the meaning of this term in international law and as preserved
also under the United Nations Charter.(47)
Israel's action was condemned by the UNSC as 'a clear violation of
the Charter of the United Nations'.(48) It is notable that
the then UK Prime Minister, Margaret Thatcher, characterised the airstrike
'as a grave breach of international law'.(49) The legal justifications
for other Israeli actions have been mixed. For example, the airstrikes
against Egypt at the start of the 1967 war were characterised both as
pre-emptive (or perhaps interceptive) self-defence, on the grounds that
Egypt and other countries were on a threshold of an imminent attack,
and as a response to the blockade of the Straits of Tiran, on the basis
that this latter act was an act of aggression against Israel. In the
1967 case, the UNSC demanded a cease-fire, but did not condemn Israel
for its actions.
It also interesting to look at
US practice. For example, in mounting the naval blockade 'to
defend the security of the United States' during the 1962 Cuban missile
crisis, the US apparently did not(50) rely on self-defence
for its legal justification:(51)
No doubt the phrase "armed attack" must be
construed broadly enough to permit some anticipatory response. But it
is a very different matter to expand it to include threatening deployments
or demonstrations that do not have imminent attack as their purpose
or probable outcome. To accept that reading is to make the occasion
for forceful response essentially a question for unilateral national
decision that would not only be formally unreviewable, but not subject
to intelligent criticism, either.
Given such a relative paucity of recent historical
examples of pre-emptive self-defence, it is worthwhile to review
the writings of jurists that have served on relevant international courts
or tribunals. For example Robert Jennings(52) writes in Oppenheim's
International Law that:
while anticipatory action in self-defence is normally
unlawful, it is not necessarily unlawful in all circumstances, the matter
depending on the facts of the situation including in particular the
seriousness of the threat and the degree to which pre-emptive action
is really necessary and is the only way of avoiding that serious threat;
the requirements of necessity and proportionality are probably even
more pressing in relation to anticipatory self-defence than they are
in other circumstances [emphasis added].(53)
He then goes on re-state the Caroline formula
as:
The use of armed force and the violation of another
state's territory, can be justified as self defence under international
law where:
(a) an armed attack is launched, or is immediately
threatened, against a state's territory or forces (and probably
its nationals);
(b) there is an urgent necessity for defensive
action against that attack;
(c) there is no practicable alternative to
action in self-defence, and in particular another state or other authority
which has the legal powers to stop or prevent the infringement does
not, or cannot, use them to that effect;
(d) the action taken by way of self-defence is limited
to what is necessary to stop or prevent the infringement, ie to the
needs of defence [emphasis added]
This question of 'updating' the Caroline
formula to reflect modern realities was discussed in hearings before
the UK House of Commons Foreign Affairs Committee. Part of the committee
report recounted evidence given by Professor Christopher Greenwood:(54)
Professor Greenwood agrees that 'the right of anticipatory
selfdefence only applies where there is an imminent threat of an armed
attack [so] it could not be used as the basis for some kind of longer
term programme of disarmament.' In his view, it is important to separate
the question of disarmament of Iraqas demanded by UN Security Council
Resolutionsfrom questions of self-defence
In assessing the limits of the right to self-defence, Professor Greenwood
told us that 'one has to take account of military developments since
Caroline' It is 'necessary to take account of two factors
which did not exist at the time of the Caroline. The first
is the gravity of the threat; the threat posed by a nuclear weapon
or a biological or chemical weapon used against a city is so horrific
that it is in a different league from the threats posed by cross-border
raids by men armed only with rifles (as in the Caroline). The
second consideration is the method of delivery of the threat. It is
far more difficult to determine the time scale within which a threat
of attack by terrorist means, for example, would materialise than
it is with threats posed by, for example, regular armoured forces.'
These questions 'would be material considerations in assessing whether
Iraq posed an imminent threat to the United Kingdom or its allies.'
In Professor Greenwood's view, 'If Iraq did pose such an immediate
threat then, in my opinion, military action against Iraq for the purpose
of dealing with that threat would be lawful.' Professor Greenwood
did not state, however, that Iraq currently does pose such a threat
to the United States or the United Kingdom: responsibility for taking
this kind of judgement lies with governments rather than lawyers.
The difficulty with advocating any relatively wide legal doctrine of
self-defence is that it may become so elastic that the prohibition against
the use of force in Article 2(4) would be seriously weakened. In the words of the UK Foreign Affairs Committee
report:(55)
We conclude that should the US, British and other governments
seek to justify military action against Iraq for example, on an expanded
doctrine of 'pre-emptive self-defence,' there is a serious risk that
this will be taken as legitimising the aggressive use of force by other,
less law-abiding states.
If the threat to international peace and security
posed by a particular 'rogue state' or a terrorist organisation ally
refusing to demonstrably give up WMD is indeed grave, the record of
the UNSC over the last decade or so suggests that it would be prepared
to give authorisation for the use of force.(56) If the UNSC
declines to authorise force it is presumably because it does not agree
with an assessment of the immediacy of the threat and / or the method
of dealing with it. In such circumstances, it would be difficult to
characterise military action as an urgent necessity even under
an 'updated' Caroline formula. Of course, if a resolution on
the use of force was supported by a majority of the 15 member Council
and only defeated on the veto of a permanent member, it might well be
possible for a strong case of urgent necessity to be made out, depending
on the circumstances.
By way of comparison of Professor Jennings view,
Antonio Cassese(57) in International Law writes:
'[i]n the case of anticipatory self-defence, it
is more judicious to consider such action as legally prohibited while
admittedly knowing that there may be cases where breaches of the prohibition
may be justified on moral and political grounds '
This idea is analogous to the use of force for the purposes of humanitarian
intervention as occurred in Kosovo in the later 1990s. For example,
in UK Parliamentary debates over the Kosovo action, some speakers argued
that while there is no general right of humanitarian intervention under
international law, such action could be justifiable in exceptional circumstances
'when that was the only means to avert an immediate and overwhelming
humanitarian catastrophe'.(58) This precedent has been referred
to many times by Prime Minister Howard,(59) although to the
author's knowledge not in the context of establishing a rule of international
law.
On 24 September 2002, the UK government released Iraq's Weapons of Mass Destruction
- the assessment of the British Government. This concluded that
Iraq possessed chemical and biological agents and a small number of
missiles with ranges up to 650km that could deliver these agents to
neighbouring countries. The assessment also concluded that Iraq lacks
the fissile material to construct a nuclear weapon, but had been attempting
to do so, and if sufficient material is obtained, a weapon might be
constructed within one to two years. The report of the International
Institute for Strategic Studies (IISS) reached broadly similar conclusions,
commenting that the missiles, armed with chemical or biological agents: (60)
could pose a potential threat to civilian populations,
mainly in terms of disruption and terror, but are unlikely to cause
mass casualties.
More recently, the US Secretary of State, Colin Powell presented(61)
to the UNSC satellite images that purported to show various storage
and production facilities for chemical and biological agents as well
as rocket testing sites being 'cleaned up' before inspections. Secretary
Powell also asserted that Iraq had between 100 and 500 tons of chemical
weapons agent and is attempting to produce missiles that a have a range
of over 1 000 kms. In terms of links with terrorist organisations, Secretary
Powell has stated: (62)
But what I want to bring to your attention today is the
potentially much more sinister nexus between Iraq and the al-Qaida terrorist
network, a nexus that combines classic terrorist organizations and modern
methods of murder. Iraq today harbours a deadly terrorist network headed
by Abu Musab al-Zarqawi an associate and collaborator of Usama bin Laden
and his al-Qaida lieutenants
When our coalition ousted the Taliban, the Zarqawi network helped
establish another poison and explosive training center camp, and this
camp is located in northeastern Iraq. Those helping to run this camp
are Zarqawi lieutenants operating in northern Kurdish areas outside
Saddam Hussein's controlled Iraq. But Baghdad has an agent in the
most senior levels of the radical organization Ansar al-Islam that
controls this corner of Iraq. In 2000, this agent offered al-Qaida
safe haven in the region.
In later testimony before the US Budget committee, Secretary
Powell commented that:(63)
as I tried to demonstrate before the United Nations
last week, there are linkages [between Iraq and terrorist groups]. They
are not as firm as some would like to see in order to conclude that
it is actually happening, but they are firm enough to give us every
indication and sufficient evidence that if allowed to continue, if this
regime was allowed to continue to develop weapons of mass destruction,
it is just a matter of time before coincident interests between the
Iraqi regime and organizations such as al-Qaida will raise the likelihood
that these kinds of weapons could fall into their hand (sic). And it
is that nexus, especially in the post-9/11 environment, that persuades
us even more that this is the time to deal with this regime once and
for all.
Iraq
has denied that it retains any WMD or that it any 'relationship' with
Al Qaeda.(64)
In terms of the Iraqi Government's current motivations in developing
its inventory of WMD, the UK Prime Minister has said:
Intelligence reports make clear that [Saddam Hussein]
sees the building up of his WMD capability, and the belief overseas
that he would use these weapons, as vital to his strategic interests,
and in particular his goal of regional domination in today's inter-dependent
world, a major regional conflict does not stay confined to the region
in question the threat posed to international peace and security,
when WMD are in the hands of a brutal and aggressive regime like Saddam's,
is real. (65)
The Australian Government sees the potential Iraqi threat in like terms:
Iraq does possess weapons of mass destruction. People
say to me, well, why do you pick on Iraq, North Korea has weapons of
mass destruction, why the difference? Well, let me tell you the reason
why there's a difference. Iraq has form, Iraq has used weapons of mass
destruction against her neighbours. She invaded Kuwait. She used weapons
against Israel, against Saudi Arabia and Bahrain. She used poison gas
in the Iraq-Iranian war. There is a long history of Iraq assisting terrorist
groups. Iraq gives support to the suicide bombers who cause such death
and destruction in Israel. And there is a pattern of behaviour and it
can't be ignored. (66)
Despite the various statements referred to above, no specific claims
appear to have been made by any western government that Iraq has current
plans to attack or assist an attack on any State. International law
does not permit a State to take military action against another on the
grounds of collective self-defence unless a third State has declared
itself a victim of an armed attack: Nicaragua vs United State of
America. Thus the US could not use a purely unilateral assessment
that a State neighbouring Iraq was in imminent danger of attack as the
legal basis for an act of 'collective' pre-emptive self-defence.
Much of the rhetoric supporting the use of force against Iraq without
a further UNSC resolution authorisation seems to based on a relatively
pessimistic view of whether key members of the Council will share the
US, UK and Australian view of the immediacy of the potential threat
posed by Iraq. It is clearly arguable that the UNSC was less than vigorous
in enforcing its Iraqi disarmament resolutions during the 1990s. However,
things may be different in the post-September 11 environment.
In the current circumstances, there is no solid basis in international
law for the US or any other State using military force to unilaterally
implement or enforce Iraq's WMD obligations under the various UNSC resolutions,
except perhaps if this was supported by a significant majority of UNSC
members. Nor has the case yet been made out that force could be legally
employed under so-called 'pre-emptive' self-defence. This said, the
uncertainties over what the boundaries of international law actually
are suggests work needs to be done by the international community on
the subject.
However, obtaining international agreement to possibly expanding the
legal boundaries regarding the use of force say by amending the UN
Charter will likely be very difficult if States feel that this is
merely an attempt to sideline the 'international
peace and security' mandate of the UNSC. In the meantime, the
statements by Ambassador Negroponte and Senator Hill quoted earlier
in this paper illustrate the limitations of international law. Whilst
most States may generally attempt to act consistently with international
law, their respective governments perceptions of national interest is
the most powerful driver of foreign policy, particularly in the short
term.
The Security Council,
Recalling all of its previous relevant resolutions, in
particular its resolutions 661 (1990) of August 1990, 678 (1990) of
29 November 1990, 686 (1991) of 2 March 1991, 687 (1991) of 3 April
1991, 688 (1991) of 5 April 1991, 707 (1991) of 15 August 1991, 715
(1991) of 11 October 1991, 986 (1995) of 14 April 1995, 1284 (1999)
of 17 December 1991 and 1441 (2002) of 8 November 2002, and all the
relevant statements of its President,
Recalling that in its resolution 687 (1991) the Council
declared that a ceasefire would be based on acceptance of Iraq of the
provisions of that resolution, including the obligations on Iraq continued
therein,
Recalling that its resolution 1441 (2002), while acknowledging
that Iraq has been and remains in material breach of its obligations,
afforded Iraq a final opportunity to comply with its disarmament obligations
under relevant resolutions,
Recalling that in its resolution 1441 (2002) the Council
decided that false statements or omissions in the declaration submitted
by Iraq pursuant to that resolution and failure by Iraq at any time
to comply with, and co-operate with fully in the implementation of,
that resolution, would constitute a further material breach,
Noting, in that context, that in its resolution 1441
(2002), the Council recalled that it has repeatedly warned Iraq that
it will face serious consequences as a result of its continued violations
of its obligations,
Noting that Iraq has submitted a declaration pursuant
to its resolution 1441 (2002) containing false statements and omissions
and has failed to comply with, and co-operate fully in the implementation
of, that resolution,
Reaffirming the commitment of all Member States to the
sovereignty and territorial integrity of Iraq, Kuwait, and the neighbouring
states,
Mindful of its primary responsibility under the Charter
of the United Nations for the maintenance of international peace and
security,
Recognising the threat of Iraq's non-compliance with
Council resolutions and proliferation of weapons of mass destruction
and long-range missiles poses to international peace and security,
Determined to secure full compliance with its decisions
and to restore international peace and security in the area,
Acting under Chapter VII of the Charter
of the United Nations,
Decides that Iraq has failed to take the final opportunity
afforded to it resolution 1441 (2002),
Decides to remain seized of the matter.
Source: http://www.cnn.com/2003/US/02/24/resolution.text/index.html
Endnotes
-
WMD include chemical, biological and nuclear
weapons. Iraq is also prohibited from retaining missiles with a range
of over 150km.
-
UNSC Resolution 687 was
passed a month after the cessation of active hostilities in the Gulf
war on 1 March 1991. Under the resolution, a condition of a permanent
ceasefire was that Iraq must declare fully its weapons of mass destruction
(chemical, biological or nuclear) programs and unconditionally accept
the destruction or rendering harmless of chemical and biological weapons
and agents, longer range missiles and related research and manufacturing
facilities under international supervision. It must also agree not
to use, develop, construct or acquire any weapons of mass destruction
or any related material. The resolution created the United Nations
Special Commission (UNSCOM) to verify the elimination of Iraq's chemical
and biological weapons programs and mandated that the International
Atomic Energy Agency (IAEA) verify elimination of Iraq's nuclear weapons
program.
-
A small number of undeclared empty chemical munitions were
found in mid January 2003.
-
Dr Hans Blix, UNMOVIC Briefing of the Security Council, 14
February 2003.
-
Information provided by Iraq showed that
some tests of the Al Samoud 2 missile exceeded the allowable 150 km
range. Whilst Iraq maintained that the missiles range would not exceed
150 km once equipped with warheads and guidance systems, UN inspectors
have directed Iraq to destroy the Al Samoud 2 missiles.
-
See for example, the UK document Iraq
- Its infrastructure of Concealment, Deception and Intimidation
January 2003 at http://www.ukonline.gov.uk//Images/img213573.pdf
-
Statement of Ambassador Mohammed Aldouri
to the Security Council, 5 February 2003
-
In order to be adopted, UNSC resolutions
require 9 of the 15 members to vote in favour, providing none of the
5 permanent members (the USA, Russia, China, the UK and France) votes
against. One or more of the permanent members may abstain from voting
and the resolution may still be adopted.
-
See, for example, 'President's Remarks
to Reporters Following National Economic Council Meeting' 25 February
2003 at http://www.whitehouse.gov/news/releases/2003/02/20030225-3.html.
-
There has also been some speculation that
an attack could start as early as 1 March, due to the new moon giving
favourable (dark) night-fighting conditions to the US.
-
Unilateral in the sense that the method of
enforcement does not have UNSC authorisation.
-
The UN Charter is a treaty with almost universal
membership. Article 103 of the Charter provides that member States
obligations under the Charter takes precedence over any obligations
they might have under any other Treaty or international agreement.
From this perspective, the Charter effectively sits near the top of
the hierarchy of sources of international law.
-
UNSC Resolution 1441, paragraph 2.
-
Difficulties experienced by UN inspectors at Presidential
sites was a major reason for the cessation of inspections in Iraq
in late 1998. The UN and Iraq agreed earlier that year that 'special
procedures' would apply to these eight sites, including that inspectors
would 'conduct [themselves] in a manner consonant with the nature
of the site. [They] shall take into consideration any observations
the Iraqi representative may wish to make regarding entry into a particular
structure'. It is not clear from Resolution 1441 whether these procedures
are still operable.
-
The 12,000 page declaration was delivered to the UN on time.
According to the Head of the UN Monitoring, Verification and Inspection
Commission (UNMOVIC), Hans Blix, Iraq maintained that they had no
WMD: http://www.un.org/Depts/unmovic/Blixtopress10Dec.htm.
UNMOVIC is the successor to UNSCOM.
-
UNSC Resolution 1441, paragraph 4.
-
ibid, paragraphs 1213.
-
'U.S. Wants Peaceful Disarmament of Iraq,
Says Negroponte' Information release, US Department of State,
8 November 2002.
-
Statement to the UNSC by Australian Ambassador
to the UN, John Dauth, 19 February 2003.
-
Transcript of interview with John Miller and Ross Davie, 4BC
radio, Brisbane 30 January 2003.
-
Senator the Hon Robert Hill, John Bray memorial
oration, University of Adelaide, 28 November 2002.
-
Article 53 of the Vienna Convention on the Law of Treaties
states 'for the purposes of the present Convention, a peremptory
norm of general international law is a norm accepted and recognized
by the international community of States as a whole as a norm from
which no derogation is permitted and which can be modified only
by a subsequent norm of general international law having the same
character'.
-
Note that the UN General Assembly may also
consider and make recommendations on the issue of international peace and security, but it does not have the
power under the UN Charter to authorise to use of force in the way
the Security Council does.
-
Article 41 gives the to UNSC power to call
on members to implement measures short of the use of force to give
effect to UNSC decisions.
-
UNSC Resolution 678, paragraph 2.
-
UNSC Resolution 687, paragraphs 3334.
-
There were allegations by Iraq - and later
from Scott Ritter, a member of the UN inspections teams - that information
gathered by UN inspectors was used by the US for military purposes.
See 'Secrets, Spies and Videotape', Four Corners, 17 May 1999.
-
UNSC Resolution 1154, paragraph 3.
-
Under Article 60 of the Vienna Convention
on the Law of Treaties, a material breach is defined in part as 'the
violation of a provision essential to the accomplishment of the object
or purpose of a treaty'. While technically not a treaty, it appears
that at least some States have adopted the above definition for the
purposes of considering whether Iraq's actions over coming months
comply with its obligations under Resolution 1441.
-
See statement of US Ambassador Negroponte, referenced in footnote
18. Similar statements were made by other US officials shortly after
the adoption of Resolution 1441: for example by Secretary Powell.
-
Niels Blokker, in "Is the Authorization
Authorized? Powers and Practice of the UN Security Council to Authorize
the Use of Force by 'Coalitions of the Able and Willing'" (2000)
Vol. 11 European Journal of International Law p 541.
-
Of other UN members, Australia, New Zealand, Germany and Japan,
amongst others, apparently were supportive: 'Legal Regulation of the
Use of Force' American Journal of International Law (1999)
471 at 476.
-
'Security Council meets to discuss military
strikes against Iraq' UN Press release SC/6611, 16 December
1998.
-
ibid.
-
'Explanation of Vote by Ireland', Security Council 8 November 2002. See http://www.un.org/webcast/ireland110802.htm
-
For example, this seemed to be suggested
by the UK in the debate about the legality of the 1998 Desert Fox
strikes. The idea is also contained in the second paragraph of the
24 February draft resolution, but is expressed slightly differently:
that the ceasefire was 'based on the acceptance of Iraq [of its]
obligations [under Resolution 687].
-
For more detail on both sides of the argument regarding Resolution
687 see Professor Frederic Kirgis, 'Security Council Resolution 1441
on Iraq's Final Opportunity to Comply with Disarmament Obligations'
ASIL Insights November 2002 at http://www.asil.org/insights/insigh92.htm.
See also the UK House of Commons Select Committee on Foreign Affairs,
Report on Foreign Policy Aspects of the War Against Terrorism,
19 December 2002 at paragraphs 136140. See http://www.publications.parliament.uk/pa/cm200203/cmselect/cmfaff/196/196.pdf
-
Jules Lobel and Michael Ratner, 'Bypassing
the Security Council' American Journal of International Law January
1999, vol. 93, p. 124.
-
See Simon
Chesterman, Just War or Just Peace? Humanitarian Intervention and
International Law (2001), Oxford University Press, pp. 20103.
In Resolution 688, the UNSC demands that the Iraqi Government 'cease
their repression of the civilian population in many parts of Iraq
including in the Kurdish-populated areas and appeal[s] to all member
states and humanitarian organisations to contribute to humanitarian
efforts'. The resolution was not made under Chapter VII. Shortly afterward,
the US and other allies said that 'consistent with Resolution 688'
they would use ground forces to establish and safeguard safe havens
in northern Iraq and that Iraq aircraft should not fly above the 36th
parallel so as to allow air drops and to prevent any more attacks
on Kurdish refugees. In August 1992, the US declared a second no-fly
zone in Southern Iraq below the 32rd parallel. Again, this
was said by the US to be 'consistent' with Resolution 688. This was
widened to the 33rd parallel in 1996. France apparently
did not agree with this last expansion and seems to have eventually
ceased all air patrols in Iraq by 1998. According to Christine Gray 'the USA and the UK prefer to avoid discussion
of the difficult question of the legal basis for the establishment
of the no-fly zones and to shift the debate to the right of self-defence
of the US and UK aircraft patrolling the zones': Gray, 'From
Unity to Polarization: International Law and the Use of Force against
Iraq', (2002) Vol. 13, European Journal of International
Law.
-
In 1837, an armed rebellion occurred in the (then) British colony of Canada.
A ship, moored in United States waters, was suspected by the British
of being used by certain individuals to supply arms to Canadian rebels.
British forces boarded the ship and destroyed it, killing two people
in doing so. Britain justified the attack as an exercise of self-defence.
The United States Secretary of State asserted that a country claiming
such a right must 'show a necessity of self-defence, instant, overwhelming,
leaving no choice of means, and no moment of deliberation [the act
of self-defence must also involve] nothing unreasonable or excessive'.
-
'The Right of Self-Defence under International Lawthe Response to the Terrorist
Attacks of 11 September', Current Issues Brief, no. 8, 200102,
Department of the Parliamentary Library, Canberra.
-
-
'Dr. Condoleezza
Rice Discusses President's National Security Strategy', Wriston
Lecture, 1 October 2002.
-
(1986) ICJ Reports 14.
-
ibid at paragraph 194. In a dissenting judgment,
Justice Schwebel stated that he considered that self-defence was available
under international law even if no 'armed attack' occurred: at paragraph
173. However, Justice Schwebel seemed to be talking about self-defence
as response to the use of force that was below the threshold of armed
attack, not self-defence in the context of a pre-emptive act.
-
See Y. Dinstein,
War Aggression and Self-Defence, 2001, pp 17273.
-
Discussion of UNSC Resolution 487 of 1981,
19 June 1981. Note that technically Israel and Iraq were still at
war at the time as no peace agreement had been signed from the time
of the 1948 war.
- Resolution 481 of 1981.
- House of Commons, Parliamentary Debates, 9 June 1981
- This view compares to Senator Hill's 28 November speech which implies
that the Cuban Naval blockade was an act of pre-emptive self-defence.
The speech also mentions the 1986 US bombing raids on Libya. However,
while the raids were initially justified by President Reagan as 'pre-emptive'
self-defence against terrorism, in the formal US letter to the UN Secretary
General, the strike was justified as a response to a 'ongoing pattern
of attacks by the Government of Libya' including the bombing of a Berlin
disco frequented by US military personnel. Some countries (particularly
the UK) supported the action, but France reportedly criticised the action
as a 'reprisal', and thus not consistent with international law.
- Chayes, The Cuban Missile Crisis, Oxford University Press,
1974 at pp 63-64. Professor Chayes was a senior legal adviser at the
US Department of State during the Cuban episode.
- Sir Robert Jennings served as President of the ICJ from 199194.
- Oppenheim's International Law, 1991 pp. 4142.
- Report on Foreign Policy Aspects of the War Against Terrorism,
19 December 2002 at paragraphs 146149.
- op. cit, paragraph 154.
-
The UNSC has authorised the use of force to ensure the implementation of
various Article 41 measures applying to conflict or post-conflict
situations in Yugoslavia, Somalia, Haiti, Bosnia and Sierra Leone.
See C Gray. 'From Unity to Polarization: International Law and the
Use of Force against Iraq' op cit. fn 39.
-
Professor Cassese is the former President
of the International Criminal Tribunal for the former Yugoslavia.
-
Baroness Symons, House of Lords, Parliamentary
Debates, Nov. 16, 1998. The issue was also examined by the UK
foreign affairs committee, who said at paragraph 132 in its 2000 Kosovo
report that '[it is] too ambitious in saying that a new customary
right has developed. We conclude that, at the very least, the doctrine
of humanitarian intervention has a tenuous basis in current international
customary law, and that this renders NATO action legally questionable'.
-
Transcript of doorstop interview, AGL / ACTEW
Depot Canberra, 27 January 2003.
- Iraq's Weapons of Mass Destruction: A Net Assessment, September
2002, at p. 68.
- Remarks to the Security Council, 5 February, 2003.
-
ibid.
- Testimony before the Senate Budget Committee, 11 February 2003. See
http://www.state.gov/secretary/rm/2003/17620.htm
- Statement of Ambassador Mohammed Aldouri to the Security Council,
5 February 2003.
- Foreword to Iraq's weapons of mass destruction - the assessment
of the British Government.
- The Hon. John Howard MP, Address to the NSW Liberal Party State Council,
23 November 2002.
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