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Bills Digest No. 17 2002-03
Research Involving Embryos and Prohibition of Human Cloning Bill 2002
WARNING:
This Digest was prepared for debate. It reflects the legislation as introduced
and does not canvass subsequent amendments. This Digest does not have
any official legal status. Other sources should be consulted to determine
the subsequent official status of the Bill.
CONTENTS
Passage History
Purpose
Background
Main Provisions
Concluding Comments
Endnotes
Contact Officer & Copyright Details
Passage History
Research
Involving Embryos and Prohibition of Human Cloning Bill 2002
Date Introduced:
27 June 2002
House:
House of Representatives
Portfolio:
Prime Minister
Commencement: Formal
provisions commence on Royal Assent. The commencement dates of the Bill’s
substantive provisions are detailed in the Main Provisions section of
the Digest.
Purpose
To ban human cloning and other ‘unacceptable
practices’ and to regulate the use of excess human embryos created by
assisted reproductive technology (ART). The Bill is designed to be part
of a national scheme which will include complementary State and Territory
laws.
As early as 1983 a legal commentator, Professor George
Smith II, predicted ‘It is expected that within the not too distant future
a human will be cloned’.(2) This was at a time when tadpoles
were the only animals to have been cloned by nuclear transfer by scientists.(3)
Professor Smith foreshadowed the potential advantages of cloning in terms
of a solution to infertility and a method of reproduction which would
avoid the transmission of genetic abnormalities, as well as the potential
to research the aetiology of various diseases. He went on to consider
whether the law should regulate who may be cloned and in what circumstances,
or whether legislative regulation would stifle continued scientific experimentation.
In the intervening two decades, although scientists have
succeeded in cloning a number of other animals, including sheep(4),
cows and rhesus monkeys(5), little else has changed. The legal
issue of whether, and if so in what form, cloning technologies should
be regulated or prohibited has not been resolved.
It seems important to make the distinction between cloning
for reproductive purposes and use of cloning and other technology such
as embryonic stem cell research for research and therapeutic purposes.
One academic commentator has noted that ‘The development
of somatic cell nuclear transfer [see below] has certainly created a legal
vacuum in many countries, which governments are struggling to fill.’(6)
Basically, cloning is a type of asexual reproduction
that results in the production of an organism which is a genetic copy
of another organism. Cloning occurs in nature, including certain plants
and other organisms which reproduce asexually. Identical twins are also
naturally occurring ‘clones’.(7)
However, it is not these natural processes which people
generally have in mind when speaking about cloning. They are referring
to processes of manipulating nature to produce identical organisms. There
are presently two basic methods of cloning—nucleus substitution and embryo
splitting.
This is the method which was used to produce Dolly the
sheep, and which is anticipated to be attempted by the scientists who
have announced their intention to clone human beings.
Basically, it involves taking an egg cell,
removing the cell’s nucleus (which contains almost all of the genetic
material), and replacing it with another cell nucleus. This other nucleus
may be taken from any somatic cell, such as a skin cell or liver cell.
(In the case of Dolly the sheep, the cell was taken from the sheep’s mammary
gland.) Scientists then apply an electric current, which causes the enucleated
egg and its new nucleus to fuse and develop into an embryo. At this stage
the embryo can be transplanted into the gestational mother, who may or
may not be the source of the original egg cell or the somatic cell.
Because the nucleus contains most of the DNA of an organism,
the cloned embryo and any resulting baby would be substantially genetically
identical to the person from whom the somatic cell was taken. However,
it would also have a very small amount of DNA attributable to the mitochondria
in the egg cell, as mitochondria occur outside the cell nucleus and would
not be removed when the nucleus is substituted.
What is unique about cloning by nucleus substitution
is that there is no need for fertilisation of the egg, as this occurs
in the process of sexual reproduction. Most human cells contain 46 chromosomes,
made up of two strands each consisting of 23 chromosomes. However, sex
cells are different. A female egg cell contains only 23 chromosomes, as
does a male sperm cell. When an egg is fertilised by sperm, the female
chromosomes pair up with the corresponding male chromosomes, giving the
resulting baby a unique genetic identity. With human cloning by nucleus
substitution, this combination does not occur, because a cell nucleus
already containing the full complement of 46 chromosomes is inserted.
Thus, there is no need for fertilisation of the egg.
This method is also known as fusion.
This technique involves fertilising an egg with sperm,
and dividing the newly formed embryo to form two or more individuals.
This is the mechanism that occurs naturally in the case of identical twins.
It can also be performed in the laboratory. The resulting individuals
will be genetically identical to each other, but not a clone of either
parent. This method is also known as fission.
Cloning may result in the production of an individual
with the same nuclear genome (reproductive cloning or whole-body cloning)
or the production of a cell, tissue or organ with an identical nuclear
genome to an individual (sometimes called ‘therapeutic cloning’).(8)
In reproductive cloning, a cloned embryo—whether produced
by somatic cell nuclear transfer or by embryo splitting—would be implanted
in a woman to develop until birth. This technique, as applied in animals,
has already produced cloned whole sheep, rats, cows, and rhesus monkeys.
Reproductive cloning has not yet been attempted in humans.
However, there are reports that scientists in South Korea cloned a human
embryo to the four cell stage, using an egg and somatic cell from the
same woman, although this has not been reported in any refereed scientific
journal. In 1999, there were reports that scientists at the Massachusetts
laboratory of Advanced Cell Technology cloned a male human embryo from
a skin cell taken from a leg, and that this embryo developed to nearly
400 cells before being destroyed. It seems this experiment was repeated
successfully a number of times, and all embryos were destroyed prior to
14 days development.(9)
This technique involves cloning human embryos not for
the purpose of allowing them to develop until birth, but to extract certain
cells—the so-called ‘embryonic stem cells’—from them and grow them into
tissues for the development of therapies for adults suffering from certain
diseases. The embryos are created by nucleus substitution using nuclei
from an adult patient. Thus the stem cells are clones of the patient,
and have the potential to grow into any type of tissue for disease treatment.
The removal of stem cells results in the destruction of the embryos.
A second scientific breakthrough, conceptually distinct
from cloning technology, is the isolation of human embryonic stem cells,
which first occurred in 1998. Embryonic stem cells are pluripotent cells,
which means they have the capacity to turn into any cell type in the adult
body. They are extracted from an early human embryo at the blastocyst
stage of development (approximately 5-7 days after fertilisation). The
removal of cells destroys the capacity of the embryo to continue to grow
and develop. Embryonic stem cells, once extracted, can be grown in culture
and can replicate seemingly indefinitely. Thus, the isolation and extraction
of stem cells from a single embryo can lead to the creation of thousands
of identical stem cells, known as an ‘embryonic stem cell line’.
Embryonic stem cells are currently used for research.
Because they have the ability to develop into a diverse range of specialised
tissues and organs, the hope is eventually to be able to use embryonic
stem cells to grow human tissues and organs which can be transplanted
into humans for the treatment of disease.
The use of embryonic stem cells involves cloning only
in the sense of the multiplication of cells, a process which occurs naturally
in the human body. Embryonic stem cells could, however, have their nuclei
removed and replaced with the nuclei from human somatic cells. This combination
of technologies has potential benefits as it would enable cells to be
grown which are genetically identical to the patient, which would dramatically
reduce the risk of tissue or organ rejection, and remove the need for
powerful immuno-suppressant medication. There is some scientific speculation
that this therapeutic cloning technique may be superseded in the future
by other methods which avoid cloning and the destruction of embryos.(10)
Much of the debate on human cloning has centred around
the prospect of cloning adult human beings for reproductive purposes.
This possibility has fascinated some and caused revulsion in others.
The arguments have relevance mainly to cloning by somatic
cell nuclear transfer, that is, asexual reproduction of the genome of
an existing human being. However, they also have relevance to embryo splitting
or twinning if the resulting embryos are not all implanted at the same
time. This is because embryo splitting if all are implanted does not involve
replicating an existing known genome, merely replicating an entirely new
genome produced by sexual reproduction. It is thus similar to having ‘natural’
monozygotic twins. However, if some embryos were stored and later implanted,
arguments about uniqueness and identity etc would have the same force
as they have in arguments about somatic cell nuclear transfer.
The main arguments in favour of reproductive cloning
are:
The fundamental human right to procreate
Some, particularly American, commentators assert that
the denial of access to cloning technology may infringe the right to
procreate of those individuals who are unable to reproduce in the normal
manner.(12) It would thus provide an alternative to using
donor gametes where either partner is infertile or lacking in gametes.
It is argued that prohibiting reproductive cloning may deny some infertile
couples the opportunity to have a child who is genetically related to
them.(13)
Cloning could also be used to provide genetically related
children to gay men and lesbians.(14)
Avoidance of transmission of genetic disabilities
A second argument is that cloning technology has the
potential to eliminate some genetic diseases or disabilities (such as
cystic fibrosis or spina bifida), as it would enable couples at high
risk of having children with a genetic disease to clone one of themselves,
another family member or an existing child who is free of the disease.
Thus, cloning may provide an alternative to current techniques of prenatal
and pre-implantation diagnosis, which can screen fetuses and embryos
for genetic diseases.
Cloning would also be a way of avoiding mitochondrial
disease.
Cloning a dead or dying child
It is sometimes suggested that cloning should be permitted
on compassionate grounds to replace a dead or dying child.
The main arguments against reproductive cloning are:
The potential physical dangers of using a still
experimental science
It is undeniable that the science of cloning is still
in its infancy. It has been reported that cloning so far carries a high
rate of miscarriages and abnormalities. Insufficient is also known about
the development of cloned animals to ascertain whether they develop
normally or are at increased risk of deformities. Some of the developmental
risks whose probability is as yet unknown include premature ageing,
somatic mutation, telomere shortening, cancer and dedifferentiation.(15)
In view of the current state of scientific knowledge,
many scientists argue that it would be irresponsible or at least premature
to create a cloned child, thus exposing him or her to potentially unknown
and unacceptable risks as he or she develops.
Fear of eugenics
Another common argument is that selecting children
on the basis of certain genetic characteristics may lead to a revival
of enthusiasm for eugenics, the breeding out of certain genetically
inherited characteristics. A related concern is that selecting children
on the basis of some qualities (such as absence of a particular disability)
may be interpreted as a subtle form of rejection of those people already
in existence who have those ‘undesirable’ characteristics. There is
popular fear, fuelled by films such as Ira Levin’s The Boys
from Brazil and novels such as Aldous Huxley’s Brave New World,
that cloning may be used to produce either a master race or a slave
race.
However, we may need to address the argument that our
society already practices certain forms of eugenics, such as pre-conception
and pre-natal screening and the abortion of foetuses with genetic disabilities
or diseases.
Possible psychological harm to children – autonomy,
identity and kinship issues
There is concern that a clone, as a later-born identical
twin to an already existing person, will be confused as to their relationship
with the person from whom they are cloned. Cloning will lead to the
creation of new biological relationships, as a woman may bear a child
who is the clone of herself (is the clone thus properly to be understood
as her child or twin sister?), or the clone or her husband or other
relative of the same generation. Difficult questions may be raised as
to whether the genetic relationship or the emotional or social one is
to be given preeminence.
There is also a fear that having the same genome will
lead to a lack of individual identity. Clones may be confused or be
subject to strong parental expectations to behave in a manner similar
to the person from whom they are cloned, rather than given sufficient
autonomy and individuality to develop their own identity. It is inescapable
that a person is chosen to be cloned because of some quality or qualities
which he or she possesses, which it is hoped the clone will also possess.
This arguably leads to a certain loss of uniqueness of the clone as
an individual, or, as Hans Jonas put it, deprives the clone of the ‘right
to ignorance’ of facts about his or her origin that are likely to be
‘paralyzing for the spontaneity of becoming himself’ or herself.(16)
Against this, others have emphasised that human individuality
is not reducible to genetic factors, that people are a product both
of their biology and their family, cultural and social environment.
Hence, human dignity is not affected by the mere sharing of genetic
inheritance with another person.(17)
Commodification of children
A commonly-expressed objection to cloning for reproductive
purposes is that it leads to (or reflects) a view that children are
commodities, or objects which exist to satisfy adult desires, rather
than ends in themselves. Thus, it is argued, even cloning to replace
a dead child devalues the child by seeing him or her not as irreplaceable
and unique, but as interchangeable with another child.(18)
Resource allocation issues
The science of cloning is, to date, inexact and experimental.
This is well illustrated by the arduous process followed by the team
at the Roslin Institute in the creation of ‘Dolly’ the sheep. Four hundred
and thirty eggs were extracted from 40 donor sheep, 277 reconstructed
eggs were developed, but only 29 embryos resulted. Thirteen surrogate
mothers were used, and all of this resulted in the birth of only one
clone, Dolly.(19) A question may be raised whether it is
an efficient use of finite resources to devote so much in terms of time,
money, labour and gametes, to such an uncertain end.
A further question is the social justice implications
of permitting human cloning, which one might foresee would be available
only at a prohibitively high cost, thereby restricting it to the very
rich, and exacerbating the already unfair advantages of wealth.
Religious reasons
Cloning has been unequivocally condemned by religious
leaders of major Western faiths, including Protestant, Catholic, Jewish
and Muslim clerics.(20) A major theme is that human beings
are endowed with an inherent dignity, being created in God’s image.
Religious leaders believe that cloning abuses this dignity, jeopardising
each person’s unique identity as well as treating human beings as means
to an end. Some faiths also object to interference in the natural, divinely
ordained order of human sexual reproduction. There is also a theme of
reluctance to (indeed sometimes a revulsion of) interference in the
natural order, or ‘playing God’.
Implications for genetic diversity
Some argue that ‘natural selection allows for the emergence
of unanticipated variants with survival capacity, whereas controlled
evolution allows for the development of only that which humankind can
envision.’(21) Variety may be an aesthetic value, providing
‘novelty, originality and fascination’(22) in the world,
or it may be an environmental necessity. It may be that eventually,
if too many cloned people are selected and certain traits are bred out,
significant inbreeding may result in substantial risks to the gene pool.
Public policy reasons
Cloning may cause difficult policy issues relating
to family structure, which may interfere with rights of inheritance
and other legal rights.
Opinion is divided in Australia on this, whether it uses
surplus IVF embryos or purpose-created embryos made using nucleus substitution.
The key issue is that it involves the destruction of embryos. It thus
involves very similar ethical questions to the destruction of ‘surplus’
IVF embryos pre-implantation.
Researchers argue that embryonic stem cell research has
the following beneficial applications(23):
Basic research
Cloning techniques would greatly facilitate basic research
aimed at understanding matters such as cell division and early human
development. This research may provide important clues into things such
as the origin of birth defects, and the way alterations in cell division
are involved in producing cancer and the ageing process. Research on
embryonic stem cells is much more attractive than the current research
on animals, because sometimes animal models have differences which make
transferring results into humans difficult or speculative.
Discovering new growth and differentiation factors,
as these proteins can be difficult to identify in animals. This may
help to identify proteins which can be given to people as treatment
to regenerate damaged tissues.
Developing new medicines and treatments
For example, genetic modifications made to diseased
cells may lead to treatments or cures for diseases such as Alzheimer’s
or Parkinson’s. Using embryonic stem cells promises a higher accuracy
rate, reduces the number of animals required in research and testing,
and may lead to the faster development of pharmaceutical treatments.
Developing cell-based spare parts for transplantation
Some degenerative diseases cannot be treated pharmaceutically,
but require replacement of damaged cells. Embryonic stem cell lines
could eventually be used to develop cells, tissues or even organs for
transplantation, although the research is currently not this far advanced.
This type of treatment has potential to provide, for example, skin grafts
for burns victims or bone marrow for cancer patients.
Embryonic stem cell technology may even be combined
with somatic cell nuclear transfer, by extracting the stem cells from
an embryo created by the fusion of the patient’s own somatic cell (such
as a skin cell) with an enucleated egg. The stem cells thus derived
could then be grown into specific tissues or organs which could be transplanted
back into the patient without fear of rejection and without the need
for immuno-suppressant drugs. It would also provide a way around the
serious shortage of organs and tissues for transplantation. It may be
possible to extract cells from a person’s healthy kidney and fuse them
with embryonic stem cells to then grow a second kidney for transplantation.
Associate Professor Julian Savulescu, currently at Oxford
University, is of the view that there is no relevant difference between
research and experimentation on early embryos and later embryos and early
foetuses. Indeed, he considers ‘producing embryos and early foetuses as
a source of tissue for transplantation may be morally obligatory’, although
he acknowledges that producing a live cloned child for the same purpose
may be more problematic.(24)
The main concern over embryonic stem cell research involves
the use and destruction of human embryos in the process of extracting
the stem cells. Although the embryos are at a very early stage of development,
some argue that the early embryo has the equivalent legal and moral status
of a baby or an adult. The key to this argument is thus the time at which
‘personhood’ or a ‘soul’ is acquired. These notions are strongly contested
ethically.
In response, scientists argue that this is not so, because
cells within an embryo may form the baby or the supporting tissue such
as the placenta or the amniotic sac. Further, a large number of early
embryos will fail to develop for natural causes even if implanted. Finally,
scientists argue that the embryos from which stem cells are extracted
are embryos which are going to be discarded or destroyed in any event,
because they are surplus to the IVF program.(25)
Different considerations are raised where an embryo is
created specifically to extract stem cells, as is contemplated by the
last scenario involving cloning an embryo for autologous transplantation.(26)
This is particularly so given the present inexactitude of the science
and the possibility that many, perhaps hundreds, of embryos may need to
be cloned before one survives to the stage where embryonic stem cells
can be extracted and used for treatment purposes.
Another concern is that an embryo might be created, whether
by cloning or by artificial fertilisation method of sexual reproduction,
and then split. One embryo might be implanted and left to develop to birth,
whereas the other could be frozen to be used as spare organs or tissues
should its twin ever need them.(27) This again raises questions
about using human life as a means to an end, and issues of human dignity.
The Australian Academy of Science supports permission
to continue using cloning technology so long as it does not result in
the production of babies.(28)
It has also been argued that adult stem cells can be
used successfully in research rather than embryonic stem cells. This remains
a contested issue.(29)
Three States—Victoria, Western Australia and South Australia—have
laws which attempt to ban human reproductive cloning. They also regulate,
to differing extents, research on human embryos. This legislation was
passed prior to the landmark cloning of Dolly the sheep by somatic cell
nuclear transfer. Thus, because it had not conceived of the possibility
of such technology being possible, the definitions and prohibitions contained
in existing State legislation may not be effective to deal with the possibility
of cloning.
In summary:
- the definitions of ‘cloning’ in the Victorian, Western Australian
and South Australian statutes are not consistent and each statute prohibits
slightly different conduct
- legislation in the three States does not completely prohibit embryo
research. For example, the Victorian Act bans destructive research on
embryos but does not forbid research on human embryonic stem cells (so
long as an embryo was not destroyed in Victoria in order to obtain those
cells).(31)
Further details can be found in the Human
Cloning report of the House of Representatives Standing Committee
on Legal and Constitutional Affairs.
At present there is no cloning legislation in New South
Wales(32), Tasmania, the ACT or the Northern Territory. Cloning
for reproductive or research purposes in these jurisdictions would therefore
be subject to relevant NHMRC guidelines.(33) However, it should
be noted that these do not have legal force and are not legally binding.
Nor is cloning legislation in effect in Queensland(34), although
that State has adopted a Code of Ethical Practice for Biotechnology in
Queensland.(35)
At Commonwealth level, human cloning and certain experiments
involving combinations of human cells and animal cells are banned by the
Gene Technology Act 2000 as amended.(36) Section 192B
prohibits the ‘cloning of a whole human being’, a term which is defined
to mean ‘the use of technology for the purpose of producing, from one
original, a duplicate or descendant that is, or duplicates or descendants
that are, genetically identical to the original’. The maximum penalty
is 2000 penalty units or 10 years imprisonment. The Act also prohibits
placing human cells into animal eggs or placing a combination of human
and animal cells into a human uterus.(37)
The Research Involving Embryos and Prohibition of Human
Cloning Bill 2002 prohibits human cloning and certain uses of human embryos,
regulates other practices and establishes an Embryo Research Licensing
Committee. A valid Commonwealth law needs to be grounded in a head or
heads of constitutional power and not offend any express or implied constitutional
prohibitions.
Among the heads of Commonwealth constitutional power
that might support such laws are(38):
- the corporations power [section 51(xx)]. This power enables
the Commonwealth Parliament to pass laws with respect to ‘foreign corporations,
and trading or financial corporations formed within the limits of the
Commonwealth’. The Commonwealth’s power to make laws about corporations
is not unlimited. For instance, the corporations in question must be
‘constitutional corporations’. In other words they must be foreign or
trading or financial corporations.
A foreign corporation is a corporation incorporated
in a foreign jurisdiction. Whether a corporation is a trading or financial
corporation will generally depend on what activities it engages in.
Thus, if a corporation engages in significant or substantial trading
activities or significant or substantial financial activities it will
be a trading or financial corporation, respectively.
Assuming that a corporation is a foreign, trading or
financial corporation, the next question to be asked is which of its
activities can the Commonwealth regulate. While it is not clear that
all activities of a constitutional corporation can be regulated,
the corporations power will support a broad range of laws—for example,
laws regulating the trading activities of a corporation and acts done
by the corporation for the purposes of trade.(39)
The corporations power could be used to regulate the
activities of private sector constitutional corporations. However, research
might also be carried out by universities which are typically incorporated
by statute. If a university is involved in trading activities or if
it runs a significant treasury operation, then the Commonwealth is likely
to have extensive powers to regulate that university’s cloning technology
activities. In the recent case of Quickenden v. O’Connor(40),
the Full Federal Court held that the University of Western Australia
was both a trading corporation (on the strength of its buying, selling
and rental of property, sales of publications and services, parking
operations etc) and a financial corporation (noting an administrative
structure using financial skills assisted by sound financial advice
to place substantial funds on the short term money market).
- the trade and commerce power [section 51(i)]. The corporations
power will not extend to non-constitutional corporations, to non-corporations
eg partnerships or sole traders or to small businesses that are not
incorporated. Section 51(i) of the Constitution gives the Commonwealth
power to make laws in respect to ‘trade and commerce with other countries,
and among the States’ and has the potential to cover some commercial
activities not within the scope of the corporations power.
Using the ‘international’ aspect of the trade and commerce
power, the Commonwealth could enact legislation prohibiting the import
or export of human embryos or other material. Additionally, section
51(i) is likely to support a law prohibiting trade between the States
in human embryos—so long as such a law does not offend section 96 of
the Constitution which guarantees freedom of interstate trade.
Section 51(i) may also enable the Commonwealth to pass
laws about intrastate trade and commerce if this is the only practical
way to regulate interstate trade. However, it might be expected that
the High Court would closely scrutinise such laws.
- territories power (section 122). The nature of the power in
section 122 has been described by the High Court on many occasions as
‘plenary’.(41) A plenary power is one that is full, complete
or unqualified. Legislation enacted in reliance on section 122 does
not need to fall within any other head of constitutional power.
- power over Commonwealth authorities, agencies and places (sections
51, 52, 61, 64 etc(42)). The Commonwealth has constitutional
power over its own departments, agencies, employees and places. Using
these powers, it could comprehensively regulate or prohibit the use
of cloning technologies in those departments, agencies and places and
by its own employees.
- census and statistics power [section 51(xi)]. The Commonwealth’s
power over census and statistics has been used to enact laws which enable
data to be collected and analysed on a vast range of topics. Laws have
also been passed under the census and statistics power to create offences
of non-compliance with the Census and Statistics Act 1905.(43)
According to Professor John McMillan, the power could be used to direct
health workers (and presumably others, such as medical researchers or
institutes) to ‘maintain records and to periodically provide statistics
to a Commonwealth agency. The same obligation could be imposed upon
State agencies …’.(44)
- external affairs power [section 51(xxix)]. The external affairs
power will support legislation which implements treaties to which Australia
is a party. It also supports laws about matters physically external
to Australia and may support laws about subjects of international concern.
The Attorney-General’s Department recently gave evidence to a Parliamentary
Committee that Australia is under no obligation under treaty or customary
international law to ban medical research involving human embryonic
stem cells.(45) The Department also took the view that human
embryonic stem cell research is not a matter of constitutional ‘international
concern’.(46) However, in relation to human cloning, evidence
was given to the Parliamentary Committee that Article 11 of the Universal
Declaration on the Human Genome and Human Rights could ground constitutional
‘international concern’.(47) Article 11 says ‘Practices which
are contrary to human dignity, such as reproductive cloning of human
beings, shall not be permitted’.
- quarantine power [section 51(ix)]. The scope of this power
is uncertain and it has rarely been considered by the High Court.(48)
A narrow reading of the power would confine it to ‘isolation at the
border of a country of people, plants and animals to prevent the spread
of disease.’(49) However, Professor John McMillan suggests
that an expansive interpretation of the power would ‘extend to measures
of a preventive or protective nature to halt the spread of disease within
a country’ and might also be used to pass national laws about biotechnology
and genetic engineering.(50)
- copyrights, patents & trade marks power [section 51(xviii)].
If the Commonwealth wished to create disincentives for particular cloning
technology research, then it might use the intellectual property power
found in section 51(xviii) of the Constitution to deny intellectual
property rights, such as patents, to the fruits of that research.
- taxation power [section 51(ii)]. A further way in which disincentives
could be provided would be through a targeted taxation regime.
- Commonwealth funding & grants powers (sections 81 and 96).
Funding and grants powers could be used to impose practical restrictions
on medical research involving cloning technologies. Using section 96
of the Constitution the Commonwealth Parliament can make grants to any
State subject to terms and conditions. Section 81 of the Constitution
enables the Commonwealth Parliament to appropriate money for Commonwealth
purposes. These, and other powers, could be used to restrict or prevent
funding of facilities, health service providers etc involved with particular
medical research. However, they would only have a limited effect on
medical research carried out entirely in and funded by the private sector.
- incidental power (found in each head of legislative power and
expressly provided for in section 51(xxxix).
- implied nationhood power. This power is said to derive from
the ‘existence and character of the Commonwealth as a national government
… to engage in enterprises and activities particularly adapted to the
government of a nation and which cannot be otherwise carried on for
the benefit of the nation’.(51) The implied nationhood power
has been identified as a source of power for Commonwealth legislation
such as the Science and Industry Research Act 1949 which established
the CSIRO.(52) However, the scope of the power remains very
uncertain.
In its recent report, Human Cloning: Scientific, Ethical
and Regulatory Aspects of Human Cloning and Stem Cell Research, the
House of Representatives Standing Committee on Legal and Constitutional
Affairs concluded that:
… the Commonwealth has the constitutional power to
enact legislation regulating most aspects of research involving the
use of cloning technologies. The legislation could be enacted relying
on the Commonwealth’s constitutional power over areas such as corporations,
trade and commerce, quarantine, territories, import and export, patents,
statistics, external affairs, actions by the Commonwealth or Commonwealth
authorities as well as its power to attach conditions to its funding
of projects and institutions.
However, the Committee did not think that the Commonwealth’s
power was sufficient to cover all aspects of cloning technology research,
a view also taken by the Commonwealth Attorney-General’s Department submission
to the Committee which said:
… [while] it may be possible to legislate in a piecemeal
fashion using a number of Commonwealth heads of power … ultimately
it is probably the case that the Commonwealth Parliament does not
have the power to enact legislation that would provide a comprehensive
basis for prohibiting scientific research aimed at achieving reproductive
human cloning or cloning research that involves the use of embryonic
tissue.(53)
The Attorney-General’s Department also took this view
in relation to:
… the conduct of research using embryonic stem cells,
the creation of embryos for research; or for the purposes of obtaining
compatible tissue for transplantation (stem cells, tissues or organs).(54)
The Bill does not attempt to establish a comprehensive
legislative framework relating to human cloning and stem cell research
by relying solely on Commonwealth legislative power. Instead, it contemplates
a cooperative legislative scheme where the States and Territories also
pass legislation dealing with human cloning and stem cell research and
conferring power on a Commonwealth licensing authority. The Bill has been
introduced following a Council of Australian Governments (COAG) meeting
which reached agreement on nationally consistent legislation on human
cloning (see below). It recognises State and Territory interests and legislative
capacity in these matters and attempts to ensure that there are no gaps
in the legislative scheme.
This raises the subject of Commonwealth-State cooperative
legislative schemes.
The division of constitutional power between the Commonwealth
and the States creates gaps in the legislative power of each Australian
jurisdiction and has prompted the use of different techniques to achieve
national uniformity in the law and/or its administration.(55)
These techniques have been categorised by Professor Cheryl Saunders as:
- template schemes. A template scheme is one where the one jurisdiction
enacts a law and that law, as amended from time to time, is adopted
and applied by each other jurisdiction. Sometimes the enacting jurisdiction
is the Commonwealth, using its constitutional, plenary power over Territories.
- bucket schemes. A bucket scheme involves the establishment
of an administering agency by one jurisdiction eg the Commonwealth.
Other jurisdictions then legislate to confer power on that agency.
Co-operative legislative schemes often use both template
and bucket arrangements. An example is the former corporations scheme
where the Commonwealth used its territories power to enact a Corporations
Law (template) and also established the regulatory body, the Australian
Securities Commission, on which the other jurisdictions conferred power
(bucket).(56)
Commonwealth-State cooperative schemes have a long history.
One of the earliest joint bodies was the River Murray Commission(57)
established by the River Murray Waters Act 1915 (Cwlth) and by
complementary State legislation (River Murray Waters Act 1915 (NSW),
River Murray Waters Act 1915 (Vic) and River Murray Waters
Act 1915 (SA).
Until recently, such schemes were thought to be relatively
secure in a constitutional sense. For instance, in 1983 in R v. Duncan;
Ex parte Australian Iron and Steel Pty Ltd, the High Court had held
that the Commonwealth and the States could jointly establish and empower
a Coal Industry Tribunal to determine industrial disputes. Gibbs CJ said:
The Constitution effects a division of powers between
the Commonwealth and the States but it nowhere forbids the Commonwealth
and the States to exercise their respective powers in such a way that
each is complementary to the other. There is no express provision
in the Constitution, and no principle of constitutional law, that
would prevent the Commonwealth and the States from acting in cooperation,
so that each, acting in its own field, supplies the deficiencies in
the power of the other so that they may achieve, subject to such limitations
as those provided by s 92 of the Constitution, a uniform and complete
legislative scheme …(58)
In the same case Deane J said that Commonwealth-State
cooperation was ‘a positive objective of the Commonwealth’.(59)
However, co-operative legislative schemes are not without
constitutional limits. Recent High Court decisions, like that in R
v. Hughes(60), raised a number of questions, some as yet
unanswered, about cooperative schemes.
The decision in Hughes tells us that where a State
law confers functions on a Commonwealth entity, the Commonwealth can use
the incidental power found in the Constitution to pass a law permitting
those functions to be exercised by the Commonwealth entity. The situation
becomes more complex where the Commonwealth law expressly or impliedly
imposes a duty on the Commonwealth entity to exercise the power or function
so conferred. In such a case, or where the function is a coercive one,
it may be necessary for a Commonwealth head of power to be found which
supports the law. Another question left unresolved by the High Court in
Hughes is whether a duty imposed on a Commonwealth entity under
a cooperative legislative scheme can only be imposed by a Commonwealth
law and cannot be imposed by a State law.
Since the decision in R v. Hughes the Government
has introduced a number of Bills designed to secure the constitutional
validity of various Commonwealth-State cooperative schemes.(61)
Among these are the Agricultural and Veterinary Chemicals Legislation
Amendment Act 2001 which aims to shore up the cooperative national
scheme for the evaluation, regulation and control of agricultural and
veterinary chemicals, and the Therapeutic Goods and Other Legislation
Amendment Bill 2002 which relates to the cooperative scheme for therapeutic
goods. Both the 2001 Act and the 2002 Bill allow for the possibility that
State laws can impose duties on Commonwealth entities but provide a fall-back
position in case it transpires that only a Commonwealth law can impose
such a duty. The Research Involving Embryos and Prohibition of Human Cloning
Bill 2002 also takes this approach (see below).
In August 1999, then Health Minister, Dr Michael Wooldridge
MP, asked the House of Representatives Standing Committee on Legal and
Constitutional Affairs to review the report of the Australian Health Ethics
Committee on Scientific, Ethical and Regulatory Considerations Relevant
to Cloning of Human Beings.
In June 2001, the Council of Australian Governments (COAG)
discussed assisted reproductive technology including human cloning. A
communique issued on 8 June 2001 stated:
The Council committed itself to achieving nationally
consistent provisions in legislation to prohibit human cloning .
It also agreed that jurisdictions work towards nationally
consistent approaches to regulate assisted reproductive technology
and related emerging human technologies.
In reaching agreement on this latter issue Heads
of Government were acutely aware of the need to engage the community
on the matter and to ensure that all sectors of the community benefit
fully from advances in medical science while prohibiting unacceptable
practices. The Council has sought a report from Health Ministers by
the end of the year on technical issues with the aim of a nationally
consistent approach being in place in all jurisdictions by June 2002.
In July 2001, Australian Health Ministers agreed to work
cooperatively to ensure consistency in laws banning the cloning of humans.(62)
In August 2001, the House of Representatives Committee
presented its report, Human Cloning: Scientific, Ethical and Regulatory
Aspects of Human Cloning and Stem Cell Research. The Committee’s recommendations
included:
- the enactment of legislation to regulate human cloning and stem cell
research
- that such legislation should include a ban on cloning for reproductive
purposes combined with criminal penalties and loss of an individual’s
research licence
- the establishment of a national licensing body empowered to issue
licences for research involving the isolation, creation and use of embryonic
stem cells.(63)
A minority of Committee members opposed any research
which involved the destruction of human embryos and expressed concerns
‘about the continued use of embryonic stem cells that have been derived
from embyros, whether in Australia or overseas’.(64) In February
2002 there were media reports that, following a submission from Minister
for Ageing, Mr Kevin Andrews MP, Cabinet had taken an in-principle decision
to ban certain forms embryonic stem cell research.(65) The
Prime Minister was reported as giving qualified support for such a ban
but saying he would canvass opinion before coming to a conclusion. In
March 2002, it was reported that Opposition Leader, Mr Simon Crean MP,
proposed a conscience vote for party members on stem cell research.(66)
On 4 April 2002 the Prime Minister announced that he
had written to each of the Premiers and Chief Ministers about stem cell
research. He said:
I think it is desirable that we have a uniform position
throughout Australia. … In the course of formulating my own views
and contributing to the formulation of the Government’s views I have
consulted quite widely with scientists and with a number of church
leaders. …
I’ll be proposing a total ban on human cloning and
other unacceptable practices … I am proposing [on] behalf of the Commonwealth
that the Commonwealth and the States and Territories should allow
the use of surplus ART embryos for research purposes. … Our proposal
at this stage is that only existing embryos should be available for
that research. …
It is our proposal and our intention to legislate
both the ban on human cloning, and also the conditions attaching and
governing the use of embryos for research purposes … We will ask the
states and territories to mirror that legislation at a State and Territory
level so that we have a comprehensive national legislative framework
governing aspects of this.
Members of Government parties will be allowed a free
vote on this issue.(67)
At its meeting on 5 April 2002, COAG considered a Report
on Human Cloning, Assisted Reproductive Technology and Related Matters
which outlined two options for action. The first was for voluntary compliance
with revised NHMRC/AHEC Guidelines combined with legislative repeal in
the three States with cloning legislation. The second was for nationally
consistent bans on ‘unacceptable practices’.(68)
Immediately after the COAG meeting, a joint press conference
was held by the Prime Minister, the Premiers and Chief Ministers where
it was announced that agreement had been reached on proposals for nationally
consistent legislation that had been put to the Premiers and Chief Ministers,
with two changes. The first was for a general consent to research by donors.
The second was for a sunset provisions in the legislation that would mean
that the research ban on embryos created after 5 April 2002 would expire
in not more than three years.(69) The States and Territories
agreed to introduce mirror legislation, generally with a conscience vote
being allowed for both Ministers and backbenchers.(70)
The terms of the agreement reached at the COAG meeting
can be found in a Communique and Attachment issued on 5 April 2002.(71)
Among the matters detailed in the Communique were:
- a nationally consistent ban on the cloning of a human being
- nationally consistent regulation of certain ‘unacceptable practices’.
‘Unacceptable practices’ include creating an embryo outside a woman’s
body other than for assisted reproduction, creating an embryo for assisted
reproduction that contains genetic material from two or more people
or conducting embryo flushing.(72)
- appropriate ethical oversight of research involving embryos based
on nationally consistent standards, monitoring of compliance with these
standards and penalties for non-compliance
- a nationally consistent approach to the development or use of embryos
for the derivation of stem cells including a ‘strict regulatory regime
under nationally-consistent legislation … administered by the National
Health and Medical Research Council (NHMRC) as the national regulatory
and licensing body’
- a review of the ban on the development of embryos for purposes other
than assisted reproduction within three years.(73)
Following the COAG meeting, the Government engaged in
consultations on an exposure draft Bill ‘with a range of people in the
fields of ART, medical research, consumer issues, ethics and law, in each
capital city between 24 May and 6 June 2002’.(74) A summary
of some of the opinions expressed during the consultative process is found
in Attachment 1 of the Explanatory Memorandum.
On 30 May 2002, the Prime Minister announced that the
successful applicant to establish and operate Australia’s Biotechnology
Centre of Excellence was the Centre for Stem Cells and Tissue Research.
The Prime Minister said that the Centre would receive $43.5 million over
four years and that the centre would be required to comply with statutory
requirements, including ‘regulations arising from recent decisions taken
by COAG on the 4th of April 2002’.(75)
On 27 June 2002, the present Bill was introduced into
the House of Representatives.
Clause 4 recites constitutional underpinnings
for the proposed legislation including the corporations power, the interstate
and overseas trade and commerce power, the external affairs power, the
census and statistics power and the express incidental power. While not
uncommon, such recitations are not conclusive because it is the function
of the High Court to decide whether a law is wholly or partly valid in
a constitutional sense.
The Act will bind the Crown but does not make the Crown
liable for criminal offences (clause 5).
The proposed legislation extends to the Commonwealth’s
external territories (clause 6). Inhabited external territories
are Norfolk Island, Christmas Island, Cocos (Keeling) Island.(76)
In clause 7, ‘State’ is defined to include the
Australian Capital Territory and the Northern Territory.
Offences relating to human cloning and other
practices
Part 2 of the Bill contains offence provisions
relating to human cloning and the creation and use of human embryos. These
provisions commence 28 days after Royal Assent (clause 2).
It will be an offence to:
- intentionally create a ‘human embryo clone’ (clause 8). A ‘human
embryo clone’ is defined in subclause 7(1) as a human embryo
that is a genetic copy of a living or dead human being. It is not necessary
to establish that the copy is an ‘identical genetic copy’ [subclause
7(2)]. This provision is intended to overcome the sort of problems
encountered in existing State legislation where the expression ‘genetically
identical’ is used. The definition expressly excludes an embryo created
by fertilisation and so is not intended to capture assisted reproductive
technology (ART). However, an embryo that is created by embryo splitting
is included in the definition of ‘human embryo clone’ and it is thus
an offence split an embryo [subclause 7(4) and clause 8].
- intentionally place a human embryo clone in a human or animal body
(clause 9)
- intentionally import or export a human embryo clone (clause 10).
In each case the maximum penalty is imprisonment for
15 years. It is not a defence that the clone did not or could not have
survived (clause 11).
Other offences contained in Part 2 are:
- intentionally creating a human embryo other than by fertilisation
or intentionally developing such an embryo (clause 12). Thus,
it will be an offence to create a human embryo by techniques like embryo
splitting which do not involve the fertilisation of a human egg by sperm.(77)
- intentionally creating a human embryo outside a woman’s body other
than to achieve a pregnancy in a particular woman (clause 13).
ART procedures may result in the creation of multiple embryos in an
attempt to bring about a pregnancy in a particular woman. In an attempt
to ensure that such practices are not criminalised, the Explanatory
Memorandum states that clause 13 is not intended to restrict
the number of embryos that may be created to bring about a pregnancy
in a particular woman or to prohibit the creation of embryos that may,
eventually, be found to be unsuitable for or otherwise unused by a particular
woman.(78)
- intentionally creating or developing a human embryo containing genetic
material provided by more than 2 persons (clause 14). This clause
is intended to prevent the use of certain new ART techniques such as
cytoplasmic transfer.(79)
- intentionally developing a human embryo outside a woman’s body for
a period of more than 14 days (clause 15). This will not prevent
embryos being stored before the 14th day of their development
because any period during which development is ‘suspended’ is excluded
from the calculation of the 14 day period [subclause 7(3)].
- using human precursor cells intending to create or develop a human
embryo (clause 16). A precursor cell is defined as ‘a cell that
has the potential to develop into a human egg or human sperm’ [subclause
7(1)].
- altering a human genome intending the alteration to be inherited by
the donor’s descendants (clause 17). This clause is intended
to ban germ line gene therapy.(80)
- removing a human embryo from a woman’s body intending to collect a
viable human embryo (clause 18). This clause is intended to criminalise
embryo flushing.(81)
- intentionally creating a chimeric embryo or hybrid embryo (clause
19). These terms are defined in subclause 7(1). The object
of clause 19 is to criminalise the creation or development of
transgenic human embryos.(82)
- intentionally placing a human embryo in an animal or an animal embryo
in a human (clause 20).
- intentionally importing or exporting a human embryo, knowing or being
reckless about whether the embryo is a ‘prohibited embryo’ (clause
21). The expression ‘prohibited embryo’ is defined in subclause
21(4). In general terms it is an embryo obtained in contravention
of the prohibitions specified in clauses 12-19. It includes a
human embryo created by a process other than the fertilisation of a
human egg by a human sperm. Under clause 21 it is also an offence
to place a ‘prohibited embryo’ in the body of a woman.
- intentionally trading (offering or obtaining ‘valuable consideration’)
in human eggs, human sperm or human embryos (clause 22). The
expression ‘valuable consideration’ is defined in subclause 22(3)
to include inducements and to exclude a person’s reasonable expenses
when supplying an egg, sperm or embryo. ‘Reasonable expenses’ is also
defined in subclause 22(3).
The definitions provisions (clauses 23 and 24)
commence 28 days after Royal Assent (clause 2).
Clauses 25-27 create offences relating to the
unlicensed use of excess ART embryos, the use of embryos that are not
excess ART embryos, and breaches of licence conditions. The penalty for
these offences is a maximum of 5 years imprisonment. Clauses 25-27
commence six months after Royal Assent (clause 2). The Explanatory
Memorandum states that the delay in commencement will enable a new NHRMC
licensing committee to be established (see below), allow time for licence
applications to be made to that committee and ‘allow the States and Territories
to introduce complementary legislation and, where necessary, repeal existing
provisions of State legislation that ban the use of excess ART embryos’.(83)
It will be an offence to intentionally use an ‘excess
ART embryo’ unless the use is licensed or is an ‘exempt use’ (in which
case a licence is unnecessary) (clause 25). An ‘excess ART embryo’
is one created for use in ART treatment of a woman which is excess to
her needs and the needs of her spouse (if any) at the time the embryo
was created, as evidenced by their written authority (clause 24).
‘Exempt use’ includes storage, removal from storage or transportation
of the embryo, observing the embryo, allowing it to succumb, certain uses
in accredited ART centres, and uses prescribed by regulation [subclause
25(2)]. Permissible uses in accredited ART centres include use where
the excess ART embryo is unsuitable for use in the woman for whom it was
created, use to achieve a pregnancy in another woman, use in diagnostic
investigations associated with ART treatment of the woman for whom the
embryo was created and uses prescribed by regulation.
It will also be an offence to intentionally use a non-excess
ART embryo outside a woman’s body where the use is not part of an ART
program conducted by an accredited ART centre [subclause 26(1)].
An ‘ART program’ is a program carried out in accordance with a code of
practice issued by the Reproductive Technology Accreditation Committee
of the Fertility Society of Australia or a code prescribed by the regulations
[subclause 26(2)].
Finally, it will be an offence to knowingly or recklessly
breach a licence condition (clause 27).
Provisions relating to the NHMRC Embryo Research Licensing
Committee (Licensing Committee) commence 28 days after Royal Assent (clause
2), as do the remaining provisions of the Bill.
The Licensing Committee is established by clause 28.
It consists of nine members appointed by the Minister (clause 31)
following nominations from the States, the ACT and the Northern Territory
and any prescribed bodies. One member must come from Australian Health
Ethics Committee. The other 8 members are persons with specified expertise
including research ethics, ART, its regulation, a relevant area of law,
consumer health issues and embryology. While the Minister is, in general,
only obliged to consult with States about appointments to the Licensing
Committee, neither the Chairperson nor the member appointed for their
expertise in ART regulation can be appointed without the agreement of
a majority of jurisdictions. Appointments are for a period of not more
than 3 years. Re-appointment is possible (clause 32).
The Licensing Committee must provide information to the
NHMRC for inclusion in its annual report to Parliament (clause 33)
and can also report directly to Parliament on ‘matters relating to the
Committee’s functions’ (clause 34).
The functions of the NHMRC Licensing Committee include
licensing the use of excess ART embryos [clauses 29(a) and 35].
The Committee cannot issue a licence unless it is satisfied that:
- protocols exist for consent to be obtained from each ‘responsible
person’ (defined in clause 23: see below) in relation to the
embryo
- if using the embryo may damage or destroy it, only an embryo created
before 5 April 2002 will be used
- the project proposed by the applicant has been assessed and approved
by a properly constituted Human Research Ethics Committee (HREC) [subclause
36(3)].
In making licensing decisions, the Licensing Committee
must also consider matters such as the number of excess ART embryos likely
to be used, whether the use of excess ART embryos will advance knowledge
or treatment in a way that ‘could not reasonably be achieved by other
means’, relevant NHMRC guidelines and any matters prescribed by regulation
[subclause 36(4)]. After making a decision about a licence application
the Licensing Committee must notify the applicant, the relevant HREC and
State body(84) (clause 37).
Where a licence is issued, a copy must be provided to
the relevant HREC and State body [subclause 37(2)]. Licences are
subject to conditions contained in the licence and to statutory conditions
including consent and reporting requirements (clause 39). For instance,
each ‘responsible person’ must have given their consent to the use of
the excess ART embryo. ‘Responsible person’ is defined as each person
who created the egg or sperm and their spouse (at the time) and the woman
for whom the embryo was created and her spouse (at the time) (clause
23).
The Licensing Committee is empowered to vary, suspend
or revoke a licence (clauses 40 and 41). Where a licence is varied,
suspended or revoked the Licensing Committee must notify the licence holder,
the HREC and the relevant State bodies (clause 43).
The Licensing Committee also has record-keeping functions.
These involve the maintenance of a database containing the names of licensees
and details of licences including authorised uses of excess ART embryos,
licence conditions and duration. The database is to be publicly available
but cannot contain ‘confidential commercial information’ (clause 44).
The expression ‘confidential commercial information’ is defined in clause
23 as information which has a commercial or other value that could
be reasonably expected to be destroyed or diminished on disclosure.
The Licensing Committee Chairperson can appoint Commonwealth,
State or Territory officers as inspectors (clause 48). These inspectors
can enter premises with the consent of the occupier or, if the premises
are used for licensed activities, at reasonable times (clauses 50 and
54). Inspectors are also empowered to search premises, inspect and
sample human embryos on those premises, and inspect and copy records (clauses
50 and 51). If an inspector believes on reasonable grounds that there
is evidence on the premises of an offence against the Act, then the inspector
can secure the premises until a seizure warrant can be obtained (clause
52).
Inspectors will be issued with identity cards that must
be carried when they are acting in an official capacity (clause 49).
An inspector’s powers cannot be exercised lawfully if he or she has been
‘required’ to produce an identity card by the occupier of premises and
fails to do so (clause 53).
Compensation for damage caused by an inspector’s failure
to exercise care when operating equipment or other facilities is provided
in clause 55.
In general, a person who performs functions under the
Act or a corresponding State law commits an offence if they knowingly
disclose ‘confidential commercial information’ (clause 45). The
maximum penalty for this offence is two years imprisonment. It is not
an offence to disclose confidential commercial information to the Commonwealth,
a State or Territory when carrying out statutory duties, or when ordered
to do so by a court or with the consent of the person for whom the information
has a commercial or other value.
Licence applicants and licence holders may apply to the
Administrative Appeals Tribunal (AAT) for a review of certain Licensing
Committee decisions including a decision not to issue a licence, decisions
about licence conditions and decisions about varying, revoking or suspending
a licence (clauses 46 and 47).
Clause 59 provides that if the Licensing Committee
makes a decision using powers conferred by corresponding State or Territory
laws then that decision can be reviewed by the (Commonwealth) Administrative
Appeals Tribunal (AAT) if two conditions are met. First, if the relevant
State or Territory law provides that the decision can be reviewed by the
AAT. And, second, if Commonwealth regulations provide that the decision
can be reviewed by the AAT.
The Bill provides that it is not intended to exclude
the operation of any State or Territory laws capable of operating consistently
with it [clause 56 and subclause 57(4)]. This provision will have
two effects. First, to override any inconsistent State or Territory laws.
For example, the Explanatory Memorandum says:
One of the intended effects of this clause is that
if a State has existing legislation that, for example, bans the use
of excess ART embryos, such a law would not be capable of operating
concurrently with the Act and as such it is intended that the Act
override the State law to the extent that it is inconsistent.(85)
Second, it will preserve consistent State or Territory
laws. On this account, it is designed to counter any argument that the
Commonwealth law is designed to displace State laws by operation of section
109 of the Constitution(86) or Territory laws by operation
of the paramount legislature principle.
Subclause 57(1) is a consent provision. It says
that a corresponding State or Territory law can confer functions, powers
and duties on the Licensing Committee, a Commonwealth authority or a Commonwealth
officer. A ‘corresponding State law’ is defined as a State or Territory
law gazetted by the Commonwealth Minister as a corresponding State or
Territory law (clause 7). Functions, powers and duties conferred
by State or Territory corresponding laws on the Licensing Committee or
a Commonwealth authority or officer are conferred with the consent of
the Commonwealth. The reference to ‘duties’ in clause 57 contemplates
the possibility that a State law can impose a duty on a Commonwealth authority.
It also takes account of the possibility that the High Court may find
that duties exist in a cooperative scheme even in the absence of the word
‘duty’. In either event, the Commonwealth will need to consent to the
conferral of duties as well as powers and functions by State laws. Subclause
57(3) aims to restrict the conferral of functions, powers or duties
within constitutional confines.
Clause 58 deals with duties imposed on Commonwealth
entities and officers by corresponding State or Territory laws. It provides
for two possibilities:
- if the imposition of the duty is within State or Territory legislative
powers and constitutionally permissible—then the duty is taken
to be imposed by the relevant State or Territory law [subclause 58(2)].
This allows for the possibility that the High Court will find that a
State law can impose a impose a duty on a Commonwealth entity.
- if (1) is not constitutionally permissible then subclause 58(3)
provides that the duty is taken to be imposed by Commonwealth law. This
is a fall-back position and allows for the fact that the High Court
could decide that a State law cannot impose a duty on a Commonwealth
entity. In such a case, subclauses 58(4)-(6) state that the Commonwealth
relies on all legislative powers available to it to support the imposition
of duties by Commonwealth law.
As a result of clause 60, prohibitions on research
which damages or destroys excess ART embryos created on or after 5 April
2002 will be lifted either on 5 April 2005 or earlier (if the Council
of Australian Governments declares an earlier date by notice in the Gazette).
Review of the Act
An independent review of the legislation’s operation
must be commissioned by the NHMRC as soon as possible after the second
anniversary of Royal Assent. The review report must be submitted to COAG
before the third anniversary of Royal Assent (clause 61).
As is usual in Commonwealth statutes, the Governor-General
is empowered to make regulations under the Act [subclause 62(1)].
However, before such regulations are made, the Commonwealth Minister must
be satisfied that the States and Territories have been consulted and that
the proposed regulations have been prepared having regard to State and
Territory views [subclause 62(2)].
Amendments to the Gene Technology Act 2000
(Cwlth)
Item 1 of Schedule 1 repeals sections 192B, 192C
and 192D of the Gene Technology Act. These provisions currently ban human
cloning and certain experiments involving combinations of human and animal
cells. They will be unnecessary once the Research Involving Human Embryos
and Prohibition of Human Cloning Act comes into effect.
As stated above, item 1 commences 28 days after
Royal Assent (clause 2).
It is beyond the scope of this Digest to comment about
the ‘science’ contained in the Bill and the likely reach and impact of
the provisions dealing with human cloning and embryo research. There will
clearly be debate about the Bill’s intentions and effects. For instance,
in a paper presented in July 2002, Professor Loane Skene and Mr Brendan
Gogarty ask whether the Bill is intended to ban embryo splitting and,
if so, whether ‘couples should be banned from having twins by IVF’.(87)
The Bill’s prohibitions extend to embryo splitting (see subclauses
7(1), 7(4) and relevant offence provisions such as clause 8)
but may, in any case, attract comment from both proponents and opponents
of the ban.
The wording of other provisions in the Bill may be facially
ambiguous. For instance, clause 13 bans the creation of an embryo
outside the body of a woman unless the intention is to attempt to achieve
a pregnancy ‘in a particular woman’. Because of the potential reach of
this clause, the Explanatory Memorandum then states that it is not intended
to ban Pre-Implantation Genetic Diagnosis, prevent therapeutic procedures
being carried out on an embryo, restrict the number of embryos that ‘may
be created for the purposes of achieving pregnancy in a particular woman’
or prevent the creation of embryos that could become excess ART embryos.(88)
Other questions that might be raised relate to the fault
elements in some of the offence provisions. Chapter 2 of the Commonwealth
Criminal Code applies principles of criminal responsibility to all Commonwealth
offences. It says that offences are made up of physical elements (which
may be conduct, the circumstances of conduct or the results of conduct)
and fault elements (such as intention, knowledge, recklessness or negligence).
Chapter 2 specifies default fault elements that apply
to physical elements in Commonwealth offences. These default fault elements,
which are ‘read into’ offence provisions unless they are expressly ousted,
are ‘intention’ in the case of conduct and ‘recklessness’ in the case
of the circumstances or results of conduct. Many of the offence provisions
contained in the Bill expressly mention ‘intention’. The reason for this
may be to provide an unambiguous template for the States and Territories
to reproduce in their own legislation—given that they have not, as yet,
adopted the principles of criminal responsibility contained in Chapter
2.(89) But are all the offence provisions unambiguous? For
instance, clause 14 creates an offence where a person ‘intentionally
creates or develops a human embryo containing genetic material provided
by more than 2 persons’. Is this offence constituted by conduct which
encapsulates the creation or development of a human embryo containing
genetic material provided by more than 2 persons? Or, does the offence
consist of conduct (creating or developing a human embryo) and circumstance
(the embryo contains genetic material provided by more than 2 persons).
In the latter case, does the wording of the provision indicate that ‘intention’
applies to both the physical elements of conduct and circumstance or only
to the conduct, with ‘recklessness’ applying to circumstance by default
operation of Chapter 2 of the Criminal Code.
- This material was originally provided by Katrine del Villar, Law &
Bills Digest Group, Parliamentary Library.
- George P Smith II, ‘Intimations of Immortality: Clones, Cryons and
the Law’ (1983) 6(1) University of New South Wales Law Journal
119 at 119.
- For example, see JB Gurdon, RA Laskey and OR Reeves ‘The developmental
capacity of nuclei transplanted from keratinised skin cells of adult
frogs’ (1975) 34 Journal of Embryology and Experimental Morphology
93-112. See also Ian Wilmut, Keith Campbell and Colin Tudge, The
Second Creation: The age of biological control by the scientists who
cloned Dolly (2000) at 90-97.
- Dolly the sheep, cloned from a cell taken from a sheep’s udder, was
the most famous, and is reported in I Wilmut, A E Schnieke, J McWhir,
A J Kind and K H S Campbell ‘Viable offspring derived from fetal and
adult mammalian cells’ (1997) 385 Nature 812-13. The team at
the Roslin Institute had previously cloned two sheep (Megan and Morag)
from cells taken from a 9 day old embryo: K H S Campbell, J McWhir,
W A Ritchie and I Wilmut, ‘Sheep cloned by nuclear transfer from a cultured
cell line’ (1996) 380 Nature 64-66. After Dolly, the team produced
a further three cloned sheep from cells taken from an aborted sheep
fetus, as well as four more sheep cloned from cells from a nine-day
old embryo. The South Australian Research and Development Institute
has also produced Matilda the cloned sheep.
- For reports of the cloning of cows in Denmark, Australia, France and
the USA, and rhesus monkeys at the Oregon Regional Primate Research
Centre, USA, see Alex Sleator, Cloning, House of Commons Library
Research Paper No 97/43 (27 March 1997) at 11-12; and Judith Thomson,
‘Legal and Ethical Problems of Human Cloning’ (2000) 8(1) Journal
of Law and Medicine, 31 at 32.
- Dean Bell, ‘Human Cloning and International Human Rights Law’ (1999)
21(2) Sydney Law Review 202 at 209.
- See Martin Pera, ‘Cloning and embryonic stem cells’ (June 1999) 50
Australian Rationalist 5 at 5.
- See Australian Academy of Science statement on Human Stem Cell
Research, April 2001.
- See Thomson, op.cit. 31 at 32. See also, reports of reproductive cloning
in Italy and Russia—‘Human clones by year’s end spawn "freak"
fears’, The Australian, 28 May 2002.
- See, for example, ‘Researchers find way to improve body’s tolerance
of stem cells’, Age, 31 July 2002.
- This material was originally provided by Katrine del Villar, Law &
Bills Digest Group, Parliamentary Library and updated as appropriate.
- Smith, op.cit. at 123-124.
- John A Robertson, ‘Human cloning and the challenge of regulation’
(1998) 339(2) New England Journal of Medicine 119 at 119.
- See Gregory Pence, Who’s Afraid of Human Cloning? (1998) pp.
114-115.
- See Dana Wensley ‘Being human: science and philosophy of cloning’
(May 1999) 148 Bulletin of Medical Ethics 13 at 14; Thomson,
op.cit. 31 at 33.
- Hans Jonas, ‘Philosophical essays: From ancient creed to technological
man’ (1974) at 162-163; quoted in George J Annas, ‘Why we should ban
human cloning’ (1998) 339(2) New England Journal of Medicine
122 at 124.
- See for example, Michael Lupton, ‘Human cloning—The law’s response’
(1997) 9 Bond Law Review 123 at 131.
- Annas, op.cit, 122 at 123.
- See Dana Wensley ‘Being human: science and philosophy of cloning’
(May 1999) 148 Bulletin of Medical Ethics 13 at 14.
- See Dennis Shanahan, ‘Faiths unite to put cloning on poll agenda’,
The Australian, 29 October 2001.
- Miles Little, ‘Animal cloning and the possibility of cloning humans
– Science, law and ethics’ (1998) Judicial Review 57 at 61.
- Ronald Dworkin, ‘Playing God’ (May 1999) 41 Prospect 37 at
39.
- See generally Martin Pera, ‘Cloning and embryonic stem cells’ (June
1999) 50 Australian Rationalist 5 at 7-8; Alex Sleator, Cloning,
House of Commons Library Research Paper No 97/43 (27 March 1997) at
13-15; Lupton, op.cit., 123 at 130.
- Julian Savulescu, ‘Should we clone human beings?’ (June 1999) 50 Australian
Rationalist 10 at 16.
- See Pera, op.cit. 5 at 8.
- The transplantation of an organism's own cells or tissues.
- Lupton, op.cit., 123 at 131.
- Australian Academy of Science, On Human Cloning: A Position Statement
(4 February 1999).
- See, for example, Dianne Nicol, Donald Chalmers & Brendan Gogarty,
‘Regulating biomedical advances: embryonic stem cell research’, (2002)
2 Macquarie Law Journal 31; House of Representatives Committee,
op.cit. ‘Stick to adult cells: Anderson’, Canberra Times, 6 August
2002; ‘Researchers find a way to improve body’s tolerance of stem cells’,
The Age, 31 July 2002; ‘Found in bone marrow: the Mr Fixit of
stem cells’, Sydney Morning Herald, 21 June 2002; ‘Embryonic
stem cells: the debate we shouldn’t have’, The Age, 27 March
2002; ‘The technology’, The Australian, 1 April 2002.
- This material is based on information provided by Katrine del Villar,
Law & Bills Digest Group, Parliamentary Library.
- House of Representatives Standing Committee on Legal and Constitutional
Affairs, Human Cloning: Scientific, Ethical and Regulatory Aspects
of Human Cloning and Stem Cell Research (August 2001).
- In September 2001, the Human Reproductive Cloning and Trans-Species
Fertilisation Bill 2001 was introduced into the NSW Parliament. It lapsed
on prorogation at the second reading stage in the Legislative Assembly.
- Particularly, the National Statement on Ethical Conduct in Research
Involving Humans (1999) and the Ethical Guidelines on Assisted
Reproductive Technology (1996).
- The Cloning of Humans (Prohibition) Bill 2001 was introduced in the
Queensland Parliament in November 2001 but has not been passed.
- The Code is not legally binding.
- See sections 192B, 192C and 192D of the Gene Technology Act 2000.
- Sections 192C and 192D respectively.
- Some of this material was supplied by Natasha Cica and Sean Brennan,
Law & Bills Digest Group, Parliamentary Library.
- See John McMillan, ‘The constitutional power of the Commonwealth in
public health’, in Australian Institute of Health Law & Ethics,
Public Health Law in Australia. New Perspectives, 1998.
- (2001) 184 ALR 260 at 276-7, 288-9.
- Lamshed v. Lake (1958) 99 CLR 132 at 153 per Kitto J; Spratt
v. Hermes (1965) 114 CLR 226 at 242 per Barwick CJ; Teori Tau
v. Commonwealth (1969) 119 CLR 564 at 570—unanimous High Court;
Berwick Ltd v. Gray (1976) 133 CLR 603 at 607 per Mason J; Northern
Land Council v Commonwealth (1986) 161 CLR 1 at 6—unanimous High
Court.
- See Re Residential Tenancies Tribunal (NSW); ex parte Defence Housing
Authority (1997) 190 CLR 410.
- McMillan, op.cit.
- ibid, p. 113.
- See submission of the Attorney-General’s Department to the House of
Representatives Standing Committee on Legal and Constitutional Affairs,
pp. S 530-537, S 874.
- ibid, p. S 874.
- Associate Professor Loane Skene, University of Melbourne, Evidence
to the House of Representatives Standing Committee on Legal and Constitutional
Affairs, Reference: Scientific, ethical and regulatory aspects relevant
to human cloning, 1 March 2000, LCA 45.
- ibid.
- ibid, p.108.
- ibid.
- Victoria v. Commonwealth [AAP Case] 134 CLR 338 at 397 per
Mason J.
- Victoria v. Commonwealth (AAP Case) (1975) 134 CLR 338 per
Mason J at 397.
- House of Representatives Committee, op.cit., para. 11.42.
- Submission of the Attorney-General’s Department to the House of Representatives
Legal and Constitutional Affairs Committee, p. S537.
- Cheryl Saunders, ‘A new direction for intergovernmental arrangements’,
(2001) 12 Public Law Review 274.
- ibid.
- Gary A Rumble, ‘The Commonwealth/State co-operative basis for the
Australian Wheat Board and the National Companies and Securities Commission:
Some constitutional issues’, (1980) 7 Adelaide Law Review 348.
- R v. Duncan, Ex parte Australian Iron and Steel Pty Ltd (1983)
158 CLR 535 at 552.
- R v. Duncan, Ex parte Australian Iron and Steel Pty Ltd (1983)
158 CLR 535 at 589 quoted in Tony Blackshield & George Williams,
Australian Constitutional Law & Theory. Commentary and Materials,
3rd ed, Federation Press, Sydney, 2002.
- (2000) 171 ALR 155.
- For a comprehensive description of the decision in Hughes see
Sean Brennan, Agriculture and Veterinary Chemicals Legislation Amendment
Bill 2002, Bills Digest No. 133 2000-01. Other Bills introduced
by the Commonwealth Government partly or wholly in response to Hughes
and the High Court’s decision in Re Wakim; ex parte McNally (1999)
198 CLR 511 are: Corporations Bill 2001; Australian Securities and Investments
Commission Bill 2001; Corporations (Securities Exchanges Levies) Bill
2001; Corporations (Futures Organisations Levies) Bill 2001; Corporations
(National Guarantee Fund Levies) Bill 2001 and Corporations (Fees) Bill
2001, Crimes Amendment (Forensic Procedures) Bill 2000, National Crime
Authority Amendment Bill (No.2) 2000, Gene Technology Bill 2000.
- Dr Michael Wooldridge MP, Minister for Health and Aged Care, Media
Release, ‘National
Framework Agreed to Prevent the Exploitation of Human Cloning’,
31 July 2001.
- The full text of the Committee’s report can be found via:
http://www.aph.gov.au/house/committee/laca/humancloning/contents.htm
(accessed 31 July 2002).
- Committee members Mr Kevin Andrews MP, Mr Alan Cadman MP, Mr John
Murphy MP and Mrs Danna Vale MP considered that ‘research and therapy
involving the destruction of human embyros should be prohibited’. House
of Representatives, op.cit, p. 120. These Committee members also expressed
concerns about the continued use of embryonic stem cells in research
(ibid, see pp. 123-4). The majority of Committee members (Ms Nicola
Roxon MP, Mr Bruce Billson MP, Ms Julie Bishop MP, Mr Alan Griffin MP,
Mr Duncan Kerr MP and Mr Stuart St Clair MP) would ‘accept non-reproductive
cloning research involving embryonic stem cells because of its potential
for the treatment of serious disease’. ibid, p. 118.
- Initially, it was reported that the Federal Government planned to
ban embryonic stem cell research. Mr Andrews then told reporters that
there was ‘no proposition to prohibit continued research on existing
stem cell lines and there is no proposition that I am aware of to prohibit
research involving adult stem cells’, ‘Stem-cell research row looms’,
Financial Review, 27 February 2002. See also ‘Embryo ban shocks
premiers’, The Age, 27 February 2002; ‘Government yet to decide
on cloning ban’, The Canberra Times, 27 February 2002, ‘Howard
to study stem cell research before ban’, Sydney Morning Herald,
27 February 2002; ‘Andrews sells qualified stem cell ban’, Financial
Review, 1 March 2002.
- ‘Crean calls for a conscience vote on stem cell research’, Sydney
Morning Herald, 13 March 2002.
- Prime Minister, Transcript of Press Conference, Parliament
House, 4 April 2002.
- See Research Involving Embryos and Prohibition of Human Cloning Bill
2002, Explanatory Memorandum, pp. 36-9.
- Prime Minister, Transcript of the Prime Minister, the Hon. John
Howard MP, Joint Press Conference with Premiers and Chief Ministers,
Parliament House, Canberra, 5 April 2002.
- See for example, Premiers Rann, Gallop and Bracks at the Joint Press
Conference the Prime Minister, Premiers and Chief Ministers held at
Parliament House in Canberra on 5 April 2002 following the COAG meeting.
- Council of Australian Governments, Communique,
5 April 2002 (accessed 13 August 2002).
- ‘Embryo flushing involves the obtaining of an embryo from the body
of a woman after fertilisation has taken place in vivo. During the time
the pre-implantational embryo is floating free in the uterus it is flushed
out and transferred to a recipient's uterus where implantation takes
place. It therefore involves the displacement of a healthy embryo which
is about to implant in the woman's uterus’. New South Wales Health,
Review of the Human Tissue Act 1983. Discussion Paper: Assisted Reproductive
Technologies, 1997.
- Council of Australian Governments, Communique,
5 April 2002 (accessed 13 August 2002).
- Explanatory Memorandum, p. 39.
- See Prime Minister, Transcript of the Prime Minister the Hon John
Howard MP, Announcement of the successful applicant for the Biotechnology
Centre of Excellence’, 30 May 2002. See also ‘Stem cell research wins
$44m funding’, The Courier-Mail, 31 May 2002; Senator Brian Harradine,
‘Harradine questions Department of Industry about $46 million gift to
Trounson stem cell centre’, Press Release, 30 May 2002.
- The Commonwealth has plenary power under section 122 of the Constitution
to legislate for the territories, including external self-governing
and non-self-governing territories.
- Explanatory Memorandum, pp. 8–9.
- ibid, pp. 9–10.
- ibid, pp. 10–11.
- ibid, p. 12.
- ibid, p. 12.
- ibid, p. 13.
- Explanatory Memorandum, p. 3.
- A ‘State body’ is a body notified to the Licensing Committee by a
State (or Territory) (clause 23).
- Explanatory Memorandum, p. 30.
- Section 109 of the Constitution says that ‘When a law of a State is
inconsistent with a law of the Commonwealth, the latter shall prevail,
and the former shall, to the extent of the inconsistency, be invalid.’
- Loane Skene & Brendan Gogarty, ‘A legal perspective on stem cell
research and cloning’, paper presented at the Dean’s Lecture Series,
University of Melbourne, 26 July 2002.
- Explanatory Memorandum. pp. 9–10.
- The Model Criminal Code, which includes Chapter 2, is designed to
be adopted by each State and Territory. Constitutionally relevant chapters
are also being progressively enacted by the Commonwealth.
Jennifer Norberry
14 August 2002
Bills Digest Service
Information and Research Services
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