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Egan v. Willis and Egan v. Chadwick: Responsible Government and Parliamentary
Privilege
Christos Mantziaris(1)
Law and Bills Digest Group
14 December 1999
Contents
Major Issues
The events in the New South Wales Legislative Council
The 1996 resolutions
The 1998 resolutions
The litigation and the court's determination of the
questions
The legal issues raised in Egan v. Willis
The legal questions decided in Egan v. Willis
The legal issues raised in Egan v. Chadwick
The legal questions decided in Egan v. Chadwick
Exploration of the doctrine of responsible government
The foundations laid by Lange v. ABC
The flexible character of responsible government
The functions of parliament within a system of responsible government
Specific parliamentary components of responsible government
Extra-parliamentary components of responsible government
Responsible government within a bicameral parliamentary system
The position of intergovernmental bodies
Justiciability of parliament's powers and privileges
The effect of Article 9 of the Bill of Rights
Position 1: Justiciability presents no barrier to the court's jurisdiction
Position 2: Justiciability supported by the nature of the federal polity
Position 3: Justiciability conditional upon determination of general law
rights or obligations
Position 4: Matters arising within the Parliament are not justiciable
Conclusion on justiciability
Judicial construction of parliamentary powers and privileges-General
Principles
The common law test of reasonable necessity
The effect of the Australia Act 1986 (Cwth) and the Commonwealth Constitution
upon State Constitutions
The interpretation of Commonwealth parliamentary privileges
Parliament's privileges in relation to documents
The common law and the Constitution
Legal professional privilege
Public interest immunity
The special case of cabinet documents: a divergence of opinion
The definition of 'Cabinet documents'
Revision of Senate and Commonwealth Executive practice?
Parliament's powers to compel or punish
Powers over persons not members of the House
Conclusion
Endnotes
Major
Issues
Two important recent decisions stemming from events in
the New South Wales Legislative Council may have broad reaching implications
for the conduct of parliamentary affairs at both the State and Commonwealth
levels. These are the decision of the High Court in Egan v. Willis
(19 November 1998)(2) and the decision of the New South Wales Court of
Appeal in Egan v. Chadwick (10 June 1999).(3)
The Egan cases have allowed the courts to consider
a number of important issues relating to the relationship of the Executive
to the Parliament. This has clarified some issues, created greater complexity
in other quarters and hinted at a constitutional reinterpretation affecting
the Commonwealth Parliament's powers and privileges. Among the issues
considered in these cases, and discussed in this paper, are the following:
- judicial recognition that the constitutions of the Australian States
and the Commonwealth presuppose a system of responsible and representative
government
- the main features of a system of responsible government, its parliamentary
components (such as ministerial responsibility and Parliament's information-gathering
powers) and its extra-parliamentary components (such as judicial review
of administrative action and freedom of information legislation)
- the relationship of Parliament's law-making function to its function
in scrutinising the conduct of Executive government and the scope of
that scrutiny
- the accountability of the Executive to the Parliament in a bicameral
legislature, particularly in situations where the Executive lacks control
of the upper legislative chamber
- the ability of the courts to adjudicate disputes and declare the content
of parliamentary powers and privileges ('justiciability')
- the principles by which the courts determine the content of parliamentary
powers and privileges once such matters are regarded as justiciable
- the ability of the Executive to claim public interest immunity or
legal professional privilege for documents which Parliament has requested
- the confidentiality of Cabinet documents
- the nature of the parliamentary power to punish for a contempt of
parliament
- the proper interpretation of section 49 of the Commonwealth Constitution
and the constitutional validity of the Parliamentary Privileges Act
1987 (Cwlth.)
At its narrowest, the legal effect of the Egan
decisions is that parliamentary powers and privileges(4) may be implied
if they are reasonably necessary for the fulfilment of Parliament's functions.
Parliament is recognised as having two main functions-law making and the
scrutiny of the Executive's conduct. Interpretations of what is reasonably
necessary for the exercise of these functions, will emerge in the light
of changing historical circumstances, governmental arrangements and parliamentary
conventions. The court is only likely to declare the content of these
powers and privileges where it is necessary to do so in order to determine
a right or obligation arising under the general law.
Further, the Executive cannot resist Parliament's demand
to view a document through a claim to legal professional privilege or
public interest immunity. Cabinet documents are an exception to this rule-such
documents remain confidential.
As the list of major issues displays, these cases have
a significance which transcends their narrow legal effect. Many aspects
of the various judgments provide important hints of future directions
that might be adopted by the High Court in important public law matters.
In addition, the cases merit attention for the student of practical politics,
as they illustrate how litigation is becoming an increasingly important
avenue for the conduct of political disputes once reserved to the chambers
of Parliament.
The
events in the New South Wales Legislative Council
New South Wales has a bicameral system of representative
and responsible government. Members of the Legislative Council (the upper
House) hold office for a term longer than that of the Legislative Assembly
(the lower House),(5) and the system for the election of members of the
two Houses of Parliament differs.(6) At the time of the events which gave
rise to this litigation, the Carr Labor Government enjoyed the support
of a majority in the Legislative Assembly but did not enjoy the support
of a majority in the Legislative Council. Unlike the Commonwealth,(7)
and other States within the federation,(8) New South Wales does not have
a statute determining the powers, immunities and privileges of the Houses
of Parliament.
Under the NSW Constitution, the Premier and other Ministers
of the Crown are appointed by the Governor from among the members of the
Executive Council and hold office 'during the Governor's pleasure'.(9)
The Hon. Michael Egan was a Member of the Legislative Council and Leader
of the Government in that House. Mr Egan held the position of Vice President
of the Executive Council and was also a Minister of the Crown, holding
the offices of Treasurer, Minister for State Development and Minister
Assisting the Premier.
In 1996 and 1998, resolutions were passed by the Council
requiring Mr Egan to table government documents relating to matters of
political controversy. Mr Egan refused to do so and a long dispute developed.
It is significant to note that well before the events under consideration,
Mr Egan had informed the Legislative Council that in addition to acting
in respect of his own portfolios, he would also 'represent' in the Legislative
Council, and in respect of their portfolio responsibilities, the Premier
and other named ministers sitting in the Legislative Assembly.(10) The
only basis for this representation was Parliamentary convention.(11) One
of the documents that Mr Egan was asked to table was a report provided
by the Director-General of a department to one of the named Ministers.
The
1996 resolutions
In April 1996, the Council resolved that papers relating
to the Government's consideration of the report of a commission of inquiry
into a goldmine be tabled and that Mr Egan provide those papers to the
Clerk of the House. In response, Cabinet passed a resolution that ministers
should 'decline to comply with any order from either House of Parliament
to table documents on the grounds that such orders are invalid and beyond
power.'(12) This set the scene for a confrontation between the Executive
and the Parliament.
Mr Egan did not comply with the Council's resolution.
The Council then censured Mr Egan and required him to deliver or
table the documents by the next morning. Again, Mr Egan did not comply,
stating that 'The constitutional principle ... is that the government
of the day is responsible to the Legislative Assembly'.(13) The direct
implication was that the Executive was not responsible to the Legislative
Council.
The Council then made the following resolutions:
- Mr Egan was adjudged guilty of contempt of the House (para 2)
- Mr Egan was suspended from the service of the House for the remainder
of the day's sitting (para 3(a)), and
- Mr Egan was ordered to appear on the next sitting day to explain his
failure, and the government's failure, to comply with the Council's
order (para 3(b)).
According to the record of proceedings,(14) the President
of the Council (the Hon. Mr Willis) directed the Usher of the Black Rod
(Mr Cahill) to escort Mr Egan from the precincts of Parliament. When Mr
Egan declined to leave voluntarily, the chair was vacated because of disorder.
The Usher removed Mr Egan to the pavement of Macquarie Street, beyond
the Parliament precinct.
These events form the basis of the litigation in Egan
v. Willis and Cahill. The proceedings ended when Mr Egan's appeal
to the High Court was dismissed on 19 November 1998.
The
1998 resolutions
In October 1998, just before the High Court decision
in Egan v. Willis, Mr Egan became the subject of a new set of resolutions
by the Legislative Council. The Council passed a resolution which called
upon Mr Egan to table with the Clerk of the House, within 24 hours, documents
relating to the contamination of Sydney's water supply system. These documents
were to be given unrestricted public access. Documents subject to legal
professional privilege or public interest immunity were to be identified
and the reasons for the claim tabled with the Clerk. Any dispute about
the status of a document was to be resolved by an independent legal arbiter,
appointed by the House, who would report to the President of the House.
Mr Egan refused to table two documents which fell within
the category of documents requested. These were:
- a letter of advice from the Crown Solicitor to the Director-General
of the Cabinet Office. Mr Egan claimed the document was subject to legal
professional privilege.
- a submission to Cabinet from the Deputy Premier. Mr Egan claimed the
document was subject to public interest immunity.
One week later, the Council passed a second resolution
holding Mr Egan guilty of contempt of the Council by reason of his failure
to obey the previous resolution. This second resolution imposed the sanction
of suspension from the service of the House for 5 sitting days.
On 24 November 1998 (five days after the failure of Mr
Egan's High Court appeal in Egan v. Willis), the Council passed
a third resolution calling Mr Egan to table, according to a similar procedure,
a series of documents relating to a range of public issues. The resolution
provided that for all claims of privilege other than Cabinet documents,
documents would be made available to members of the Legislative Council.
Documents identified as Cabinet documents would remain in the custody
of the Clerk.
Mr Egan claimed that he delivered to the Clerk all documents
in his possession falling within the terms of this resolution, with the
exception of documents for which he claimed legal professional privilege
or public interest immunity. The independent arbiter's report upon the
status of these documents was also tabled.
The Council then passed a fourth resolution, on 26 November,
holding Mr Egan in contempt of the House for failure to comply fully with
the Council's order. The order required the production of various documents-documents
which Mr Egan claimed to be privileged-and stated that Mr Egan would be
suspended from the House until he complied with the order.
Mr Egan did not comply and he was suspended from the
House on 27 November. This was the first time a Minister had been suspended
from a House of an Australian Parliament for failing to produce documents
by reason of a claim of privilege.(15) In implementing the suspension
order on that day, the Usher of the Black Rod approached Mr Egan in the
Council chamber and escorted him from the House.
Mr Egan commenced fresh proceedings against the new President
of the Council (the Hon. Ms Chadwick) and the Usher of the Black
Rod. These events form the basis of the NSW Court of Appeal's decision
in Egan v. Chadwick which was handed down on 11 June 1999.
The
litigation and the court's determination of the questions
Mr Egan lost both cases. The precise nature of the questions
considered and answered in these proceedings is critical to understanding
the law that has emerged. For analytical purposes, it is important to
distinguish between the issues raised in litigation and the issues determined
by the court in each case. This is because many issues were raised, and
their significance acknowledged by the court, only to be dropped by the
parties before they could become the subject of judicial determination.
The reason for this volatility in the pleadings was the
intense political nature of the litigation. In the long history of elected
Australian legislative chambers, an impasse such as that which developed
in the NSW Legislative Council in 1996 and 1998 'has usually been avoided
either by negotiation or by one side or the other not pressing its claim
but equally not abandoning it'.(16)
The litigation was a product of a peculiar circumstance-the
Executive's lack of control of the Upper House. Mr Egan's long term suspension
from the House would have threatened the Government's ability to pursue
its legislative program. Throughout the course of the litigation, the
political pressure rose and fell. The pressure was eventually removed
by an election which gave the Labor Government control of both Houses
of Parliament.
The
legal issues raised in Egan v. Willis
In the first phase of litigation-Egan v. Willis-proceedings
were commenced in the Supreme Court of New South Wales, but removed immediately
to the Court of Appeal.(17) The appeal from the decision of the Court
of Appeal was eventually dismissed by the High Court.
Mr Egan initially sought a declaration that:
- the Council's resolution of 2 May 1996 (regarding the findings of
contempt and his suspension from the day's sitting, paras 2 and 3(a))
were invalid, and
- the President of the Council and the Usher of the Black Rod had committed
an unlawful trespass to Mr Egan's person.
The Court of Appeal dismissed the claim for the first
declaration. This part of the decision was not appealed. Nevertheless,
the High Court made some important observations on the issue of justiciability
of such a declaration.(18)
There was no argument in either the Court of Appeal or
the High Court about resolution 3(b) of 2 May 1996 which had required
Mr Egan to attend the House the following day to explain his non-compliance.(19)
The High Court majority stated that its reasons in Egan v. Willis
should not be read as expressing any view concerning the validity of the
para 3(b) resolution.(20) The answer to this question remains open.
While the Court of Appeal made a limited declaration
that trespass had occurred 'by reason of the extent' of Mr Egan's removal
from the House on 2 May 1996. No cross-appeal was brought on this issue.
Thus, arguments as to any trespass that may have occurred between the
limit of the Parliamentary precinct and the Macquarie Street pavement
were not heard in the High Court.(21)
The
legal questions decided in Egan v. Willis
There was disagreement in the High Court as to the actual
issue brought before it for determination. A majority of six dismissed
the appeal. The different analyses offered by the majority judges are
of significance in assessing the law that has emerged from the decision.
(a) Analyses offered by the majority
For Gaudron, Gummow, Hayne and Callinan JJ, the question
before the High Court was whether there was any justification for the
trespass constituted by Mr Egan's removal from the chamber to the limits
of the Parliamentary precinct. The justification pleaded was the Council's
order to suspend Mr Egan. Gaudron, Gummow and Hayne JJ held that, in order
to decide the question of justified trespass, the High Court had to consider
whether the Council had the power to remove Mr Egan for non-compliance
with its resolutions.(22) According to these three judges, it was only
by means of the trespass issue-an issue which arose under the general
law-that the validity of paras 2 and 3(a) of the resolution of 2 May 1996
became justiciable.(23) Callinan J saw no such barrier to the judicial
declaration of the Parliament's powers and privileges and therefore did
not comment upon the issue of justiciability.
Kirby J identified three questions for determination:(24)
(a) the question of justiciability; (b) the question of whether the Council
had the power to order Mr Egan to table the documents, to suspend him
from the House and to remove him from the Parliamentary precinct; and
(c) the question of whether the Commonwealth Constitution and the Australia
Acts 1986 affected the issue of justiciability and the construction of
the NSW Parliament's powers, privileges and immunities. Kirby J was the
only judge to attribute any significance to the influence of the Commonwealth
Constitution and the Australia Acts upon the interpretation of the NSW
Constitution.
(b) The minimum ratio of the case
The minimum ratio provided by this majority of six judges
was that the Legislative Council had such powers, privileges and immunities
as were 'reasonably necessary' for the proper exercise of its functions.
This question was to be understood by reference to the conventional practices
established and maintained by the Council. On the facts of the case, the
Council's actions in passing and implementing resolutions 2 and 3(a) did
not go beyond what was permissible in coercing or inducing compliance
with the Council's wishes.
(c) A dissenting analysis
Under McHugh J's analysis of the appeal, there were three
issues to be determined: (a) whether the Council had the power to demand
that Mr Egan table the papers; (b) whether the Council had the power to
suspend Mr Egan for failing to table the papers and (c) the justiciability
issue.(25) McHugh J concluded that as far as the third issue was concerned,
the Supreme Court could not look into the business of the Legislative
Council.
Though stating his agreement with the substance of the
respondent's claims, McHugh J allowed the appeal because of his view of
the justiciability issue. McHugh J therefore allowed the appeal so that
the order and declaration made by the Court of Appeal can be set aside
and a different order be substituted.(26) His Honour acknowledged that
this result was achieved for what 'some may regard as technical reasons'.(27)
The
legal issues raised in Egan v. Chadwick
The second phase of the litigation was conducted in the
NSW Court of Appeal under the name Egan v. Chadwick. In the pleadings
entered before 27 November 1998, Mr Egan put a large number of matters
in issue. These were listed by Priestley JA in an appendix to the judgment.(28)
The list includes issues such as the justiciability of various resolutions
of the Parliament, the argument that resolutions which are 'punitive'
are beyond Parliament's power and questions regarding the proper construction
and validity of particular resolutions.
After the events of 24-27 November 1998, the pleadings
were amended to allege forcible removal of Mr Egan on 27 November.
Given the approach to the issue of justiciability taken by the High Court
in Egan v.Willis,(29) the issue of trespass to the person was clearly
justiciable, and therefore justiciabilty did not have to be argued.(30)
Many of the other issues also fell away.
The
legal questions decided in Egan v. Chadwick
As a result of changes in the political substratum of
the pleadings, the Court of Appeal was asked to determine two questions
only:
- Whether the power of the Council to require production of the documents
(upheld in Egan v. Willis) included the power to require production
of documents for which claims to legal professional privilege or public
interest immunity could be made at common law; and
- If so, who was to decide whether particular documents fell within
the scope of the privilege or the immunity.
The Court held that the Council's power extended to the
production of documents to which claims of legal professional privilege
and public interest immunity could be made. As a result, the second question
did not need to be decided.(31) However, by a 2-1 majority (Priestley
JA dissenting) the Court held that the Legislative Council could not compel
the production of Cabinet documents.
The political aspect of the litigation also caused the
case to conclude on a slightly absurd note. By the time the Court was
preparing to hand down its judgment (11 June 1999), a new Parliament had
been elected in which the Labor Government controlled both Houses. The
political rationale for the litigation had thus evaporated. In his reasons,
Spigelman CJ stated that it was not appropriate to make any finding on
the validity of a resolution of a House of Parliament which could have
no present effect.(32) The other judges must have agreed with this assessment,
for the only order made by the Court was to dismiss the proceedings with
no order as to costs.(33)
Exploration
of the doctrine of responsible government
Prior to the Egan litigation, there existed few
judicial statements about the role of responsible government in the constitutions
of the Australian States and the Commonwealth. Ample case law supported
the general proposition that responsible government had been introduced
to the Australian colonies through various mid-nineteenth century enactments(34)
and that the Australian constitutions presupposed a system of responsible
government.(35) But these propositions had never been explored at any
length.
There had been no substantial advance in the definition
of responsible government since the famous colonial case of Toy v.
Musgrove (1888) in which the Full Victorian Supreme Court refused
to define responsible government in the abstract, seeking rather to construe
it in the light of 'the history and external circumstances' leading to
the enactment of the Victorian Constitution Act.(36) The lack of analysis
of responsible government was rectified in 1997 by the High Court's unanimous
decision in Lange v. Australian Broadcasting Corporation.(37)
Lange established a number of basic propositions
about the character of responsible government and identified specific
components of responsible government. This provided a foundation upon
which Egan v. Willis and Egan v. Chadwick could build. Although
the law in the Egan has been developed in response to the particular
constitutional framework of New South Wales, it is of more general significance
for all Australian jurisdictions. The combined discussion of responsible
government in Lange and the two Egan cases now provides
a much fuller picture of the doctrine.
The
foundations laid by Lange v. ABC
In Lange, the Court held that the Commonwealth
Constitution prescribed a system of representative and responsible government.
Lange noted that the effect of responsible government is
'that the actual government of the State is conducted by officers who
enjoy the confidence of the people'.(38)
Lange involved consideration of the implied constitutional
right of free political speech and the qualified privilege defence to
defamation. In this context, the High Court discussed the system of representative
government established by the Constitution and its interaction with the
system of responsible government. The Lange case's contribution
to the law on responsible government was its express identification of
sections 6, 49, 61, 62, 64, 83 and 128 of the Commonwealth Constitution
as prescribing a system of responsible government.(39)
Section 61 of the Constitution vests Executive power
in the Queen and declares it to be exercisable by the Governor-General.
This power 'extends to the execution and maintenance of this Constitution,
and of the law of the Commonwealth'. Section 64 empowers the Governor-General
to appoint ministers to administer the departments of state of the Commonwealth,
makes such ministers members of the Executive Council (established under
section 62) and requires such ministers to be elected representatives.
Section 83 ensures that the legislature controls supply, while section
6 requires that there be a session of the Parliament at least once in
every year.
Section 49 'provides the source of coercive authority
for each chamber of the Parliament to summon witnesses, or to require
the production of documents, under pain of punishment for contempt'.(40)
Section 128 provides for the amendment of the Constitution by referendum.
The Court stated that these sections must be read in conjunction with
those constitutional provisions which establish a system of representative
government.(41)
The sections of the Constitution identified in Lange
are to be viewed as the means for enforcing the responsibility
of the Executive to the Parliament.(42) In the backdrop of this picture,
there appear the people:
[The] confidence [of the people] is ultimately expressed
or denied by the operation of the electoral process, and the attitudes
of the electors to the conduct of the Executive may be a significant
determinant of the contemporary practice of responsible government.(43)
There is thus a direct link between a system of representative
government and a system of responsible government.(44)
The
flexible character of responsible government
The Egan cases have confirmed the view that the
system of responsible government presupposed by the constitutions of the
Commonwealth and the States is flexible and evolves historically, adapting
to the changing circumstances of government.(45) This is consistent with
the High Court's acceptance of historical evolution in the constitutional
requirement of representative government.(46) The Egan cases also
confirm the link between representative government and responsible government.(47)
(a) Historical evolution
The account of historical evolution in the system of
responsible government approved by the High Court in the Egan cases
might be summarised as follows: The main incidents of responsible government
in Britain were established by a process of historical accretion during
the course of the eighteenth and nineteenth centuries; many features of
the system were the product of historical accident.(48) The practice of
Australian colonial government diverged from that of Britain, even in
respect of basic components of the doctrine such as ministerial responsibility.(49)
The current system of responsible government is also different from that
of earlier colonial practice, as it has evolved to accommodate the relatively
recent appearance of political parties:
The contemporary operation of a system of responsible
government reflects the significant role of modern political parties,
one of which, or a coalition of which, in the ordinary course 'controls'
the legislative chamber or, in a bicameral system, at least the lower
House. Modern political parties did not exist in New South Wales when
the bicameral legislature was first established under the 1855 Imperial
Act. Indeed, until the end of the last century, no Australian colony
had a developed system of political parties.(50)
(b) Consequences of the evolutionary
view
The recognition of the flexibility and historical mutability
of the doctrine is significant for a number of reasons. First,
it means that, in seeking to give effect to the doctrine of responsible
government in the circumstances of Parliamentary disputes not addressed
by the written Constitution, the Court will do so by actively considering
the application of the doctrine within the practical context of the contemporary
Parliament.(51) This explains why the High Court was prepared to approach
the question of the Parliament's implied or inherent powers by reference
to the contemporary practices established and maintained by the Legislative
Council. It also explains why the Court was prepared to look at the substance
of parliamentary politics in order to see how the requirements of responsible
government would be met in a Parliament where the Executive controlled
only the lower House.(52)
Secondly, recognition of the flexibility of responsible
government also entails an acceptance that the requirements of the doctrine
may be satisfied by a variety of different administrative arrangements
for the conduct of government. As will be indicated below, Egan v.
Willis affirmed the Court's recognition of non-Parliamentary
techniques of Executive accountability to the Parliament and the electorate.(53)
This is likely to have important consequences when the court comes to
assess 'contracting-out' arrangements and private sector-style techniques
of corporate accountability against the principle of responsible government.
Thirdly, the Egan cases confirm that the
judiciary is more likely to recognise the doctrine of responsible government
as a resource for constitutional interpretation rather than as
a direct source of rights that may be enforced by the courts.(54) Sometimes
this is captured by classifying responsible government3/4 or its better
known components such as ministerial responsibility3/4 as 'conventions'
rather than 'laws'.(55) The important distinction however, is that between
the use of the doctrine to interpret rights and obligations otherwise
conferred and the use of the doctrine to confer rights and obligations.(56)
In conformity with the preference for a flexible and non-prescriptive
doctrine, the court's clear preference is for the 'recognition' approach.
The
functions of parliament within a system of responsible government
The judicial analysis of the functions of parliament
in Egan v. Willis and Egan v. Chadwick focused on the specific
incidents of the Constitution Act 1902 (NSW), an instrument which differs
in significant respects from the Constitutions of the other Australian
States and that of the Commonwealth. A detailed analysis of the judicial
construction of specific sections of the NSW Constitution is beyond the
purpose of this paper. One general observation may nevertheless be made
about the High Court's description of the functions of parliament within
a system of responsible government: The Court identified two key Parliamentary
functions-law making and the reviewing of the Executive's conduct in accordance
with the principles of responsible government. (57)
(a) Parliament's scrutiny function
All members of the High Court recognised the interdependence
of the legislative and the scrutiny functions of parliament. Some judges
spoke of the 'immediate interrelation' of the two functions.(58) Others
stated that if the Legislative Council was to carry out one of the primary
functions of a legislative chamber, it must be entitled to seek information
concerning the administration of public affairs and finances.(59)
Recognition of parliament's scrutiny function establishes
the centrality of the institution of Parliament for the operation of responsible
government:
A system of responsible government traditionally has
been considered to encompass 'the means by which Parliament brings the
Executive to account' so that 'the Executive's primary responsibility
in its prosecution of government is owed to Parliament'. The point was
made by Mill, writing in 1861, who spoke of the task of the legislature
'to watch and control the government: to throw the light of publicity
on its acts'. It has been said of the contemporary position in Australia
that, while 'the primary role of Parliament is to pass laws, it also
has important functions to question and criticise government on behalf
of the people' and that 'to secure the accountability of government
activity is the very essence of responsible government'. In Lange
v. Australian Broadcasting Corp, reference was made to those provisions
of the Commonwealth Constitution which prescribe the system of responsible
government as necessarily implying 'a limitation on legislative and
executive power to deny the electors and their representatives information
concerning the conduct of the executive branch of government throughout
the life of a federal parliament'.(60)
The pre-eminence of Parliament's scrutiny function within
the doctrine of responsible government forms the intellectual basis for
the decision in both Egan v. Willis and Egan v. Chadwick. It
supports a broad construction of Parliament's power to call for documents
and the weighing of Parliament's need to be informed against the need
for confidentiality in the public interest.
(b) The scope of Executive conduct under scrutiny
The Egan decisions also confirmed that
the court would adopt a broad approach in interpreting the scope of
Executive activity brought under the scrutiny of Parliament. The High
Court majority in Egan v. Willis repeated the statement of the
Court in Lange that:
[T]he conduct of the executive branch is not confined
to ministers and the public service. It includes the affairs of statutory
authorities and public utilities which are obliged to report to the
legislature or to a minister who is responsible to the legislature.
In British Steel v. Granada Television [1981] AC 1096 at 1168,
Lord Wilberforce said that it was by these reports that effect was given
to '[t]he legitimate interest of the public' in knowing about the affairs
of such bodies.(61)
McHugh J also adopted a broad formulation by stating
that Parliament must have access to 'information relating to public affairs
and public finances which is in the possession of the government of the
day'.(62)
In Egan v.
Chadwick, Priestley JA went one step further, by implying that
the expenditure of public money provided a criterion for the boundaries
of executive activity subject to the scrutiny of Parliament. Priestley
JA stated that the Executive is always bound to act in the 'public interest'
and regarded the expenditure of public money as underpinning the exercise
of all Executive activity:
The entire conduct of the administration of the laws
by the Executive is only possible by the use of people employed, in
one way or another, by the Executive and by the use of assets of one
kind or another, which may be publicly or privately owned but which
in the latter case must be paid for. Every act of the Executive in carrying
out its functions is paid for by public money.(63)
This pronouncement strengthens the position of the Auditor-General
and Parliamentary Committees such as the Senate's Finance and Public Affairs
Committee within the overall framework of responsible government.
Specific
parliamentary components of responsible government
The flexibility of the doctrine of responsible government
has meant that its precise components will never be subject to precise
definition.(64) Kirby J remarked that 'the notion of 'responsible
government' must be used with care in legal reasoning-it is 'a political
epithet rather than a definition which specifies the precise content of
constitutional requirements'.(65) Nevertheless, the High Court and the
New South Wales Court of Appeal took the opportunity to comment on some
of the more recognised components of the contemporary system of responsible
government.
(a) Ministerial responsibility
Earlier scholarship on the requirements of responsible
government at the level of the Commonwealth generally moved from the same
sections of the Constitution identified in Lange in order to state
that responsible government in Australia reflects at least the following
propositions:(66)
- Ministers have to be members of Parliament.
- Ministers require a majority in the popular House of the Parliament
to hold office.
- Parliament can be dissolved before the expiration of its maximum term.(67)
- Public servants must have different tenures from their ministers.
The Egan cases addressed and confirmed the first
two propositions:
One aspect of responsible government is that Ministers
may be members of either House of a bicameral legislature and liable
to the scrutiny of that chamber in respect of the conduct of the executive
branch of government. Another aspect of responsible government, perhaps
the best known, is that the ministry must command the support of the
lower House of a bicameral legislature upon confidence motions.(68)
In Egan v. Chadwick, the court accepted the conventional
distinction between individual and collective ministerial responsibility.(69)
Individual ministerial responsibility, refers to the minister's accountability
to Parliament, under which the minister is held liable, in a political
sense, for the conduct of policy within his or her department or portfolio
and the acts or omissions of officials within it.
Collective ministerial responsibility was not adequately
defined. One aspect of it must be taken to reflect proposition (2) above3/4
i.e. that it is the shared responsibility of the ministry as a whole to
accept that its tenure as a government is conditional upon the confidence
of the House.(70) This proposition was not labelled as 'collective responsibility'
by the court.
The court focused on another aspect of collective responsibility
that restricted to the proposition about responsibility for the decisions
of Cabinet and the secrecy of Cabinet documents. Spigelman CJ referred
to W. E. Hearne's discussion of the collective responsibility of Cabinet
for its decisions:
It is a ... consequence of (the) corporate character
or the Cabinet that the responsibility which attaches to the acts of
any member extends to the whole body. As the individual member by his
silence in public ratifies and adopts the measures which although against
his wishes have been adopted by the whole Cabinet, so the collective
Cabinet is responsible for the official acts of its separate members.(71)
It will be seen that this understanding of the collective
responsibility of ministers for Cabinet decisions formed the basis of
the majority's decision regarding the confidentiality of Cabinet documents.(72)
Spigelman CJ also remarked that the role of ministerial
responsibility as a component of responsible government 'is not diminished
in its force by the fact that the principle has not always been observed'.(73)
This must be taken as an acknowledgment of the weakness of ministerial
responsibility as a means of ensuring the accountability of the Executive
to the Parliament.(74)
(b) Parliament's information
gathering powers
The approach in Lange and the Egan cases
establishes an account of responsible government which is potentially
broad enough to encompass the totality of Parliament's formal relationship
with the Executive.(75) If the logic of the Court's analysis is followed,
the system of responsible government manifests itself in all formal instruments
which Parliament may use to inform itself about, and exercise influence
over, the affairs of the Executive. These instruments would include Parliamentary
inquiries(76) and Parliamentary Committees. In the case of the Commonwealth
Parliament, this would include such bodies as the Joint Committee of Public
Accounts, the Senate's legislative Committees and the Committee on Finance
and Public Administration.(77) The institution of Question Time was also
noted.(78)
As will be seen below, the character of parliamentary
powers and privileges will be influenced by the constitutional environment
of the particular parliament.(79) In the context of the Commonwealth Parliament,
Lindell has drawn an express distinction between the legal obligations
and restrictions which frame Parliament's inquisitorial jurisdiction granted
under section 49 of the Commonwealth Constitution and 'responsible government'
which he interprets as a vaguer set of rules.(80) As a distinction between
types of rules, this distinction still stands. But after the Egan
cases, it is clear that (i) these powers and privileges must be viewed
as a central component of the system of responsible government under the
Commonwealth Constitution and (ii) that ambiguities in the interpretation
of the section 49 jurisdiction are to be interpreted in the light of the
doctrine of responsible government.
Extra-parliamentary
components of responsible government
The Executive has come to dominate the Parliament in
most modern Westminster systems. The corresponding decline in the power
of the Parliament over the Executive has created a new emphasis upon extra-parliamentary
means by which the Executive may be made accountable to the electorate.(81)
This development must be seen in the context of a jurisprudential
shift3/4 actual or imagined3/4 in Australian constitutional theory from
a theory of parliamentary supremacy to a theory of popular sovereignty.(82)
Under a theory of popular sovereignty, the Executive is responsible to
Parliament and Parliament is responsible to the people. Such a theory
can accommodate more readily than a theory of parliamentary supremacy
new methods for the direct accountability of the Executive to the
people.
By advancing a broad theory of responsible government,
the High Court has located a number of these extra-parliamentary accountability
techniques either within the system of responsible government or,
at the very least, alongside it. Egan v. Willis confirms
this approach:
In Australia, s 75(v) of the Constitution and judicial
review of administrative action under federal and State law, together
with freedom of information legislation, supplement the operation of
responsible government ...'(83)
The same approach would also locate within, or alongside,
the system of responsible government, bodies such as the New South Wales
Independent Committee Against Corruption, Queensland's former Electoral
and Administrative Review Commission and Western Australia's Royal Commission
into Commercial Activities of Government and Other Matters.(84)
At the Commonwealth level, the precise relationship between
the Auditor-General and Parliament remains unclear.(85) But the broad
approach of Egan v. Willis would probably accommodate the activities
of the Auditor-General within the system of responsible government.(86)
However, the Court has stopped short of adopting the theory that Parliament
and the Executive are to be held to exercise power under a 'public trust'.(87)
Responsible
government within a bicameral parliamentary system
Both the High Court and the Court of Appeal understood
the conflict in the Egan cases in pragmatic political terms. The
courts acknowledged that the conflict between the Executive and the Legislative
Council could be viewed as a struggle between a lower House controlled
by the Executive and an upper House not so controlled.(88) This characterisation
allowed for some judicial exploration of the particular problems presented
by responsible government in a bicameral representative system. Two matters
merit attention:
- the resolution of conflicts between the two Houses of Parliament produced
by one chamber's opposition to a resolution of the other performed in
pursuit of responsible government
- the argument that the Executive's responsibility for the pursuit of
government is only owed to the lower House.
(a) Conflict between
the Houses
The Egan litigation indicates that the resolution
of conflicts between the Houses of Parliament will hinge on the particular
constitutional environment of the Parliament. The issue of conflict between
the Houses was raised as the question whether one House of Parliament
(in this case, the upper House) could compel the production, to that House,
of documents in the possession of a Minister sitting in the other House
(in this case, the lower House). The issue did not need to be decided
in either Egan v. Willis or Egan v. Chadwick, as Mr Egan
was a member of the House which requested him to produce documents in
his possession. Moreover, the issue of attendance by a member of another
House of New South Wales Parliament was addressed by statute.(89) The
majority judgment therefore left the question unanswered:
It is important to emphasise that no question arises
in this case about what powers a House of the New South Wales Parliament
may have to deal with persons who are not members of the House concerned.
Altogether different considerations might arise in such a case.(90)
Similar statements were made by Kirby and Callinan JJ.(91)
In the Commonwealth Parliament,
'stand-off' situations are only partly regulated by Standing Orders of
the Senate and the House of Representatives which provide a procedure
for compelling the attendance, in one House, of a member of the other
House. The essence of these procedures is that:
If House A wishes to compel the attendance of Maria
Papadopoulos, a member of House B, House A will request House to pass
a resolution compelling Papadopoulos to attend in House A.(92)
The Clerk of the Senate has advised that the Senate is
unable to compel directly the attendance, in the Senate, of a member of
the House of Representatives.(93) The High Court appears to have confirmed
one of the constitutional premises of this advice by stating (i) that
ministers may sit in either chamber; (ii) that ministers are subject to
scrutiny-by the chamber in which they sit-in respect of the Executive's
conduct; and (iii) that the minister's subjection to scrutiny in the chamber
in which he or she sits is not altered by the fact that the fate of administration
is not determined in this chamber.(94)
Nevertheless, it is too early to ascertain the precise
position of the High Court on the autonomy of the Houses from one another.
The autonomy of the Houses appears to be the de facto position; the High
Court might simply accept this aspect of parliamentary practice if it
is asked to determine the issue. For the time being, the likely result
of a resolution of House A to compel Maria Papadopoulos to attend that
chamber would be a valid resolution of House A, but a resolution which
would be incapable of execution.
Conflicting resolutions of two Houses regarding the
production of documents are likely to be resolved by political means.(95)
Commenting on the situation under the New South Wales Constitution, Spigelman
CJ noted:
No doubt, the lower House could pass a resolution forbidding
any Minister delivering the documents to the upper House. Indeed it
could require delivery to the lower House. It is not appropriate to
speculate what, if any, legal remedy may be available to resolve any
stalemate between the Houses.(96)
Lindell has commented on this factual scenario as follows:
The likelihood of the Senate ignoring a claim to privilege
advanced by the government of the day must be classed as much greater
[than in the House of Representatives] when, as is usually the case,
government is unable to obtain a majority in that chamber. Presumably,
the only weapon a government could use to dissuade the Senate pressing
its claims to information claimed to be privileged would be the threat
of a double dissolution of the Parliament if the conditions for such
a dissolution were satisfied or, but perhaps less effectively, a prorogation
of the Parliament or a dissolution of only the House of Representatives.(97)
Despite the broad-ranging discussion in Egan v. Willis,
the resolution of conflicts between the Houses of Parliament by means
other than a dissolution of either or both Houses remains an open question.
It is nevertheless clear that such a conflict cannot be resolved by an
argument that responsibility is owed to the lower House of Parliament
alone. Indeed, as will be suggested below, the High Court's recognition
of (i) the independence of each House in the performance of its scrutiny
functions and (ii) the existence of the political party system, might
suggest the possibility of a resolution of this question based on a broader
principle.
(b) The argument for responsibility to the
lower House alone
It will be recalled that Mr Egan defended, before the
Legislative Council, his refusal to produce documents to the Council by
stating that the Executive owed its responsibility to the lower House
alone.(98) If accepted, this argument would provide the Executive with
a formidable shield from Parliamentary demands for the production of documents.
Party discipline in a lower House dominated by the Executive would ensure
that only a resolution by the lower House need be respected by the Executive.
Naturally, such a resolution could only be made by the lower House if
it commanded the support of the Executive. This argument was rejected
in the Egan cases.
The argument has some force in constitutional environments
where the upper House is not elected, for example in the context of the
British House of Lords, or that of the colonial forerunners of some State
Upper Houses.(99) Arguments have occasionally been put that the Australian
Senate is owed no responsibility, or less responsibility, by the Executive.
The argument is put either (i) on the basis that the intention of the
framers was to reflect the British convention which required no responsibility
of the Executive to an unelected upper House(100) or (ii) on the basis
that the Senate is less representative than the House of Representative
because it is elected through a system based on the representation of
the political units of the federation, rather than upon the direct representation
of all Australian electors.(101)
Both the High Court and the New South Wales Court of
Appeal advanced a broad theory of responsible government as the means
by which the Executive was held accountable to Parliament (rather
than a specific chamber). This was accompanied by an acknowledgment that
representative government was the basis for the election of both chambers
of the New South Wales Parliament. In this context, the fact of the Executive's
dominance of the lower House could not be ignored in Egan v. Willis:
The administration of which the appellant is a member
did not, at any material time, enjoy the support of a majority in the
Legislative Council. ... the appellant suggested that this circumstance
strengthened his position in the case. However, this is not necessarily
so. Rather, it may have provided the occasion for the exercise by the
Legislative Council of its function with respect to the superintendance
of the conduct of the executive branch of government, at least in its
association with the legislative function of that House.(102)
Indeed, the High Court went much further by suggesting
that the Executive's lack of control of the upper House may in fact enhance
the Parliament's ability to 'watch and control' the exercise of executive
government.(103)
Spigelman CJ's rejection of the lower House exclusive
responsibility argument in Egan v. Chadwick was even more forceful,
as it acknowledged the possibility of historical evolution in the position.
Spigelman CJ suggested that there may have been some ambiguity at the
beginning of the century as to whether responsibility was owed to both
Houses or merely to the lower House.(104) His Honour was no doubt referring
to the difficulty created by the fact that many of the colonial Upper
Houses were not popularly elected. But this argument for lower House exclusive
responsibility could not be reconciled with the more recent decisions
in Egan v. Willis and Lange. The latter case had expressly
canvassed the 'means for reinforcing the responsibility of the Executive
to the organs of representative government.'(105)
It is interesting to speculate whether the strong support
given to the independent function of each House in its scrutiny
of the Executive's activity might produce a basis for a solution where
the court is asked to determine a minister's obligations under conflicting
resolutions of the two Houses of Parliament (the Papadopoulos hypothetical
considered above). If the doctrine of responsible
government provides the framework within which Parliamentary action must
be interpreted and from which silences in the written constitution can
be resolved, it may be possible to argue that such a conflict must be
resolved in favour of the general enhancement of Parliament's scrutiny
functions. The argument would be that the court should uphold the resolution
which requires the production of the documents to Parliament. Such
an approach is consistent with the judicial view that the contemporary
system of responsible government must accommodate the presence of the
political party system.(106)
But the more likely result is that the court would retreat
to a safer political position in which it would employ the doctrine of
justiciability(107) to prevent it from answering such a difficult and
controversial question.
The
position of intergovernmental bodies
In the past, some doubt has attended the position of
intergovernmental bodies created by a combined exercise of the legislative
powers of various Australian Parliaments, or by the combined exercise
of executive powers (e.g. Corporations Law companies limited by guarantee
formed by Federal and State ministers acting as members of the corporation).
These practices have been criticised as distorting the doctrine of responsible
government, but are accepted as a necessary compromise within a federal
system of government.(108) The High Court has reaffirmed its acceptance
of:
federal and State cooperative legislative schemes involv[ing]
the enactment of legislation by one parliament which is administered
and enforced by ministers and officials at another level of government,
not responsible to the enacting legislature.(109)
This permissiveness presumably extends to international
intergovernmental bodies.(110)
Justiciability
of parliament's powers and privileges
One of the peculiarities of the Egan v. Willis
litigation was that at the level of the Court of Appeal, the parties agreed
that the questions before the Court were justiciable. This agreement was
then disturbed in the High Court by one of the intervening parties, the
State of South Australia.(111) The justiciability issue therefore became
an issue before the High Court and notwithstanding its late entry, the
issue had a considerable impact on the Court's determination of the case.
The High Court dicta on justiciability are, in some respects, inconsistent.
The traditional principle regarding the jurisdiction
of the courts to declare the powers, privileges and immunities of the
Commonwealth Parliament was stated in R v. Richards; Ex parte Fitzpatrick
and Browne (1955):(112) it is for the courts to judge the existence
in either House of Parliament of a privilege, but given an undoubted privilege,
it is for the House to judge the occasion and the manner of its exercise.
This basic proposition was upheld in both Egan v.
Willis and Egan v. Chadwick,(113) but there was considerable
variance in its application to the facts. Four different judicial positions
to the justiciability issue emerged from the case. A preliminary issue
considered by all members of the Court in Egan v. Willis was the
effect of Article 9 of the Bill of Rights (1688).
The
effect of Article 9 of the Bill of Rights
Article 9 of the Bill of Rights (1688) is preserved by
statute in various Australian jurisdictions.(114) The Article provides:
That the Freedom of Speech and Debates or Proceedings
in Parliament ought not to be impeached or questioned in any Court or
Place out of Parliament.(115)
Article 9 might be read as affecting the justiciability
of matters arising in the course of parliamentary debates and proceedings.
In turn, this might influence the judicial construction of the powers
and privileges of the Parliaments of both the States and the Commonwealth.
At the Commonwealth level, the issue is complicated by the interaction
of section 49 of the Commonwealth Constitution and section 16 of the Parliamentary
Privileges Act 1987 (Cwth) which preserves Article 9.(116)
In the High Court, Gaudron, Gummow and Hayne JJ indicated
that the intention of the relevant NSW statute was that the constitutional
norms prescribed by Article 9 should apply in New South Wales. Yet the
precise manner in which these norms would apply-in New South Wales
or any other Australian jurisdiction-must remain an open question, as
Article 9 was enacted for the English Parliament and not in contemplation
of any of the Australian legislatures. These judges engaged in some speculation
on the point:
[T]he evident intention was that there should be some
limits upon the extent to which events happening in the New South Wales
legislature may be considered in the courts. It may very well be that
effect is to be given to that intention simply by reading the reference
in Art 9 to 'court' and 'parliament' as references to the courts and
Parliament of the State. But not all other provisions of the Bill of
Rights or other preserved Imperial Acts may admit of so ready a solution
to the problems of how they are to be applied and it may be that more
radical solutions may be required in such cases. These are questions
that need not be addressed in this case.(117)
The judges acknowledged several High Court authorities
as indicating that the Bill of Rights embodied a general constitutional
principle recognised in a number of State jurisdictions as well as the
Commonwealth.(118) McHugh J also cited these authorities to support his
statement that in New South Wales, the Bill of Rights 'merely confirms
the common law'.(119) All four judges avoided the need to provide a more
detailed account of how they would reconcile the requirements of Article
9 with their differing views of the justiciability of parliament's powers
and privileges (Positions 3 for Gaudron, Gummow and Hayne JJ; and Position
4 for McHugh J).
A similar pattern emerges in Callinan J's reasoning.
Callinan J remarked that Article 9 provided an indication that the proceedings
of the New South Wales Parliament should not be subject to review by the
courts.(120) Yet His Honour immediately expounded a position which considered
matters of justiciability as presenting no barrier to the court's jurisdiction
(Position 1).
Kirby J proceeded by giving a restricted
scope to Article 9 regarding the court's ability to review parliamentary
proceedings. This provided one of the bases for an expansive view of the
court's jurisdiction over parliamentary powers and privileges (Position
2). Kirby J noted that Article 9 of the Bill of Rights (1688) had never
presented a barrier to justiciability in other cases involving colonial
and post-colonial legislatures. It should therefore be accepted that courts
have generally proceeded on the correct assumption that Article 9 did
not apply by its terms or had to be adapted to the context of a parliament
other than the Westminster Parliament.(121)
The High Court's analysis of the effect of Article 9
on the justiciability question is far from clear. Kirby J was alone in
attempting to reconcile the effect of Article 9 with his position on justiciability.
This lack of clarity may produce unexpected results if the Court is to
consider the effect of Article 9 in the more complex constitutional environment
created under section 49 of the Commonwealth Constitution.(122)
The four positions on justiciability of parliamentary
powers and privileges which have emerged from Egan v. Willis may
now be examined.
Position
1: Justiciability presents no barrier to the court's jurisdiction
Callinan J averted to the issue of justiciability.(123)
But in proceeding to consider the Parliament's powers and privileges without
hesitation, His Honour dismissed any barrier that justiciability may otherwise
have presented to the consideration of such matters. It is unclear why
Callinan J adopted this position, given the evident concern expressed
by other members of the Court as to the basis of the court's jurisdiction.
Position
2: Justiciability supported by the nature of the federal polity
Kirby J noted the court's traditional reticence to become
involved in matters of parliamentary privilege. The causes of this were
attributed to observance of the traditional principle and the judicial
'disinclination to be ... dragged into the political controversies which
commonly attend the conduct of business within the Houses of Parliament'.(124)
Kirby J nevertheless rejected the broad argument for non-justiciability
on a number of bases.
The first basis was put through a distinction between
questions which are 'legal' (justiciable) and questions which are 'political'
(non-justiciable). From this distinction it was concluded that:
To designate all matters having political or partisan
implications as non-justiciable would be to withdraw judicial supervision
(and the rule of law) from an intolerably broad class of conduct. It
would lead to a conclusion that a mere claim of privilege by a House
of Parliament expelled the courts from holding whether the privilege,
in law, exists. And that is not the law.(125)
This argument may lead to a broadly acceptable conclusion,
but its premise is weak, as no convincing basis is offered for the distinction
between 'legal' and 'political' questions. The distinction simply begs
the question. An earlier distinction drawn between 'the right to prove
the occurrence of parliamentary events and the prohibition on questioning
their propriety' cannot discharge the burden of justification.(126)
The second basis for Kirby J's approach to justiciability
was provided by a reading down of Article 9 of the Bill of Rights.(127)
This argument, though important, provides only a subsidiary justification
for rejecting the non-justiciability argument.
The third-and perhaps the most substantive-basis for
Kirby J's expansive approach to justiciability is provided by an argument
for the basis of constitutional review deriving from the nature of the
Australian federation:
Courts in this country, at least in the scrutiny of
the requirements of the Constitution, have generally rejected the notion
that they are forbidden by considerations of parliamentary privilege,
or of the ancient common law of parliament, from adjudging the requirements
of the Constitution. While it is true that Australian courts will ordinarily
permit parliamentary procedures to be completed before they intervene,
the power of intervention by the courts cannot be seriously doubted.
It is the nature of a federal polity that it constantly renders the
organs of government, federal and State, accountable to a constitutional
standard. State parliaments in Australia, whatever their historical
provenance, are not colonial legislatures. They are provided for in
the Australian Constitution. To this extent, at least, they are rendered
accountable to the constitutional text. ... Federation cultivates the
habit of mind which accompanies constitutional superintendence by the
courts.(128)
This argument is as novel as it is surprising. If the
federal polity argument were adopted by the High Court, it would enlarge
the jurisdiction of State and federal courts over parliamentary action.
It is true that the Constitutions of the States are recognised by the
Commonwealth Constitution(129) and, in certain contexts, must be read
alongside the Commonwealth Constitution.(130) As a generalisation, it
is reasonable to suggest that judges deciding a State constitutional question
within a federal system are likely to be mindful of other components of
the system. Nevertheless, as Kirby J recognised in another part of his
judgment, a judge must be circumspect in drawing constitutional implications
about such matters from the federal framework.(131)
Kirby J cited some authority in support of the justiciability
of issues of parliamentary privilege.(132) But no authority3/4legal or
historical3/4was cited for the argument from the 'nature of a federal
polity' or the federal 'habit of mind' which is offered as the justification
for an expanded basis for the judicial review of parliamentary action
under the constitutions of both the States and the Commonwealth. The argument
was not addressed by other members of the High Court. It is unlikely that
such an argument would gain acceptance by a majority of the Court. Yet
it might reappear in Kirby J's future reasoning on the scope of judicial
review.
On the specific issue of the propriety of the Court of
Appeal's consideration of the application in Egan v. Willis, Kirby
J noted that as none of the parties had suggested that the issues were
not justiciable, the Court of Appeal could not be criticised for having
proceeded as it did.(133)
Position
3: Justiciability conditional upon determination of general law rights
or obligations
As indicated above, Gaudron, Gummow and Hayne JJ adopted
the view that the existence of a Parliamentary power or privilege was
not an issue which the court could be asked to decide independently of
a controversy arising under the general law.(134) Thus, in Egan v.
Willis, the jurisdiction of the court was attracted because the court
was asked to consider the question of justified trespass. These judges
were critical of the Court of Appeal's attempt to declare the Parliament's
powers in the abstract.(135)
A similar approach appears to have been taken by the
New South Wales Court of Appeal in Egan v. Chadwick. Priestley
JA treated the assault claim as the relevant nexus for the justiciability
of the issues in that case-'[t]he only cause of action which made [Mr
Egan's] claim securely justiciable was the assault alleged'.(136) The
other members of the Court of Appeal did not perceive any justiciability
hurdle to the exercise of their jurisdiction.
Position
4: Matters arising within the Parliament are not justiciable
As noted above, McHugh J's dissent in Egan v. Willis
was based on a finding that the issues were not justiciable. McHugh J
stated that it was:
for the Council, and the Council alone to determine
the facts of the case and whether they fell within the privilege or
power to suspend for obstruction. Upon those questions, the resolution
of the House was conclusive. There was no need, therefore, for the Court
of Appeal to determine whether the functions of the Council were such
that reasonable necessity entitled it to demand the production of the
papers. Indeed, I have real difficulty in seeing how the Court of Appeal
had jurisdiction to determine the issue, an issue which after all concerns
only the relationship between the House and one of its members and the
internal administration of the business of the House.(137)
McHugh J's position is not entirely clear. In one part
of the judgment, it is held that Article 9 of the Bill of Rights merely
confirms the common law position that matters affecting the internal administration
of the House of Commons are outside the jurisdiction of the common law
courts. (138) English authority is cited to this effect.(139) Yet in another
part of the judgment, McHugh J adopts a position indistinguishable from
that of Gaudron, Gummow and Hayne JJ (i.e. Position 3):
It is one thing for [the Supreme Court of New South
Wales], as an incident in determining whether the respondents have committed
trespass against the appellant, to determine whether the resolution
was valid. It is another matter altogether to make a formal declaration
which is binding on the parties for all purposes including their conduct
in the House divorced from the exercise of any rights cognisable in
a court of law.(140)
The first circumstance is said to be justiciable, the
second is said to be non-justiciable. Given that at least one of the issues
in the appeal was the trespass issue, McHugh J's finding that the
Supreme Court had considered non-justiciable matters appears unconvincing.
Adding to this confusion is McHugh J's remark that the
question of justiciability would be answered differently under the Commonwealth
Constitution:
No doubt there are cases-those arising under the federal
Constitution for example-where a court is compelled to make a formal
declaration concerning the internal affairs of a legislative chamber.
But, as a general rule, courts should eschew making such declarations
even when the validity is incidental to the determination of the plaintiff's
legal rights.(141)
It is difficult to interpret this remark. It might be
taken as attributing significance to section 49 of the Commonwealth Constitution
and the Parliamentary Privileges Act 1987 (Cwth); but the nature of this
significance is left unstated. Alternatively, it might refer to rulings
in which the High Court has held that steps taken by the legislative chambers
under the double dissolution procedure (section 57 of the Commonwealth
Constitution) are justiciable.(142) It is an open question whether McHugh
J's position on justiciability is compatible with the Court's ability
to exercise jurisdiction regarding the validity of a law enacted in the
exercise of an extra-ordinary law-making power conferred upon Parliament
in its role as 'guardian of the Constitution'.(143)
Notwithstanding his characterisation of the major issues
in the case as being non-justiciable, McHugh J provided an extensive discussion
of the powers and privileges of the Legislative Council. This was apparently
motivated by a desire to correct previous judicial declarations that the
powers and privileges of the Australian colonial legislatures are less
than those possessed by the British House of Commons, decisions upon which
the appellant relied in order to argue that the Council's resolutions
were beyond its power.(144) McHugh J's statements must be taken as persuasive
(rather than binding) on the issue of the correctness of these prior declarations
of the content of parliamentary powers and privileges.(145) They are nevertheless
curious, as they are a judicial discussion of non-justiciable matters
that might influence a future ruling.
Conclusion
on justiciability
The diversity of judicial views on the justiciability
issue, and the difficulties of positions 1, 2 and 4, indicate that the
issue is likely to confound the High Court for some time into the future.
But this level of confusion and complexity would not surprise previous
students of the subject.(146)
The dominant position in the High Court is likely to
continue to be Position 3, which states that the justiciability of parliamentary
powers and privileges is conditional upon the determination of a general
law right or obligation. This position offers an acceptable compromise
between judicial deference to Parliament's conduct of affairs within its
chambers and the need to examine parliamentary conduct where necessary
to do so for the enforcement of the general law.
Judicial
construction of parliamentary powers and privileges-General Principles
Once the threshold question of justiciability has been
answered in favour of the court's jurisdiction, a further question arises
as to how the court is to construe parliament's functions, powers
and privileges. The Commonwealth Parliament and most State Parliaments
have passed parliamentary privileges legislation.(147) Egan v. Willis
indicates that the difference in the statutory position will create differences
in the way each Parliament's functions and powers are construed.
In jurisdictions with a statutory regime, such as the
Commonwealth, the construction of the powers and privileges of Parliament
will be based on the interaction of the Constitution and the parliamentary
privileges legislation. Common law principles will be used as a resource
in the interpretation of constitutional and statutory provisions. The
variation in the constitutional environment of each jurisdiction will
produce differences in the declaration of parliamentary functions and
powers.
New South Wales has no parliamentary privileges legislation.
Therefore, in Egan v. Willis, the nature and extent of parliamentary
privileges and powers was addressed by examining the common law. Some
members of the High Court also considered the potential effect of the
Commonwealth Constitution and the Australia Act 1986 (Cwth).
The
common law test of reasonable necessity
A majority of the High Court stated the test as to the
existence of a power to be that of 'reasonable necessity'. Gaudron, Gummow
and Hayne JJ stated that the purported power must be reasonably necessary
to the existence of the relevant body and the proper exercise of the functions
which it is intended to execute.(148) Callinan J expressed the same view.(149)
Application of this test hinges on the way the court construes the particular
function performed by the relevant House of Parliament. In keeping with
the flexibility of the doctrine of responsible government, reasonable
necessity must be understood in an historical context:
What is 'reasonably necessary at any time for the 'proper
exercise' of the 'functions' of the Legislative Council is to be understood
by reference to what, at the time in question, have come to be conventional
practices established and maintained by the Legislative Council.(150)
Kirby J must also be taken to have adopted the reasonable
necessity test;(151) but his formulation was more expansive:
The relevant limits [to the implied powers of Parliament]
are those which arise from the nature of the chamber as a House of Parliament
and the lawful performance of its functions, including its legislative
functions of rendering the Executive Government accountable, through
it, to the parliament and the electors of the state'.(152)
Throughout his judgment, Kirby J emphasised the need
to construe the character of the particular legislative chamber by reference
to the convention established in Australian legislative chambers rather
than their British and colonial antecedents.
Dissenting from the majority, McHugh J also appeared
to have accepted the reasonable necessity test, but interpreted the test
very differently:
A legislative chamber relying on 'reasonable necessity'
must show that it would be impossible, in the absence of the power asserted,
to carry out the relevant function and that therefore that power is
impliedly 'supplied by necessary intendment'(153)
McHugh J's standard of 'impossibility' raises the bar
of the reasonable necessity test. It would be insufficient for the proponent
of the power to suggest that such a power would assist in the fulfilment
of the function, or be a convenient or administratively reasonable means
to fulfil the function.(154) McHugh J claimed that if the power to demand
the tabling of papers arose by implication from the need to exercise the
Council's functions, it would support powers of search and seizure which
would interfere or erode fundamental rights and the freedom of ministers.(155)
This higher standard appears to be at odds with the recognition by other
members of the Court and McHugh J himself, that Parliament's ability to
examine Executive conduct is one of the most important aspects of a system
of responsible government.(156)
The
effect of the Australia Act 1986 (Cwth) and the Commonwealth Constitution
upon State Constitutions
Some members of the New South Wales Court of Appeal in
Egan v. Willis attributed significance to the Australia Acts and
the Commonwealth Constitution in their construction of the powers and
privileges of the New South Wales Parliament.(157) Broadly speaking, the
effect of these arguments was to suggest that any construction of the
powers and privileges of the legislature ought accommodate the post-colonial
and post-federation status of the legislature achieved through these instruments.
Gaudron, Gummow and Hayne JJ avoided comment on the issue in Egan v.
Willis by finding that these instruments did not diminish the powers
and privileges of the State Parliaments.(158)
McHugh J rejected the suggestion that the Australia Act
or the Commonwealth Constitution changed the basis for the implied powers
of the NSW Parliament. Parliamentary powers could not be implied merely
because they were 'appropriate' to the organs representative of a democratic
society.(159) In particular, McHugh J rejected the argument that the legislature's
functions had been altered by the Australia Act.(160)
The opposite approach was taken by Kirby J:
[I]n giving content to the criteria of essentiality
and reasonable necessity it is important to keep in mind that the legislative
body whose status and functions are the touchstone for the determination
is one significantly different from the chamber of a colonial legislature.
It is a component of a system of representative and responsible government
established by the Australian Constitution for a free, independent,
democratic and federal nation. It must therefore be apt to an independent
legislative body which enjoys, under that Constitution, plenary legislative
powers-now released from earlier historical limitations [n: Australia
Act 1986 (Cth), ss 1, 2 and 3 ...](161)
In the absence of further comment, it is difficult to
predict how the High Court might decide this point in future cases.
The
interpretation of Commonwealth parliamentary privileges
The judicial construction of the Commonwealth Parliament's
functions, powers and privileges must take into account the particular
powers given to the Parliament under Chapter I of the Constitution and
the underlying principles of the particular system of responsible and
representative government established by that Constitution.
Section 49 of the Constitution provides that, until declared
by the Parliament, '[t]he powers, privileges, and immunities of the Senate
and the House of Representatives .. shall be those of the Commons House
of Parliament of the United Kingdom ... at the establishment of the Commonwealth'.
These privileges and immunities included those stated in Article 9 of
the Bill of Rights 1688.(162) With the enactment of the Parliamentary
Privileges Act 1987 (Cwth), these privileges and immunities, as in force
under section 49, were continued except to the extent that they were modified
by the Act.(163) In this constitutional environment, Parliament's powers
and privileges must be determined by considering the interaction of the
Constitution and the parliamentary privileges legislation.(164) The court
is only likely to use the common law test of 'reasonable necessity' as
an interpretative resource in circumstances where the Constitution and
the legislation are silent.
There has been long-standing uncertainty about the precise
meaning of section 49 of the Constitution and the constitutional validity
of certain sections of the Parliamentary Privileges Act.(165) Obiter comments
in Egan v. Willis only heighten this uncertainty.
Academic commentators have indicated that section 49
of the Constitution and the powers conferred under Article 9 of the Bill
of Rights (1688) might have to be reinterpreted to accommodate the doctrine
of the separation of powers under the Commonwealth Constitution. In particular,
it is argued that the broad interpretation given to the Parliament's powers
to punish contempt of its procedures-whether these powers are regarded
as direct, or only enforceable through a court upon issue of a warrant-may
involve an invalid conferral of the judicial power of the Commonwealth
upon the Parliament.(166) Other arguments have been raised against the
constitutional validity of the Parliamentary Privileges Act, in particular
subs 16(3) of that Act, which restricts the tendering of statements, submissions
and comments made in the course of Parliamentary 'proceedings'.(167) Enid
Campbell recently canvassed the following bases for constitutional invalidity
of subs 16(3):(168)
- that the subsection offends an implied constitutional limitation on
the ability of the legislature to limit the exercise of the federal
judicial power
- that the use of the incidental legislative power of the Commonwealth
(Constitution s 51(xxxix) offends the principle that the means selected
by Parliament to achieve a permissible object must be reasonably and
appropriately adapted to that end
- that the subsection offends the implied constitutional freedom of
political communication.
In Egan v. Willis, some members of the Court indicated
cautiously that section 49 of the Constitution, the Parliamentary Privileges
Act and the authority of R v. Richards; Ex parte Fitzpatrick and Browne,(169)
introduced different considerations from those warranted by the NSW
Constitution.(170) Kirby J went even further, stating expressly that the
decision in Fitzpatrick and Browne might have to be reconsidered
in the future:
In Ex parte Fitzpatrick and Browne ... this
Court held that neither the structure of the Constitution providing
separately for the judicature, nor its provisions, required a reading
down of s 49 of the Constitution defining the privileges of the two
Houses of the Federal Parliament in terms of those of the House of Commons
of the Parliament of the United Kingdom. That aspect of the decision
in Ex Parte Fitzpatrick and Browne may one day require reconsideration.
But it is not required in this case.(171)
Kirby J then made express reference to the question whether
Parliament's power to punish contempt of its inquisitorial procedures
was in fact a legislative or a judicial power. This issue is addressed
below.(172)
These non binding comments would indicate that the High
Court might be ready to reconsider the law defining the privileges of
the Commonwealth Parliament. But with the exception of Kirby J, there
is insufficient indication of the position that the High Court would adopt
in such a case.
Parliament's
privileges in relation to documents
Egan v. Willis established that the NSW Legislative
Council had the power to call for the production to the Council of documents
in the possession of Ministers. But it left open the question whether
this power extended to the production of documents which would be protected
from disclosure on the grounds of (a) legal professional privilege or
(b) public interest immunity. This question was decided in Egan v.
Chadwick.
The
common law and the Constitution
In addressing the issues of legal professional privilege
and public interest immunity, the NSW Court of Appeal affirmed an important
premise of Australian jurisprudence that the common law was antecedent
to the operation of the various Australian constitutions and continues
to flow alongside them.(173) This reasoning premise is important, because
both rights claimed are rights at common law. The reasoning premise explains
why the court will look to the common law in order to give content and
context to aspects of constitutional law upon which the written Constitution
is silent or inadequate.(174)
Legal
professional privilege
The Court's analysis of legal professional privilege
hinged on the characterisation of the relationship between Mr Egan and
the Parliament as a 'special relationship' governed by public law principles.(175)
This characterisation precluded the basis and the usual rationale for
the privilege.
The Court applied the orthodox understanding that the
rationale for legal professional privilege is the facilitation of representation
of clients by legal advisers and the fostering of trust and candour between
client and lawyer.(176) It also acknowledged the fundamental nature of
these rights, noting that only 'unmistakably clear language' could deprive
a claimant of this privilege.(177)
Spigelman CJ refused the claim for legal professional
privilege by holding that the special nature of the accountability relationship
between the Executive and Parliament-as it was recognised in Egan v.
Willis-trumped the common law rights which legal professional privilege
would otherwise accord. Thus:
In performing its accountability function, the Legislative
Council may require access to legal advice on the basis of which the
Executive acted, or purported to act. In many situations, access to
such advice will be relevant in order to make an informed assessment
of the justification for the Executive decision. In my opinion, access
to legal advice is reasonably necessary for the exercise by the Legislative
Council of its functions. (178)
It will be observed that Spigelman CJ's analysis also
applies the method and test established in Egan v. Willis: the
relevant function of the Legislative Council is identified (Parliament's
scrutiny of the Executive) and then it is asked whether the particular
power or privilege is 'reasonably necessary' for the performance of that
function.(179)
Priestley JA proceeded in a similar manner. Yet as indicated
above,(180) this analysis of Executive functions went one step further,
by noting that the expenditure of public money underscores executive activity.
Upon this view:
[e]very document for which the Executive claims legal
professional privilege or public interest immunity must have come into
existence through an outlay of public money, and for public purposes.(181)
On this view, the expenditure of public money provides
an additional ground for bringing documents produced by the Executive
under Parliamentary scrutiny. It is interesting to speculate whether this
ground would extend to documents which are brought into the possession
of the Executive but are not produced by it. The basis for denying legal
professional privilege for such documents would be an acknowledgment of
the special relationship of accountability between the Executive and Parliament.
Public
interest immunity
In a claim for legal professional privilege the court
does not need to weigh competing public interests. This process has already
been conducted by the law, leaving the court to assess whether the documents
fall into the requisite category or not. By contrast, a claim for public
interest immunity might require such a weighing. Public interest immunity
is not absolute.(182)
The divergence of opinion as to the precise weighing
effected by the court in Egan v. Chadwick ought cause no surprise.
Judges will differ in their view of the relative importance of the matters
to be weighed. Of greater interest however, is the fact that the different
judicial results disclose a difference of principle.
Priestley JA analysed the weighing process as a balancing
of conflicting public interests.(183) Spigelman CJ rejected this analysis,
stating that '[t]he test is whether disclosure is inconsistent with the
principles of responsible government'.(184) Priestley JA's approach emphasises
the general principle of responsible government whereas Spigelman CJ's
approach emphasises the role of specific components(185) of the system
of responsible government, namely ministerial responsibility. The potential
for such a divergence of judicial methodology has been noted elsewhere.(186)
Meagher JA's brief concurring judgment made no statement of principle.
(a) The ministerial responsibility approach
(Spigelman CJ)
The foundation of Spigelman CJ's approach was the concern
for the appropriateness of the court's entry into the weighing process.
In essence, Spigelman CJ's ruling on public interest immunity was driven
by his view of the justiciability(187) of the issue:
Where the public interest to be balanced involves the
legislative or accountability functions of a House of Parliament, the
courts should be very reluctant to undertake any such balancing. This
does not involve a constitutional function appropriate to be undertaken
by judicial officers. This is not only because judges do not have relevant
experience, a proposition which may be equally true of other public
interests which they are called upon to weigh. It is because the Court
should respect the role of a House of Parliament in determining for
itself what it requires and the significance or weight to be given to
particular information.(188)
Spigelman CJ reasoned that if the test of 'reasonable
necessity' to the functions of the Council were applied outright, this
might result in the disclosure of information which may harm the public
interest. Balancing these two concerns, Spigelman CJ held that it was
not reasonably necessary for the proper exercise of the Council's functions
to call for the production of documents which 'would conflict with the
doctrine of ministerial responsibility, either in its individual or collective
dimension'.(189)
Spigelman CJ's ratio presents some difficulty due to
the breadth of the statement concerning individual and collective ministerial
responsibility. If the term 'collective responsibility' is taken to refer
to the convention of Cabinet secrecy and the convention that all members
of Cabinet accept responsibility for Cabinet's decision,(190) then there
is a workable rule which states that public interest immunity can be claimed
in respect of Cabinet documents. This aspect of the ratio is addressed
below.(191) However, insofar as the ratio applies to documents to which
individual ministerial responsibility might attach, the rule loses
its precision. It would be possible for a Minister to claim that a rather
large class of documents falls within the compass of his or her responsibility
to the Parliament. This aspect of the ratio was not clarified in the case(192)
and is likely to produce difficulty in the future.
(b) The responsible government principle approach
(Priestley JA)
Priestley JA's analysis is consistent with his expansive
view of Parliament's function of examining the Executive's conduct and
the analysis of public immunity claims as a weighing process between public
interests. Comparing the weighing process to that required in cases of
privileges asserted in the context of trial, Priestley JA noted that:
It is more difficult to understand how interests can
be weighed against one another when the contestants are the New South
Wales Executive and the Upper House of the New South Wales Parliament;
they may be opposed in a political sense but they are not opposed either
in a legal sense or one analogous to that applicable in all the cases
so far where public interest immunity has been held to exist.(193)
However, Priestley JA acknowledged that the weighing
process would have to accommodate the fact that the subject matter of
the claim was government information rather than information about a citizen.
The clear suggestion was that a greater public interest might be served
in the disclosure of information that would keep the community informed
about public affairs and promote their discussion.(194)
Though both Spigelman CJ and Priestley JA were united
in declaring the right of the House to determine questions of this nature,
Priestley JA ultimately resolved the issue by reference to the principle
of responsible government, rather than its specific manifestations:
... notwithstanding the great respect that must be
paid to such incidents of responsible government as cabinet confidentiality
and collective responsibility, no legal right to absolute secrecy is
given to any group of men and women in government, the possibility of
accountability can never be kept out of mind, and this can only be to
the benefit of the people of a truly representative democracy.(195)
The divergence of judicial methodology manifested itself
in different rulings on the case of Cabinet documents.
The
special case of cabinet documents: a divergence of opinion
Priestley JA's adoption of high principle led to the
position that no document produced by the Executive could be shielded
from public view.(196) The only qualification to this view, was that cases
involving Cabinet documents would require the Council to balance the competing
public interests with 'the highest degree of circumspection'.(197)
By contrast, Spigelman CJ and Meagher JA regarded the
immunity of Cabinet documents as complete. This majority held that the
Legislative Council could not compel the production of such documents
without subverting the system of responsible government. Therefore, Cabinet
documents could never be produced unless released by Parliament.(198)
Spigelman CJ relied heavily on the ratio of Commonwealth v. Northern
Land Council which made the confidentiality of Cabinet documents the
sine qua non of the principle of collective ministerial responsibility.(199)
In Commonwealth v. NLC, the High Court majority reached its decision
notwithstanding that, on the facts of the case, the Council had resolved
that no Cabinet document would become available to a member of the Council.(200)
Support for the majority's position may also be found
in obiter comments made in Egan v. Willis by Callinan J who referred
to Sir Ivor Jennings' two-fold rationale for the confidentiality of Cabinet
documents.(201) Jennings reasoned, firstly, that a Cabinet decision is
advice to the monarch, whose consent is necessary for its publication.
And secondly, that the practical reason that Cabinet discussion must be
free so that compromises could be reached without the risk of publicity
for every statement made and every point given away.
The
definition of 'Cabinet documents'
The High Court decision in Commonwealth v. Northern
Land Council left a very inadequate definition of Cabinet documents.
That case ruled that documents which recorded the actual deliberations
of Cabinet or a committee of Cabinet were subject to public interest immunity.
The High Court acknowledged that 'documents prepared outside Cabinet,
such as reports or submissions, for the assistance of Cabinet ... are
often referred to as Cabinet documents',(202) but it expressed no view
as to whether such documents could be brought within the ratio of the
case.
Little advance was made on this position in Egan v.
Chadwick. Spigelman CJ merely noted that 'documents prepared outside
Cabinet for submission to Cabinet may, or may not, depending on their
content, manifest a similar inconsistency' with the principle of collective
ministerial responsibility.(203)
Revision
of Senate and Commonwealth Executive practice?
In general, the policy of the Senate, as well as that
of other Australian upper Houses, has been to resist pressing a claim
for access to a particular document if it could be persuaded that the
release of that document was not (on balance) in the public interest.
Thus Odgers' Australian Senate Practice remarks:
Because governments have usually complied with orders
for the production of documents, the question of what the Senate might
do if it considered that the government had without due cause refused
to produce a document has not been fully answered. The question remains
whether the Senate, to punish the government for not producing a document,
would be prepared to resort to more drastic measures than censure of
the government, such as refusing to consider government legislation.
It is also open to the Senate to treat a refusal to table documents
as a contempt of the Senate: it is a contempt to disobey without reasonable
excuse a lawful order of the Senate (see Resolution 6 of the Privilege
Resolutions of 26 February 1988, paragraph (8) ...(204)
As a result of Egan v. Chadwick, the Senate may
be more inclined to continue its practice of refusing claims of legal
professional privilege without evidence of extenuating circumstances.
The decision clearly strengthens the Senate's political and legal position
in relation to government claims of legal professional privilege. Thus,
it is more likely that the Senate would not withdraw a claim to a document
merely on the ground that the Executive has stated that the document claimed
contains legal advice or correspondence relating to such advice.
In light of the decision, official government guidelines
in relation to the production of government documents to the Senate and
its committees might have to be revised.(205) A claim by the Executive
that the release of a document is contrary to the public interest does
not conclude the issue of immunity. Furthermore, although the Government's
Legal Practice Advice concludes that the concept of legal professional
privilege has no formal application in the parliamentary arena, both the
Witness Guidelines and the Legal Practice Advice suggest that material
subject to legal professional privilege may also come within the public
interest immunity.(206) This is directly at odds with Egan v. Chadwick.
The facts of Egan v. Chadwick also indicate that
despite the increased willingness of the Executive to resort to the courts
in such situations, conflicts between Parliament and the Executive are
far more likely to find a political rather than a legal resolution.
Litigation is only likely to be used in extreme situations. At a practical
level, the Egan cases may not have changed much about the way parliaments
conduct their business. Furthermore, there is still an unresolved issue
as to whether parliament has the power to punish a contempt of its proceedings.
Parliament's powers to compel or punish
The facts of Egan v. Willis and Egan v. Chadwick
did not require the court to resolve the nature of the parliament's powers
to compel compliance with its resolutions or punish contempt of its orders.
For the purposes of the Egan litigation, all parties had accepted
that a House of the New South Wales Parliament had the power to suspend
one of its members.(207) The difficulty that arose on the margins of the
case was whether the New South Wales Legislative Council had the power
to enforce the suspension, given the divergence of authorities regarding
the powers of the English Parliament, the Commonwealth Parliament and
the colonial legislatures.(208) This issue is likely to re-emerge in future
cases.
Gaudron, Gummow and Hayne JJ did
not express a concluded view on whether the Council could punish a member
who disobeyed its resolutions or merely coerce or inducing compliance
from that member. Their Honours appeared to doubt the distinction-expressed
in several of the earlier authorities(209)-between punishment and inducing
compliance:
To distinguish between punishing and merely inducing
compliance may very well be difficult. Further, to state the distinction
in these terms may distract attention from more important considerations
of identifying what is the power that has been exercised and whether,
or to what extent, the courts may review what has been done in parliament.(210)
Nevertheless, these judges emphasised that they had expressed
no opinion as to whether the Council could order Mr Egan to appear in
order to explain his and the Government's failure to comply with the Council's
order.(211) Callinan J noted the general issue, but expressed no further
opinion on it.(212)
By contrast, McHugh J accepted a distinction between
the House's power to require the production of information and the power
to enforce the orders. McHugh J stated the common law position as follows:
According to current doctrine, the Houses of the New
South Wales legislature lack the power to punish for contempt. Absent
statutory backing, they have no power to compel a witness to attend
parliament or to produce documents and no power to punish a person who
refuses to produce those documents. But that is quite different from
saying that they have no power to obtain information relevant to the
business of the House. The power and its enforcement are distinct matters
...(213)
Kirby J adopted an intermediate position, acknowledging
the difficulty of drawing a distinction between legitimate coercion and
punishment, yet enforcing the distinction. This translated to a finding
that Mr Egan's day-long suspension and the application of minimum physical
force to remove him from the parliamentary precinct did not amount to
punishment.(214) The suspension order was therefore within the House's
power, but '[d]ifficult questions might arise where a longer or indefinite
suspension or expulsion was attempted'.(215) This approach might be criticised
for being too arbitrary-it provides no clear rule for determining when
a suspension is to be regarded as punishment.
The lack of clarity regarding the punitive capacities
of a legislative chamber is disheartening. This is more the case when
it is considered that the problem might require a different resolution
in the case of the Commonwealth Parliament than it does in the case of
State Parliaments.
At the Commonwealth level, section 4 of the Parliamentary
Privileges Act and subsequent resolutions of the Houses delimit those
matters that may constitute contempt. Section 7 of the same Act confers
specific powers of enforcement on both Houses of the Australian Parliament,
including the power to impose fines. Section 9 of the Act requires that
a warrant committing a person to custody set out the particulars of the
matters determined to constitute the breach of privilege. The Standing
Orders and resolutions of both the Senate and the House of Representatives
also reflect this position. The sixth of the eleven resolutions agreed
by the Senate on 25 February 1988 provides that:
A person shall not, without reasonable excuse, disobey
a lawful order of the Senate or of a committee.
....
A person shall not, without reasonable excuse:
- refuse or fail to attend before the Senate or a committee when ordered
to do so;
- refuse or fail to produce documents, or allow the inspection of documents,
in accordance with an order of the Senate or of a committee.(216)
It has been noted above(217) that the stricter separation
of judicial and legislative powers under the Commonwealth Constitution
might compel a reinterpretation of section 49 of the Constitution. This
might result in a declaration that a parliamentary power to punish a contempt
of parliamentary proceedings might amount to an invalid vesting of the
judicial power of the Commonwealth in the Parliament.(218) This argument
may have acquired some force from Kirby J's view that the decision in
R v. Richards; Ex parte Fitzpatrick and Browne(219) might have
to be reconsidered in the future:
The want of power on the part of a chamber to punish
those in contempt of its orders has sometimes been explained by reference
to the fact that punishment is, of its nature, judicial in character
and therefore not apt to be implied as amongst the privileges of a legislature.
See Armstrong v. Budd (1969) 71 SR (NSW) 386 at 393. The opposite
conclusion was reached in the United States of America in an early case
where the power of the Congress to punish for contempt so as to uphold
its privileges was considered essential to their effectiveness. See
Kilbourn v. Thompson 103 US 168 (1880); Jurney v. MacCracken
294 US 125 at 152 (1935).(220)
The view of other members of the Court on this point
is unknown.(221)
Powers over persons not members of the House
The possibility that a person who is not a member of
the House could be compelled to attend the House or produce documents
to it was only addressed in non binding comments by the High Court in
Egan v. Willis. This question is relevant to at least five classes
of person:
- Members of Parliament sitting in a House of a bicameral Parliament
other than the House which has called for the documents.
- Former members of either House of Parliament.
- Public servants and statutory office holders.
- Directors and other employees of incorporated government companies
who are not public servants.
- General members of the public.
The position in respect of each category of persons will
differ according to the particular constitutional environment. In the
present context, it is useful to consider how the Egan cases might
affect the practice of the Commonwealth Parliament in this regard. For
convenience, the position with respect to the Senate is considered briefly.(222)
The Parliamentary Privileges Act
1987 (Cwlth) and the Senate's own Privileges Resolutions(223) regulate
some of the procedure regarding witnesses to the Senate and its Committees
and the protection of such witnesses. Public servants and statutory office
holders are regarded as having no particular immunity in respect of giving
evidence before the Senate and its committees (category 3).(224) As a
matter of practice, former members of Parliament have appeared before
the Senate and its Committees both voluntarily and in response to summonses
(category 2).(225) After some resistance, the directors of the Board of
the Commonwealth Bank at a time when it was an incorporated company in
which the Commonwealth Government held shares, agreed to appear before
a Senate Committee (category 4).(226)
Members of the public (category 5) may be summonsed to
appear before the Senate, but it is rare for the Senate to order attendance
of a witness as a refusal to give evidence is equally rare.(227) As a
result, the precise position on procedures relating to persons falling
into category 5 is unclear.(228) Earlier authority which confirms the
capacity of the House of Representatives to issue a judicially enforceable
warrant to commit a private person for contempt of the House must now
be reconsidered in light of the effect of the Parliamentary Privileges
Act 1987 (Cwth) upon the powers and privileges given to Parliament under
section 49 of the Commonwealth Constitution. (229)
In Egan v. Willis, the High Court only passed
obiter comment on the general position regarding members sitting in the
other parliamentary chamber (category 1) and general members of the public
(category 5). Category 1 has been discussed above.(230) In respect of
category 5, various members of the Court expressed that 'different' considerations
would apply to those in the case of a member of the House.(231) However,
McHugh J expressed strong views as to the ability of the Legislative Council
to compel the production of documents from private persons:
I cannot accept that the functions of the Council confer
an implied power to compel ordinary citizens to produce documents to
it.(232)
This view of the law may have been compelled by McHugh
J's particular rendition of the 'reasonable necessity' test.(233)
It is arguable that the expansive notion of responsible
government advanced in Egan v. Willis(234) affirms the capacity
of the Houses of the Commonwealth Parliament may call persons falling
into all five categories to give evidence and respond to resolutions for
the production of documents. But the capacity of the House to punish a
refusal by a non-member may be affected by the constitutional difficulty
which attends the character of the Parliament's jurisdiction to punish
contempt of its procedures.(235)
Conclusion
The Egan cases have canvassed important issues
relating to the powers and privileges of the Australian legislative chambers
and the jurisdiction of courts to declare the content of such powers and
privileges. In the process, the court has provided a much clearer picture
of the system of responsible and representative government which the constitutions
of the Australian States and the Commonwealth presuppose.
The court has enunciated rules of reasonable clarity
for the resolution of claims by the Executive for legal professional privilege
and public interest immunity. But there is considerable confusion in the
court's approach to the justiciability of parliamentary powers and privileges,
the status of Article 9 of the Bill of Rights (1688) and the ability of
the parliament to punish contempt of its proceedings. There is also a
faint indication that the High Court might be willing to reinterpret section
49 of the Commonwealth Constitution. This might affect the validity of
all, or parts of, the Parliamentary Privileges Act 1987 (Cwlth).
Endnotes
- Barrister, Law Program, Research School of Social Sciences
at The Australian National University.
- Egan v. Willis [1998] HCA 71; 158 ALR 527.
- Egan v. Chadwick [1999] NSWCA 176.
- Readers with a less detailed knowledge of parliamentary law and parliamentary
privilege are referred to the respective short summaries prepared by
the House of Representatives and the Senate: House of Representatives,
Factsheet, No.5, 'Parliamentary Privilege', and Senate, Senate
Brief No.11, 'Parliamentary Privilege'.
- Constitution Act 1902 (NSW), ss 22B as amended by the Constitution
(Legislative Council) Amendment Act 1991 (NSW), Egan v. Willis
[1998] HCA 71; 158 ALR 527, [9].
- Legislative Council: Constitution Act 1902 (NSW), ss 22A and
Sch 6. Cf Legislative Assembly: Constitution Act 1902 (NSW),
Pt 3 Div.3 (ss 23-33).
- Cf Parliamentary Privileges Act 1987 (Cwlth).
- Constitution Act 1975 (Vic), s 19, Constitution Act 1934
(SA), s 38, Constitution Act 1867 (Qld), s 40A; Parliamentary
Privileges Act 1891 (WA), Parliamentary Privilege Act 1858 (Tas).
- Constitution Act 1902 (NSW), s 35E.
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [20], Egan v.
Willis (1996) 40 NSWLR 650, 654-5.
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [20], Egan v.
Willis (1996) 40 NSWLR 650, 654-5.
- Cabinet Minute No 382 (29 April 1996) 'Tabling of Papers-Lake Cowal
Goldmine' cited in Egan v. Willis [1998] HCA 71, 158 ALR 527,
[117].
- New South Wales Parliamentary Debates (Council) 1 May 1996, quoted
by Gleeson CJ in Egan v. Willis and Cahill (1996) 40 NSWLR 650,
656.
- This statement of facts is drawn from Egan v. Willis [1998]
HCA 71, 158 ALR 527, [119].
- Egan v. Chadwick [1999] NSWCA 176, [49].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [161] (Kirby J),
Egan v. Chadwick [1999] NSWCA 176, [118] (Priestley JA).
- Egan v. Willis and Cahill (1996) 40 NSWLR 650.
- See above.
- Egan v. Willis and Cahill (1996) 40 NSWLR 650, 671, Egan
v. Willis [1998] HCA 71; 158 ALR 527, [6].
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [6] (Gaudron, Gummow,
Hayne JJ), cf [111] (McHugh J).
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [7].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [25].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [25]-[26], [30].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [123].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [61].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [59], [78], [80].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [59].
- Egan v. Chadwick [1999] NSWCA 176, [149], [109].
- See above.
- Egan v. Chadwick [1999] NSWCA 176, [109]-[110].
- See Priestley JA's analysis of the second issue: Egan v. Chadwick
[1999] NSWCA 176, [111]-[112], [144]-[155].
- Egan v. Chadwick [1999] NSWCA 176, [94].
- Egan v. Chadwick [1999] NSWCA 176, [95], [147], [155].
- P. D. Finn, Law and Government in Colonial Australia (1987),
39ff; Windeyer, J Ward, 'The Responsible Government Question in Victoria,
South Australia and Tasmania, 1851-1856' (1978) 63 Journal of the
Royal Australian Historical Society 221.
- Commonwealth: Lange v. Australian Broadcasting Corporation
(1997) 189 CLR 520, 557-9, 561. See also: Amalgamated Society of
Engineers v. Adelaide Steamship Co Ltd (1920) 28 CLR 129, 146-8,
Commonwealth v. The Colonial Combing, Spinning and Weaving Co Ltd
('the Wooltops case') (1922) 31 CLR 421, 446-51, Commonwealth
v. Kreglinger & Fernau Ltd (1926) 37 CLR 393, 411-15, Federal
Commissioner of Taxation v. Munro (1926) 38 CLR 153, 185, Victorian
Stevedoring and General Contracting Co Pty Ltd v. Dignan (1931)
46 CLR 73, 114, Australian Communist Party v. Commonwealth (1951)
83 CLR 1, 221-2, R v. Kirby; Ex parte Boilermaker's Society of Australia
(1956) 94 CLR 254, 275, Commonwealth v. Queensland ('the Queen
of Queensland case') (1975) 134 CLR 298, 333-4, Attorney-General
(Commonwealth); Ex rel McKinlay v. Commonwealth (1975) 135 CLR 1,
24, New South Wales v. Commonwealth (the 'Seas and Submerged
Lands case') (1975) 135 CLR 337, 364-5, FAI Insurances Ltd v.
Winneke (1982) 151 CLR 342, 364-5, Nationwide News v. Wills (1992)
177 CLR 1, 71-2, Australian Capital Television v. Commonwealth (1992)
177 CLR 106, 230, 231.
States: Toy v. Musgrove (1888) 14 VLR
349 (FC), Ryder v. Foley (1906) 4 CLR 422, 432-3, Williams
v. Attorney-General for New South Wales (1913) 16 CLR 404, 459-60,
Theodore v. Duncan [1919] AC 696, 706 (PC), New South Wales
v. Bardolph (1934) 52 CLR 455, 509, 517.
- Toy v. Musgrove (1888) 14 VLR 349, especially 386-7 (Higinbotham
J).
- (1997) 189 CLR 520.
- Lange v. Australian Broadcasting Corporation (1997) 189 CLR
520, 559. This phrase has been attributed to Sir Samuel Griffith, Notes
on Australian Federation: Its Nature and Probable Effects (1896),
17. See also Australian Capital Television v. Commonwealth (1992)
177 CLR 106, 230.
- Lange v. Australian Broadcasting Corporation (1997) 189 CLR
520, 557-9.
- Lange v. Australian Broadcasting Corporation (1997) 189 CLR
520, 558-9.
- The sections identified were: Constitution, ss 1, 7, 8, 13, 24, 25,
28 and 30 discussed in ibid at 557-8, 560-1.
- Lange v. Australian Broadcasting Corporation (1997) 189 CLR
520, 558, 559.
- Lange v. Australian Broadcasting Corporation (1997) 189 CLR
520, 559.
- See also Australian Capital Television v. Commonwealth (1992)
177 CLR 106, 230, 231 (McHugh J), Nationwide News v. Wills (1992)
177 CLR 1, 71-2 (Deane & Toohey JJ); L Zines, The High Court
and The Constitution (4th edn, 1997), 10-11, 373, and C. Birch,
Representative and Responsible Government (1964), 17.
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [37]-[41], [99],
[139]-[141], [152]. Egan v. Chadwick [1999] NSWCA 176, [17]-[19];
[31]-[33]. Cf G. Lindell, 'Responsible Government' in P. D. Finn ed.,
Essays on Law and Government: Volume 1 (1995), Ch 4, 80-82, J.
Uhr, Deliberative Democracy in Australia: The Changing Place of Parliament
(1998), Ch 3 and C. Mantziaris, 'Ministerial directions to statutory
corporations: What does a theory of responsible government deliver?'
(1998) 26 Federal Law Review 309, 343-4.
- Cf McGinty v. Western Australia (1996) 186 CLR 140 and J. Goldsworthy,
'Originalism in Constitutional Interpretation' (1997) 25 Federal
Law Review 1.
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [42], [51], [91],
[96]-[99], [133], [140]-141], [152]-[154], [157]; Egan v. Chadwick
[1999] NSWCA 176, [130]-[142].
- Egan v. Chadwick [1999] NSWCA 176, [32].
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [41], [133], [94]-[99],
[138]-[139]. Cf Toy v. Musgrove (1888) 14 VLR 349, P. D. Finn,
Law and Government in Colonial Australia (1987) 111-13, 86-91,
160-5. J Uhr, Deliberative Democracy in Australia: The Changing Place
of Parliament (1998), 77-81.
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [38] (references
omitted).
- See above.
- See above.
- See above.
- Egan v. Chadwick [1999] NSWCA 176, [10], [43]-[47], [152].
This accords with the approach taken in Commonwealth v. Kreglinger
& Fernau Ltd (1926) 37 CLR 393, 411-15 and Commonwealth v.
Queensland ('the Queen of Queensland case') (1975) 134 CLR
298, 333-4.
- Egan v. Chadwick [1999] NSWCA 176, [44]-[45], C. R. Munro,
'Laws and Conventions Distinguished' (1975) 91 LQR 218, 228,
229-31.
- G. Lindell, Responsible Government' in P. D. Finn ed., Essays on
Law and Government3/4 Volume 1 Principles and Values (1995), Ch
4, 80-85ff.
- Constitution Act 1902 (NSW), s 5, Law-making: Egan v. Willis
[1998] HCA 71; 158 ALR 527, [49], [52], [100], [146]-[149], [178], [191].
Scrutiny of the executive: Egan v. Willis [1998] HCA 71; 158
ALR 527, [42], [45]-[46], [100]-[103], [105]-[107], [153]-[155], [191].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [47] (Gaudron, Gummow
and Hayne JJ).
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [103] (McHugh J),
[150], [154]-[155] (Kirby J), [194] (Callinan J).
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [42] (references
omitted), See also [46]-[47].
- Lange v. Australian Broadcasting Corporation (1997) 189 CLR
520, 561 cited, in part, in Egan v. Willis [1998] HCA 71; 158
ALR 527, [42]. Some of the ambiguities in the passage from Lange
are explored in C. Mantziaris, 'Interpreting Ministerial Directions
to Statutory Corporations: What does a theory of responsible government
deliver? (1998) 26 Federal Law Review 309, 336-7.
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [102]. See also
[103], [104].
- Egan v. Chadwick [1999] NSWCA 176, [135].
- See e.g., G. J. Lindell, above n, 76-9; G Winterton, above n, 71ff;
L. Zines, above n, 249-51, R. S. Parker, 'Responsible Government in
Australia' in P. Weller and D. Jaensch eds, Responsible Government
in Australia (1981), 11-22, H. Emy, 'The Public Service and Political
Control: The Problem of Accountability in a Westminster System with
Special Reference to the Concept of Ministerial Responsibility' in
Royal Commission on Australian Government Administration Appendix, vol
1 (1976), 16.
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [152].
- G. Lindell, 'Responsible Government' in P D Finn ed., Essays on
Law and Government: Volume 1 (1995), 75, 76-9 reworking RS Parker's
definition in 'Responsible Government in Australia' in P. Weller and
D. Jaensch eds, Responsible Government in Australia (1981),
ibid. Lindell did not place emphasis on the effect of section 49 cf
G. J. Lindell, 'Parliamentary Inquiries and Government Witnesses'
(1995) 20 Melbourne University Law Review 383.
- Lindell noted that several Australian jurisdictions have either adopted
(e.g. New South Wales), or are proposing to adopt, fixed-term parliaments.
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [45]. See also [155].
- Egan v. Chadwick [1999] NSWCA 176, [38]-[42].
- J. Uhr, Deliberative Democracy in Australia: The Changing Place
of Parliament (1998), 194.
- Egan v. Chadwick [1999] NSWCA 176, [42], citing W. E. Hearne,
The Government of England (1867), 180.
- See above.
- Egan v. Chadwick [1999] NSWCA 176, [45].
- Cf D. Woodhouse, Ministers and Parliament: Accountability in Theory
and Practice (1994), Ch 2, R. Brazier, Ministers of the Crown
(1997), 262-75, J. Uhr, Deliberative Democracy in Australia: The
Changing Place of Parliament (1998), 194ff, C. Turpin, 'Ministerial
Responsibility: Myth or Reality?' in J. Jowell & D. Jaensch eds,
The Changing Constitution, (2nd edn, 1989) 53, 56, and S. E.
Finer, 'The Individual Responsibility of Ministers' (1956) 54 Public
Administration 377.
- See The foundations laid by Lange v. ABC,
The functions of parliament within a system of
responsible government and Lange v. Australian Broadcasting Corporation
(1997) 189 CLR 520, 557-9.
- Cf E. Campbell, 'Parliament and the Executive' in L. Zines ed.,
Commentaries on the Australian Constitution (1977), 90ff and G. J.
Lindell, 'Parliamentary Inquiries and Government Witnesses' (1995) 20
Melbourne University Law Review 383, 400-1.
- J. Uhr, Deliberative Democracy in Australia: The Changing Place
of Parliament (1998) ch 8; M. Aldons, 'The Growth of Parliamentary
Committees of the House of Representatives and Joint Committees' (1991)
6(1) Legislative Studies 6 and K. Sibraa, 'Senate Committees
and Responsible Government' (1991) 5(2) Legislative Studies 32.
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [104]-[105] (McHugh
J), [154] (Kirby J).
- See below in respect of the Commonwealth
Parliament.
- G. Lindell, 'Parliamentary Inquiries and Government Witnesses' (1995)
20 Melbourne University Law Review 383, 400-1.
- For example D. Kinley, 'The Duty to Govern and the Pursuit of Accountable
Government in Australia and the United Kingdom' (1995) 21 Monash
University Law Review 116 and 'Governmental Accountability in Australia
and the United Kingdom: A Conceptual Analysis of the Role of Non-Parliamentary
Institutions and Devices' (1995) 18 University of New South Wales
Law Journal 409.
- See generally L. Zines, The High Court and the Constitution
(4th edn, 1997), 393-7 and G. Winterton, 'Popular Sovereignty and
Constitutional Continuity' (1998) 26 Federal Law Review 1.
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [42]. Section 75(v)
of the Constitution confers ('original') jurisdiction upon the High
Court '[i]n all matters-[I]n which a writ of mandamus or prohibition
or an injunction is sought against an officer of the Commonwealth'.
The importance of this jurisdiction has been evidenced recently in the
area of immigration law, where refugees denied judicial review of administrative
decisions under the Migration Act 1958 (Cwlth) have invoked the High
Court's jurisdiction under section 75(v): see the facts of Abebe
v. The Commonwealth; Re Minister for Immigration and Multicultural Affair
[1999] HCA 14.
- Cf D. Kinley, 'Governmental Accountability in Australia and the United
Kingdom: A Conceptual Analysis of the Role of Non-Parliamentary Institutions
and Devices' (1995) 18 University of New South Wales Law Journal
409, 425.
- J. Uhr, above 188-90 and Commonwealth Parliament, Joint Committee
of Public Accounts, The Auditor-General: Ally of the People and Parliament
(Report No 296, 1989) ch 5.
- Cf Commonwealth v. Colonial Combing, Spinning & Weaving Co
Ltd ('the Wooltops case') (1922) 31 CLR 421, 447; Hughes
Aircraft Systems International v. Airservices Australia (1997) 146
ALR 1, 74-5, 88-9; Western Australia, Royal Commission into Commercial
Activities of Government and Other Matters-Report Pt II (1992),
para 3.10.1.
- Cf P. D. Finn, 'A Sovereign People, A Public Trust' in P. D. Finn
ed., Essays on Law and Government-Volume 1 Principles and Values
(1995), Ch 1; 'The Abuse of Public Power in Australia: Making Our
Governors Our Servants' (1994) 5 Public Law Review 43, 'The Forgotten
Trust: the People and the State' in M. Cope ed., Equity: Issues and
Trends (1994), ch 5 and D. Kinley, 'The Duty to Govern and
the Pursuit of Accountable Government in Australia and the United Kingdom'
(1995) 21 Monash University Law Review 116, 128-31.
- See also [133, pt 2] (Kirby J).
- The Parliamentary Evidence Act 1901 (NSW) requires that the
attendance in one House, of members sitting in the other 'be procured
in conformity (so far as practicable) with the mode of procedure observed
in the British House of Commons'. The Speaker of the House may obtain
a warrant for attendance from a Judge of the Supreme Court: ss 5, 7-9.
Cf also the procedure set out in Constitution Act 1902 (NSW),
s 5B for submission of special measures to the electorate.
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [56] (Gaudron, Gummow
and Hayne JJ).
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [121] (Kirby J),
[184] (Callinan J).
- For example Senate Standing Orders 178 & 179. See H. Evans ed.,
Odger's Australian Senate Practice (7th edn, 1995), 443-4.
- H. Evans ed., Odger's Australian Senate Practice (7th edn,
1995), 444.
- The Court's utterance is rather elliptical: 'One aspect of responsible
government is that ministers may be members of either House of a bicameral
legislature and liable to the scrutiny of that chamber in respect of
the conduct of the executive branch of government ... The circumstance
that ministers are not members of a chamber in which the fate of administration
is determined ... does not have the consequence that [this] aspect of
responsible government ... does not apply to them': Egan v. Willis
[1998] HCA 71, 158 ALR 527, [45], cf [154].
- See text accompanying n 16 above, and H. Evans, ed., Odger's Australian
Senate Practice (7th edn, 1995), 456.
- Egan v. Chadwick [1999] NSWCA 176, [8].
- G. Lindell, 'Parliamentary Inquiries and Government Witnesses' (1995)
20 Melbourne University Law Review 383, 399 (references omitted).
- See text accompanying nn 12-13 above.
- Cf Egan v. Willis [1998] HCA 71, 158 ALR 527, [44].
- For example G. Winterton, Parliament, the Executive and the Governor-General
(1983), 79.
- For example G. Lindell, 'Parliamentary Inquiries and Government Witnesses'
(1995) 20 Melbourne University Law Review 383, 399-400.
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [10]. See also Kirby
J at [152]-[154].
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [45], [42].
- Egan v. Chadwick [1999] NSWCA 176, [35]-[38]. Cf also Egan
v. Willis [1998] HCA 71, 158 ALR 527, [91] (McHugh J).
- Lange v. Australian Broadcasting Corporation (1997) 186 CLR
520, 559 (emphasis added), cited in Egan v. Chadwick [1999] NSWCA
176, [37].
- See above, text accompanying n 50. But cf Egan v. Willis [1998]
HCA 71, 158 ALR 527, [92] (McHugh J) rejecting an argument that a House
of Parliament may compel a person who is not a member of the House (see
above).
- See below.
- L. Zines, The High Court and the Constitution (4th edn, 1997),
27-1, G. Winterton, Parliament, the Executive and the Governor-General
(1983), 101ff; R. Cranston, 'From Cooperative to Coercive Federalism
and Back?' (1979) 10 Federal Law Review 121, 137-141.
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [41].
- Compare the intergovernmental body considered in Horta v. Commonwealth
(1994) 181 CLR 183, which was established under the Petroleum (Australia-Indonesia
Zone of Cooperation) Act 1990 (Cwlth) and Article 7 of the Treaty
between Australia and the Republic of Indonesia on the Zone of Cooperation
in an Area between the Indonesian Province of East Timor and Northern
Australia (11 December 1989). See C. Mantziaris, 'Ministerial directions
to statutory corporations: What does a theory of responsible government
deliver?' (1998) 26 Federal Law Rev.309, 342-3 cf Hughes Aircraft
Systems International v. Airservices Australia (1997) 146 ALR 1,
24 (Finn J).
- See Egan v. Willis [1998] HCA 71; 158 ALR 527, [124]-126],
[133, pt 2], Egan v. Willis and Cahill (1996) 40 NSWLR 650, 663,
675, 686.
- 92 CLR 157, 162
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [27], [66], [147],
[179] (Callinan J not deciding).
- Parliamentary Privileges Act 1987 (Cwlth), s 16, Imperial
Acts Application Act 1969 (NSW), s 6, Constitution Act 1867
(Qld), s 40A, Imperial Acts Application Act 1984 (Qld), s 5,
Constitution Act 1934 (SA), s 38, Constitution Act 1975
(Vic), s 19, Imperial Acts Application Act 1980 (Vic) Pt II,
Div.3, Parliamentary Privileges Act 1891 (WA), s 1. See also
Arena v. Nader (1997) 71 ALJR 1604, 1605, R v. Jackson
(1987) 8 NSWLR 116, 118.
- 1 Wm & Mary Sess 2 c 2.
- See below.
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [23].
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [24], citing Commissioner
of Stamps (SA) v. Telegraph Investment Co Pty Ltd (1955) 184 CLR
453, 467, Cam and Sons Pty Ltd v. Ramsay (1960) 104 CLR 247,
258; Lange v. Australian Broadcasting (1997) 189 CLR 520, 562-6
and Commonwealth v. Colonial Combing, Spinning and Weaving Co Ltd
('the Wooltops case') (1922) 31 CLR 421, 463.
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [69].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [180] respectively.
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [133, pt 2], [134].
- See discussion below.
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [179]-[180], [183]-[184]
(reference to Armstrong v. Budd (1969) 71 SR (NSW) 386).
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [122]. See also
[124]-[126], [131]-[133].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [133, pt 1].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [133, pt 1]. The
distinction between 'legal' and 'political' question is repeated at
[134] and [147].
- See above.
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [133, pt 4] (references
omitted).
- Commonwealth Constitution, ss 9, 15, 107, 108, 123, 124.
- See generally, L. Zines, The High Court and the Constitution,
4th edn, 1997, 336-41, 389-91.
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [137].
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [133], n 244, citing
Osborne v. Commonwealth (1911) 12 CLR 321, Hughes and Vale
Pty Ltd v. Gair (1954) 90 CLR 203, Clayton v. Heffron (1960)
105 CLR 214, Cormack v. Cope (1974) 131 CLR 432, Eastgate
v. Rozzoli (1990) 20 NSWLR 188.
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [121; pt 4], [124].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [5], [25]-[26].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [5]. This concerned
the Court of Appeal's declaration upon the validity of Council's resolution
of 2 May 1996 paras 2 and (3)(a). This issue was not raised on the appeal
to the High Court. See p. *.
- Egan v. Chadwick [1999] NSWCA 176, [146].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [79].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [69].
- See generally Egan v. Willis [1998] HCA 71; 158 ALR 527, [65]-[70],
citing Stockdale v. Hansard (1839) 9 Ad & E 1, 112 ER 1112
and Bradlaugh v. Gossett (1884) 12 QBD 271.
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [70]. See also [111].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [111].
- Cormack v. Cope (1974) 131 CLR 432, Western Australia v.
Commonwealth ('the Territory Senators case') (1975) 134 CLR
201, Victoria v. Commonwealth ('the PMA case') (1975)
134 CLR 81. The authority of these cases is slim. But for a principled
defence of their ratio, see L Zines, 'The Double Dissolutions and
Joint Sittings' in G. Evans ed., Labor and the Consitution 1972-1975
(1977), 217, 227-30 and compare commentary on Zines's view by G. R.
Reid (ibid, 240-3).
- Cf comments made by Barwick CJ and Mason J in the double dissolution
case of Victoria v. Commonwealth ('the PMA case') (1975)
134 CLR 81, 119, 181-2.
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [70].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [70].
- See e.g. G. Lindell, 'The Justiciability of Political Questions: Recent
Developments' in H. P. Lee and George Winterton eds, Australian
Constitutional Prerogatives (1992), Ch 7, G. Marshall, 'Justiciability'
in A. G. Guest ed., Oxford Essays in Jurisprudence (1961), Ch
10, and v. Waye, 'Justiciability' in M Harris and v. Waye, eds, Australian
Studies in Law: Administrative Law (1991), 47.
- See n 8 above.
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [31], [48].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [193]-[194].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [50], The Court
reviewed a number of colonial authorities: Kielly v. Carson (1842)
4 Moo PC 63; 13 ER 225 (Newfoundland House of Assembly), Fenton v.
Hampton (1858) 11 Moo PC 347, 14 ER 727 (Legislative Council of
Van Diemen's Land), Doyle v. Falconer (1866) LR 1 PC 328 (House
of Assembly of Dominica), Barton v. Taylor (1886) 11 App Cas
197 and the post-federation authority of Willis and Christie v. Perry
(1912) 13 CLR 592 (New South Wales Legislative Assembly).
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [121, pt 3].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [157].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [81].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [82], [90].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [83].
- See above(1)-above(2).
- Egan v. Willis & Cahill (1996) 40 NSWLR 650, 659, 664,
685-6, 691-2 addressing, inter alia, Commonwealth Constitution ss 9,
15, 106, 107 and Australia Act 1986 (Cwlth), ss 2, 3, 4.
- See Egan v. Willis [1998] HCA 71, 158 ALR 527, [33]-[34]. Callinan
J remained silent on the issue.
- Egan v. Willis [1998] HCA 71, 158 ALR 527. [89]-[90], See also
[85]-[88].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [89].
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [140].
- R v. Richards; Ex parte Fitzpatrick and Browne (1955) 92 CLR
157; Egan v. Willis [1998] HCA 71; 158 ALR 527, [28]. Article
9 of the Bill of Rights (1688) is discussed above at p. above.
- Parliamentary Privileges Act 1987 (Cwlth), s 5.
- E Campbell, 'Parliamentary Privilege and Admissibility of Evidence'
(1999) 27(3) Federal Law Review (forthcoming).
- See most recently the arguments raised in the Queensland Supreme Court
in Laurance v. Katter (1996) 141 ALR 447 and in the Privy Council
in Prebble v. Television New Zealand Ltd [1995] 1 AC 321 on the
status of Article 9 of the Bill of Rights (1688).
- See generally: E. Campbell, 'Parliament and the Executive' in L Zines
ed., Commentaries on the Australian Constitution (1977) 88, 95,
A. Twomey, 'Reconciling Parliament's Contempt Powers with the Constitutional
Separation of Powers' (1997) 8(2) Public Law Review 88, and G.
Lindell, 'Parliamentary Inquiries and Government Witnesses' (1995) 20
Melbourne University Law Review 383, 386.
- Parliamentary 'proceedings' are defined broadly in subs 16(2) of the
Parliamentary Privileges Act 1987 (Cwlth) as 'all words spoken and acts
done in the course of, or for the purpose of or incidental to, the transacting
of the business of a House or of a committee...'
- E Campbell, 'Parliamentary Privilege and Admissibility of Evidence'
(1999) 27(3) Federal Law Review (forthcoming). See also D. O'Brien,
'Parliamentary Privilege and the Implied Freedom of Speech' (1995) 569
Queensland Law Society Journal 569.
- (1955) 92 CLR 157.
- Egan v. Willis [1998] HCA 71; 158 ALR 527,[23],[28]-[29]. See
text accompanying n above.
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [136], See also
text accompanying n below.
- See 'Parliament's powers to compel or punish'.
- Egan v. Chadwick [1999] NSWCA 176, [5], Spigelman CJ citing
the High Court's affirmation of Sir Owen Dixon's views on the subject
in Lange v. Australian Broadcasting Corporation (1997) 186 CLR
520, 563-4. Cf Sir Owen Dixon, 'The Common Law as an Ultimate Constitutional
Foundation' in Woinarski ed., Jesting Pilate (1952), 203, reprinted
from (1952) 31 ALJ 240 and L. Zines, 'The Common Law in Australia:
Its Nature and Constitutional Significance' (Australian National University
Centre for International and Public Law Occasional Papers, Canberra,
1999 forthcoming.).
- Cf Egan v. Chadwick [1999] NSWCA 176, [7].
- Egan v. Chadwick [1999] NSWCA 176, [80], [84] (Spigelman CJ),
[127] (Priestley JA).
- Egan v. Chadwick [1999] NSWCA 176, [72]-[74], [120] citing
Grant v. Downs (1976) 135 CLR 746, 685, Baker v. Campbell
(1983) 153 CLR 52, 66, 118, 119-120, 130, Attorney-General v. Maurice
(1986) 161 CLR 475, 487; Commissioner of Australian Police v. Propend
Finance Pty Ltd (1997) 188 CLR 501, 543.
- Egan v. Chadwick [1999] NSWCA 176, [74], [113].
- Egan v. Chadwick [1999] NSWCA 176, [86].
- See above 'The functions of parliament within a
system of responsible government' and 'The common
law test of reasonable necessity'.
- See above.
- Egan v. Chadwick [1999] NSWCA 176, [135].
- Egan v. Chadwick [1999] NSWCA 176, [51], [123]-[125], citing
Sankey v. Whitlam (1978) 142 CLR 1, 39, 43, 63-4, 95-6, 98-9
and Commonwealth v. Northern Land Council (1993) 176 CLR 604,
616-8.
- Egan v. Chadwick [1999] NSWCA 176, [123]-[129].
- Egan v. Chadwick [1999] NSWCA 176, [71].
- See discussion above(1) and (2).
- See C. Mantziaris, 'Ministerial directions to statutory corporations:
What does a theory of responsible government deliver?' (1998) 26(2)
Federal Law Review 309, 344-5 commenting on judicial choices
made in Hughes Aircraft Systems International v. Airservices Australia
(1997) 146 ALR 1.
- See above.
- Egan v. Chadwick [1999] NSWCA 176, [52].
- Egan v. Chadwick [1999] NSWCA 176, [55].
- See discussion above.
- See below.
- Note that Spigelman CJ stated that no conflict with any aspect of
'individual ministerial responsibility' arose in the proceedings: Egan
v. Chadwick [1999] NSWCA 176, [71].
- Egan v. Chadwick [1999] NSWCA 176, [128].
- Egan v. Chadwick [1999] NSWCA 176, [129] citing Commonwealth
of Australia v. John Fairfax & Sons Ltd (1980) 147 CLR 39, 52
(Mason J).
- Egan v. Chadwick [1999] NSWCA 176, [143].
- Egan v. Chadwick [1999] NSWCA 176, [140]-[143].
- Egan v. Chadwick [1999] NSWCA 176, [140].
- Egan v. Chadwick [1999] NSWCA 176, [69]-[71], [154].
- Commonwealth v. Northern Land Council (1993) 176 CLR 604, especially
at 614-5.
- See above.
- Sir Ivor Jennings, Cabinet Government (3rd edn, 1969), 267
cited in Egan v. Willis [1998] HCA 71; 158 ALR 527, [183].
- Commonwealth v. Northern Land Council (1993) 176 CLR 604, 614.
- Egan v. Chadwick [1999] NSWCA 176, [57], drawing attention
to the decisions in Attorney-General v. Jonathon. Cape Ltd [1976
1 QB 752 and Air Canada v. Secretary for Trade [1983] 2 AC 394.
- H. Evans ed., Odgers' Australian Senate Practice (7th edn,
1995), 456. See below.
- The Commonwealth Government's present policy towards the disclosure
of documents to parliamentary committees is outlined in two documents:
Government Guidelines for Official Witnesses before Parliamentary
Committees and Related Matters, Department of Prime Minister and
Cabinet, 1989 ('the Witness Guidelines'); and Legal Practice Briefing
No 29, 'Appearing Before Parliamentary Committees', 21 December
1996, produced by the Attorney General's Department ('the Legal Practice
Advice').
- See n 205 above.
- Egan v. Willis [1998] HCA 71, 158 ALR 527, [13].
- R v. Richards; Ex parte Fitzpatrick and Browne (1955) 92 CLR
157 cf Kielley v. Carson (1842) 4 Moore 63; 13 ER 225.
- Barton v. Taylor (1885) 11 AC 197, Willis v. Perry (1912) 13
CLR 592, Armstrong v. Budd [1969] 1 NSWR 649. See generally,
A. Twomey, 'Reconciling Parliament's Contempt Powers with the Constitutional
Separation of Powers' (1997) 8(2) Public Law Review 88, 90-91,
102.
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [55].
- The para 3(b) matter: Egan v. Willis [1998] HCA 71; 158 ALR
527, [55]. See above and text accompanying n 20.
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [184], [183].
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [104].
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [159].
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [159].
- See H. Evans ed., Odgers' Australian Senate Practice (1995),
Appendix 2, Resolution 6 'Matters constituting contempts', paras 8 &
13.
- See also discussion above.
- See A. Twomey, 'Reconciling Parliament's Contempt Powers with the
Constitutional Separation of Powers' (1997) 8(2) Public Law Review
88. A similar argument has also been put by Enid Campbell in the context
of the constitutional validity of the subs 16(3) of the Parliamentary
Privileges Act 1987 (Cwlth): Enid Campbell, 'Parliamentary Privilege
and Admissibility of Evidence' (1999) 27(3) Federal Law Review
(forthcoming). See discussion above.
- (1955) 92 CLR 157.
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [136] n 256. Kirby
J's footnote accompanies the text which appears at n 171 above.
- Cf Egan v. Willis [1998] HCA 71, 158 ALR 527, [28]-[29], especially
n 30.
- The Senate position is addressed in H. Evans ed., Odgers' Australian
Senate Practice (7th edn, 1995), chs 17-18.
- 25 February 1988 reprinted in Appendix 2 to H. Evans ed, Odgers'
Australian Senate Practice (7th edn, 1995).
- H. Evans ed., Odgers' Australian Senate Practice (7th edn,
1995), pp 447-8, 457, 511-12.
- ibid, 445.
- J. Uhr, Deliberative Democracy in Australia: The Changing Place
of Parliament (1998), 201, referring to the Senate Standing Committee
on Finance and Public Administration, Report 1993, 77, 91-6,
107-110.
- H. Evans ed., Odgers' Australian Senate Practice (1995), 436.
- Cf the situation in the British House of Commons: P. M. Leopold, 'The
Power of the House of Commons to Question Private Individuals' [1992]
Public Law 541.
- R v. Richards; Ex parte Fitzpatrick and Browne (1955) 92 CLR
157. But see discussion above.
- See also above.
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [56], 121], [184].
- Egan v. Willis [1998] HCA 71; 158 ALR 527, [93]. See also [82],
[62].
- See above.
- See above.
- See above.

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