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Community Participation in Parliamentary Committees: Opportunities
and Barriers
Kate Burton
Politics and Public Administration Group
30 November 1999
Contents
Major Issues
Introduction
Background to the Committee System
The Committee System in Brief
Senate Committees
House and Joint Committees
Overseas Comparisons
The Inquiry Process
Committee Hearings
Witnesses before Parliamentary Inquiries
Treatment of Witnesses
Community Access to Parliamentary
Committees
Barriers to Community Participation
Process
Language
Time
Funding constraints
Conclusions
Appendix 1: Standing Committee on
Procedure
Review of the House of Representatives Committee System
Summary and Recommendations
Appendix 2: Senate Committees
Select Committees
Legislation Committees
Reference Committees
Legislative Scrutiny Committees
Standing Domestic Committees
House of Representatives Committees
Domestic Committees
General Purpose Standing Committees
Joint Committees
Endnotes
Major
Issues
Parliamentary committee inquiries are intended to serve
several important functions in Australia's system of responsible parliamentary
government. Generally speaking, these are: to report to and advise the
Senate or House of Representatives on a bill or a matter; to perform an
accountability role, scrutinising and reporting on the activities and
performance of government departments and agencies; to enhance the deliberative
powers of parliament by furnishing members with information and evidence
on an issue before parliament, and through the participation of the members
themselves in the inquiry; and to 'take the parliament to the people'
through public hearings. These involve sections of the community in law
making and policy review and contribute to the democratic process.
This last function is currently under review by the House
of Representatives Standing Committee on Procedure. In March 1999 the
Committee resolved to conduct an inquiry into the opportunities for community
involvement in the procedures and practices of the House of Representatives
and its committees, although its findings will be as relevant to the operation
of Senate committees.
Changes in committee procedures, from the ways in which
committees publicise hearings to the increase in the number of hearings
held around the country, have made the committee system both more widely
known and more accessible to the public. While not downgrading the positive
participatory effects these changes have had, there are areas in which
further changes could produce still further positive results. These areas
are:
- whether community input at the inquiry stage is effective, given that
committee members often establish a position on a committee matter before
attending hearings. Reports are often subsequently produced along party
lines
- whether evidence gathered at informal settings (for example in the
open in the outback) has the same technical and authoritative status
as that heard in a formal hearing environment (such as committee room
in Parliament House)
- if this is not the case, its implications, in terms of equal access,
for members of the community who are unable to participate in hearings
in formal environments (perhaps due to discomfort in such surroundings)
- other access issues raised by the introduction of electronic communication,
such as tele and video-conferencing, to conduct hearings. The result
is often reduced access and participation for those who have limited
or no access to telephones and other means of electronic communication
- the treatment of witnesses by committee members, for example hostile
questioning and disrespectful treatment, and
- the use of interpreters for non-English speaking witnesses and translators
to record evidence in Hansard.
These obstacles to fuller and more meaningful and equitable
community participation in committee inquiries can be overcome with the
development and implementation of written procedural guidelines which
cover, for example, methods of attracting wider public interest and participation
in the parliamentary committee process, standard provision of interpreters
and translators for non-English speaking witnesses and the appropriate
conduct of committee members when questioning witnesses.
Introduction
Parliamentary committees perform a number of important
functions within Australia's system of government. These functions include:
- scrutinising government activity
- informing members on various issues
- taking the parliament to the people, through public submissions and
public hearings
- opening the parliamentary and legislative process to the public, particularly
by stimulating public debate on issues of significance
- contributing to the formulation of better public policy by providing
parliament with expert and informed opinion on specific matters before
parliament, and
- contributing to better legislation through the scrutiny of bills with
regard to technical requirements and the safeguarding of fundamental
personal rights and liberties.
On 10 March 1999 the House of Representatives Standing
Committee on Procedure resolved to conduct an inquiry into the opportunities
for community involvement in the procedures and practices of the House
of Representatives and its committees. A focus of the inquiry is the use
of electronic communication to increase community participation in committee
inquiries.
This Research Paper looks at the current avenues for
and barriers to community participation in committee inquiries. The Paper
does not attempt to evaluate whether community input impacts on a committee's
report and, in turn, whether this influences the content of government
legislation or policy. Rather, the focus here is on the processes and
procedures that facilitate or hinder participation.
The first section of the Paper provides an overview of
the parliamentary committee structure and the significant changes it has
undergone since 1901. The distinction is made in the second section between
committees that call for public submissions and for witnesses, and those
that are 'internal' to the Parliament.
The third section provides a brief description of overseas
committee systems.
The fourth section of this research paper outlines the
inquiry process. The focus here is on the means by which community participation
occurs, and the nature of this participation. Problems with the process
are pointed out, particularly the problem of the status of evidence heard
in informal environments, as compared with the status of evidence taken
in formal settings.
Evidence given by witnesses and the treatment of witnesses
before committee hearings are the focus of the fifth section of the paper.
Once again, problems are pointed out, such as the methods of questioning
adopted by some committee members. The final section of the paper looks
at questions of community access such as video and tele-conferencing and
translating evidence for Hansard. It is pointed out that current practice
amongst committees is not always consistent with general principles of
equity and equal opportunity, nor are committee practices consistent amongst
each other. (It is, however, beyond the scope of this paper to speculate
why such differences arise.)
To set Australia's parliamentary committee system in
an international comparative context, Appendix Three sets out, in two
tables, the committee structure, and the powers of committees to call
witnesses, in 18 countries.
While recent attempts to increase community participation
in committee inquiries must be commended, the Paper shows that significant
obstacles remain for many in the community whose views are often highly
relevant to a matter before a committee. It is suggested that many of
these obstacles would be overcome through the introduction of formal written
guidelines, such as the anti-discrimination measures that operate in the
public sector, that address issues such as: the appropriate questioning
of witnesses; procedures for admitting evidence gathered informally; and
the provision of interpreters and translators so that evidence given in
languages other than English can be recorded in Hansard.
Background
to the Committee System
Section 49 of the Constitution recognises the role of
committees as instruments of Parliament by referring to:
The powers, privileges and immunities of the Senate
and of the House of Representatives, and of the members and the committees
of each House...(1)
According to the House of Representatives Practice,
however, there are other possible sources of authority for the appointment
of committees (although the power to appoint committees is not in doubt).
Apart from s. 49, two other sources are:
- s. 50 of the Constitution, on the grounds that, to provide by standing
orders for the setting up of committees, is to regulate the 'business
and proceedings' of both houses of parliament, and
- common law, according to which the establishment of a legislative
chamber carries with it, by implication, powers which are necessary
to the proper exercise of the functions given to it.(2)
Section 49, however, accords sufficient authority to
the Senate and to the House to appoint committees of inquiry that reference
to either of the other sources is not necessary.
The role of parliamentary committees is to perform functions
that neither the Senate nor the House of Representatives is well suited
to perform. For example, committees are set up to carry out investigations,
to hear and evaluate expert evidence, to discuss matters in detail and
to formulate informed and reasoned conclusions. These functions are more
effectively performed by small groups of Senators and Members than by
either chamber in plenary session. In addition, a number of committees
can operate at the same time, which means that more business can be dealt
with than if all matters were considered in Parliament. Committees also
concentrate on specific issues and tasks, thus offering the benefits of
specialisation.
Parliamentary committees play an important role in the
democratic system of government. They provide the opportunity for individuals
and groups to give their expert or informed opinion on matters being considered
by the Parliament. The process whereby committees invite public submissions
is also a means of raising public awareness of matters before Parliament.
Committees of inquiry therefore have the potential to air interests that
otherwise might not be presented either in public or before members of
parliament. One way in which this is achieved is that, by calling for
submissions from the public on particular issues, committee inquiries
can attract a wider range of views than a department might canvass in
preparing legislation. For example, in 1991 the Senate Standing Committee
on Community Affairs recommended a range of amendments to the Social Security
(Disability and Sickness Support) Amendment Bill 1991 after hearing evidence
from affected groups. These groups felt that they had not been adequately
consulted by the relevant department when the legislation was drafted.
The Government agreed to the amendments proposed by the Committee to ensure
that the legislation benefited the groups it was designed to assist.(3)
The
Committee System in Brief
Senate Committees
Senate committees have been operating since 1901 and
have changed in purpose and make-up since that time.(4) The current system
is largely the result of the 1970 restructuring, at which time the Senate
established a system of general purpose and legislative standing committees.
These would 'stand ready' to inquire into matters referred by the Senate,
including policy and administrative issues which covered the scope of
government activity. Estimates committees were also established in 1970
to scrutinise the details of government expenditure. In 1989 they were
given the task of scrutinising annual reports of government departments
and agencies. Also at that time a new procedure was adopted for the systematic
referral of bills to committees for scrutiny.
In 1994, following a report by the Procedure Committee
into the Committee system, the Senate restructured its committee system
by creating a paired system of standing committees: References Committees
and Legislation Committees. The distribution of chairs was a central issue
in the restructuring of the Senate committee system. Ministers did not
want to relinquish control over the legislative agenda to committees chaired
by non-government senators (particularly if that chair had a casting vote).
The Procedure Committee therefore proposed a system whereby Legislation
Committees would be chaired by government senators while the chairs of
References Committees would be distributed amongst non-government senators,
according to the representation of non-government parties in the Senate.
Chairs of other committees were also distributed according to the representation
of parties and independents in the Senate. Select committees were not
affected by the restructuring, and they continue to have a mixture of
non-government and government party majorities.(5)
The paired committees cover eight broad subject areas
with different memberships. The Legislation Committees took on the function
of the former estimates committees, and are still often referred to as
'estimates' committees. The restructuring was intended to result in more
coordinated committee work, the incorporation of estimates in the general
framework of the committee system and a more accurate reflection in committee
chairs and members of the political composition of the Senate.(6)
House and Joint Committees
The committee system for the House has, like the Senate's
committee system, undergone changes since its inception in 1901. For the
first four parliaments (1901-1913) the only committees appointed by the
House were select committees of the House itself. The first committee
to be appointed looked into the Decimal System of Coinage (1901). Between
1913 and 1931, there were more joint committees of scrutiny than there
were House committees, even after the establishment of a comprehensive
system of general purpose standing committees by the House in 1987 (for
the most part these are shadowed by the eight Senate standing committees).
By 1991, however, the House relied for scrutiny work more on its own committees
than it did on joint committees.(7) (In the early 1980s the House experimented
with estimates committees. These lasted only two years and were government-controlled
so operated under constraints.)
House committees are comprised of Members in proportion
to the numerical strength of each group (parties and independents) in
the House. Therefore, government members form a majority on each committee.
Each committee is also chaired by a government member, although the deputy
chair is held by an opposition member.
1994 saw the introduction of the Main Committee as an
alternative venue to the House of Representatives for debate on specific
business. The Main Committee is not a conventional committee. It has no
investigatory powers and cannot take evidence from the public, although
its meetings are open to the public and are televised on an in-house television
monitor. It is really a forum for debate of non-contentious bills, so
as to leave more time for debate on the floor of the Chamber. It handles
the second reading stage of bills and considers in detail clauses of bills.
It also debates committee and delegation reports and papers presented
to the House, although disagreement on legislation is resolved in the
Chamber. All members of the House are members of the Main Committee and
are eligible to participate in its meetings. It is chaired by the Deputy
Speaker, while the Chief Government Whip has primary responsibility for
determining its agenda.
In May 1998 the House of Representatives Standing Committee
on Procedure published a report titled Ten Years On: a Review of the
House of Representatives Committee System. Amongst other things, it
recommended a reduction of the number of committees and of the number
of positions on general purpose standing committees. The reasons given
for this were, first, to free up members' time and, secondly, to increase
the resources that were available for any one committee. It also found
that governments did not respond 'in a proper and timely manner' to committee
reports and that the time made available for debating the reports in the
Main Committee was inadequate.
The Committee also recommended that standing orders be
amended to recognise less formal procedures, such as informal discussions,
seminars and workshops, 'which have become an accepted part of modern
committees' operations.'(8) This recommendation is consistent with the
argument of the present paper. The summary and recommendations of the
review of the House of Representatives Committee System is attached at
Appendix 1.
No formal government response to the review has been
submitted; however the government adopted several of the Committee's recommendations.
These include:
- reduction (to 10) of the number of members on general purpose standing
committees to reduce members' workloads
- evidence given in camera not be released by a committee without the
agreement of witnesses (subject to a trial period)
- recognition as appropriate inquiry procedure, the less formal processes
used by committees to gather information, and
- processes relating to the use of electronic communication, by committees
and as a means of receiving evidence.(9)
An overview of the Parliamentary committee structure
is attached at Appendix 2.
Overseas
Comparisons
Australia is not alone is making significant structural
changes to its system of parliamentary committees. The 1970s and 1980s
saw a number of western democracies establish a system of permanent, specialised
committees. Britain, Denmark and Spain all shifted from a system of ad
hoc committee arrangements to a system of standing committees. Ireland
did so in 1993, while Switzerland introduced reforms in 1991 that brought
its previously unused specialised committees into use. Related to this
development is the increased use of public hearings by parliamentary committees
in western Europe. In Belgium, Sweden, Finland, France and Greece, committees
scrutinising legislation began to hold such hearings for the first time
in the last 15 years, while Italy and Germany have increased their use
of public hearings. British academic and parliamentary observer Malcolm
Shaw argues that these trends are part of a desire for 'fuller information
and enhanced administrative accountability'.(10)
Committee powers vary across the number of European countries
and contrast to the Australian committee restructure.(11)
The
Inquiry Process
The inquiry process may vary from inquiry to inquiry
as circumstances demand but usually consists of the steps outlined below.
- Initiation of inquiry, for example in the Senate Chamber after the
bill has been introduced, on recommendation of the Selection of Bills
Committee, or as a reference to a committee not based on a bill
- Reference received by the committee
- Advertisements placed in relevant major newspapers, and submissions
invited from individuals and organisations
- Submissions received and, where appropriate, authorised for publication
- Committee may conduct on-site inspections, background briefings and
seminars
- Committee conducts public hearings with selected individuals and organisations
requested to give oral evidence
- Committee considers evidence and prepares report
- The report is tabled in the Parliament and may be debated
- Copies of the report are sent to witnesses and organisations and persons
who made submissions, and distributed through Ausinfo bookshops as well
as being published on the Internet
- Government considers report
- Government responds to report. Since 1973, governments have undertaken
to respond to Senate committee reports within a specified period. This
period has usually been three months. After 1994, however, when new
standing orders were adopted which authorised the addition of dissenting
reports, a new Senate resolution was added which requires the government
to respond also to minority and dissenting reports, and any matters
added to the report by a committee member.(12) Governments have, since
1978, responded formally to committee reports in the form of a statement
to the House. Originally, the response had to be within six months,
but in 1983 this was changed to three months.(13) Two hundred and forty
seven reports have been tabled since the establishment of the committee
system in 1987; of these, only 19 received responses within the three
month period. Of the 68 reports tabled in the 38th Parliament,
only 1 received a response within the agreed period.(14)
It should be pointed out that important, although informal,
steps occur before a bill or a matter is referred to a committee of inquiry.
A bill that is referred to a committee will have already been discussed
and debated by the parties in their parliamentary caucuses. These caucuses
develop binding party positions on a bill or other matter before it is
presented to the House of Representatives. It is then that the bill is
referred to a committee. Members of the committee which receives the bill
or matter thus begin the inquiry with established and, for the most part,
binding party positions.(15) Therefore, community participation in the
committee inquiry process is more likely to be meaningful, in the sense
that parliamentarians' views could be influenced, if it occurs before
parties develop their binding positions on a matter before parliament.
The use of seminars, workshops and conferences, which already take place,
could therefore be expanded and included in an inquiry process as a matter
of course, to ensure that the process is genuinely participatory and that
committee members want to be informed.
Another early stage in the inquiry process-advertising
the inquiry and calling for public submissions-raises the issue of the
breadth of community participation in committee inquiries. Currently,
each committee and inquiry uses what are deemed as appropriate means for
informing relevant communities about an upcoming inquiry and for inviting
submissions. Committees differ as to what means are deemed 'appropriate'
and hence different practices exist across committees. Commonly, newspaper
advertisements are placed in major metropolitan papers and on the Internet,
although several committee secretaries note that advertising draws little
response. Most responses are from groups and individuals who are already
aware of the existence of the bill or who are contacted by politicians,
their staff, or the committee secretariat.(16) Groups and individuals
who are known to have an interest in a particular matter are often invited
to make a submission. Specific groups can also be reached by selective
advertising: for example, using rural newspapers to reach wheat growers
who may be affected by a wheat marketing bill; or foreign language newspapers
to reach residents of inner Sydney. Major and peak organisations are also
contacted, with the expectation that these groups will inform their constituencies
of the inquiry and pass on specifications for submissions. Other methods
of informing communities include word of mouth (for example amongst remote
Aboriginal communities whose access to daily newspapers may be limited).
Reliance on these methods, however, contributes to the
problem of attracting the 'usual suspects' (that is, the obviously relevant
interest groups) to make submissions to committee inquiries. For committees
to reach beyond the 'usual suspects', and perhaps attract a broader range
of community views, alternative methods of publicising inquiries have
to be adopted. One of the main problems with attempting to publicise parliamentary
activities and achieve greater public participation in parliamentary activities
is the attitudes of many members of the public towards parliamentary affairs.
Numerous studies show that the public has a distrust of parliamentarians
and a cynical attitude towards activities of the parliament.(17)
It seems, then, that two major obstacles stand in the
way of attracting greater community participation in committees. The first
is that the existence of parliamentary committee inquiries are not, as
a matter of course, publicised beyond major metropolitan newspapers. Efforts
are made by committee secretariats to reach relevant individuals and groups
but, largely due to time constraints, these efforts are focused on the
most 'obvious' potential witnesses.
The second obstacle is to break down public perceptions
of the irrelevance of parliamentary activities to their lives. Clearly
this cannot be done only through the work of committees. At the same time,
however, given that one function of the committee system is to 'take parliament
to the people', a strong case exists to use innovative and experimental
methods in order to fully carry out this role.
Depending on the subject under inquiry, a range of specific
interest groups can be reached in the following ways:
- greater use of the Internet. Committees currently advertise hearings
on their Internet homepages, but more 'hits' might be attracted if links
were arranged on the websites of organisations that are related to a
particular inquiry
- radio broadcasts. The Parliament may be able to negotiate relatively
inexpensive air time with public, private and community broadcasters
to advertise an inquiry. This method of advertising is likely to reach
broader and more diverse audiences than advertisements in the major
metropolitan newspapers. Given the strong political views often heard
on talkback programs such as John Laws, many radio listeners might welcome
the opportunity to make a submission to a parliamentary inquiry. The
Parliament could use its own recording facilities to produce inviting
advertisements, pitched at the appropriate audience, and have these
played on air
- the same might be possible with television air time, although the
cost of this might be prohibitive
- the format of newspaper advertisements could be altered with the aim
of attracting submissions from a broader range of individuals and groups.
The size and layout of the text and the inclusion of simple graphics
or illustrations could be used to catch the attention of, for example,
young people or, more generally, those members of the public whose attention
would not be attracted by the coat of arms at the top of an advertisement.
There is obviously an efficiency argument for using a standard format
for calls for submissions. Once again, however, innovation in this area
might help committees to carry out more fully their role of bringing
parliament and the people (not just the 'usual suspects') together,
and the cost of small alterations to the standard format need not be
excessive, and
- informing the public at Parliament House. Visitors to Parliament House
would not be aware that committee hearings are in progress-there are
no signs in the foyer indicating that a public hearing is being conducted
and that the public is welcome to attend. The lack of such information
reinforces the separation between, on the one hand, the public as mere
onlookers at Parliament and, on the other hand, the public as participants
in the parliamentary process. A sign in the foyer could list the hearings
in progress and encourage visitors to Parliament House to sit in, just
as they do in the Chamber. Information could also be provided about
the committee system and the procedures for making submissions and attending
hearings as a witness.
Committee Hearings
The format of the proceeding can vary, from the standard
format of statement/question/answer to the more relaxed, and less frequent,
round table and seminar formats. Regardless of the surroundings-a committee
room in Parliament House or a tin shed at the local racetrack-the hearing
process is governed by parliamentary privilege, by rules set out in the
conduct of proceedings (covering matters such as meeting and election
of a chair, quorum, equally divided votes and disclosure of evidence(18))
and by resolutions of the Senate and of the House relating to the protection
of witnesses (outlined below). Relevant rules of both Houses apply to
committee proceedings, for example offensive language and personal reflections,
although the examination of witnesses is generally conducted in a relatively
relaxed fashion.
Evidence heard at hearings conducted in committee rooms
at Parliament House in Canberra can be supplemented by informal sessions
and site inspections. For example, the Standing Committee on Foreign Affairs,
Defence and Trade spent a day on HMAS Swan as part of its inquiry into
sexual harassment in the defence force. Other site inspections have occurred
as part of inquiries into environmental issues, transport matters and
rural issues.
Round table discussions and seminars could also be effective
means by which committees gather information and hear the views and opinions
of relevant members of the community. The Standing Committee on Finance
and Public Administration held a conference in association with the University
of Canberra on public service reform. The conference involved public servants,
academics, unionists and journalists and the papers were prepared by the
Committee as its report. The aim of the process was to contribute information
and debate on the topic of public service reform.(19)
Research conducted into witnesses' perceptions of the
inquiry process indicates that many find the round table, seminar and
workshop sessions less intimidating and more effective in communicating
their views than formal hearings. The following comments were made by
witnesses who participated in a round table discussion:
'microphones formalised the event [but] the layout
was not intimidating'
'[an] effective exchange of views. Perhaps drew out
views more'
'to some extent it was not 'informal' but it was
not a grilling', and
'I liked the informality and the ability to canvass
issues'.(20)
Peter Keele of the Committee Office was interviewed as
part of the same research and he commented on some of the benefits of
the less formal approach of the round table:
'the witnesses can immediately respond/rebut/support
a comment that another witness has made. Thus a witness does not have
to rely on the particular matter coming up again in his/her subsequent
question and answer session with the Senators, or have to come back
to the Committee to be heard again'
'it can save the time of the Committee by bringing
all people to the table, instead of one at a time'
'it can improve the value of the evidence and allow
the lines in a debate/discussion to emerge simultaneously'
'it can increase the effectiveness of the hearing
process in general and perhaps ultimately the Report'.(21)
Public meetings have also been used in preliminary stages
of an inquiry, where there is widespread community interest in an inquiry
and a large number of persons involved. In such cases the formal hearing
procedure would be time consuming and probably would produce repetitive
statements. House of Representatives Practice states that 'Public
meetings not only enable committee members to be exposed to community
attitudes but also to provide an opportunity for a large number of private
citizens to put their views to the committee'.(22)
These informal procedures have a number of benefits and
are particularly useful in certain kinds of inquiries. For example, in
its field trips around the country, the Standing Committee on Aboriginal
and Torres Strait Islander Affairs conducts discussions with Aboriginal
communities and groups, as well as other community organisations. These
discussions allow a freer flow of information and exchange of views than
might be the case in a formal environment such as a committee hearing
room at Parliament House. There is also the likelihood that those who
are unwilling to place themselves before a public committee hearing may
feel more comfortable expressing their views in another, perhaps more
familiar, environment.
Witnesses
before Parliamentary Inquiries
As was noted above, not all committees hold public hearings
and hear evidence from the community, and witnesses who do appear before
a committee appear for different reasons. Witnesses may be called before
a committee either because they are public servants, and have knowledge
about a particular government program or policy that is of interest to
the committee, or because they are stakeholders in the community which
has an interest in the matter under inquiry. A witness may also be asked
to appear before a committee because they are considered to be an 'expert'
in a particular field.
In order that committees are effective in their role
of information-gatherers, they have the power to summon witnesses.(23)
In practice, however, the power to compel witnesses to attend committee
hearings and to produce documents is rarely used. Inquiries usually proceed
on a voluntary basis, beginning with the invitation to make submissions,
to produce other documents and to give oral evidence before the committee.
If a witness is subpoenaed, failure to appear and to
produce documents may be punished as contempt, and can result in imprisonment.
Witnesses do, however, possess legal protection in respect of the evidence
they provide to committee inquiries. Under the Parliamentary Privileges
Act 1987, witnesses appearing before a committee have the same legal
immunities of protection afforded to Senators and Members in proceedings
of Parliament. This protects against prosecution, suit, examination or
questions before a court or tribunal. Witnesses are also entitled to protection,
under the powers of the Senate and of the House, from any adverse consequences
that arise from their giving evidence.(24) The following procedures have
been adopted by the Senate in order to protect witnesses (in practice
the House also abides by these although not all have been formally adopted):
- witnesses are normally invited to appear, and are subpoenaed only
when a committee decides that the circumstances warrants the issue of
a summons
- a formal order for the production of documents is, similarly, only
made when the committee decides that the circumstances warrant such
an order
- witnesses are given reasonable notice of the hearing at which they
are to appear and are supplied with a copy of the committee's terms
of reference, a statement of matters expected to be dealt with during
the witness's appearance and a copy of the procedures
- witnesses are given the opportunity of providing written evidence
before being invited to give oral evidence
- witnesses are offered the opportunity to give evidence in camera,
although a committee may refuse if it is considered that the evidence
should be heard publicly
- witnesses may refuse to answer any questions, and the committee must
consider whether it will insist upon an answer to the question
- persons must be given reasonable opportunity to respond to evidence
adversely affecting them, and
- an officer of a department of the Commonwealth or the State shall
not be asked to give evidence on matters of policy and shall be given
reasonable opportunity to refer questions asked of them to the relevant
superior officer or Minister.(25)
Evidence of witnesses is recorded in Hansard, although
evidence taken in camera is recorded but not published. A committee may
decide, at a later stage, to publish the evidence and witnesses are therefore
warned before giving in camera evidence that this may occur. A proof of
the Hansard record is provided to witnesses so that they may make typographical
or factual corrections before the committee's final report is published.
There is no requirement that witnesses be sworn (except
in hearings before the Privileges Committee), although both Senate and
House committees have the power to take evidence on oath. In most cases
this power is not exercised. As pointed out in Odgers' Australian Senate
Practice, however:
[t]he swearing in of a witness has no effect on the
witness's obligation to provide truthful answers to a committee or
on the Senate's [or House's] ability to deal with a recalcitrant or
untruthful witness. Nor does it affect the privileged status of committee
proceedings. A witness who gives false or misleading evidence, or
evidence which the witness does not believe on reasonable grounds
to be true or substantially true, may be guilty of a contempt regardless
of whether the witness was sworn.(26)
Committees may choose not to exercise their power to
take evidence on oath or affirmation for one of two reasons. One is that
it creates an unhelpful distinction between witnesses, and their evidence,
who take an oath and those who do not. The second is, where witnesses
are providing a committee with their views or opinions on a matter, the
taking of an oath may not be appropriate and may inhibit the free flow
of information.
Treatment
of Witnesses
Witnesses before parliamentary committees can be subject
to intense questioning, which can be interpreted as hostile by some witnesses.
The House of Representatives Standing Committee on Procedure recently
conducted a review of the House's committee system. It reported that:
The committee received a number of submissions from
Members and the public concerning the manner that witnesses have been
or should be dealt with by committees. A number of submissions received
from private citizens strongly complain about the treatment of witnesses
during a particular inquiry. They were particularly concerned about
aggression shown to witnesses expressing views which differed from
those of some Members. They also complained about the lack of attention
shown by Members at various stages during hearings.(27)
A survey of witnesses who had appeared before a parliamentary
inquiry provides further evidence that their experience of committee hearings
can be negative. Comments made during that survey include:
'Senators directly attacked myself and the other
person who I presented a paper with'
'The Senators were interested in using Committee
witnesses as political footballs'
'some Senators were far more interested in hearing
their own ideas. One in particular could only be described as ill-informed
and arrogant-if not unpleasant'
'some were rude and hostile'
'Some senators were self-seeking and rude to witnesses'
'... were interested in discrediting me and attacking
my evidence'.(28)
Under these circumstances it is unlikely that the witness
would feel that their participation was welcome and valued (and would
hence think twice about participating in future). On the positive side,
other witnesses interviewed for the same survey had positive comments
about their experiences. Notwithstanding some scepticism about the effectiveness
of their personal interventions on the outcome of the inquiry, comments
such as those below suggest that these witnesses valued the opportunity
to participate directly in the democratic process and therefore that they
would be prepared to give evidence again.
'Senate Committee Inquiries are essential to the
democratic process and are to be encouraged in the event that contentious
community issues are raised.'
'For all the problems of mechanics in holding these
hearings they are a vital part of the democratic process.'
'The Committee process is vital to democracy. It
recognises that members of the community have a role to play in decisions
of government.'
'At this stage I am not sure of the effectiveness.
What I appreciated was (a) being given the opportunity (b) the warmth
of the two Senators who spoke informally in the break and (c) the
nature of the questioning that took place.'
'It is important to have direct access to Senators.
Responding to inquiries through government departments can be long
and seemingly fruitless in purpose.'(29)
A factor that often influences the manner of questioning
individual witnesses by committee members seems to be that committee members
participate in inquiries when their political views on a matter or a bill
are already determined. Rowen's survey included the following comments:
'It is an adversarial game for the opposite teams
in parliament. Truth doesn't seem to be important or relevant.'
'The great value of the process is the exchange of
ideas and points of view. This tends to get lost in political infighting.'
'It was largely a political platform for Senators.'
'Party lines are well grounded. Material is normally
grain for the mill depending on what evolves from the menu of opinion
or bias of those proffering information.'(30)
As was pointed out earlier, some inquiries are more politically
charged than others. The strength of opinions of committee members, and
hence their attitude towards witnesses, are probably largely determined
by how 'political' the inquiry is. Still, while it is not unreasonable
to expect committee members to have political positions and/or informed
views on a matter of public policy, the purpose of holding an inquiry
is defeated if these positions and views are not negotiable. John Uhr,
who has experience as a Senate committee secretary, writes that:
As individual parliamentarians, members of each committee
have declared party preferences on the vital policy issues of the
day. But as committee members, each individual has accepted that their
official responsibility is confined to that process realm of quality
assurance which is capable of a consensual treatment ... It is basic
to the mission of committees that their task can be performed with
a degree of parliamentary professionalism, which (while it cannot
be expected to suffocate partisan disagreement) can confine the committee
focus on to the responsibilities of process, both within committees
and within government.(31)
On the issue of hostile treatment of witnesses, the Procedure
Committee included in its recommendations an amendment to standing orders
to include the requirement that 'witnesses shall be treated with respect
and dignity at all times'.(32) Written guidelines could also include instructions
to committee Chairs on how to direct committee members to ask appropriate
questions. It is, however, ultimately the Chair's responsibility to ensure
that committee members question witnesses in an appropriate manner.
Community
Access to Parliamentary Committees
Part of the evolution of the Committee system includes
an increase in the number of hearings held at locations other than Canberra.
The advantage of committees travelling out of Canberra is that they can
hold hearings in locations where witnesses may be concentrated. The committee
of inquiry into the Workplace Relations Bill, for example, visited 13
cities and regional centres and held 18 public hearings.(33)
In 1997 standing orders were amended to allow Senators
and witnesses to participate in committee inquiries via video and audio-conferencing.
This enables committees to take evidence from remote locations, where
people may not otherwise be able to attend hearings. Video-conferencing
is not, however, a preferred means of gathering information and evidence,
for several reasons. These include problems such as delays between the
sound and the picture, the lack of interaction, in the form of eye contact
and other body language, between witnesses and committee members, and
the removal of the opportunity for informal contact between witnesses
and committee members before and after the hearing.(34)
Other provisions designed to increase community access
to committee inquiries include: providing access for people with physical
disabilities so that they can more easily attend public hearings; providing
evidence and reports in braille for people who are visually impaired;
oral copies of evidence; and the provision of committee reports free of
charge upon request.(35)
Barriers to Community
Participation
Process
As was mentioned earlier in the paper, one of the informal
stages in the committee process is the deliberation by parties as to their
position on a particular inquiry. Committee members therefore begin hearings
unlikely to be swayed by voices and arguments that conflict with this
party position. Meaningful community participation in the committee process
occurs when lobby groups and other interested (and well-connected) groups
and individuals influence the development of this party position. For
those individuals and groups within the community who do not have such
access to party and committee members, their participation in the committee
process is comparatively reduced, if not nullified.
That an inquiry is being held into ways of increasing
community participation in the committee system indicates that such participation
in the committee system is seen generally as a positive thing. Committees
already make use of public arenas such as public meetings, seminars, workshops
and round table discussions to canvass a cross section of community views.
More use could be made of forums such as these to increase the opportunities
for the public to participate in policy debate at the stage where participation
in meaningful and effective.
Language
In the last two years the issue of translating evidence
from languages other than English, particularly Aboriginal languages,
has become more of an issue for committees than it previously has been.
This is partly due to the increased number of committee inquiries on matters
involving Aboriginal and Torres Strait Islander people, and partly because
of an increased sensitivity to the need for their inclusion in certain
inquiries. But this inclusion has brought with it new issues for committees
and for the Hansard reporters who record evidence. Two important issues
are, first, whether to travel to remote communities or ask members of
those communities to travel to the nearest regional centre. Different
committees adopt different practices, with some paying for community members
to attend hearings in Canberra while others expect that those who wish
to give evidence will use their own resources to attend a hearing. A second
issue relates to hearing evidence in language other than English. Some
committees provide interpreters and translators as a matter of course,
while others make a decision based on factors such as whether the evidence
is useful for the development of public policy or whether the committee
secretariat has been given notice that an interpreter was required.
Problems exist however, because there are no strict procedures
for dealing with the issues above. It is left, for the most part, to the
discretion of each committee to decide, for example, whether to pay for
a witness to travel from Townsville to Canberra for a hearing. While some
committees regard such expenses as necessary to secure adequate participation
in the committee process, for other committees it amounts to paying witnesses
to give evidence-something that committees are neither required nor funded
to do.
The same discretion occurs in the provision of interpreters
and translators (for Hansard) for witnesses giving evidence in languages
other English. Different committees have different procedures. For example,
a committee might not only pay for interpreters at hearings, but also
pay for the evidence to be translated into English for Hansard (Hansard
does not offer translating services). This occurred in March 1999 when
the House of Representatives Standing Committee on Aboriginal and Torres
Strait Islander Affairs travelled to the Northern Territory collecting
evidence as part of its inquiry into the Reeves Report into the Aboriginal
Land Rights (Northern Territory) Act.(36) The Committee heard evidence
from 21 Aborigines from Daguragu; this evidence was heard, for the most
part, in language and was interpreted for the committee members and translated
to become part of the official record of the inquiry in Hansard.(37) By
contrast, another committee might be more ad hoc in its approach and not,
as a matter of course, arrange (and pay) for evidence to be translated
for Hansard. While discretion in such matters gives committees the opportunity
to make special arrangements where required, it can also result in differential
treatment of witnesses, where some are aided and encouraged to participate
in the committee process, and others are effectively discouraged.
Indigenous Australians is not the only group which, because
of reasons such as geographical location, English language proficiency
and historical exclusion from the political process, are not, at this
stage, always well served by the public hearing process of committees.
Some of the concerns of this and other groups, such as recently arrived
migrants, are represented by organisations familiar with the committee
system and its procedures. In the case of migrants, such organisations
might include the Ethnic Communities Council of New South Wales, the Refugee
Resettlement Working Group and the Immigration Advice and Rights Centre.
These organisations are experienced and practised at preparing submissions
and presenting oral evidence to committees, and are thus in a position
to effectively represent the interests of those affected by proposed legislation
or policy. Their proficiency in these areas is the main reason why they
are invited by committees to submit evidence and present at hearings.(38)
Concern has been expressed, however, about the impact
of restricting witnesses to members of major (and perhaps more 'obvious')
organisations. The dissenting report of the Senate Community Affairs Legislation
Committee's Report on Child Care Payments Bill 1997, Child Care
Payments (Consequential Amendments and Transitional Provisions) Bill 1997,
for example, stated that the Committee:
restricted consultation by ... calling only a few
of the many organisations with an interest as witnesses, and by not
providing opportunities for parents to address the Committee ... limited
witnesses to peak national organisations, which prevented the full
range of groups concerned about changes to childcare payments appearing
before the Committee.(39)
While the examples of the Child Care Payments and Native
Title inquiries do not necessarily reflect on individual members of the
Committees, they do, however, illustrate that the public hearing procedure
of committees does not guarantee that all relevant voices will be heard.
It may be that, to continue to function equitably and
effectively, the committee system needs to adapt to the changing demands
being made of it. Tele- and audio-conferencing and conducting public hearings
around the country are significant steps in the direction of enabling
greater community access to and participation in parliamentary committees.
But by opening the process in this way, new needs are created, as the
case of the Kimberley inhabitants illustrates. It is all very well to
'take the parliament to the people' but, once there, it is of little use
if the people cannot communicate with its representatives. To give meaning
to the intent of 'taking parliament to the people', language needs, in
particular, need to be addressed.
Time
Other barriers to fuller community participation in the
committee process are the short time frames given for preparing submissions.
Some individuals and groups who are 'tapped into' the process are aware
of an upcoming bill, and so can prepare submissions before they are publicly
called for. This mitigates against those other than the 'usual suspects'
making submissions. It must be recognised that committees, particularly
legislative committees, often have very short time frames in which to
report and in such circumstances have little option but to provide only
a few days or a week in which submissions can be lodged. (This is often
to do with the government's legislative program.) However, in other cases
a short time in which to report is a deliberate tactic by which to minimise
critical submissions.(40)
A related issue is that committee hearings often run
behind schedule. Many witnesses will have transport plans, or work and
childcare commitments that make such delays inconvenient and may discourage
them from giving oral evidence in the future. While delays are often unavoidable,
committees could warn witnesses of the possibilities of running behind
schedule (in the same way as specialists often warn patients of possible
lengthy delays).(41)
Funding
constraints
In 1996 the Government announced cuts to funding for
parliamentary committees, as part of a drive to reduce the running costs
of the five parliamentary departments. The cuts affected House of Representatives
committees more than Senate committees (which were affected mainly by
a cap on funding). Rather than cut the number of committees, staff numbers
were cut, leaving fewer staff to carry out the work of the committees.(42)
These cutbacks have some important implications. First, fewer resources
limit the ability to advertise inquiries so as to ensure the greatest
community awareness and receive the broadest range of submissions as possible.
Second, other means of achieving greater community access to committee
inquiries, such as providing interpreters and/or translators, travelling
to remote locations and the time-consuming process of organising workshops
and seminars which precede formal hearings, are, in an environment of
limited resources, not likely to be funding priorities. Third, funding
constraints and staff reductions are accompanied by increased reliance
on electronic means of communication. It has already been mentioned that
video-conferencing carries with it problems in communication. Access issues
arise, though, when communication is skewed towards electronic means,
and access to computers (for e-mail and Net access), televisions and even
telephones is still limited or unavailable to the wider community.
Finally, funding constraints can be used or threatened
by a government to inhibit or prevent inquiries into particular topics.
This is especially relevant to Senate committees, which are not dominated
by government members.
Committees need to have formal guidelines which include
an explicit commitment to greater equity in access, (just as other organisations,
public and private have, or are required by law to conform to, for example
the Sex Discrimination Act 1984 and the Racial Discrimination
Act 1975). This is not an unreasonable position, given that parliamentary
committees are intended partly to function as a vehicle for greater community
participation in government.
Conclusions
Parliamentary committees have an important role in contributing
to Australia's system of democratic government. They fulfil this role
partly by providing an avenue through which members of the community can
participate in the parliamentary process. Parliamentary committees are
also a mechanism of accountability. John Uhr suggests that their accountability
role is their 'core business'. According to him the committee process,
and the public hearings which are often a part of this process, have the
task of 'quality assurance':
testing that the processes of government policy and
decision-making measure up, in the sense of qualifying as genuinely
responsible and appropriate to the best interests of the community.(43)
In other words, public inquiries are an important means
by which the public can play a part in the process of policy development
and/or review. The implication is that public policy outcomes improve
when community and expert opinions are canvassed.
In recent years measures have been introduced that aim
to allow for and encourage greater community participation in committee
inquiries. These measures include:
- advertising an upcoming inquiry over the Internet
- greater use of informal means of gathering information, such as seminars,
workshops and on-site visits, and
- the use of information technologies, such as tele and video-conferencing,
to enable evidence to be taken from remote locations.
Despite these measures, however, this paper has shown
that barriers remain for fuller and more equitable participation in the
committee system. In particular, the following barriers to community participation
were identified:
- formal community participation in the committee process occurs, on
the whole, when most committee members have arrived at a position on
the matter under inquiry, usually along party lines. Deviation from
these positions is usually politically unwise. This means that the majority
of the community, which is not influential in determining party policy,
cannot be said to have opportunities for meaningful participation in
the committee system
- access to committee hearings. While many committees travel around
the country to take evidence, committees have different approaches as
to whether to subsidise witnesses to travel from remote locations to
the nearest hearing. As a consequence, means for expanding access for
relevant sections of the community are applied on an ad hoc basis, creating
grounds for claims of inequitable access
- interpreters and translators for evidence given in languages other
than English are also used on an ad hoc basis, which effectively blocks
the participation of some community members in committee inquiries,
and
- sections of the community who might be interested in particular inquiries
are not being reached by current arrangements for publicising inquiries.
Many of these barriers are due to limited funds and so
are, to an extent, understandable. Other barriers, however, are due to
a lack of a common approach amongst different committees. To overcome
this, procedures could be agreed upon to address issues such as, for example,
whether relevant witnesses from remote locations will have their costs
covered to attend hearings, and whether interpreters are arranged as a
matter of course and translators provided for Hansard.
Another easily-overcome barrier to greater community
participation in parliamentary committees is to use innovative, not necessarily
expensive, ways to publicise inquiries. Some ideas have been canvassed
in this Paper, including increasing the use of the Internet and altering
the design of newspaper advertisements, depending on the nature of the
inquiry, to attract readers whose attention might not ordinarily be drawn
to advertisements for committee hearings.
A more difficult problem to overcome is that arising
at public hearings when committee members, or their parties, have already
developed a position on the matter under inquiry. As was discussed in
this Paper, political parties generally come to a position on politically
controversial matters before their members go to committee. For the public
to have the opportunity for meaningful participation in the committee
process, in the sense that their concerns, views and arguments are listened
to if not acted upon, community consultation needs to occur before committee
inquiries are held, and before the parties establish binding positions
on a matter.
There is the potential for this to occur through mechanisms
already set up to conduct seminars, workshops, site inspections and public
meetings. In addition, as noted in the paper, the Standing Orders for
the House of Representatives were amended in 1998 to recognise as appropriate
less formal processes for gathering information. It is doubtful, however,
that these changes to the Standing Orders will have a significant impact
in terms of increasing community participation unless an explicit commitment
is also made by the Parliament to obtain community views before party
positions are decided. Further, the Senate's Standing Orders contain no
similar section regarding recognition for less formal means of gathering
information so Senate committees are under no obligation to use or expand
such alternative methods.
As the examples in this paper have demonstrated, the
parliamentary committee system has proved itself to be amenable to reform,
and in ways that increase the opportunities for public participation.
It has also been shown that the committee system can be reformed further,
not only to make participation by the public easier and more attractive,
but also to expand the pool of people and groups that make submissions
and appear before committees
.
Appendix
1: Standing Committee on Procedure
Review of the House of Representatives Committee
System
Summary and Recommendations
The present committee system of the House of Representatives
has now been in operation for over a decade. In the 38th Parliament,
Members of the House of Representatives can serve on nine general purpose
standing committees, eleven joint statutory and joint standing committees
and eight domestic committees. The existing committees enable scrutiny
of all areas of government. The committee's review indicates that the
current system has served the House well. However, with the passage
of time and experience generally, together with the evolving political
dynamics, the committee system, even though generally acknowledged as
a good one, can be even better with some rationalisation and modification.
The committee finds that even though the House has
a system of broad based committees, single or narrow issue committees
remain. The committee accepts that a case can be made for the existence
of these committees on the grounds that they address issues of special
importance or address issues that require an expertise which might not
exist in the general purpose standing committees. However, all the matters
covered by these single issue committees can adequately be accommodated
within the scope of the general purpose standing committees and the
broader interest joint committees.
The committee accepts the views of those who argued
for a reduction in the number of committees, particularly joint committees.
It is hard to justify the re-establishment of the Joint Standing Committees
on Electoral Matters, Migration and the National Capital and External
Territories. In addition, the committee questions the success of the
statutory committees relating to corporations and securities matters,
the National Crime Authority, native title matters, or the Australian
Security Intelligence Organization-the 'watchdog' committees. The committee
does not support their re-appointment in the 39th Parliament.
The expansion of the committee system has placed increased
demands on Members' time. Many Members find they are unable to allocate
the time to participate in all the activities of a particular inquiry.
Shadow ministers are required to fill committee positions and the demands
of their shadow responsibilities have been such that only limited time
can be devoted to committee duties. It is not unusual for only three
or so members out of a membership of fourteen to attend public hearings.
The committee believes that the number of positions
on general purpose standing committees should be reduced to ten and
that the membership of the Procedure Committee should be reduced to
seven.
The committee received a number of submissions relating
to the adequacy of staff and financial resources provided to committees.
The committee considers the question of resources to be outside its
terms of reference but notes that if the number of committees were reduced,
additional resources would be available to the remaining committees.
All general purpose standing committees traditionally
have conducted general inquiries into subject matter referred to them
by the Minister. The Minister's referral is usually at the request of
the committee. The fact that annual reports stand referred also provides
a vehicle for these general inquiries. This, in effect, allows the committee
to undertake any inquiry it chooses without the need for referral by
a Minister. There appears to be little justification to deny committees
the right to initiate their own inquiries.
As with annual reports, the committee considers that
reports of the Auditor-General and petitions should stand referred to
committees for any inquiry they may wish to make.
Since 1994 (to the end of the 1998 Autumn sittings),
only ten bills have been referred to the House general purpose standing
committees and 18 to joint statutory committees. If related bills referred
to the committees as a package are considered as a single reference,
the numbers are even less encouraging. The committee is disappointed
that more bills have not been referred to committees. The committee
however, does not support the automatic referral of bills at the second
reading stage. Rather, it encourages the Government to consider referring
a higher proportion of its legislation to House of Representatives standing
committees.
As a matter of principle, the committee considers that
bills should only be referred to joint committees in exceptional circumstances
and that Senators should not be involved in what is, in effect, House
business. If necessary, the House may refer a bill specifically to a
committee consisting of House members of a joint committee, rather than
to the joint committee as a whole.
There is almost universal criticism of the small amount
of time allocated to debating reports. The time taken for discussing
committee matters in the Chamber comprised only two per cent of Chamber
time. Committee matters were discussed in the Main Committee for only
12 per cent of Main Committee time in 1997. This is despite the perception
by many Members that the Main Committee provides a significant amount
of its time for the discussion of committee matters.
It is also frustrating and disappointing that governments
do not respond to reports in a proper and timely manner. Often the delays
in responding to committees may relate to the nature of the recommendations
rather than a lack of commitment by the Government. However as a minimum
requirement, the Government should provide an interim response within
three months.
A greater priority should be given to debating committee
reports. More flexibility should be given to the Selection Committee
to program statements on the tabling of reports. In addition, time should
be allocated for debate in the Main Committee that same week. The committee
also believes that the process of presenting government responses to
committee reports should be formalised in the standing orders and that
time be allocated for debate on the response.
There are varying means through which Members of the
House are appointed to serve on committees. For those internal committees
for which there is no nomination process stipulated in the standing
orders, the practice has been that the House appoints Members by resolution.
For some other committees the standing orders include a nomination process
and Members are deemed to be officially appointed on receipt by the
Speaker of appropriate letters of nomination, with the House being advised
subsequently by the Speaker of the nominations. Statutory committee
membership is effected by resolution of the House. The committee believes
that the standing orders be amended to provide for appointment by resolution
of the House in all cases.
Some submissions and some committee chairs are critical
of Members who do not regularly attend meetings. The committee notes
these views but does not support amendments to the standing orders to
discourage committee membership of shadow ministers, restrict Members
to a specific number of committees or require the resignation of Members
who do not attend regularly. The committee believes that more informal
processes would achieve the desired results. The proposed reduction
in the number of members on each committee (and the reduction in the
number of committees) should relieve the pressure on the time of members.
It believes that Members would have extreme difficulty in effectively
serving on more than three committees. The committee considers, however,
that the number of committees on which each Member is allowed serve
is a matter for each party to decide.
Joint standing and select committees are established
by resolution agreed to by both Houses. The standing orders are largely
silent on the procedures to be followed by joint committees. It has
become the established practice for such committees to follow Senate
select committee procedures when such procedures differ from those of
the House. As joint committees are creatures of both Houses the committee
considers that it is important that the two Houses agree to arrangements,
such as quorums, for the operation of joint committees which meet the
needs of both Houses and the committees themselves.
Increasingly, committees have adopted less formal and
more flexible approaches to the gathering of information and providing
public input to committee activities. These approaches were developing
well before the establishment of the current committee system. These
processes can take the form of informal discussions, public meetings,
seminars or workshops. There has been some doubt in the past as to whether
these informal proceedings attract parliamentary privilege. The experience
of a decade of operations of the House general purpose standing committees
indicates that to a large extent the question of privilege does not
arise. However, the Parliamentary Privileges Act provides that:
... 'proceedings in Parliament' means all words
spoken and acts done in the course of, or for the purposes of or
incidental to, the transacting of the business of the House
or of a committee ... (emphasis added).
The committee believes that, with the recognition of
informal committee proceedings in the standing orders of the House,
it would be difficult to argue that parliamentary privilege did not
apply to any proceedings properly conducted by a parliamentary committee.
The committee considers that committees should freely be able to use
in reports material gathered by informal processes, provided that the
type of process used is acknowledged and the person providing the information
is aware that it may be used in this way. The committee also believes
that the standing orders should be amended to recognise the less formal
procedures, which have become an accepted part of modern committees'
operations.
The House has authorised the use of electronic communication
devices to conduct committee hearings. In addition, documentary evidence
can be received by electronic means, ie electronic mail, facsimile,
telex, computer disc and video. The committee strongly supports the
formal recognition of the use of modern technology as part of the inquiry
process.
It is clear that guidelines for dealing with witnesses
need to be adopted as a matter of some priority, not only to ensure
that witnesses are treated in a suitably respectful manner when they
appear before a committee, but also to ensure that that they are in
a position to provide the committee with the required information. Committees
of the House use the procedures laid down in the Procedure Committee's
1989 report on procedures for dealing with witnesses as current reference
points and non-binding guidelines. However, these procedures have no
formal status until adopted by the House in a resolution of continuing
effect. The committee supports the recommendations of its predecessor
and recommends their adoption by the House with some minor modifications.
The confidentiality of evidence taken by committees
is provided for in standing orders, resolutions of appointment and,
for committees established by statute, enabling legislation. The Parliamentary
Privileges Act 1987 makes it an offence for a person to disclose
or publish a document or evidence taken in camera without
the authority of the House or a committee.
The Procedure Committee reviewed the question of disclosure
of in camera evidence in 1991 and concluded that a rigorous mechanism
should be put in place to ensure that in camera evidence could only
be disclosed in the most extraordinary circumstances. That committee
recommended severe penalties for Members who disclosed in camera evidence,
including exclusion from committees and suspension from the House. The
committee agrees with the recommendations of its 1991 predecessor, with
the exception of penalties. The committee considers that the House should
decide penalties for unauthorised disclosure on a case by case basis
following investigation and recommendation by the Privileges Committee.
The standing orders, as presently constructed, have
application to committees in several distinct and seemingly unrelated
chapters. The standing orders also contain provisions that no longer
apply and some of the language is dated and unclear.
The committee has proposed changes to the standing
orders which:
- implement the recommendations contained in this report
- restructure the standing orders relating to committees into a more
logical format
- make the powers and procedures more consistent across all committees
of the House-with a few minor exceptions, all committees, including
the domestic committees are given the same powers; and
- update archaic language and remove references to obsolete practices.
Where the recommendations propose amendments to the
standing orders, the proposed standing orders are set out in appendix
4 of this report.
The committee recommends that:
- the total number of committees on which Members of the House serve
be reduced the reduction in the number of committees be achieved by
not reappointing the following committees in the 39th Parliament:
- the Joint Standing Committees on Electoral Matters, Migration and
the National Capital and External Territories. (recommendation 1)
- the following committees not be reappointed in the 39th Parliament:
- the Joint Parliamentary Committees on the Australian Security Intelligence
Organization, Corporations and Securities, the National Crime Authority
and Native Title and the Aboriginal and Torres Strait Islander Land
Fund. (recommendation 2)
- the standing orders be amended to provide:
- that general purpose standing committees consist of ten Members, six
government and four non-government Members. (recommendation 3)
- for the appointment of up to two additional Members for a particular
inquiry. (recommendation 4)
- the membership of the Procedure Committee be reduced to seven.(recommendation 5)
- standing orders be amended to enable committees to determine their
own references. (recommendation 6)
- standing orders be amended to provide for reports of the Auditor-General
to stand referred to general purpose standing committees for any inquiry
they wish to make. Each committee shall notify the Joint Committee of
Public Accounts and Audit in writing when it intends to examine a report.
(recommendation 7)
- the Joint Committee of Public Accounts and Audit develop procedures
to ensure that the views of general purpose standing committees are
sought prior to the determination of Parliament's audit priorities.
(recommendation 8)
- as a general rule, bills should only be referred to House committees
or, if necessary, the House may refer a bill specifically to a committee
consisting of House members of a joint committee, rather than to the
joint committee as a whole. (recommendation 9)
- standing orders be amended to provide for petitions to stand referred
to general purpose standing committees for any inquiry the committee
may wish to make. (recommendation 10)
- standing orders be amended to enable the Selection Committee to determine
the balance between committee and delegation business and private Members'
business within an overall allocation of time each Monday. (recommendation
11)
- the order of business and the times of sitting be reviewed to enable
debate on committee reports, in the Main Committee, to commence during
the same week as tabling. (recommendation 12)
- the standing orders be amended to:
- require the Government to respond to committee reports within three
months of tabling. (recommendation 13)
- enable a Member to request the Speaker to write to the Minister if,
after three months, a response has not been made. (recommendation 14)
- require the Speaker to table in the House, at six monthly intervals,
a schedule of government responses to the reports of House of Representatives
and joint committees, and reports presented to which responses are outstanding.
(recommendation 15)
- the standing orders be amended to provide for:
- a specified time (e.g. immediately prior to the presentation of committee
and delegation reports on Mondays) for the presentation of government
responses to committee reports. (recommendation 16)
- automatic placement on the Notice Paper of government responses to
committee reports when presented. (recommendation 17)
- the order of business and times of sitting be reviewed to enable government
responses to committee reports to be debated, either in the House or
the Main Committee. (recommendation 18)
- the standing orders governing the appointment of members to serve
on committees be amended to provide for appointment by resolution of
the House in all cases. (recommendation 19)
- the Speaker and the President of the Senate confer on the development
of suitable joint standing orders concerning the operation of joint
committees which should then be agreed to by both Houses. (recommendation
20)
- the standing orders be amended to recognise as appropriate inquiry
procedure, the less formal processes used by committees in the gathering
of information. (recommendation 21)
- the existing procedures relating to the use of electronic communication
devices by committees be reviewed by the Standing Committee on Procedure
prior to the end of the 39th Parliament with a view to their incorporation
in the standing orders. (recommendation 22)
- the standing orders be amended to recognise, as evidence, documents
received by committees by electronic means. (recommendation 23)
- the House agree to a resolution providing procedures for dealing with
witnesses in the terms set out in appendix 2 to this report. (recommendation
24)
- the House adopt the 1991 recommendations of the Standing Committee
on Procedure relating to the disclosure of in camera evidence, except
for that recommendation relating to penalties. (recommendation 25)
- Penalties for unauthorised disclosure be decided by the House on a
case by case basis following investigation and report by the Privileges
Committee. The terms of the proposed resolution are set out in appendix
3 to this report. (recommendation 26)
- The standing orders be amended as set out in appendix 4 of this report
to implement the recommendations and make other related changes. (recommendation
27)
Appendix
2: Senate Committees(44)
Select Committees
Select committees are appointed to inquire into specific
matters and cease to exist when they have delivered their final report
on these matters.(45) The 1994 report by the Procedure Committee expressed
the hope that the development of the legislative and general purpose
standing committees would reduce the need for select committees, perhaps
with the Senate limiting itself to two select committees.(46) This hope
has not been fulfilled. In 1994, before the Senate agreed to adopt the
Procedure Committee's report, there were five select committees in operation.
A month after the adoption of the new standing orders, a new select
committee was created. The following year, in 1995, nine select committees
were formed and in 1996 they numbered four.(47)
Legislation Committees
Legislation committees inquire into matters referred
to them by the Senate, and in 1989 they were given the task of scrutinising
annual reports of government departments and agencies. After the 1994
changes, they also inquire into bills, estimates, annual reports and
performance of government agencies.
Reference Committees
References committees inquire into and report upon
matters referred to them by the Senate and can initiate their own inquiries.
For example, the Rural and Regional Affairs and Transport References
Committee might look into Landcare policies, the rail industry, or commercial
utilisation of indigenous wildlife. These inquiries can be broad-ranging
and can last for four months or longer. When a government-introduced
Bill is referred to a reference committee, rather than a legislation
committee, controversy can arise. This is because the government does
not want to lose control of the legislative agenda, and a references
committee inquiry not only often takes more time than a legislation
committee inquiry, but it can inquire into substantive (not just technical)
aspects of the Bill and can therefore make broad-ranging recommendations.
Legislative Scrutiny Committees
Regulations and Ordinances Committee
This committee is the oldest standing committee, apart
from the domestic committees. It has a technical focus and is required
to scrutinise each piece of legislation, as well as delegated legislation
(those acts and laws not passed by Parliament, such as those made by
statutory bodies), to ensure:
- that it is in accordance with the statute
- that it does not trespass unduly on personal rights and liberties
- that it does not unduly make the rights and liberties of citizens
dependent upon administrative decisions which are not subject to review
of their merits by a judicial or other independent tribunal, and
- that it does not contain matter more appropriate for parliamentary
enactment.(48)
Scrutiny of Bills Committee
The Scrutiny of Bills Committee is established at the
beginning of each parliament to report on bills, ensuring that they
do not:
- trespass unduly on personal rights and liberties
- make rights, liberties or obligations unduly dependent upon insufficiently
defined administrative powers
- make rights, liberties or obligations unduly dependent upon non-reviewable
decisions
- inappropriately delegate legislative powers; or
- insufficiently subject the exercise of legislative power to parliamentary
scrutiny.(49)
When a bill is introduced into Parliament, the committee's
legal advisor examines each bill and provides a written report to the
committee. The report advises whether or not they transgress any of
the principles set out above. The committee then drafts its Alert Digest,
a document which deals with all bills introduced in the preceding sitting
week, and which sets out the committee's comments on each bill. The
minister responsible for introducing the bill is invited to give a response
to the committee's comments, and the response may be incorporated in
the committee's final report. The committee is not, however, responsible
for reaching conclusions as to whether any offending principles should
be amended; this task is left to the Senate.
Standing Domestic Committees
These deal with matters internal to the operation of
parliament, including publications, appropriations and staffing, procedure,
library services and the provision of other facilities in Parliament
House. There are eight such committees. They are:
Procedure Committee
This committee inquires into matters that relate to
the procedures of the Senate, referred to by the Senate or the President
of the Senate. It does not formally gather evidence but it can invite
submissions from Senators. Its function is to determine whether the
rules of procedure serve the best interests of the Senate and its members,
and whether any amendments are desirable.
Privileges Committee
This committee inquires into matters of privilege referred
to it by the Senate. It has the power to send for witnesses and for
documents, and to travel to conduct its inquiries. The Privileges Committee
also deals with matters arising from other committees, for example possible
unauthorised disclosure of evidence or draft reports, possible misleading
evidence given to a committee, or possible interference with, or adverse
treatment of, witnesses as a result of their having given evidence.(50)
Appropriations and Staffing Committee
This committee inquires into:
- proposals for the annual estimates and the additional estimates for
the Senate
- proposals to vary the staff structure of the Senate, and staffing
and recruitment policies, and
- other matters as are referred to it by the Senate.(51)
It is responsible for determining amounts for inclusion
in the parliamentary appropriations bills for annual and additional
appropriations. It also reports to the Senate on its determinations
before the Senate considers the relevant appropriation bill. The committee
is responsible for making recommendations to the President and reporting
to the Senate on any matter.
Library Committee
This committee considers the provision of library services
to Senators (and Members, when it sits as a joint committee with a similar
committee of the House of Representatives). It does not conduct inquiries
or produce reports; its main function is to provide a forum in which
can be raised matters of relevance to the operations and administration
of the Parliamentary Library. Its advice is not binding for the presiding
officers who have responsibility for the Library.
House Committee
The House Committee usually sits as a joint committee
with the House of Representatives. It deals with matters relating to
the provision of services in Parliament House for Senators (and Members).
Publications Committee
Also often sitting as a joint committee, this committee
makes recommendations to the Senate on the printing of documents presented
to the Senate and which have not already been printed. As a joint committee,
it can conduct inquiries into the printing, publication and distribution
of parliamentary and government publications.
Senators' Interests Committee
This committee was established in 1994 as part of a
commitment to accountability given by the government in the wake of
the forced resignation of the Minister for Environment, Sport and Territories
over the administration of the Community, Cultural, Recreation and Sporting
Facilities Program. The Committee inquires into and reports upon arrangements
made for the compilation and accessibility of a register of Senators'
Interests. It also considers submissions made in relation to the registering
or declaring of interests, including those made by Senators.
Selection of Bills Committee
The task of this committee is to make recommendations
to the Senate as to which bills ought to be referred to committees.
It considers bills introduced into the Senate or received from the House
of Representatives and reports to the Senate on whether any bills should
be referred to legislative and general purpose standing or select committees.
House of Representatives
Committees
Domestic
Committees
Aspects of the House of Representatives Committee structure
mirror that of the Senate's. For example its internal standing committees
number seven and are as follows:
- Committee of Privileges
- Library Committee
- House Committee
- Procedure Committee
- Selection Committee
- Publications Committee, and
- Committee of Members' Interests
General
Purpose Standing Committees
In 1987 the House adopted a comprehensive committee
system by establishing eight general purpose standing committees. The
38th parliament appointed nine general purpose standing committees.
They are:
- Standing Committee on Aboriginal and Torres Strait Islander Affairs
- Standing Committee on Communications, Transport and Microeconomic
Reform
- Standing Committee on Employment, Education and Training
- Standing Committee on Environment, Recreation and the Arts
- Standing Committee on Family and Community Affairs
- Standing Committee on Financial Institutions and Public Administration
- Standing Committee on Industry, Science and Technology
- Standing Committee on Legal and Constitutional Affairs, and
- Standing Committee on Primary Industries, resources and Rural and
Regional Affairs.
Joint Committees
Joint committees consist of members of both houses
and are appointed by both houses (although they may be administered
by either the Department of the Senate or the Department of the House
of Representatives). They inquire into subjects that are considered
to be of relevance to both houses of parliament and they can be statutory,
select or standing committees.
In May 1999, the Joint Standing Committees numbered
five and were responsible for:
- electoral Matters
- Foreign Affairs, Defence and Trade
- migration
- National Capital and External Territories
- treaties
Statutory committees are those established by statute
and currently all of them are joint committees. Provisions for and membership
of statutory committees are contained in statute. Both houses must determine
the powers and proceedings of the committee. Currently, seven joint
statutory committees exist and they focus on the following areas:
- Australian Security Intelligence Organisation
- Broadcasting and Parliamentary Proceedings
- Corporations and Securities
- National Crime Authority
- Native Title and Land Fund
- Public Accounts
- Public Works
Endnotes
- Commonwealth of Australia Constitution Act, s.49.
- House of Representatives Practice, L. M. Barlin, 3rd edition,
AGPS, Canberra, 1997, p. 583.
- Harry Evans, 'Parliamentary committees and the public interest', Legislative
Studies, vol. 8, no. 1, 1993, p. 18.
- For an overview of this development see Odgers' Australian Senate
Practice, 8th edition, J. R. Odgers, Harry Evans, Australia.
Dept. of the Senate, AGPS for the Dept. of the Senate, Canberra, 1997,
pp. 476-487.
- Rosemary Laing, 'Overhaul of Australian Senate's committee system',
Table, vol. 63, 1995, p. 12. See also Harry Evans, 'Restructuring
the Senate's committee system', Canberra Bulletin of Public Administration,
no. 78, August, 1995, p. 26.
- Senate Committees, Senate Brief No. 4, Australia, Dept. of
the Senate Research Section, Canberra, 1997, p. 2.
- Malcolm Aldons, 'The growth of parliamentary committees of the House
of Representatives and Joint Committees', Legislative Studies,
vol. 6, no. 1, 1991, pp. 6-8.
- Ten Years On: a review of the House of Representatives Committee
system, Australia. Parliament. House of Representatives. Standing
Committee on Procedure, The Committee, Canberra, 1998, p. 4.
- The Hon. Peter Reith MP, House of Representatives, See Debates, 3
December 1998.
- Malcolm Shaw, 'Parliamentary committees: a global perspective', Journal
of Legislative Studies, vol. 4, no. 1, 1998, p. 230.
- Kaare Strom, 'Parliamentary committees in European democracies', Journal
of Legislative Studies, vol. 4, no. 1, 1998, pp. 49-51. (Tables
available on request.)
- Odgers' Australian Senate Practice, op. cit., p. 403.
- This timeframe does not apply to reports by the Joint Committee of
Public Accounts or the Parliamentary Standing Committee on Public Works.
Also, government responses are not made to reports by 'internal' committees
such as the House Committee, unless the reports result from inquiries.
See House of Representatives Practice, op. cit., p. 614.
- Ten Years On: A Review of the House of Representatives Committee
System, op. cit., May 1998, pp. 23-4.
- Committee Bulletin, vol. 4, no. 12, 1993, p. 6.
- Kelly Paxman, 'Referral of bills to Senate committees: an evaluation',
Papers on Parliament, no. 31, The Dept. of the Senate, Canberra,
1998, p. 82.
- See, for example: the figures and comments reported in the study conducted
for the Civics Expert Group report Whereas the People ... Civics
and Citizenship Education, 1994; Murray Goot, 'Civics, survey research
and the republic', Australian Quarterly, vol. 67, no. 3, 1995,
pp. 25-39; Quentin Beresford and Harry Phillips, 'Spectators in
Australian politics? Young voters' interest in politics and political
issues', Youth Studies Australia, vol. 16, no. 4, 1997, pp. 11-16.
- For detail on these see Odgers' Australian Senate Practice,
op. cit., pp. 392-397 and House of Representatives Practice,
op. cit., pp. 587-99.
- Odgers' Australian Senate Practice, op. cit., pp. 387-88. The
Conference Proceedings is titled Public Service Reform, 1 September,
1994.
- Gabrielle Rowen, 'An assessment of witnesses' perceptions of the Senate
Committee public hearing process', prepared for the Department of the
Senate, October 1996, p. 22.
- ibid.
- House of Representatives Practice, op. cit., p. 601.
- Odgers' Australian Senate Practice, op. cit., pp. 51-2. This
also summarises the debate about limitations on committee power to summon
members.
- ibid., p. 408.
- ibid., pp. 418-19.
- ibid., p. 420.
- Ten Years On, op. cit., p. 31.
- ibid., op. cit., p. 31.
- ibid., pp. 28-29.
- ibid., pp. 29-30.
- John Uhr, Parliamentary Committees: What are appropriate performance
standards?, Canberra, Constitutional Centenary Foundation, 1993,
pp. 6-7.
- Ten Years On, op. cit., p. 39.
- Kelly Paxman, 'Referral of bills to Senate committees: an evaluation',
op. cit., p. 83.
- Committee Bulletin, vol. 8, no. 8, 1997, p. 3.
- Roxanne Le Guen, Committee Secretary, Senate Standing Committee on
the Environment, Recreation, Communication and the Arts, personal communication,
19 April 1999.
- The Reeves inquiry was commissioned by the Coalition Government in
October 1997 to look into the operation of the Land Rights Act (NT)
1976.
- The Hansard proof can be found at: http://www.aph.gov.au/hansard/reps/commttee/r2225.pdf
(website visited 4-5-99)
- Kelly Paxman, 'Referral of bills to Senate committees: an evaluation',
op. cit., p. 85.
- Senate Community Affairs Legislation Committee, Report on Child
Care Payments Bill 1997, Child Care Payments (Consequential Amendments
and Transitional Provisions) Bill 1997, October 1997, pp. 19 and
22.
- Committee Bulletin, vol. 4, no. 12, 1993, p. 6; and Kelly Paxman,
'Referral of bills to Senate committees: an evaluation', op. cit. p.
89.
- Gabrielle Rowen, op. cit.
- 'Committee system cuts,' Committee Bulletin, vol. 7, no. 7,
July 1996, pp. 1, 5 and 7.
- Uhr, 'Parliamentary committees: what are appropriate performance standards?',
p. 4.
- The information in this section is taken from Odgers' Australian
Senate Practice, op. cit., House of Representatives Practice,
op. cit., and Senate Standing Orders.
- Odgers' Australian Senate Practice, op. cit., p. 340.
- The Senate Standing Committee on Procedure, Senate Committee System,
June 1994, P.P. 146/94, p. 5.
- Odgers' Australian Senate Practice, op. cit., p. 357.
- Odgers' Australian Senate Practice, op. cit., p. 350.
- The Senate, Standing Orders and Other Orders of the Senate,
no. 24.
- Odgers' Australian Senate Practice, op. cit., p. 344.
- The Senate, Standing Orders and Other Orders of the Senate,
no. 19.

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