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AAT |
Administrative Appeals Tribunal (existing) |
AAT Act |
Administrative Appeals Tribunal Act 1975 |
ART |
Administrative Review Tribunal (proposed) |
ART Bill |
Administrative Review Tribunal Bill 2000 |
ASIO |
Australian Security Intelligence Organisation |
ASIO Schedule |
proposed Schedule 1 of the Australian Security Intelligence Organisation Act 1979, which is inserted by item 1 of Schedule 5 of the Bill |
Bill |
Administrative Review Tribunal (Consequential and Transitional Provisions) Bill 2000 |
Council |
Administrative Review Council |
Family Assistance Schedule |
proposed Schedule 1 of the A New Tax System (Family Assistance) (Administration) Act 1999, which is inserted by item 1 of Schedule 13 of the Bill |
IRD |
Immigration and Refugee Division of the ART (proposed) |
MRT |
Migration Review Tribunal (existing) |
RC |
Repatriation Commission (existing and continuing) |
RRT |
Refugee Review Tribunal (existing) |
Social Security Schedule |
proposed Schedule 3 of the Social Security (Administration) Act 1999, which is inserted by item 1 of Schedule 11 of the Bill |
SSAT |
Social Security Appeals Tribunal (existing) |
Taxation Schedule |
proposed Schedule 2 of the Taxation Administration Act 1953, which is inserted by item 1 of Schedule 7 of the Bill |
VRB |
Veterans' Review Board (existing and continuing) |
Veterans' Schedule |
proposed Schedule 7 of the Veterans' Entitlements Act 1986, which is inserted by item 1 of Schedule 9 of the Bill |
Administrative Review Tribunal (Consequential and Transitional Provisions) Bill 2000
Date Introduced: 12 October 2000
House: House of Representatives
Commencement: The provisions relating to the Administrative Review Council commence on Royal Assent to the Administrative Review Tribunal Bill 2000 (the ART Bill).
With certain exceptions (which are separately noted in the Main Provisions section), the rest of the Bill commences when Parts 4 to 10 of the ART Bill commence. This will be 12 months after Royal Assent, unless an earlier date is fixed by Proclamation.
The ART Bill, with which this Bill is cognate, establishes the Administrative Review Tribunal (ART), which will replace the Administrative Appeals Tribunal (AAT), Migration Review Tribunal (MRT), Refugee Review Tribunal (RRT) and the Social Security Appeals Tribunal (SSAT).
This Bill:
This Bill is cognate with the ART Bill, which was introduced on 28 June 2000. The background to both Bills is explained in the Digest (Bills Digest No 40 of 2000-01) for the ART Bill.
The ART Bill and this Bill have been referred to the Senate Legal and Constitutional Legislation Committee for inquiry. The Committee, although originally due to report on 7 September 2000, is currently due to report on 6 February 2001.(1) The Government currently envisages that the ART will commence on 1 July 2001,(2) although the Bill would permit commencement to be as late as early to mid-2002.(3)
The Bill repeals the AAT Act, and abolishes the AAT,(4) MRT, RRT(5) and SSAT(6) with effect from the date the ART commences review of decisions. This ensures that there is no gap between the existing tribunals and the ART.
Schedules 1, 2 and 3 make largely technical consequential amendments to over 200 Acts. Schedule 1 replaces references to the AAT with references to the new ART. Schedule 2 replaces references to the AAT Act with references to the ART Bill.
Schedule 3 makes a number of technical amendments, such as replacing references to particular sections of the AAT Act with references to the corresponding provisions in the ART Bill. It also makes some minor substantive changes. It is not the purpose of this Digest to detail all these amendments. With a few exceptions,(7) all of these amendments in Schedules 1, 2 and 3 will commence when Parts 4 to 10 of the ART Bill commence.
As a result of these amendments, the right to apply for merits review of the majority of decisions made under Commonwealth Acts is not materially altered. However, the composition of and procedure to be followed by the ART will differ from that of the current AAT, and this will affect the way review of these decisions is conducted.
In contrast, Schedules 4 to 14 make substantial alterations to the procedures to be followed in the high volume jurisdictions of the present tribunals, such as social security, migration and veterans' affairs. These alterations are described below in separate sections. A number of the provisions ensure that existing procedures specific to those jurisdictions continue. In this Digest, while the continuation of existing arrangements may be noted in footnotes, the focus of the text is generally on the substantive amendments made to present arrangements.
Schedules 15 to 17 also contain detailed transitional arrangements for review of cases which are not completed at the time the existing tribunals are abolished and their jurisdiction is conferred on the ART.
References in this section to the 'ASIO Schedule' are references to proposed Schedule 1 of the Australian Security Intelligence Organisation Act 1979, which is inserted by item 1 of Schedule 5 of the Bill.
The ASIO Schedule modifies the procedures contained in the ART Bill, to replicate the special procedures for review of security assessment decisions conducted by the Australian Security Intelligence Organisation (ASIO) which are currently contained in the AAT Act.(8) The Bill also updates the Australian Security Intelligence Organisation Act 1979 to refer to the ART Bill rather than the AAT Act.
Review of ASIO security assessments will take place in the Commercial and General Division of the ART, which is to be called the Security Appeals Division when hearing these applications.(9)
The Bill makes one substantive change to the present position in relation to security appeals. Currently, people who have already had review of their security assessment finalised by the AAT have a right to have the AAT's decision reopened at any time, if they obtain fresh evidence of material significance.(10) This right is removed by item 7 of Schedule 4. Instead, review of the ART's first-tier decision will be available only where the criteria for second-tier review are met, that is, if the case raises an issue of general significance or there was a manifest error in the ART's first-tier decision.(11) It is curious that this right has been abolished, whereas all the other unique procedures which apply to review of security appeals have been preserved.
References in this section to the 'Taxation Schedule' are references to proposed Schedule 2 of the Taxation Administration Act 1953, which is inserted by item 1 of Schedule 7 of the Bill.
Some taxation objection decisions are currently reviewable by the AAT, others are appealable to the Federal Court, and in respect of a third class of decision the taxpayer may choose between a right of review by the AAT or an appeal to the Federal Court.(12)
The Bill does not add to or subtract from the classes of decisions which are reviewable.(13) The Bill modifies the procedures contained in the ART Bill for the review of decisions so that the existing modifications to the review procedure for taxation decisions can continue.(14)
Review of decisions currently reviewable by the AAT will take place in the Taxation Division of the ART.(15) The Small Taxation Claims Tribunal, which hears small claims, will continue to exist and will be located within the Taxation Division of the ART.(16)
The Bill proposes two changes of significance in the taxation review procedures, as well as making some minor amendments(17) to the present system.
The first alteration concerns decisions on taxation objections which are either reviewable on the merits by a tribunal or appellable to the Federal Court, at the election of the taxpayer. Schedule 6 introduces a new option, not currently available. Under the proposed amendments, a taxpayer who elects to apply to the ART for review may terminate this review and instead institute an appeal in the Federal Court within 7 days of terminating the application for review in the ART. He or she must obtain the consent of all the participants in the review.(18)
The second alteration is to the jurisdictional limits of the Small Taxation Claims Tribunal. Currently, the Small Taxation Claims Tribunal within the AAT may hear all applications where the amount in dispute is less than $5000.(19) The Bill proposes that the Small Taxation Claims Tribunal will have jurisdiction where the amount in dispute is less than $15,000, a three-fold increase in the monetary limit.(20) However, the following conditions must also be met:These three conditions are wholly new. It is currently not open for an applicant to choose to have review of a small taxation claim determined in the AAT proper rather than the Small Taxation Claims Tribunal. Neither is the President of the AAT permitted to decide that a matter involving a small amount of money is complex or involves a principle of general importance, and therefore should not be heard in the Small Taxation Claims Tribunal.
These considerations may make a significant difference to applicants with small claims. Currently, the fee for an application on a taxation matter to the Small Taxation Claims Tribunal is $50, whereas in the AAT it is $500.(21) The ART's fees are yet to be determined, and will be contained in regulations made under the ART Bill.(22) The increase in the Small Taxation Claims Tribunal's jurisdiction to claims under $15,000 may give many more applicants an opportunity to have their cases reviewed more economically by the Small Taxation Claims Tribunal. Further, under the Bill, an applicant may choose to pay the additional fee in order to obtain the benefit of having his or her claim referred to the ART itself rather than considered by the Small Taxation Claims Tribunal. Conversely, an applicant may be forced to pay a more substantial application fee if the ART President determines that the matter is complex or raises an issue of general significance, and hence ought not to be heard in the Small Taxation Claims Tribunal.
References in this section to the 'Veterans' Schedule' are references to proposed Schedule 7 of the Veterans' Entitlements Act 1986, which is inserted by item 1 of Schedule 9 of the Bill.
The Veterans' Schedule provides for the modified application of the review procedures contained in the ART Bill to the review of veterans' decisions.(23) These amendments preserve nearly all of the special features of the veterans' review jurisdiction currently contained in the Veterans' Entitlements Act 1986.(24) In addition, Schedule 8 makes a number of purely terminological and procedural modifications to the Veterans' Entitlements Act 1986.
Under the Bill, review by the VRB and the RC will continue. Both the decisions of the VRB and the internally reviewed decisions of the RC will be reviewable in the Veterans' Appeals Division of the ART as of right.(29) Both streams of decisions presently have a single right of review before the AAT. Under the proposed ART scheme, however, there is a difference in the way the two streams of veterans decisions will be treated. Decisions of the VRB will be second-tier review decisions in the ART, bypassing the first-tier ART review and the leave requirements which ordinarily apply to second-tier review.(30) In contrast, internally reviewed decisions of the RC will be reviewed by the ART's first tier, and will have an option for yet another layer of review, second-tier ART review, if the leave requirements are satisfied.(31)
It is difficult to identify a policy reason for treating the two streams differently. The Attorney-General in his second reading speech gave this simple explanation: '[t]his is because the [VRB] provides first-tier external review of veteran decisions.'(32) This is true. However, currently the VRB provides first-tier external review of some decisions and the RC provides first-tier internal review of other decisions. Both are then treated identically at the AAT. So the difference in the identity of the first review body does not currently provide a reason to differentiate between decisions made by the VRB and those made by the RC. If the lack of first-tier external review were a barrier, a solution may be to make all veterans' decisions reviewable by the VRB before proceeding to the ART. If first-tier internal review by the RC is currently seen as of similar status to review by the VRB, it is questionable why the two streams of review are not treated identically before the ART. Another concern, which will be mentioned later,(33) is that the retention of two tiers of external review for veterans' decisions is inconsistent with the approach taken in relation to income support decisions.
A number of anomalies result from the drafting strategy, adopted in Part 1 of the Veterans' Schedule, of preserving the terminology used in the Veterans' Entitlements Act 1986.
In the ART Bill itself, the 'decision-maker' is the person within a Department or agency who made the 'original decision'. Even when the ART is conducting second-tier review of a first-tier ART review, the 'decision-maker' is deemed to be the original decision-maker, not the ART itself.(34) A number of obligations, including giving notices, preparing a statement of reasons, providing documents, and reconsidering decisions at the request of the ART, are imposed by the ART Bill on the original 'decision-maker'.
For veterans' matters, in practical terms the primary decision-maker in all cases is the RC. However, Part 1 of the Veterans' Schedule defines 'decision-maker' and 'first-tier decision' by reference to subsection 175(1) of the Veterans' Entitlements Act 1986.(35) This has the effect of artificially defining the 'decision-maker' as the RC in some instances and the VRB in other circumstances.(36) Although this drafting strategy preserves the existing veterans' legislation, it does not match the way the ART Bill was drafted. A number of provisions of the ART Bill impose obligations on the 'decision-maker'. The intention is that these obligations are assumed by the person or body who made the initial decision, not by the tribunal which reviewed the decision. In the veterans' review context, these obligations should fall on the RC, rather than the VRB. However, in some provisions of the ART Bill as modified by Part 1 of the Veterans' Schedule, unintended consequences result from the use of that changing definition of 'decision-maker'. They are:
It would be possible to avoid these outcomes by adopting the approach taken by the drafters for social security decisions in Schedule 11 of the Bill, and redraft Part 1 of the Veterans' Schedule to define the 'decision-maker' as the RC and 'first-tier decision' as the decision of the VRB. As the Veterans' Schedule only applies to veterans' review matters, there is no need to use the generally applicable terminology used in the ART Bill.
The amendments proposed by the Attorney-General on Thursday 7 December 2000 only partially address this problem, hence generating further inconsistencies. They redraft certain individual clauses to refer to the 'Commission' rather than the 'decision-maker.(39) However, they do not alter the definitions of 'decision-maker' and 'first-tier decision' in proposed section 6 of the ART Bill, and these flawed definitions will continue to apply in many clauses, producing the results outlined above.(40)
Minor drafting flawThe RC currently has express power to review and alter a decision at any time after it has been made, including while the decision is under review by the VRB(41) or during review by AAT, with the consent of the applicant.(42) While this power to reconsider a decision is preserved, the drafting of the amendments is unnecessarily complex,(43) and a much simpler approach has been taken in the drafting of the income support provisions.(44)
References in this section to the 'Social Security Schedule' are references to proposed Schedule 3 of the Social Security (Administration) Act 1999, which is inserted by item 1 of Schedule 11 of the Bill.
References in this section to the 'Family Assistance Schedule' are references to proposed Schedule 1 of the A New Tax System (Family Assistance) (Administration) Act 1999, which is inserted by item 1 of Schedule 13 of the Bill.
Social security and family assistance decisions are currently reviewable by the SSAT, and a second tier of review is available as of right in the AAT. Under the Bill, review of social security decisions and family assistance decisions will be conducted in the Income Support Division of the ART.(45) There will be no automatic right to two tiers of review. Instead, second tier review will be available only with leave of the President or executive member of the Income Support Division if the case raises an issue or principle of general significance, or if the parties agree there has been a manifest error of law or fact.(46) Social security is the only jurisdiction to lose an entire tier of review as of right (the automatic right of review of the SSAT's decision by the AAT). In 1998-1999 nearly 20% of SSAT decisions (1995 out of 10138) were appealed to the AAT. The majority of these (1745 out of 1995) were appeals by applicants rather than the Department, and 42.6% of these AAT reviews, resulted in the decision of the SSAT being set aside or altered.(47) The loss of an automatic right of second-tier review is thus a serious disadvantage for social security applicants.
Schedules 10 and 12 make a number of consequential amendments, chiefly replacing references to the AAT and SSAT with references to the new ART.(48) The Social Security Schedule and the Family Assistance Schedule make a number of substantive changes, including disapplying(49) the definition of 'decision-maker' in the ART Bill and substituting 'Secretary'.(50)
Item 4 of Schedule 10 removes a note which explained that the subsection had been inserted in response to a ruling made by the AAT. The Explanatory Memorandum stated that the note is 'obsolete' with the repeal of the AAT.(51) However, as decisions of the AAT and the SSAT are expressly preserved as relevant matters to be taken into account by the Secretary in making decisions administering the social security law,(52) it is curious that the helpful note referring to the AAT's decision will be removed.
The Social Security Schedule and the Family Assistance Schedule modify the ART Bill to ensure that certain specific procedural requirements which currently apply to the SSAT will continued to apply when the ART is reviewing social security and family assistance decisions. These include:
The express requirement that the ART have regard to Ministerial policy probably changes little, if at all, the existing legal position that administrative tribunals must have regard to government policy as a 'relevant consideration; that is not binding on them'.(58) It will still be a matter for the ART to decide what weight to give to the policy, and the policy may be departed from if it would produce injustice in the circumstances of an individual case.(59)
Loss of some specific social security procedures
Although the Secretary is a compulsory participant in the review, he or she cannot be required to attend or take part in a preliminary conference or 'other process'.(68) It is not clear whether 'other process' includes a hearing before the ART. Even if this exemption is restricted to processes other than the hearing, it seems unusual to require the Secretary to be a participant in all reviews, but not to be able also to compel him or her, whether personally or by a delegate, to take part in the review processes. It would appear simpler, and consistent with the general scheme established in the ART Bill,(69) to permit the Secretary to decline to participate either in the review of a particular matter or of a class of decisions.
All migration decisions currently reviewable by the MRT, RRT and AAT will be reviewable by the ART. There will no longer be any provision for the MRT and RRT to refer decisions involving an important principle or issue of general application to the AAT,(70) because, obviously, the ART cannot refer matters to itself. In any event, it does not appear that this facility has been much used.
A self-contained migration review code
Review of migration decisions is treated differently from review of all other decisions. In other areas of review, the procedures set out in the ART Bill will apply, with some modifications to deal with matters peculiar to that jurisdiction, such as the secrecy requirements attendant on ASIO assessments, and the need to continue social security payments pending the outcome of review. However, because there are so many unique provisions governing migration review, the procedures set out in the ART Bill will not apply.(71) Instead, the specific migration procedures will continue,(72) with some amendments to include certain provisions of the ART Bill. Part 5 of the Migration Act 1958 will constitute a self-contained code for the procedures to be followed by the ART when reviewing migration decisions.(73)
A large number of the amendments made by the Bill do not substantively change any of the current review rights. A number of these simply reflect the replacement of the MRT, RRT and AAT with a single tribunal, the ART.(74) Other provisions have been repealed but substantially reenacted elsewhere, in an attempt to make the Migration Act 1958 more readable and internally consistent.(75) It is neither possible nor necessary to chart in detail what is effectively the reorganisation of various statutory provisions. Accordingly, this Digest will focus only on those amendments which make substantive changes to the current migration review regime.
This section of the Digest first describes the categories of migration decisions that are reviewable by the ART. It then details amendments to the migration review scheme that incorporate provisions of the ART Bill, as well as a number of amendments that do not seem explicable on the basis of integration of some of the ART Bill procedures, and for which no explanation is proffered in either the Explanatory Memorandum or second reading speech.
The Bill provides a new conceptual framework for review of migration decisions. It distinguishes between five classes of decision which will be reviewable by the ART:'Reviewable protection visa decisions' are the same as the present RRT-reviewable decisions, that is, a decision to refuse or to cancel a protection visa to a person who seeks to qualify as a refugee.(78) However, if the decision to refuse or cancel the visa is made on character grounds, the decision is classified as a 'reviewable protection visa character decision'.
'Reviewable deportation decisions' are decisions to order the deportation of non-Australian citizens who have been convicted of a crime or crimes and sentenced to at least one year's gaol.(79) 'Reviewable protection visa character decisions' are decisions to refuse or to cancel a protection visa on the ground of the person's character,(80) whereas 'reviewable general character decisions' are decisions to refuse or to cancel any other type of visa on the ground of the person's character.(81) All three types of decision are currently reviewable by the AAT.
All five classes of decision will be reviewable by the ART in the Immigration and Refugee Division (IRD).(82) The IRD will be required to follow the procedures set out in the proposed self-contained code located in the Migration Act 1958.
There will be a number of changes in procedure and substantive rights as a consequence of these last three categories of decision becoming subject to the migration review code. Although they are currently largely governed by the AAT's normal review procedures, under the changes proposed in the Bill they will become subject to many procedures which currently only apply to MRT- and RRT- reviewable decisions. An example of central importance is that these applicants, who are presently entitled to representation before the AAT as of right,(83) will not be permitted to be legally represented before the IRD unless the directions(84) so provide.(85) Although an 'assistant' may be present during the IRD hearing to assist the applicant, he or she may not present arguments before the IRD on the applicant's behalf.(86) The assistant may present arguments only if the IRD decides to permit it because of exceptional circumstances, or if directions provide for assistance.(87) The lack of representation will not materially change the present position of applicants to the MRT or RRT. Indeed, there may be slightly greater access to representation or assistance if directions are made permitting assistance or representation in certain categories of case. Further, applicants for protection visas currently have no right to an 'assistant' being present before the RRT, so this may be an advantage for them.
Reviewable migration decisions exempt from the migration code
The following decisions will also be reviewable by the ART, but in the Commercial and General Division rather than the IRD:
Decisions to refuse or cancel a protection visa on the ground of the person's character will not be reviewable at all by the ART if they are made by the Minister personally.(91) Additionally, decisions by the Minister to refuse or cancel a temporary safe haven visa on the ground of criminal conduct or the person's general character will not be reviewable by the ART.(92) These decisions are currently not reviewable by either the MRT or RRT, so this makes no substantive change.
Introduction of ART procedures into migration code
The Bill makes a significant number of changes which will substantially affect an applicant's rights of review. Some of the changes made are a logical extension of existing provisions,(93) or create new and more coherent procedures for the ART to comply with.(94)A number of these changes involve the insertion into the migration code of largely procedural provisions which are part of the general scheme set out in the ART Bill, but which were not previously part of migration review procedure, such as:
Preference for review on the papers
One of the most significant changes in the migration area is the move away from oral hearings. Currently, the MRT or RRT may conduct a review on the papers only where the outcome of the review will be a decision in the applicant's favour or the applicant consents to a review being conducted without a hearing.(104) The AAT, which currently reviews applications relating to business visas, criminal deportation and character decisions, has no power to proceed without a hearing.
Under the Bill, the IRD has a positive obligation to consider conducting a review on the papers not only in cases where the outcome will be favourable to the applicant,(105) but in every case, even if the decision would be adverse to the applicant.(106) There are requirements that the IRD give the applicant an opportunity to provide written documents and submissions,(107) and there are new and expanded provisions permitting the Secretary to provide written statements of fact, written arguments or documents(108) but once these have been considered, the IRD may in its discretion make a decision based solely on the papers.(109) Indeed, the Explanatory Memorandum states that '[t]he review procedure in the new Part 5 is based on review on the papers and discretionary hearings.'(110) These provisions broadly reflect proposed section 96 of the ART Bill. However, Dr Nygh, the current Principal Member of the RRT, speculates that 'members are unlikely, except in the very clearest of cases, to proceed to make an adverse decision on the papers.'(111)
No right to appear or call witnesses
Consonant with the preference for reviews to be conducted on the papers, hearings will be discretionary under the migration review code,(112) as they are under the ART Bill.(113) The IRD may permit a person, including the applicant or the Department, to appear and give evidence or make statements or present arguments.(114) This is a significant derogation from the current right of applicants to appear and give evidence or make arguments.(115) Even if the IRD decides to permit a person to appear, it may withdraw that permission at any time, and may impose conditions on the right of appearance or direct the person as to the manner in which he or she may appear.(116) For example, the IRD may permit the applicant to appear and give evidence, but may direct the applicant only to speak about one issue of the several raised in the application.
The applicant's ability to call witnesses remains in the complete discretion of the IRD,(117) which is currently the case before the MRT and RRT but not the AAT.(118) However, the existing power of MRT applicants to adduce evidence through written witness statements or other written material will, under the Bill, be extended to all applicants for review by the IRD.(119)
The emphasis on the applicant providing written submissions and witness statements, and responding to the IRD's requests for information in writing rather than orally at a hearing, may have advantages in terms of efficiency of dealing with applications for review. However, it may also disadvantage applicants who are not represented, whose written expression is not good, or who are unable to clearly identify the issues. The extent of this disadvantage is exacerbated in the migration jurisdiction by the fact that many applicants will not have English as their first language. Although these applicants will be entitled to the assistance of an interpreter, this is only of assistance when giving oral evidence at a hearing.(120) Additionally, the requirements of the Migration Act 1958 are complex, and it may be difficult to identify the issues to be addressed and to distil from the applicant's circumstances what facts are relevant to the issues at hand and what are not. If the matter does proceed to a hearing, the applicant may be legally represented only with the consent of the IRD, whereas DIMA is likely to have officers who are experienced in the interpretation of the Migration Act 1958 and in the procedures at hearings and who may be legally qualified.Power to end the review without ART making a decision
The MRT and RRT already have power to determine an application without making further inquiries or taking any further action if:
These provisions will continue under the migration review code, and will now also apply to the current AAT-reviewable decisions.(124) They effectively negate any duty to inquire on the part of the new IRD.(125)
In addition, the IRD will have a broad new power to end the review without making a decision in any of the above circumstances,(126) and also if the applicant fails to comply with any directions made by the Minister or the IRD.(127) This replicates proposed section 129 of the ART Bill. Directions may include conditions or restrictions on the applicant's appearance and the giving of evidence. So, for example, if the applicant is permitted to give oral evidence only in relation to a certain issue, but fails to and speaks instead about other issues, this breach is sufficient to allow the IRD in its discretion to end the review.
The applicant will have 14 days to make an application to have the review reinstated.(128) The IRD will have a discretion to reinstate the review, subject to any directions in force. However, the IRD must not reinstate the review if the application was not made within the 14 day time limit.
The decision to end the review will not be judicially reviewable.(129) However, the decision of the IRD not to reinstate the review will be judicially reviewable.(130) So, if an applicant's review has been ended by the IRD, he or she must first seek reinstatement before applying to the Federal Court for judicial review. If the applicant is out of time in seeking reinstatement, and the IRD has complied with all the notice and other procedural requirements before taking the decision to end the review, there will be no discretion in the Federal Court to reinstate the application for review. Effectively, the application will be terminated without a decision on the merits being made, because of the applicant's non-compliance with procedural requirements.
The Attorney-General in his second reading speech explained that:
'These provisions will allow the ART to dispose more readily of cases where the applicant does not actively pursue his or her case ... [and are] designed to improve the efficiency and effectiveness of decision-making in the Immigration Review Division'.(131)
The Attorney-General also noted that these provisions are 'consistent with the provisions in the ART Bill applying to the other Divisions'.(132) It is true that the ART in other divisions has power to end the review if the applicant fails to attend or fails to comply with directions.(133) However, the IRD is more limited in its power to reinstate review than the other five divisions of the ART. The power to reinstate in other divisions is entirely in the discretion of the ART,(134) and no time limits are set for the application for reinstatement. By contrast, in the IRD, non-compliance with the 14 day time limit means the ART has no discretion to reinstate the review. There is no ability to take into account cases of genuine hardship, for example where non-compliance may be due to illness, cultural reasons or simply lack of understanding of the notices given by the IRD.
Currently, the MRT and the AAT may be constituted by one, two or three members,(135) whereas the RRT is always constituted by a single member.(136) Although the Bill will preserve the discretion to constitute the IRD with one, two or three members,(137) the IRD will only be able to sit with more than one member if one of three criteria is satisfied:
Whereas the first two criteria duplicate restrictions contained in proposed section 69 of the ART Bill, the third criterion has no such precedent. No explanation is proferred, either in the Explanatory Memorandum or the second reading speech, as to why IRD members may benefit from 'developmental experience' in the form of multi-member panels, whereas members of other Divisions of the ART are not provided with similar opportunities. It is difficult to ascertain why this is necessary particularly at the commencement of the ART, given that all existing members of the MRT and RRT will be transferred to the IRD for at least 12 months, whereas other divisions of the ART may comprise a significant number of new members. The amendments proposed by the Attorney-General would remove this unique third criterion from the migration review jurisdiction.(139)
The application of these criteria is likely to provide for some, albeit limited, opportunities for multi-member panels to sit on refugee protection visa cases, where currently there is no discretion to constitute multi-member panels, but may restrict the availability of multi-member panels in other cases.
The Principal Members of the MRT and of the RRT already have the power to give directions relating to the operation of and conduct of review by their respective tribunals.(140) Under the migration code, directions may be made by the Minister for Immigration and Multicultural Affairs, as well as by the President of the ART and the executive member of the IRD.(141) A similar power in relation to the other five Divisions is contained in proposed section 161 of the ART Bill. The directions given by the Minister will prevail over those of the ART President or IRD executive member.(142) Directions are not disallowable instruments and are not subject to the scrutiny of the Parliament.
The directions will have a lot of work to do under the new migration review code. They will contain requirements relating to the conduct of reviews and the operation of the IRD, including the allocation of work, the number of members who are to constitute the IRD, and priorities for reviewing decisions.(143) Some of these matters are currently regulated by guidelines,(144) and other matters are currently prescribed in the Migration Act 1958(145) or regulations.(146) A number of the directions will have the purpose of exempting certain categories of decision from the compulsory requirements of the migration code.(147) This may afford a means of tailoring procedures for some of the disparate categories of matters which have been subsumed under the migration code.
Given that the Ministerial directions are pre-eminent, and given the significant range of topics covered by directions, there is potential for significant Ministerial or agency interference with the procedures adopted by the ART in the IRD. This is not of mere academic concern, as directions can specify matters such as time limits, which in the migration jurisdiction are critical to whether an applicant's claim is able to be reviewed or not.
There seems to be a disparity of treatment as between the IRD and its members, on the one hand, and applicants on the other. From the IRD's perspective, the directions are treated as non-binding procedures. Failure to comply with directions by the IRD will not result in the IRD's decision being invalid,(148) nor will it be judicially reviewable, except for certain decisions.(149) Only a 'serious or continuing breach' of the directions could lead to the removal of an IRD member.(150) By contrast, a single failure by an applicant to comply with any direction, however procedural, gives the IRD power to end the review without making a decision on the merits.(151) So the breadth of the matters to be covered by directions is of some considerable concern.
Substantive alterations for which no explanation is given
A number of substantive changes have been made to the existing migration merits review procedures which do not represent an attempt to achieve conformity with the scheme set down in the ART Bill. Given that these affect the rights of applicants for review, the failure of the Government to provide any explanation for the rationale behind these amendments in either the second reading speech or the Explanatory Memorandum is disappointing.
Exclusion from review for procedural defects
Currently, the MRT and RRT are obliged to consider an application for review which complies with the formalities.(152) The MRT and RRT have no jurisdiction to consider applications which are not made within the prescribed time limits,(153) but it seems they have a discretion to consider applications which only partially comply with the formal requirements.(154)
By contrast, the Bill makes it clear that if an applicant for review does not comply with the formal application requirements, including the form of the application and payment of the application fee, the IRD will have no power to review the decision.(155) These applicants will be excluded from merits review altogether, as they will almost certainly not be able to re-lodge a conforming application within the initial time limit prescribed, and the IRD has no discretion to extend the time limit.
Dr Kathryn Cronin, a Deputy President of the Australian Law Reform Commission, calls provisions such as this 'trip-wires'. She opines that such rules will catch 'not only ... those who are perhaps scamming the system ... but also the unwary ... [who are] simply underskilled about dealing with bureaucracy.'(156) She concludes that:
If you have too many rules that operate to trip the unwary in the system, you will have people going away with a profound sense of injustice that somehow, because of their lack of skills and ability, their lack of knowledge of what are complicated legislative arrangements, they were somehow cheated of a right to have a hearing and a reconsideration of a first instance decision.(157)
The ART Bill expressly requires the ART in reviewing a decision to 'afford procedural fairness'.(158) Otherwise known as the 'hearing rule',(159) this is part of the requirement to afford natural justice.(160) This provision applies to five Divisions of the ART, but does not apply in the IRD because it is not reproduced in the migration review code.(161) In fact, breach of natural justice is expressly excluded as a ground of judicial review of migration decisions before the Federal Court.(162)
Despite the absence of an express requirement to afford procedural fairness and the explicit rejection of natural justice as a ground of judicial review before the Federal Court, it appears that nevertheless an obligation to accord natural justice arises either as a common law duty or as an implication from the statute.(163) Pursuant to section 75(v) of the Constitution, the High Court can grant the constitutional writs of prohibition, mandamus and certiorari and the equitable remedy of injunction to remedy a failure by the MRT or RRT to accord natural justice.(164) In other words, the survival of an implied obligation to accord natural justice is enough to activate the constitutional right to seek redress in the High Court, even where Parliament has abolished statutory rights to seek relief in the Federal Court.
However, this natural justice obligation can be excluded if the statute is construed as extinguishing or limiting the obligation to afford procedural fairness.(165) In the most recent case decided by the High Court, it was not argued that procedural fairness is excluded from the Migration Act 1958,(166) thus the Court presumed that it existed without examining the basis on which it was to be implied.(167) It has been suggested that the detailed procedural requirements contained in the migration review code are intended to exhaustively delimit or codify the content of the common law requirements of procedural fairness for migration review applicants. If this is so, there would be no obligation on the IRD to provide a fair hearing otherwise than by following the statutorily prescribed procedures. Thus, the failure to include an express requirement that the IRD, like all other Divisions of the ART, must 'afford procedural fairness' is potentially a significant omission and a serious diminution of applicants' existing right to seek relief before the High Court under section 75(v) of the Constitution in migration matters.
The existing power to reconstitute the MRT or RRT for the more efficient conduct of review is retained when these tribunals transfer their functions to the IRD, although the terminology is changed.(168) This means that the President or IRD executive member can remove, add or replace one or more members, or even replace the only member, involved in hearing a particular case, if he or she thinks a differently constituted IRD would better achieve the ART's objective of 'fair, just, economical, informal and quick' review. Unlike at present, the President or executive member will not be required to consult with the sitting member and a senior member before making the decision to reconstitute the tribunal on efficiency grounds, but will be able to do so unilaterally.
The Bill also permits the President of the ART or the IRD executive member to reconstitute the IRD if a member or members have not complied with a direction relating to the review.(169) This power is arguably an unprecedented interference with the independence of IRD members, particularly as there is no power to reconstitute any of the other five Divisions of the ART because of a member's non-compliance with a direction. No explanation has been given as to why this necessary, or how it is envisaged it will work in practice.
The IRD will not have power to 'vary' a decision,(170) a power currently possessed by the MRT, RRT and AAT,(171) and which will be possessed by all five other divisions of the ART.(172) Although it may be possible in practice to achieve the same result by setting aside the original decision and substituting a new decision (the decision as it may have otherwise been varied),(173) why this power has been selectively removed in the case of migration matters has not been explained.
In general, the same classes of person will have standing to apply for review of a migration decision.(174) However, the standing requirements under the new migration code will be more restrictive for business visa decisions. Only the non-citizen who applied for the business visa or the person who is the subject of the decision will be able to apply for merits review of decisions relating to business visas. Others whose interests are affected, such as a family member who does not require a visa but has a right to remain in Australia, would no longer be able to apply.
The majority of reviews in migration matters will continue to be conducted in public.(175) Review of protection visa applications will continue to be conducted in private.(176) In addition, the review of protection visa character decisions, which is currently conducted in public before the AAT,(177) will be conducted in private before the IRD.(178)
Transfer and non-transfer of members
The tenure of judges who are either the President or Deputy Presidents of the AAT is preserved(179) after the AAT is abolished. Those judges will continue in or resume their judicial offices within the Federal Court or Family Court, but they will not become members of the new ART.
All the current members of the MRT and RRT whose terms have not expired when the MRT and RRT are abolished will automatically be appointed as members of the Immigration and Refugee Division of the ART for a period of 12 months.(180) However, Principal Members and Senior Members of the MRT and RRT will become ordinary members of the ART. It seems that, in any event, neither the current Principal Member of the MRT nor the RRT will be with their respective tribunals at the time of the transfer to the ART.(181) It is not presently clear whether the Attorney-General intends to fill those foreshadowed vacancies in the interim.
By contrast, no provision is made for the transfer of any current members of the AAT or SSAT to the ART. The Attorney-General in his second reading speech on the ART Bill stated that:
It is expected that many members will be chosen from those currently serving on the existing tribunals, bringing their experience and expertise to the new Tribunal.(182)
However, it appears that no approaches have been made to currently serving members of the AAT,(183) and that the members performing the work currently performed by the AAT will be appointed through a new appointment process. In answer to a question at Senate Estimates, a senior member of the Attorney-General's Department stated that '[o]f course, the existing members may wish to apply and they would be considered, but there will be a new appointment process.'(184) This means that before the ART commences operations, it will need to have recruited sufficient members to replace the existing AAT and SSAT members. If this is not done, no work will be able to be done in five of the ART's six divisions for a considerable period while appointments are made and training of members is conducted.
It seems the justification for transferring all members of the MRT and RRT is job security and stability. The terms of all the current members of the MRT and RRT are due to expire on 31 January 2001, in anticipation of the ART commencing on 1 February 2001. As the ART is currently not due to commence until 1 July 2001, it was deemed appropriate to give members some continuity, rather than to reappoint them for five months until July, then require them to reapply to become members of the ART.(185) However, this justification surely also applies to the SSAT's members, all of whose terms also expire on 31 January 2001.(186) Additionally, the terms of a number of part-time members, senior members and Deputy Presidents of the AAT are due to expire on 31 January 2001, and the overwhelming majority of part-time members' terms will expire at some point before July 2001.(187) No explanation is given as to why MRT and RRT members are given some measure of continuity whereas SSAT members and part-time AAT members are not.
No provision is made in the Bill for the transfer of staff of the existing tribunals, although the Attorney-General in his second reading speech stated that the ART 'where appropriate, will use the support personnel of the existing tribunals, retaining valuable corporate knowledge and ensuring continuity in the administration of the federal merits review system.'(188) It now appears that all staff of the existing tribunals will be transferred to the ART, and then the ART will conduct a rationalisation, which is anticipated to include staff cuts of approximately 15%,(189) or possibly 60 to 80 positions.(190)
The Administrative Review Council (the Council) is abolished by the Bill, but immediately re-established under the ART Bill.(191) All members of the Administrative Review Council will continue their appointments for the full length of their terms, and any inquiries or references to the Council that have not been completed by the time the AAT Act is repealed are also expressly continued in existence.(192) However, no provision is made for the transfer of staff of the Council.Pension entitlements of presidential members of AAT
All judges who are presidential members of the AAT and non-judicial Deputy Presidents of the AAT who currently have an entitlement to pensions under the Judges' Pensions Act 1968 will continue to be so entitled.(193) The rate for Deputy Presidents who are not Family Court or Federal Court judges will be, as at present, 82% of the rate for federal judges.(194)
Deputy Presidents of the AAT who have elected to be covered by the Judges' Pensions Act 1968(195) and who have served 10 years, but who do not currently have an entitlement to the judicial pension because they have not reached 60, will be deemed to be over 60, and so will receive a pension. The value of the pension will be reduced from the statutory rate of 60% of the judicial salary, taking into account that the Deputy President did not serve the full term until the age of 60.(196) There are two Deputy Presidents who will be covered by this provision, and who will receive reduced pensions as a result of this provision.(197)
However, Deputy Presidents who have not served in the AAT or other judicial office for at least 10 years will not qualify for the judicial pension. This is because judges must both attain 60 and have served for at least 10 years.(198) This may produce inequity and hardship, as these Deputy Presidents have elected to be covered by the Judges' Pensions Act 1968 rather than receive superannuation, but will because of the abolition of the AAT now be entitled to neither.
Matters which will be transferred to the ART
The transitional provisions in Schedules 15, 16 and 17 of the Bill apply to decisions made by the agency or Department before the existing tribunals are abolished, where review of them by the AAT, MRT, RRT or SSAT is not commenced or is not completed before the abolition time.
Applications not made before the ART commences operation
If a departmental or agency decision-maker has made a decision before the AAT is abolished, but the time for application for review to the AAT has not expired by the time the AAT is abolished, application for first-tier review may be made instead to the ART.(199)
If a migration or refugee decision is made, but no application for review has been made before the MRT and RRT are abolished, then the application for ART review must be made in accordance with the procedures in Schedule 16 of the Bill.(200)Where the SSAT has made a decision, but no application for review by the AAT has been made before the SSAT and AAT are abolished, a person can apply instead to the ART for first-tier review of that decision, subject to time limits.(201) It is interesting to note that ART review of SSAT decisions will be first-tier review, although one level of external review has already been had, before the SSAT.
Applications already in train when the ART commences operation
If an application has been duly made and accepted by the AAT, MRT, RRT or SSAT, but the relevant tribunal has not completed its decision, the matter is deemed to have complied with the application procedures for the ART, and will continue to be heard before the ART.(202) All these transitional cases will be heard by the ART as first-tier review cases. If the matter was before the MRT or RRT, the member or members who constituted the tribunal before its abolition will automatically continue hearing the case within the ART.(203)
Importantly, matters which are appealed from the SSAT to the AAT and transferred to the ART for completion will have no right of second-tier review in the ART.(204) This reflects the fact that SSAT decisions have already had one level of external review.(205)Matters which will not be transferred to the ART
Certain classes of decisions in respect of which an application may currently be made for review to the AAT are excluded from the operation of the transitional provisions. These are:(206)
The Explanatory Memorandum does not provide any indication as to why these classes of decision are excluded from the transitional provisions. The Bill does permit regulations to be made making transitional provisions in relation to such decisions,(208) although there is no indication whether regulations will in fact be made or whether the right of review will be lost in respect of these decisions.
Procedures for matters transferred
The Bill contains a number of provisions designed to assist with the smooth and efficient transfer of incomplete and uncommenced review proceedings from the AAT, MRT, RRT and SSAT to the ART.(209)
The entitlement to participate in review will not alter when matters are transferred to the ART. All persons who are parties to an incomplete proceeding before the AAT or SSAT for review will continue to be participants in the first-tier review before the ART.(210) Similarly, those who have applied to become parties before the AAT will have their applications dealt with by the ART in accordance with substantially similar criteria.(211) Further, applicants who are statutorily disentitled from appearing before a hearing of the MRT or RRT will continue to be disentitled during the continuation of their case before the ART.(212)
The ART must have regard to all evidence and documents relating to a case which were before the AAT, MRT, RRT or SSAT. The ART may permit a person to give the same evidence again before the ART, but is not obliged to, and may instead rely on the transcript of evidence given before the AAT, MRT, RRT or SSAT.(213)
Importantly, a party who is represented in a matter which has been commenced before, but not completed by, the AAT or SSAT will continue to have a right to be represented before the ART, both in relation to first-tier and any second-tier review,(226) and will not require leave of the ART. Parties assisted by an interpreter before the MRT or RRT will continue to have the assistance of that same interpreter available until their case is heard to completion.(227)
The President of the ART is responsible for preparing the final annual reports of the AAT, SSAT, MRT and RRT after these tribunals have been abolished.(228) As the ART is a completely separate entity from these tribunals, and no provision is made for the transfer of any of the staff of the four tribunals, nor for the transfer of AAT or SSAT members, this is a curious obligation.
Continued effectiveness of completed AAT decisions
Matters dealt with under the AAT Act and other current legislation will continue to be effective despite the abolition of the tribunals. Thus, decisions of the AAT, MRT, RRT and SSAT, including decisions confirming settlements agreed between the parties, will continue to have effect even after the tribunals are abolished.(229)
In addition, if the AAT, MRT, RRT or SSAT has remitted a decision to the original decision-maker for reconsideration, the decision-maker must still reconsider the decision even if the tribunals have been abolished before the reconsideration has been completed.(230)
Interestingly, the ART will assume the obligation to provide a statement of reasons if the AAT, MRT, RRT or SSAT has not provided a written statement of reasons for its decision prior to being abolished.(231) The MRT, RRT and SSAT are statutorily required to prepare written reasons.(232) If the tribunal concerned has drafted a statement of reasons for the decision, the ART will simply have to provide the document to the party who requested it. However, as the AAT is not required to provide written reasons for a decision,(233) and the request for reasons may made by a party after the AAT has actually been abolished,(234) the ART may find itself in the predicament of being statutorily required to give written reasons for a decision it did not make. Problems may also arise where members of the MRT, RRT or SSAT leave having made a decision but without providing a written statement of reasons for it. If these provisions are to stand, consideration needs to be given to a requirement that all members of existing tribunals, but particularly AAT members, prepare written reasons for all decisions which will be handed down shortly before the transfer to the ART.
Review of completed tribunal decisions
The rights to obtain review of tribunal decisions are neither diminished nor enhanced. The existing rights, namely:
are expressly preserved, despite the abolition of the existing tribunals.
The Federal Court is currently required to sit as a Full Court when hearing matters coming from a tribunal which is constituted by or includes a Judge as a member. The Bill provides that the Federal Court has the discretion to sit as a single Judge in determining interlocutory applications(240) from tribunals, and may determine these applications without an oral hearing.
There is a drafting error in subclause 40(9) of Schedule 15. The subclause is continuing the effect of section 190 of the Social Security (Administration) Act 1999 in relation to a power which is supposed to exist under subsection 1218A(2) of the Social Security Act 1991. However, section 190 was repealed(241) and subsection 1218A does not contain a power, rather a statutory right. It appears that the subclause is continuing the effect of a repealed provision, and should simply be deleted.Proposed section 6 contains power to amend the Bill or other Acts through regulations, if the amendments are 'consequential on' the repeals and amendments made by the Bill and the ART Bill. Regulations may also cover matters of a transitional or savings nature arising from the transition from the AAT Act to the ART Bill. The regulations may have retrospective effect if they are made within a year of the commencement of the Bill.(242)
Amendments to Acts are usually effected through statute, not regulations. However, given the number of Acts amended by the Bill and the complexity and length of the Bill, it seems defensible to permit regulations to make what the Explanatory Memorandum describes as 'any necessary consequential amendments that are inadvertently not provided for in this Bill'.(243)
It is of concern, however, that the power to make consequential amendments to other Acts through regulations seems quite widely drafted and may permit amendments to Acts which make more than mere straightforward or drafting-type amendments. The Bill does not define what amendments will be considered 'consequential on' the enactment of the ART Bill. The present Bill is parenthetically entitled 'Consequential and Transitional Provisions', but it does much more than merely make technical amendments. It alters, and in the case of migration decisions substantially replaces, the operation of the ART Bill for particular review jurisdictions. If these amendments are considered 'consequential', it is possible that the regulations could also make changes of substance, for example, modifying the operation of the ART Bill in respect of particular classes of decisions, on the basis that these substantive modifications were 'inadvertently not provided for' in the present Bill.(244)
The main mechanism for scrutiny of such amendments is through the power of either House of Parliament to disallow regulations within 15 sitting days after they are tabled.(245) The Senate Standing Committee on Regulations and Ordinances does scrutinise regulations, but it performs a technical legislative scrutiny rather than examine their desirability as a matter of policy.(246)
The power to amend Acts by regulation is known as a 'Henry VIII clause', because that king was renowned for his extensive use of such powers during his reign. Legal commentators, Pearce and Argument, caution that 'such clauses vest an enormous amount of power in the executive government' and this power is capable of being abused, even if there is no evidence it has been abused to date.(247)
When the Administrative Review Council proposed the amalgamation of the existing tribunals and the creation of the ART, it hoped to achieve a return to the 'comprehensive, coherent and integrated system of Commonwealth administrative law' envisaged in the Kerr Committee report of 1971.(248)
The merits review scheme proposed by the ART Bill and this Bill certainly appears to be comprehensive. The sheer volume of the legislation, comprising 154 pages setting out the structure and procedures of the ART, and 416 pages of amendments and exemptions from the general scheme, lends weight to this impression. The self-contained migration review code contained in Schedule 14 appears to have accounted for every conceivable possibility. In particular, the provisions in the migration review code exhaustively prescribing the manner and form of giving and receiving of documents, and the date on which documents delivered by various methods are deemed to have been received are comprehensive and clear. The transitional arrangements for cases which are underway at the time the AAT, SSAT, MRT and RRT are abolished also appear to have comprehensively dealt with all the potential permutations.(249)
However, a number of features of this Bill cast doubt on whether the scheme created is in fact a coherent and integrated system, or whether, as Robin Creyke has observed, the 'framework for the new tribunal ... is conceptually muddy.'(250) There are many distinctions drawn in the Bill between categories of case which have no stated rationale and appear to be inconsistencies of treatment. Some of the more significant differences which have been pointed out in this Digest are listed below.
Exclusion of major jurisdictions - veterans' affairs and migration
Most fundamentally, the lack of integration is illustrated in the exclusion of veterans' and migration matters from the scope of the new scheme. The VRB continues in existence as a separate tribunal, despite the abolition of the other major Commonwealth merits review tribunals. Further, migration and refugee decisions are exempted from all the provisions in proposed Parts 4 to 10 of the ART Bill (unless those procedures are specifically inserted into the migration review code). As Creyke has commented:This differential treatment for close to half the ART's projected case-load of 40,000 cases per annum [migration and veterans' matters] ... means that any vision of a 'comprehensive, integrated and coherent' framework for the new body must be discarded.(251)
First-tier or second-tier review
Another example of a failure to meet the stated objectives is that some decisions which have already had one level of merits review before coming to the ART will be heard in the first tier of the ART, whereas others will be heard directly in the second tier of the ART. In the field of veterans' affairs, decisions which have had review by the RC will be heard in the first tier of the ART, with a further possibility of review before the second tier of the ART with leave, whereas the review of all decisions of the VRB will be conducted in the second tier of the ART. This is despite the fact that both categories of decision have been through one level of merits review. The justification given is that the VRB conducts external merits review whereas the RC provides only internal merits review.(252)
However, the justification is not consistently applied in other jurisdictions. The transitional provisions in Schedule 15 permit review by the ART of decisions made by the SSAT before it was abolished. Yet, although the SSAT is an external merits review body like the VRB, these decisions will be reviewed in the first tier of the ART.(253)
Transfer of members of MRT and RRT, but not AAT and SSAT
A further discrepancy occurs in the area of transfer of membership of the existing tribunals. The Attorney-General has stated that '[i]t is, of course, expected that there will be considerable continuity of membership between the existing tribunals and the ART.'(254) However, the Bill reveals that all current members of the MRT and RRT will automatically be transferred to the ART for a period of 12 months, whereas current members of the AAT and SSAT will not.(255)Continuation of specific procedures in some jurisdictions but not others
Another inconsistency of approach is demonstrated in the fact that some jurisdictions retain their own specialised procedures relating to matters such as privacy of review and multi-member panels, whereas other jurisdictions are stripped of their individualised procedures relating to the same matters.For example, ASIO reviews and refugee reviews are currently conducted in private before the AAT or RRT, and will continue to be held in private before the ART. Taxation review proceedings may be conducted in private at the request of the applicant, and this provision will be maintained before the ART. However, social security reviews, which are always heard in private before the SSAT, will be required to be conducted in public before the ART.
Similarly, applications for review of security assessment decisions will continue to be heard by a panel of three ART members. In reviewing applications for refugee protection visas, the number of ART members assigned may actually be an increase over the present position.(256) However, social security reviews, which are currently ordinarily heard by a panel of three, will be reduced to a single member in most cases.(257) In the absence of any explanation, it can only be assumed that the Government considers that in the SSAT 'multi-member panels are being used unnecessarily, increasing costs and delays.'(258) This seems surprising, given the evidence that the SSAT with its three-member panels is said to be the cheapest and fastest of all the current review tribunals.(259)
A third procedural inconsistency is that multi-member ART panels may be constituted in the IRD to provide 'developmental experience' for IRD members, but not to provide 'developmental experience' for members of any other division.(260) However, the proposed amendments to the Bill tabled by the Government in the House of Representatives, which remove 'developmental experience' as a criterion for constituting multi-member panels in the IRD, would remove this inconsistency.
Fourthly, it is of concern that the IRD, unlike all other Divisions of the ART, is under no express obligation to afford procedural fairness.(261)
A number of features of the proposed system contained in the Bill and the ART Bill give rise to concerns about the transparency of the proposed merits review process. As discussed above, there is at least a theoretical concern that regulations may make substantive amendments to merits review rights.(262)
Of greater concern is the fact that, despite early assurances to the contrary from the Attorney-General,(263) the directions will not be disallowable instruments, and thus will not be subject to Parliamentary scrutiny. This is of particular concern given the power of the Minister to make directions, which will prevail over directions made by the ART executive, and which will relate to a number of important matters, especially in the migration jurisdiction.(264)
Another attribute of the Bill which lacks transparency is that no explanation is given in the Explanatory Memorandum or second reading speech for a number of substantive alterations made, particularly within the migration portfolio. Some of these include:
The ART will be required to be 'fair, just, economical, informal and quick'.(271) The Digest (Bills Digest No 40 of 2000-01) for the ART Bill evaluates whether the procedures contained in that Bill achieve the objective. In addition, some of the amendments in the present Bill appear designed to facilitate this, including:
However, a considerable number of the amendments contained in the Bill may make it more difficult for the ART to fulfil this objective to the extent currently achieved by the existing tribunals. In the social security jurisdiction, a number of amendments to conform to the scheme of the ART Bill will result in a decreased ability to provide fair, informal and quick review. For example, social security applicants will lose the automatic right of a second tier of external merits review, which is of critical significance for a substantial minority of applicants. In addition, most social security applications will be determined by a single member, without the benefit of the present multi-disciplinary multi-member panels used by the SSAT and without a guaranteed right of second tier review. It hardly appears conceivable that a single ART member will be able to match the current speed and efficiency of the SSAT. Even if these objectives are achieved, it is likely to be at the expense of fairness, as there will be no safety net of a right of second tier review to rectify erroneous decisions hastily made. Further, social security applicants may no longer be able to make an application for review orally or over the telephone.(275)
Some of the amendments to the social security jurisdiction go further than implementing the ART Bill procedures. For example, the Secretary must be present at hearings, whereas at present he or she is excluded from hearings before the SSAT, and under the ART Bill generally there is a discretion not to appear.(276) As Creyke has commented, 'the burden of the loss falls on those in the income support division, the least powerful politically of the [ART's] constituency.'(277)
In the migration and refugee jurisdiction, amendments to conform to the scheme of the ART Bill will also decrease the 'fairness' of merits review, although they may well increase its speed. For example, applicants for review of decisions relating to criminal deportation, business visas or refusal or cancellation of visas on character grounds will no longer have a right to representation.(278) The emphasis on review on the papers, the ability to end a review without making a decision if the applicant failed to comply with a formal requirement, and the absence of a right to appear or call witnesses all tend to reduce the fairness of migration review.(279)
Some of the amendments to the migration review jurisdiction which may adversely affect the quality of review provided are not explicable on the basis of implementing the ART Bill procedures. These include the lack of an express obligation to accord procedural fairness, the ability to reconstitute the ART if a member has not complied with a direction, and the statutory prohibition on the ART accepting an application for review which has not complied with formal requirements, including time limits.(280)
Finally, it should be pointed out that the Bill contains a few errors. Some of these are mere typographical errors, which have been corrected by the amendments proposed by the Attorney-General.(281) However, other typographical errors have not been corrected by the proposed amendments.(282) There is also an erroneous reference to a repealed provision in Schedule 15.
Of most significance are the anomalies and inconsistencies generated by the use of a definition of 'decision-maker' in relation to veterans' reviews which cross-refers to subsection 175(1) of the Veterans' Entitlements Act 1986. The result of this drafting is that decisions of the VRB will be treated differently and applicants will be accorded different rights according to whether the VRB affirmed, varied or set aside the RC's original decision.(283) There seems to be no coherent basis for making such a distinction and the proposed amendments do not address this problem adequately.
Welfare rights advocate Sandra Koller claims the Bill 'does not do what it was supposed to do, which was just amalgamate. It does something worse: it gets rid of the rights of administrative review for ordinary, disadvantaged people.'(284) While this is clearly an overstatement, the Bill does much more than merely make consequential amendments to the major merits review jurisdictions. A number of these amendments do not appear to be consequential upon the amalgamation of the existing merits review tribunals. Dr Griffiths, representing the Law Council of Australia, has expressed the opinion that the Bill 'leans too heavily towards the bureaucratic desire for certainty at the expense of individual rights and justice.'(285)
'Clause' is used to describe provisions of Schedules which stand alone, such as Schedules 15 to 17, and the ASIO Schedule, Taxation Schedule, Social Security Schedule, Veterans' Schedule and Family Assistance Schedule which will be appended to other Acts by Schedules 5, 7, 9, 11 and 13. 'Item' is used to describe provisions of amending Schedules, such as Schedules 4, 6, 8, 10, 12 and 14.
Only references to the provisions of the Bill (including changes made by the Bill to the ART Bill), are printed in bold type. The unamended provisions of the ART Bill itself are in ordinary Roman type.
Item 132 of Schedule 1 and item 74 of Schedule 2 will not come into operation at all if the Classification (Publications, Films and Computer Games) Amendment Act (No 2) 2000 commences prior to the substantive provisions of the ART Bill. Similarly, items 569 and 570 of Schedule 1 and items 308 and 309 of Schedule 2 and item 577 of Schedule 3 will not come into operation at all if the Tradesmen's Rights Regulation Repeal Act 2000 commences prior to the substantive provisions of the ART Bill.
Finally, proposed new section 134 of the ART Bill, as modified by clause 61 of the Veterans' Schedule, will deem the ART's decision to be the decision of the RC if the VRB affirmed or varied the RC's decision. However, the ART's decision will be deemed to be the decision of the RC if the VRB set aside the RC's decision. The significance of the deeming provision is unclear.
Applicants may still request a statement of reasons after the AAT is abolished, by applying under the new but substantially identical provisions of the ART Bill, and the ART will determine their request in accordance with these provisions: clauses 10-13, 16 and 17 of Schedule 15. Similarly, obligations to provide statements of reasons under the AAT Act will continue under the Bill; clauses 14, 18 and 26 of Schedule 15.
This paper has been prepared for general distribution to Senators and Members of the Australian Parliament. While great care is taken to ensure that the paper is accurate and balanced, the paper is written using information publicly available at the time of production. The views expressed are those of the author and should not be attributed to the Information and Research Services (IRS). Advice on legislation or legal policy issues contained in this paper is provided for use in parliamentary debate and for related parliamentary purposes. This paper is not professional legal opinion. Readers are reminded that the paper is not an official parliamentary or Australian government document.
ISSN 1328-8091
© Commonwealth of Australia 2001
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Published by the Department of the Parliamentary Library, 2001.