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|
Year |
Proposal |
Government submitting |
States approving |
YES votes (per cent) |
|---|---|---|---|---|
|
1906 |
Senate elections |
Protectionist |
6 |
82.7 |
|
1910 |
Finance |
Fusion |
3 (Qld, WA, Tas) |
49.0 |
|
State debts |
Fusion |
5 (all except NSW) |
54.9 |
|
|
1911 |
Legislative powers |
ALP |
1 (WA) |
39.4 |
|
Monopolies |
ALP |
1 (WA) |
39.9 |
|
|
1913 |
Trade & commerce |
ALP |
3 (Qld, WA, SA) |
49.4 |
|
Corporations |
ALP |
3 (Qld, WA, SA) |
49.3 |
|
|
Industrial matters |
ALP |
3 (Qld, WA, SA) |
49.3 |
|
|
Railway disputes |
ALP |
3 (Qld, WA, SA) |
49.1 |
|
|
Trusts |
ALP |
3 (Qld, WA, SA) |
49.8 |
|
|
Monopolies |
ALP |
3 (Qld, WA, SA) |
49.3 |
|
|
1919 |
Legislative powers |
Nationalist |
3 (Vic, Qld, WA) |
49.7 |
|
Monopolies |
Nationalist |
3 (Vic, Qld, WA) |
48.6 |
|
|
1926 |
Industry and Commerce |
Nat-CP |
2 (NSW, Qld) |
43.5 |
|
Essential services |
Nat-CP |
2 (NSW, Qld) |
42.8 |
|
|
1928 |
State debts |
Nat-CP |
6 |
74.3 |
|
1937 |
Aviation |
UAP |
2 (Vic, Qld) |
53.6 |
|
Marketing |
UAP |
0 |
36.3 |
|
|
1944 |
Post war reconstruction and democratic rights |
ALP |
2 (WA, SA) |
46.0 |
|
1946 |
Social services |
ALP |
6 |
54.4 |
|
Marketing of primary products |
ALP |
3 (NSW, Vic, WA) |
50.6 |
|
|
Industrial employment |
ALP |
3 (NSW, Vic, WA) |
50.3 |
|
|
1948 |
Rents and prices |
ALP |
0 |
40.7 |
|
1951 |
Communists |
Lib-CP |
3 (Qld, WA, Tas) |
49.4 |
|
1967 |
Nexus |
Lib-CP |
1 (NSW) |
40.3 |
|
Aborigines |
Lib-CP |
6 |
90.8 |
|
|
1973 |
Prices |
ALP |
0 |
43.8 |
|
Incomes |
ALP |
0 |
34.4 |
|
|
1974 |
Simultaneous elections |
ALP |
1 (NSW) |
48.3 |
|
Amendment |
ALP |
1 (NSW) |
48.0 |
|
|
Democratic elections |
ALP |
1 (NSW) |
47.3 |
|
|
Local government |
ALP |
1 (NSW) |
46.8 |
|
|
1977 |
Simultaneous elections |
Lib-NP |
3 (NSW, Vic, SA) |
62.2 |
|
Casual vacancies |
Lib-NP |
6 |
73.3 |
|
|
Territorial votes |
Lib-NP |
6 |
77.7 |
|
|
Retirement of judges |
Lib-NP |
6 |
80.1 |
|
|
1984 |
Simultaneous elections |
ALP |
2 (NSW, Vic) |
50.6 |
|
Interchange of powers |
ALP |
0 |
47.1 |
|
|
1988 |
Parliamentary terms |
ALP |
0 |
32.9 |
|
Fair elections |
ALP |
0 |
37.6 |
|
|
Local government |
ALP |
0 |
33.6 |
|
|
Rights and freedoms |
ALP |
0 |
30.8 |
Note: Amendments to Constitution in bold.
Source: Brian Galligan and J. R. Nethercote (eds), The Constitutional Commission and the 1988 Referendums, Centre for Research on Federal Financial Relations and Royal Australian Institute of Public Administration, Canberra, 1989, p. 137. For the details and arguments for and against each change, as well as voting figures for each State, see House of Representatives Standing Committee on Legal and Constitutional Affairs, Constitutional Change. Select sources on constitutional change in Australia 1901-1997, Canberra, February 1997.
As can be seen in Table 1, there have been eight amendments to the Constitution: single changes in 1906, 1910, 1928, 1946, and 1967, and three changes in 1977.
Referenda have been held on 18 separate occasions. On five of these, voters have had to vote on just a single question. On the other 13 occasions, multiple referenda have been held, with the six questions in 1913 being the largest number considered on the same day (Table 2):
|
Number of referenda |
Years |
|---|---|
|
1 |
1906, 1928, 1944, 1948, 1951 |
|
2 |
1910, 1911, 1919, 1926, 1937, 1967, 1973, 1984 |
|
3 |
1946 |
|
4 |
1974, 1977, 1988 |
|
5 |
- |
|
6 |
1913 |
Four of the 22 referenda held at the same time as a Commonwealth election were passed (1906, 1910, 1928, 1946); four of the 20 held at times other than a Commonwealth election were passed.
There have been markedly different results in the State voting returns in the 42 referenda (Table 3):
|
YES |
NO |
|
|---|---|---|
|
WA |
23 |
19 |
|
Qld |
21 |
21 |
|
NSW |
18 |
24 |
|
SA |
16 |
26 |
|
Vic |
15 |
27 |
|
Tas |
10 |
32 |
Table 3 does not reveal the changes in State voting patterns that have occurred since 1906:
New South Wales produced the lowest YES rate up to 1919 (1 YES vote - 12 NO votes), but has been the only State to return a majority of YES votes since 1946 (14 - 9).
Victoria has had a very consistent performance. In the first 21 referenda the State voted 8 - 13, and in the next 21 referenda the vote has been 7 - 14.
Queensland was very supportive of amendment attempts between 1906 and 1967 (18 - 8), but since 1973 has been disinclined to alter the Constitution (3 - 13).
Western Australia's story is similar to that of Queensland. Between 1906 and 1967 the State's tally was 20 - 6 (13 - 0 during 1906-19), but this State has also returned a 3 - 13 figure since 1973.
South Australia's record was even up to 1946 (11 - 11), but its voters have been strongly opposed to constitutional change since (5 - 15).
Tasmania was 3 - 0 after the first three referenda, but since then has voted 7 - 32, making it the State least inclined to support such referenda.
Seven of the eight successful referenda have carried in each State; on nine occasions there have been no YES majorities in any State (Table 4):
|
Number of States in favour of an amendment |
Total |
|---|---|
|
0 |
9* |
|
1 |
7 |
|
2 |
5 |
|
3 |
13 |
|
4 |
0 |
|
5 |
1 |
|
6 |
7 |
* 1937, 1948, 1973 (2), 1984, 1988 (4)
Six of the successful referenda have carried comfortably. The 1910 State Debts (54.9 per cent) and the 1946 Social Services amendment (54.4 per cent) had the narrowest margins. 1910 State Debts was the only amendment not to be carried in all States. Five of the questions that received 50 per cent of the total vote or better, failed to get a majority of States in favour. In nine other cases the national YES vote was in the range of 49.0 to 49.8 per cent (Table 5):
|
YES votes (%) |
Number of referenda |
Comments |
|---|---|---|
|
60+ |
7 |
Aborigines (1967) 90.8 per cent-highest YES figure Simultaneous Elections (1977) 62.2 per cent-failed to get majority of States |
|
55-59 |
- |
|
|
50-54 |
6 |
Air Navigation (1937) 53.6 per cent Primary Produce Marketing (1946) 50.6 per cent Industrial Employment (1946) 50.3 per cent Simultaneous Elections (1984) 50.6 per cent -all failed to get majority of States |
|
45-49 per cent |
16 |
|
|
40-44 per cent |
5 |
|
|
Under 40 per cent |
8 |
Rights and Freedoms (1988) 30.8 per cent-lowest YES figure |
Before examining the elements of s. 128 dealing with the initiation and the ratification of proposals to alter the Constitution, three general comments about the provision are appropriate. Section 128 is durable-it has been amended only once in 98 years, to allow Territory voters to participate in referenda. Despite containing a number of textual ambiguities it has been subjected to negligible judicial attention. Finally, as the ensuing analysis suggests, it gives something to both the Commonwealth and the States, the Executive and (if only nominally) the Legislature, and the people as well as the politicians.
To take each of the last-mentioned points in turn, the Commonwealth Parliament has a monopoly on initiating referenda, through passage of a Bill to alter the Constitution. State legislatures cannot formally initiate constitutional change, in contrast for example with the United States and Canada. On the other hand, the 'double majority' requirement endows States of smaller population with a disproportionate capacity to thwart Commonwealth Government plans. Thus s. 128 is centralist on referendum initiation and federalist on referendum ratification. In its fifth paragraph (arguably never activated),(4) it offers States additional protections by raising the bar even higher for certain referenda directed at States. An amendment which changes the boundaries of a State, diminishes its representation in either House or alters constitutional provisions relating to the States must secure a majority in any State so affected.
Secondly, the 'deadlock provision' in s. 128 (see below) purports to give the Senate something it lacks under an otherwise similar provision in section 57, that is an equal status with the House of Representatives (in forcing a question onto the ballot paper). In substance, however, it appears that the Executive exercises its dominance over Parliament in this as in most other respects and that a referendum will not occur without government agreement (see below).
Thirdly, while the Government controls the use of s. 128, control of the result rests in the hands of the people voting at a referendum. This element of participatory democracy in changing the Constitution was only introduced late in the drafting process of the 1890s, replacing a more indirect method based on an American model of electing delegates to State conventions.
Initiation by Commonwealth Bill
The first obvious feature of s. 128 is that a proposed alteration to the Constitution begins life as a Commonwealth Bill. Ordinarily it must pass by absolute majority(5) through each House of Parliament. As noted above, this puts effective control of the agenda for constitutional amendment in the hands of the Commonwealth Government of the day. Some commentators have suggested that this monopoly generates an automatic suspicion of centralism which helps explain the low strike rate for constitutional referenda, and that were moves made to 'federalise' and/or 'democratise' the initiation of referenda, it may improve the chances of success.(6)
The Constitutional Commission appointed by the Hawke Government examined the issue of referendum initiation. By majority it recommended against popular initiation along Swiss lines (e.g. a requisite number of signatures requesting a referendum), but agreed that a referendum should be held when, within the space of 12 months, the Parliaments of at least half the States proposed a constitutional alteration in identical terms (where those States represent at least 50 per cent of the national population).(7) Similarly, after rejecting the proposal once at its Melbourne (1975) session, the Australian Constitutional Convention resolved to support State-initiated referenda at the session held in Brisbane in 1985.(8)
The second notable feature of referendum initiation under s. 128 is the 'deadlock provision'. This provides that if one House initiates and passes a proposed constitutional alteration once, and then again after a three month interval, and on both occasions the other House rejects it or fails to pass it, then the Governor-General may submit the proposed law to the electors. This deadlock provision strongly resembles the words of section 57 (dealing with the impasse between Houses leading to a double dissolution and if necessary a joint sitting).(9) The major difference is that s. 128 appears to put the Senate on an equal footing with the House of Representatives where constitutional alterations are concerned, while the deadlock provision over ordinary legislation in section 57 benefits only the House of Representatives (and thus the Executive). As we will see this may be more textual illusion than political fact.
In 1914 the Senate passed several Bills in accordance with s.128 but the Governor-General declined to submit them to the people.(10) The precedent is ambiguous, because on present day understandings it is unlikely that sufficient time had elapsed to establish a second 'failure to pass'. Most commentators, however, regard the outcome as consistent with the constitutional convention that the Governor-General acts only on the advice of the Ministry.(11) Thus it appears the principle of responsible government overrules any textual differences between sections 57 and 128, to the dismay of some,(12) and that only Bills supported by the Government of the day will proceed to referendum.
The Constitutional Commission recommended in 1988 that the Government's effective veto over Senate use of the deadlock provision be removed,(13) but this contrasted with the recommendation of its own Advisory Committee on Executive Government(14) and the earlier Australian Constitutional Convention at its Brisbane session in 1985. Putting a referendum question to the people in the teeth of Government opposition would in any case suggest an adventurous disregard for the track record of constitutional amendment. Even an unexpected success apparently could be stymied by last-minute Executive manoeuvring-the Constitutional Commission suggested that a Government might advise the Governor-General to withhold Royal Assent from the proposed alteration.(15)
Related to the deadlock issue is the question of what exactly is put to the people when a referendum is initiated. Section 128 refers to a 'proposed law' for the alteration of the Constitution. Does this mean that Parliament must present on the ballot paper a positive proposition of law and not, for example, an array of legal alternatives for the people to choose from? The Constitutional Commission thought this more likely than not, and in any case recommended against the presentation of options, requiring proponents instead to make up their own minds first before sending the people to the polls. However, in line with its recommendation that no Executive veto apply to Senate or State initiated proposals, the Commission had no objection to a de facto 'preferendum'. If the States came up with one proposal and either or both Houses of the Commonwealth Parliament came up with a different one on the same subject matter, voters could express a YES or NO vote on each. If more than one proposal achieved the double majority, the proposed alteration attracting the highest vote would prevail and the other proposed alteration(s) would be invalid, to the extent they were inconsistent with the winning proposal.(16)
On a comparative note, ordinary Canadians and Americans have no direct say over changes to their federal Constitutions. Initiating constitutional change in the United States occurs either when a two-thirds majority is secured in both Houses of Congress or when two-thirds of State legislatures request that Congress call a national constitutional convention. In Canada, since 'patriation' of the Constitution in 1982,(17) proposals for change may be initiated by either the Senate or the House of Commons at the federal level or by provincial legislatures.(18)
Ratifying a Referendum Proposal
If a referendum Bill passes both Houses of the Commonwealth Parliament, s. 128 says that it shall be submitted to the public within two to six months. That is not yet the point of no return, however, as it appears (despite the word 'shall') that there is no obligation on the Governor-General to issue the referendum writ.(19) Certainly Governments in 1965 and again in 1983 relied on this view in advising the Governor-General not to issue a writ despite the passage of Bills through both Houses.(20)
If the deadlock provision is invoked, the Governor-General 'may' submit the Bill to the electors, but it appears that any discretion implied by that word is nullified by the principle that he or she must act on the advice of the Ministry. In summary, the position is the same as for referendum Bills passing both Houses: the Government advises the Governor-General whether or not to issue the writ for a referendum.
Section 128 next requires that referenda ordinarily secure what is known as the 'double majority'-a majority of the national vote in a majority of states. Canadian academic Peter Russell regards the second limb as a badge of federalism;(21) Quick and Garran saw it not only as protecting the federal system but as also encouraging careful reflection, 'to prevent change being made in haste or by stealth, to encourage public discussion and to delay change until there is strong evidence that it is desirable, irresistible, and inevitable'.(22) Others have seen it as a major impediment to necessary reform (see below). Gough Whitlam sought to reduce the requirement from a majority of States to at least half the States at the 1974 referendum but secured a majority in only one State and a national vote of 48.0 per cent. The Constitutional Commission, the Australian Constitutional Convention and the 1959 Report of the Joint Parliamentary Committee on Constitutional Review all recommended the same dilution of the double majority requirement.
In the United States, constitutional amendments must be ratified by three-quarters of State legislatures or by special conventions in three-quarters of the States. Since 1982, Canada applies different rules for ratification depending on which tier of government is affected. Many proposals require passage through both houses of the federal parliament plus at least seven out of 10 provincial legislatures where they represent 50 per cent or more of the Canadian people.
The Constitutional Commission expressed no enthusiasm for either scheme, declaring
the continent should not be 'unfrozen' by taking the ratification of proposals for constitutional alteration out of the hands of the people.(23)
It made one exception, by recommending that the Commonwealth Parliament be empowered to legislate in the ordinary way to remove spent or outmoded provisions from the Constitution. Two checks were proposed-a requirement for unanimous consent from the State Parliaments, and the capacity of the High Court to review whether provisions are properly categorised as spent.(24)
The Consequences of a Successful Referendum
The Constitution has little to say about Bills which secure the elusive double majority at a referendum. Section 128 requires they be presented to the Governor-General for assent. There is, however, no 's. 129' to answer some questions about the legal consequences of suddenly changing the text of the Commonwealth's foundational document.(25) As yet, the High Court has also said little about the implications of successfully changing the words of the Constitution.
The recent Hindmarsh Bridge decision(26) by the High Court highlighted some of the legal complexities which amendment by referendum can attract. The Constitution originally granted the Commonwealth Parliament the power to make special laws it deemed necessary for dealing with people of any race other than the Aboriginal race in any State.(27) Convention debates suggest there was a clear intent to authorise racially discriminatory laws. In 1967 90.8 per cent of the electorate voted to remove the words quoted above in italics. The alteration was underpinned by a strong anti-discrimination ethic. The Hindmarsh Bridge case raised amongst other things the question whether the 'races' power (as amended) authorised a Commonwealth law which removed legal protections designed to benefit Aboriginal people.
Ordinary statutes are frequently amended over time from quite different political standpoints, and the courts must make sense of the intention of the Act as a whole. Judicial interpretation becomes more complex, however, when the statute in question is the fundamental law of the polity. A constitution purports to provide a coherent blueprint for governance and define powers which will underpin the validity of perhaps hundreds of subsequent statutes. In teasing out the implications of the 1967 referendum, the litigants in the Hindmarsh Bridge case posed a number of questions which illustrate the ambiguous and potent consequences of s. 128.
How does the Court divine the 'intent' of the electorate at a referendum? Should it try to? Can resort be had to the official YES and NO cases? What about other historical material surrounding the referendum? If international standards and community values at the time the amendment was passed were radically different to those operating in the 1890s, can that be taken into account when interpreting the constitutional provision? Can a constitutional amendment, by deleting a few words, turn a provision on its head-effectively converting a detrimental power into a purely beneficial one, generally or in relation to a racial group nominated in a referendum proposal? The Court fractured four ways in coming to a 5:1 decision on the key issue in the case,(28) and not all of the judges addressed the questions set out above. Justice Kirby wrote:
Because there have been so few amendments to the Australian Constitution, it has not hitherto been necessary to develop a theory of the approach to be taken to the meaning of the text where a provision is altered.(29)
The disparate reasoning in the Hindmarsh Bridge decision means that such a theory remains to be written.
What impact have the eight alterations had upon Australian society? Despite the lack of enthusiasm of many commentators-according to former Commonwealth Ombudsman, Professor Jack Richardson, s. 128 has 'failed to achieve much purpose'(30)-it is possible to detect important national consequences that have flowed from the passage of at least six of the eight.
Amendment 1: 1906 Senate elections
This amendment altered s. 13 of the Constitution.(31)
The Constitution (s. 13) provided for Senate terms to begin on 1 January. By 1906 it was felt to be unlikely that Senate terms would generally coincide with House of Representatives terms, and that a change would be beneficial. The proposed amendment provided for Senate terms to begin on 1 July. Odgers noted that the main reason for the change was to enable simultaneous elections to be held in March.(32) The amendment was uncontroversial, dealing with the mechanical matter of how to rotate Senate terms, and R. G. Menzies later observed that, 'as the average voter ... does not care how frequently a Senator rotates, the amendment was carried'.(33) All States were in favour, with a YES vote of 82.7 per cent being registered.
Ironically, although the amendment has not hindered the holding of simultaneous elections, it has had one unintended consequence. Because two-thirds of Commonwealth elections have been held in the months of September-December, there have been numerous instances of incoming Senators being required to wait many months before taking their seats. Those elected on 3 October 1998, for instance, were required to wait 270 days before doing so.
This amendment altered s. 105 of the Constitution.
Ensuring the future financial good health of the States was a matter of great importance to the Constitution-writers, and they worked hard to produce a workable Finance and Trade chapter (ch. IV). Two important sections were s. 87, which required the return of surplus tariff funds to the States, and s. 105, which provided for the Commonwealth to take over State debts that existed at the time of Federation. By the end of the first decade it was clear that ch. IV had serious flaws, and in 1910 attempts were made to amend these two sections of the Constitution. The State Debts proposal dealt with a perceived need to expand the operation of s. 105 to allow the Commonwealth to take over State debts whenever they were incurred.
This amendment was carried by a YES vote of 54.9 per cent, with only New South Wales in opposition. According to a history of the Loan Council, this indicated that the nation had 'decisively favoured a scheme on the basis of s. 105 to relieve the States of some of their financial burden'.(34) Although it was over a decade before the power was used, this amendment was important in giving greater potential flexibility to ch. IV of the Constitution.(35)
This amendment inserted s. 105A into the Constitution.
The financial relations between Commonwealth and States worsened during the 1920s. A financial settlement between the governments in 1910 had introduced what were called per capita grants, whereby each State received annual grants from the Commonwealth of £1.25 per head of its population. By the mid-1920s, inflation had made serious inroads into this sum but no new formula had been found.
In 1927 the Commonwealth and States signed the Financial Agreement. Apart from establishing a new grants regime, this provided for Commonwealth assistance in State debt reduction and, most importantly, established the Loan Council. Henceforth all governmental borrowing, except for purposes of defence, was to be under Loan Council control. Due to doubts concerning the constitutionality of this new body, it was agreed that a constitutional amendment would be put to the people. When this was done on 17 November 1928, 74.3 per cent of the voters supported the change.
The Loan Council, described as 'a unique institution among federations',(36) attracted overseas attention from the moment of its birth:
if Australia has made a unique contribution to federal finance it lies in its harmonisation of public borrowing by an institutional device [i.e. the Loan Council] which offers a solution for a host of related federal problems-the co-ordination of public investment, economic planning, tax conflicts, and so on.(37)
There is no doubt about the enormous impact that this body has had on Commonwealth-State financial relations, particularly in helping the Commonwealth Government to oversee the national economy.
Amendment 4: 1946 Social Services
This amendment inserted s. 51 (xxiiiA) into the Constitution.
Prior to 1946, the payment of such social service benefits as were authorised by Commonwealth legislation, relied on the spending power (s. 81). The Pharmaceutical Benefits Case (1945)(38) underscored doubts about the constitutionality of this procedure, doubts which raised the possibility of various social services being invalidated. The Chifley Government (ALP) and the Opposition agreed that the constitutionality of such services should be confirmed by means of constitutional amendment.
The amendment proposal, which was put with two other questions, sought to give power to the Commonwealth to provide for 'maternity allowances, widows' pensions, child endowment, unemployment, pharmaceutical, sickness and hospital benefits, medical and dental services (but not so as to authorise any form of civil conscription), benefits to students and family allowances'. According to British political scientist, A. H. Birch, a YES vote was a foregone conclusion, for voters 'would otherwise have faced the risk of losing the many social benefits which were already provided'.(39) This and the two other 1946 proposals (Marketing and Industrial Employment) met some opposition based on a disinclination to see the Commonwealth gaining any more power, but the social services amendment was carried narrowly, with 54.4 per cent voting YES.
Although this amendment recognised a position in which the Commonwealth had become the prime mover in the area of social services, it was important in giving the Commonwealth power in the area of medical and dental services which it did not have before.(40) Writing in 1984, prominent health administrator Sidney Sax described the amendment as being 'of great significance', enabling the Commonwealth to legislate for the administration of many welfare schemes and potentially allowing for the provision of medical and dental services and hospital care. Sax has surmised that the Commonwealth's reach is now potentially so extensive that in the future the national government 'might well be able to establish its own hospitals in the states'. Further, the word 'benefits' in the amendment has authorised 'not only the payments of money, but benefits in kind or by way of services'. This was seen to be particularly important during the Labor Government of 1972-75 in enabling the government to make changes in health services.(41) At the same time, the High Court has indicated clear limits to this power over social welfare and it has been noted that the Whitlam Government's social welfare programme was put together with a 'keen awareness' of the limits.(42)
Education administration has also been affected by this change. Although s. 96 has been the main instrument of Commonwealth activity in education, it has been noted of this part of the Constitution that 'it would appear to give the Commonwealth very far-reaching powers with regard to education within the States'.(43) As such it increases the strength of the cards in the Commonwealth's hands in this area of policy-making.
This amendment altered s. 51 (xxvi) of the Constitution and deleted s. 127.
Until 1967 the Constitution specifically denied the Commonwealth the power to legislate for Aboriginal people in the States or to include them in national censuses. For many years, these provisions had been regarded as an affront to Aboriginal people, as well as a barrier to effective policy-making and administration. An attempt to alter this situation had failed with the defeat of the Powers referendum of 1944.
The 1967 alteration sought to remove these barriers from the Constitution. Despite being held at the same time as the controversial-and unsuccessful-Nexus referendum, the Aborigines amendment was carried with the highest YES vote to date, 90.8 per cent. This vote was said to have reflected a general community view that this was 'a chance to make some sort of amends'.(44)
Although the Commonwealth did little in this policy area for the first five years after the amendment was passed, in time the constitutional alteration came to be seen as extremely important for Aboriginal people. Eventually there was a realisation that direct Commonwealth participation in this policy area meant much higher levels of government spending being directed towards Aboriginal affairs, as well as the possibility of overarching national legislation, such as the Native Title Act 1993.(45) A recent judgement is that the referendum was 'vitally necessary to the process of change', especially as it
bestowed upon the Whitlam and subsequent governments the moral authority required to expand the Commonwealth's role in Aboriginal affairs and implement a major programme of reform.(46)
Amendment 6: 1977 Casual Vacancies
This amendment altered s. 15 of the Constitution.
Four amendments recommended by sessions of the Australian Constitutional Convention were put to the people in 1977. The Casual Vacancies proposal arose out of the 1975 controversy over the appointment of non-party Senators Cleaver Bunton (NSW) and Albert Field (Qld) to fill Senate seats formerly held by ALP Senators. The change aimed to ensure that a replacement Senator would be required to be a member of the party of which the previous Senator was a member at the time of his or her election. Essentially, the purpose of the amendment was to preserve the party balance from one Senate election to the next, and to that end it also abolished Senate by-elections. It received 73.3 per cent of the vote.
Despite the clear intention of the amendment's supporters to ensure that the party balance in the Senate should not be altered by a casual vacancy, the aftermath indicates that the best of intentions can be thwarted. Following the resignation of a Tasmanian ALP Senator in April 1987, the nominee of the party, John Devereux, was rejected by a tied vote in the Tasmanian Parliament. As a Tasmanian Minister put it, 'we can choose only a person who is a member of the same party ... but we are not bound to accept the nomination of the party concerned'.(47) Tasmania therefore had only 11 Senators between 2 April and the double dissolution election of 11 July 1987.
Amendment 7: 1977 Territorial Votes
This amendment altered s. 128 of the Constitution.
At the time of Federation the very few people who lived in the Northern Territory voted as residents of South Australia. Territorians could therefore vote in constitutional referenda. When the Territory was surrendered to the Commonwealth in 1911, however, its citizens lost the vote in such referenda, due to the failure to refer to Territory voters in s. 128. Residents of the Australian Capital Territory were similarly restricted. In 1967 demonstrations against this restriction upon civil rights occurred in Alice Springs, as Territorians expressed their resentment at not being able to vote in the Aborigines referendum.
In 1974 the Whitlam Government attempted to amend s. 128 in a double-pronged proposal. Territorial voting rights in referenda were sought, but the Government also proposed that constitutional amendments could be carried with just half of the States-instead of a majority of States-voting in favour. Only New South Wales supported the proposal, but it is likely that had the Territories section been a separate question, it would have been ratified.
In 1977 the question of Territory votes was relatively uncontroversial, being carried in every State, gaining a national YES vote of 77.7 per cent, though Queensland (40.4 per cent) and Tasmania (37.8 per cent) had quite large NO votes. It has been claimed that the high vote of approval was a reminder of Australia's honourable record of electoral reform-that the amendment had 'Australian political tradition behind it'.(48) Despite John Paul of the University of New South Wales dismissing the change as the granting of a 'hollow privilege', the Canberra Times stated that people in both Territories should be grateful, 'for the universal acknowledgment that their natural right to vote in future referendums will now be given the force of law'.(49)
Amendment 8: 1977 Retirement of Judges
This amendment altered s. 72 of the Constitution.
In October 1976 the Senate Standing Committee on Constitutional and Legal Affairs recommended a retiring age for all federal judges. This recommendation was based on
The committee's view was accepted by the Australian Constitutional Convention soon after.(50)
The amendment introduced in the following year sought to provide for a retiring age of seventy for all federal court judges, including those on the High Court-though not judges appointed before the approval of the referendum. The issue was not controversial, despite Sir Robert Menzies' description of the change as 'superficial and ill-considered'.(51) Over 80 per cent of voters supported the amendment:
It appears that in Australia, age provokes a reaction of vacation rather than reverence, and the electorate saw no reason to make an exception of High Court judges.(52)
Interestingly, although a great deal has been written and spoken about Australian constitutional referenda, remarkably little research has been conducted into Australians' voting behaviour on these occasions. What follows, then, is a brief discussion of the most commonly cited factors that might help us understand the outcomes of s. 128 referenda, but with a marked absence of behavioural data. Among the commentators, the debate is split between those who believe the results reflect Australians' general awareness and good sense about constitutional matters, opposed by those who speak of voter ignorance and unnecessarily cautious voting behaviour. The truth may lie somewhere between these two points of view.
The Provisions of s. 128 and the Referendum Legislation
Some writers have criticised the constitutional and legislative arrangements for the holding of constitutional referenda.(53) The 'double majority' has been said to create too high a hurdle, though the figures do not really bear this out. If the double majority had required just half the States-as proposed in 1974-the tally of successes would have been increased by three (1946 Primary Produce Marketing and Industrial Employment, plus 1977 Simultaneous Elections). If only a national majority had been necessary, to these three would have been added the Air Navigation attempt of 1937 (the 1984 Simultaneous Elections attempt would have been unnecessary, as this change would have been made in 1977).
Against this, however, it seems that a more significant factor has been the difficulty in securing 50 per cent of the national vote for the YES case. It has been pointed out that almost 60 per cent of the proposed changes stood a good chance of passage, but on no less than nine occasions the national vote has been in the range 49.0 to 49.8, while seven votes have been in the range 45-48 per cent, a possible consequence of so many being opposed by the Opposition of the day.(54) With more efforts to achieve bipartisan support, it is quite likely that more campaigns would have been able to secure a national YES majority, and thus the double majority would probably have also been achieved in more cases. It does not seem, therefore, that the double majority, of itself, has had a major effect upon constitutional referenda results.
Saunders and others have focussed on the 'party political character of constitutional change', which is the direct consequence of an amendment procedure which allows only the Commonwealth Government to initiate proposals. Jeffrey Goldsworthy of Monash University has suggested that this partisanship could be lessened if the States had a formal role in the amendment process.(55)
Other writers have focussed on the sending of both the YES and a NO arguments to the voters. Professor Richardson has suggested that the printing of the two cases, of equal length, in the same pamphlet, gives the NO case a status it might not have if the votes in parliament are taken as a guide. He noted that an amendment proposal passed by the Parliament is the legal expression of the will of the people, yet this provision does not recognise that legal fact.(56) Professors Colin Howard and Cheryl Saunders have asked whether the totals of the votes in the two houses of parliament ought to be included in the information sent to voters, to make clear the strength of parliamentary support for any measure.(57) Professor Howard has also commented critically about the lack of criteria required to write the two cases. He noted that the YES case has usually been presented simply, bearing some close resemblance to what is being proposed. The NO case, on the other hand often seems designed to confuse, and 'is usually a totally unreliable guide to what the amendment is all about'.(58)
Voter Attitudes: Ignorance? Conservatism? Discriminating Judgment?
Professor L. F. Crisp is one writer who has criticised the voters for their 'ignorance' and their 'conservatism':
... objective assessment of constitutional problems as such is an abstract, complex, technical business for which the average citizen is usually ill-equipped and disinclined, while the problems may be so complicated as to be ill-suited to a simple and satisfying 'Yes' or 'No' vote. The temptation, therefore, is to 'play safe' and 'let things be'.(59)
This view portrays the voters as puzzled by the wording of referenda, often confused by the complexity of the issue under discussion, and unable to make sense of the loud argument and counter-argument that swirls about them. It is possible, continue the critics, that even the form of the ballot paper used in constitutional referenda may be off-putting for voters because the wording of the questions seems to require knowledge of a particular Act of Parliament (see above). Is it any wonder, asks Professor Don Aitkin, that many 'shrug their shoulders and vote no'?(60)
For writers with a different perspective, such criticisms tell us more about the views of those who see the Constitution as out-of-date and in need of major reform, than of the voters they criticise. For Mark Cooray of Macquarie University, it indicates that those he calls the constitutional 'reformists', possess an elitist perspective-'that they, and they alone, know what is best'.(61)
The Australian Constitution is undoubtedly a complex document about which there are conflicting views, and presumably there are some voters who behave as Crisp and Aitkin claim. Having said this, the experience of certain referenda suggests that it may be simplistic-as well as patronising-to claim that most voters do not understand what they are passing judgment upon. In 1967, for instance, over half of the voters rejected the Nexus question, while nine voters out of every ten supported the Aborigines amendment.
In addition, it may be misleading to consider only the total YES and NO results across the 42 national votes. If the 42 cases are categorised, in fact, then a different picture emerges.
The Constitution is a federal document, drawn up by regional politicians determined to protect the position of the States in their federal scheme. Voters in the Federation referenda were spoken to incessantly about the need to protect the place of their colony in the future union, and in the years since, Premiers have often warned voters of the need to protect their State's rights from Commonwealth incursion. Voters have often been asked to show support for their State, most notably in regard to constitutional amendments proposing to increase central government power. Their response has been spectacular-all 17 attempts to increase Commonwealth economic power have been rejected, as have four others dealing with non-economic powers. Two referenda suggesting Commonwealth involvement with local government (1974, 1988) have also failed. Constitutional amendment can thus be difficult if it strays outside the federal parameters that seem to apply as much today as they did in the late 1890s.
In their criticism of voter performance, writers such as Crisp have especially focussed on the 17 economic powers referenda, for they see national legislation and the setting of national benchmarks as essential to the development of the nation. This is particularly the case in a nation with a constitution that has been seen by former Prime Minister Whitlam and others as 'a political structure that is outdated, reactionary and resistant to change'.(62)
If we look at different categories of amendment, however, the picture alters. There have been other questions dealing with the federal system, not just the type seeking to give more power to the Commonwealth. Two of three referenda trying to tidy up Commonwealth-State financial relations have been passed (1910, 1928), though a proposal to alter arrangements for the interchange of powers was defeated in 1984. The only amendments seeking to increase Commonwealth power that have been passed were not typical of such questions. If we classify the Social Services (1946) and Aborigines (1967) referenda as 'social', then we note that together with the 1977 Judges example that dealt with retirement ages, then three of five such 'social' referenda have been carried. The two that missed out were Communism (1951) and Rights and Freedoms (1988).
The other major type of alteration has dealt with what might be called 'machinery' amendments. Just one of four dealing with electoral or referenda arrangements has passed-that giving Territorians the right to vote in constitutional referenda. The Senate has been the focus of seven attempts, six of them occurring in the past three decades. The Rotation of Terms amendment (1906) and the Casual Vacancies amendment (1977), were both passed comfortably. By contrast, five proposals that seemed to have been designed 'to reduce the unpredictability of the Senate in the affairs of the Government' (1967, 1974, 1977, 1984, 1988) have been defeated.(63)
In summary, amendments perceived to weaken the federal system are likely to receive short shrift, whereas attempts to repair the perennially-flawed finance chapter have been received sympathetically. Perceived attacks on the Senate are likely to be repelled but matters dealing with societal relations are considered closely. Such outcomes are a possible reminder that voters go to a referendum polling place 'with some consciousness of Australian history and politics'.(64)
Apart from the different responses of voters to different categories of amendment, voters have also indicated an awareness of the issues (if not necessarily the words) surrounding particular questions. Examples illustrating this include:
Voter awareness can also be assumed in referendum votes that suggest different perceptions have been held in different parts of the nation. Examples include:
According to Denis Altman of Latrobe University, 'the greatest single obstacle to constitutional change in Australia is the conservative nature of the society itself'.(69) Such claims are common but they remain to be proven. It may be equally accurate to describe Australia's record in constitutional amendment as being merely a reflection of various Commonwealth Governments being out of step with public sentiment in a large, federated country.
It may also reflect a growing acceptance of the Constitution over the years, and a suspicion of efforts to alter it. If we look at the eleven referenda that were held before 1914, we find that in the 66 separate State votes there were 34 (51.5 per cent) that were YES votes. In the seven between-wars referenda the YES tally fell to 42.9 per cent of the whole. In the 24 referenda held since 1944, barely one-third (35.4 per cent) of the State totals have registered YES votes.
Party Attitudes: the Battle for the Constitution
The Labor Urge to Reform the Constitution
Although all major parties have had an influence upon the way in which the Constitution is viewed, it has been the Labor Party's luke-warm attitude which has been particularly significant in the politics of the Commonwealth Constitution.
The Labor Party was uncertain of the Constitution even before it became law. Federalism was seen as a barrier to social change, hindering central governmental intervention, and making uniform solutions to social problems difficult to achieve. Many Labor people thus would have preferred the creation of a unitary system.(70) The rough treatment of Chifley Government (ALP) legislation by the High Court in the 1940s seemed to suggest that there was an actual constitutional barrier to the implementation of key Labor policies. Such attitudes were important in influencing the way Labor politicians once regarded the Constitution. Former federal leader, Arthur Calwell (1960-67), summed up the party's long-time feeling of frustration with the document:
Australia has reached a stage in which the states have the residual powers but cannot undertake the task, while the Federal Parliament which can do the job effectively does not possess sufficient or adequate powers.
... No constitution is sacrosanct. All must face the fact that it is in our own interests, as well as for the good of the nation, that we remedy the defects in our Constitution.(71)
From the first years of Federation, then, Labor politicians saw constitutional amendment as an important priority. ALP Governments have rarely been prepared to leave the Constitution as they found it. The Fisher Government's eight attempts, in April 1911 and May 1913, indicated the party's clear determination to reshape the Constitution, the Curtin and Chifley Governments sponsored five attempts between 1944 and 1948, and 12 of the party's 25 attempts were proposed by the Whitlam and Hawke Governments. Labor has been in power for about one-third of the time since 1901, yet has sponsored 59 per cent of the constitutional referenda.
Significantly, Labor efforts to amend the Constitution have generally sought to bring about major changes, leading their opponents to portray the party as Constitution wreckers:
Referendum proposals which are identified exclusively as Labor Party initiatives seem certain to encounter vocal opposition and probable rejection. Just as Labor has aroused strong political passions in other areas of government (leading to many supply threats and two dismissals), so in this area it is Labor referendum initiatives that have met sharp opposition ...(72)
The consequence of this has been Labor's near-failure to institute constitutional change: just a single success in 25 attempts (four per cent), compared with the conservative parties' successes in 7 of 17 attempts (41 per cent).
Many Labor people have shared the frustrations of Professor Crisp of the Australian National University (himself a life-long party member), when he lamented the dashing of many people's hopes of 'necessary progressive amendment'.(73) The response of Crisp and others, therefore, has been to blame the voters:
Labor politicians and theorists seem to be at a loss to understand why the electorate, which endorses their policies from time to time [in an election] does not also accede to their requests for more constitutional power.(74)
A major part of the constitutional referenda story, then, has been Labor's determination to change the Constitution, clashing with a popular resistance to the further centralisation of legislative power (albeit sometimes by very narrow margins). With the Labor Government of 1983-96 having been so important in altering the party's attitudes to the importance of central government power to the achievement of the party platform, perhaps future Labor governments will not see constitutional change as being so fundamental. The views of Calwell and Whitlam, cited above, may come to be seen as simply an early stage of the party's evolution within the modern Australian nation.
Liberal Protection of the Constitution
By contrast, the Liberal Party has projected itself as the protector of a fundamental document that 'has maintained our liberties, national unity in war and depression, the federation and our national independence'.(75) Within this, there has been a determination to preserve the federal system, the British connection and the basic principles of responsible government:
... responsible government in a democracy is regarded by us as the ultimate guarantee of justice and individual rights.(76)
Naturally enough, then, the Liberals have often been opposed to Labor's efforts to amend the Constitution, particularly if such efforts threatened what R. G. Menzies called 'the nature and significance of federalism as the dominant factor in the Constitution'.(77)
But despite Menzies' own criticism of Labor efforts to mix politics and law during constitutional referendum campaigns, he and other Liberal spokespeople have not failed to see that protection of federalism and the Constitution could be used as 'a useful stick with which to beat the socialists'.(78) This approach has coloured the tactics used in constitutional referenda. During the 1940s, for instance, Menzies spoke of Labor's 'contempt for the basic Constitutional instrument', and portrayed the Rents and Prices amendment (1948) as one part of Labor's plan of complete socialisation of government and the undermining of the Australian way of life.(79)
Such an approach also coloured the Liberal Party's response to the Whitlam Government's reforming urge. The Constitution was described as an historical compact and charter which formed a fundamental law that ought not lightly be altered.(80) This was not to say that it could not be altered, but changes ought not be rushed, a failing common on the Labor side.(81) In keeping with this view, Labor attempts to alter the Constitution have often been described as a 'grab' for power. As former MHR, Peter Shack, put it when criticising the 1988 proposals, 'The hidden agenda ... is a grab for power by the Federal Government for more power to interfere with our democratic rights, the rights of State and Local Governments and with our rights as individuals'.(82)
A referendum is an exercise in participatory democracy and the temptations of partisan advantage have often proved too hard to resist at campaign time. With both major parties, therefore, ideological and political considerations have tended to outweigh any chance of a proper and careful consideration of the place of the Constitution in the Australian system of government.
Party Attitudes: Tactical Difficulties
The parties have also seemed to assume a high level of voter ignorance with regard to constitutional referenda. This can be illustrated in various ways.
At various times the parties have seemed to assume that voters have no memories of previous amendment attempts. This has been well-illustrated in the way that a party might be keen to introduce a particular amendment while in power but not prepared to allow their opponents to be the first to possess that power. In regard to Commonwealth control over monopolies, for instance, despite having tried to gain this power in 1911 and 1913, Labor opposed a similar attempt by their Nationalist opponents in 1919. Similarly, Labor attempted to gain power to legislate in respect of trusts in 1913, but opposed their opponents' 1919 attempt, despite the provision that the new power was to remain in force for a maximum of three years.
A more recent example occurred in relation to the different efforts to introduce simultaneous elections for the House of Representatives and the Senate. In 1974 the Coalition opposed Labor's attempt to do so, claiming that the Government's real plan was the weakening and eventual abolition of the upper house. Despite this, the Fraser Government attempted to amend the constitution to this end in 1977, earning accusations of hypocrisy from within its own ranks. With this second attempt also being defeated, Labor tried again in 1984, and once again the Coalition opposed the attempt.
There has been a general opportunism and the seeking of short-term victories over opponents, rather than a careful consideration of the questions under discussion. Former South Australian MLA, Robin Millhouse, has lamented that 'it's a sad fact that not enough of us [politicians] care sufficiently about constitutional reform to avoid party politics'.(83) This means that a great deal of exaggeration and distortion is standard fare, leading Professor Aitkin to complain that 'the intellectual level of referendum debates is often appalling'.(84) In 1937, for instance, opponents of the Commonwealth having power to make laws with regard to aviation, predicted that the proposal would wreck state railway systems and spoke of a substantial increase in the price of food. In 1948, the Country Party leader alleged that centralised price control would be used to destroy private enterprise and establish a socialist state.(85) In 1967 the effort to remove the nexus was motivated by a desire to avoid establishing new Senate seats (which could only be done in multiples of six) when population increases dictated small additions to the House of Representatives. Despite this, the NO case relied largely on the populist cry of 'no more politicians'. In 1988 Richard Alston reportedly warned that the passage of the Rights and Freedoms amendment could see corporal punishment in schools written into the Constitution.(86)
Another way in which parties have indicated their view of voters' abilities has been in their calls for uniform votes when more than one issue has been presented for ratification. This tactic has been seen especially on the Coalition side. In each of 1974 and 1988, for instance, it was felt better to call for a uniform NO vote for the four questions being submitted, rather than have voters 'confused' by a mix of YES and NO recommendations.(87) In 1973 many in the Coalition were in favour of the Commonwealth having power over incomes but not over prices. It was believed to be safer, however, to make the call NO for both issues, again to avoid 'confusing' voters. Not all have felt this way. In 1977 the Canberra Times noted that the results indicated that voters were well able to differentiate between issues, a point noted also by Campbell Sharman of the University of Western Australia in regard to the 1988 referenda.(88)
Parties have also indicated their view of the voters by attempting too much at the one time. In 1911 and 1913 the ALP put eight questions-six of which were submitted in 1913-and a youthful H. V. Evatt suggested that it was 'chiefly due to its asking too much that the Labour [sic] Ministry failed to pass [any of these] amendments'. None of the amendments was ratified, though the six 1913 proposals only failed narrowly, with all achieving a 49 per cent vote as well as the votes of three States, so Evatt may well have been correct in his assessment.(89)
Ironically, it was Evatt as Attorney-General who sponsored the Powers referendum in 1944. This was designed to give the Commonwealth post-war reconstruction powers in fourteen areas of administration for five years after the end of hostilities. The range of policy areas was vast, including some controversial matters such as the organised marketing of commodities or control over profiteering and prices, but there were also relatively uncontroversial areas such as laws for Aboriginal people and the granting of family allowances. There were also provisions to safeguard freedom of speech, expression and religion. In an extraordinary error of judgment, the ballot paper held just the one question: 'Do you approve of the proposed law for the alteration of the constitution entitled "Constitution Alteration (Post-War Reconstruction and Democratic Rights) 1944?"'(90) This meant that voters who were strongly opposed to a single question had a strong incentive to vote in the negative, despite any sympathy they might have had for other questions.
In a similar way, we have seen earlier how the Amendment referendum of 1974 lumped together the provision for the watering-down of the 'double majority' requirement with the granting of the vote in referenda to Territory voters. If one disliked the former, then one was forced to vote against the principle of fairness that was encapsulated in the latter. In 1988 the Parliamentary Terms referendum effectively dealt with five separate matters: a longer term for the House, a shorter term for the Senate, ending the continuous nature of Senate terms, Senate terms to be no longer fixed and compulsory simultaneous elections for both houses. Once again, a voter had no choice but to vote for or against the entire group.
Apart from the impact of the federal party battle upon referendum campaigns there have been at least four other examples of politics affecting attempts to amend the Constitution.
For some referenda, it has been claimed that their defeat may have been due in part to their sponsorship in an inappropriate political context. Professor Parker has noted of the 1948 Rents and Prices attempt, that its firm rejection may well have been due to the political times as much as to the specific proposal. By 1948, the continuation of war-time controls had become an important political issue, with the Liberal and Country Parties calling for the lifting of such controls. In 1949 this became an issue in the Commonwealth election that saw Labor lose office. Parker believes that an attempt by the Commonwealth to gain control over rents and prices, 'clashed too roughly with current attitudes towards "controls"', and was probably doomed from the start.(91)
Similarly, J. C. Finemore, Victorian Parliamentary Counsel, criticised the Whitlam Government's sponsoring of the 1974 Simultaneous Elections proposal 'at a time when there was a life and death battle between the House of Representatives and the Senate'. He believed that this ensured the short-term political aspects of the measure, would predominate over any intrinsic merit that it might have had.(92)
Parker also asked the question as to why, in a nation apparently so homogenous as Australia, the tallies of referendum votes were not the same in each State. He concluded that there must be different perspectives in the different States, suggesting that the answer to the question must, in part, 'be sought somewhere in State politics'.(93) In illustration of this, the American scholar, Aaron Wildavsky, has shown how the Coalition Government's sponsorship of the Industry and Commerce and Essential Services referenda in 1926 was undermined by State branches of the Nationalist and Country Parties, which opposed the further weakening of State governments.(94)
Premier John Allan (CP) of Victoria was one important opponent of the 1926 changes, a reminder that State Premiers have often been instrumental in leading opposition forces to amendment proposals. This has been the case even when changes are proposed by their own party, as in Allan's case. In 1944, the Labor Premiers of New South Wales (McKell) and Tasmania (Cosgrove) led determined opposition to the Powers amendment proposed by the Curtin Government (ALP). Thirty-three years later, Queensland Premier, Joh Bjelke-Petersen (NP) and Western Australian Premier, Charles Court (LP) led the successful fight against the Fraser Government's effort to introduce simultaneous elections. Such cases seem to confirm Parker's claim concerning the importance of State governments in many referendum defeats.(95)
Support for, and opposition to, constitutional referenda is not necessarily limited to political party members. Wildavsky has made the point that on some occasions the explanation for a particular defeat can only be fully appreciated if the activity of other political bodies is understood. In 1926, for example, the fact that all three parties supported the Industry and Commerce proposal in Parliament clearly left unanswered the question as to why the proposal was defeated. Wildavsky's analysis noted the importance of many economic groups in the campaign and he came to the conclusion that
The results of the 1926 referendum suggest that group sentiment, while certainly not infallible, was a far more reliable indicator of voting behaviour than Party alignment.(96)
In a similar way, so many extra-parliamentary groups took a stand on the proposals of 1911, 1913 and 1919, that one cannot maintain that party activity was all-important in explaining the outcomes.(97) A number of writers have made clear the importance of Aboriginal and other groups in pushing the Aborigines referendum of 1967.(98)
More recent examples of the impact of particular interests come from the Whitlam and Hawke Governments. In 1973 Bob Hawke as president of the ACTU led the union fight against the Whitlam Labor Government's Incomes referendum, an effort that was believed to have been important in explaining the very poor YES vote that was cast (34.4 per cent). In 1988, the Rights and Freedoms amendment-and in particular the religious freedom section-was strongly opposed by many church representatives and by independent schools, both fearful of the future of state aid to such schools. The Hawke Labor Government, apparently confident that the proposal would be praised by the electorate, was said to be stunned at the severity of the defeat.(99) The 69.2 per cent NO vote for this amendment is the highest negative figure returned in a constitutional referendum.
The 1999 Republic referendum will be unusual with the Government's appointment of the two committees to put the YES and NO cases (see above). The Australian Republican Movement and Australians for a Constitutional Monarchy will therefore be key groups working to influence the vote outcome. The granting of such 'insider' status is unprecedented. Much more typical will be the private efforts of a group like the Real Republicans to enter the public debate.
At first glance, the only way to change the Constitution is by using the amendment procedure spelt out in its final provision, s. 128 (the full text of which is found at Appendix 1). Some of the constitutional features of that provision are examined below. Section 128, however, is merely one of several ways to alter constitutional arrangements in Australia. Compared with these other methods, the returns from formal amendment by referenda are 'modest indeed'.(100)
The primary method by which the constitutional framework has evolved is judicial interpretation by the High Court. Many forces beyond text and precedent influence the way constitutional law is written and developed, including the accidents of circumstance (as well as designs) which bring litigants before the bench posing a particular question, the personalities and political preferences of individual judges, and the High Court's own sense of the spirit of the times. Over time, High Court interpretation has developed and sometimes rewritten understandings of what the Constitution means, without any referendum changing the words, and indeed sometimes where the very same revision has already been tried and failed under s. 128.
For example, the 1920 Engineers case(101) entrenched a doctrine of 'legalism' which licensed an expansionist interpretation of Commonwealth powers as the 20th Century unfolded. This progressive legal redefinition of the notion of a federal balance changed the bargaining power of the Commonwealth and the States, and has had major implications for the way federal politics has been played out. The generous interpretation of the grants power in section 96 has, for example, allowed the Commonwealth to insinuate itself into all kinds of policy areas previously regarded as State preserves. (102) The centralist logic embedded in the Engineers principle was most dramatically expressed in 1983 in the Tasmanian Dams case.(103) The High Court confirmed that halting work on the Gordon below Franklin dam on environmental grounds was a valid exercise of the power granted to the Commonwealth to legislate with respect to 'external affairs', because it was done pursuant to a treaty-the World Heritage Convention-signed by the Commonwealth in the international arena.
In some cases the relationship between judicial review and attempts at formal amendment through s. 128 is more direct. The High Court's decision in the Concrete Pipes case(104) achieved for corporations law what Commonwealth governments had sought unsuccessfully in referenda on five separate occasions.(105) Professor Coper has demonstrated that on at least four other occasions the High Court has written into constitutional law propositions earlier rejected by the people at referenda, in areas as diverse as aviation, marketing schemes for primary products and freedom of speech.(106) Sometimes events have been reversed-in 1951 Menzies sought unsuccessfully to do by referendum what the High Court had stopped him doing by Act of Parliament, that is banning the Communist Party.
Intergovernmental Negotiations
Periodic reinterpretation by judicial review may influence the legal terms of Commonwealth-State debates, but as Galligan says, at a political level constitutional arrangements have also been 'adjusted by the push and pull of inter-governmental relations'.(107) In the 1990s the machinery of shared jurisdiction 'has become more elaborate and sophisticated' through mechanisms such as the Council of Australian Governments and the National Competition Policy.(108)
Negotiated solutions which meet the financial and political objectives of the Commonwealth while securing the agreement of six State and two Territory governments, each with their own constituencies, can be extremely difficult to achieve. But the low success rate for the referendum alternative provides plenty of motivation. When, for example, the High Court spelt the end for a single national corporations law in 1990, rather than tread the perilous path of constitutional amendment, the Commonwealth engaged the States in a co-operative venture of 'mirror' legislation to achieve the same result.(109)
Other technical possibilities for changing the distribution of powers without resort to s. 128 exist, or have been suggested.(110) Some have speculated, for example, that section 15 of the British version of the Australia Act 1986(111) might authorise a change of wording without involving the electorate.(112) This option would require unanimity amongst State and Commonwealth parliaments, thumbing their nose at the popular sovereignty embodied in the referendum provision-a mix of rare co-operation, legal daring and likely unpopularity which leads Russell to conclude:
Whatever the prospects of this constitutional theory being accepted by the courts (and they would seem to be dim), the prospects of its being adopted by the politicians are even dimmer.(113)
Finally, the States can formally authorise the exercise of additional powers by the Commonwealth Parliament under subsections 51(xxxvii)(114) and (xxxviii)(115) of the Constitution. Neither subsection has been extensively employed, but they have proved useful in areas such as family law and offshore waters. Notably, the Australia Act 1986 (Cwlth), which severed most remaining constitutional links with Britain, was passed 'at the request ... of the Parliaments of all the States' in reliance on subsection 51(xxxviii).
In his seminal Law of the Constitution, A. V. Dicey stated that if a national constitution was written so as to be changeable by amendment, then it should be 'capable of being changed only by some authority above and beyond the ordinary legislative bodies'.(116) For a majority of Australia's Constitution-writers of the 1890s, including Dr John Cockburn of South Australia, this meant involving citizens in national referenda: 'On any question so vital as the amendment of the constitution the people have a right to be consulted directly'. Not all agreed. Queensland's Sir Samuel Griffith asserted that 'millions of people are not capable of discussing [constitutional] matters in detail', and stated his preference to have amendments approved by conventions of politicians.(117)
The history of Australia's efforts at constitutional amendment suggests that, although 'millions of people' might not have discussed the various constitutional amendments 'in detail', their voting record has indicated an adequate awareness of the relevant constitutional principles involved in the 42 referenda. Australian voters have been cautious, and conservative at times, but they have shown their willingness to accept change when persuaded that such change is sensible or right.
They will not, it seems, alter aspects of the federal system if they perceive its basic structure to be under threat, nor will they seek to weaken the position of the Senate in any way. Social issues seem to be much more likely of amendment, as are tidying-up, machinery matters.
Such a conclusion suggests that the Preamble question of November 1999 stands a good chance of being ratified if voters accept the sentiments expressed in the words, and believe it important to add these to the Constitution.
Matters are not so clear with regard to the forthcoming Republic referendum. Despite the reasonable number of amendment attempts from which to draw some conclusions, in this case we find that history is not necessarily a sure guide. There are various reasons for this.
We cannot be sure how voters will see such an amendment. Will it be seen as a machinery matter? If so, will a question that implies a 'minimalist' change be considered as relatively unimportant as the question of the rotation of Senators and be passed easily?
Will the 1999 change be seen as more of a societal question? Will the change be seen as a minor social alteration, whereby an Australian, rather than a British person becomes our head of state? Would such a perception mean a relatively easy acceptance by voters, particularly as a consequence of the great deal of social change over the past fifty years that has taken Australian well away from the long-standing Anglo-Celtic norm?
On the other hand, some of those arguing the NO case will portray this change as a threat to the very basis of the governmental system and with the potential for great damage. If a great many voters agree with them, the message of the historical record is that the referendum is likely to struggle to receive a majority.
How much bipartisan support will there be for the Republic question? If the significant degree of bipartisanship that has been evident continues, then party attitudes may lose their significance. However, if there is a major division based on party lines, passage may well be difficult to achieve.
What effect will dissident republicans such as Clem Jones or Phil Cleary have? The message of the 1967 Nexus case was that even when most in the major parties support a change, loud dissident voices can still bring about an amendment's defeat.
Might the proposed method of choosing the President by parliament, in preference to a popular vote for the office, be described as another example of 'Canberra arrogance'? In 1988 the four changes were described as part of 'Labor's aim of centralising all political power in the House of Representatives in Canberra', a claim that seems to have resonated with many voters.(118) Were the same thing to occur in 1999, the amendment might well be doomed.
It is therefore difficult to predict the outcome, due to an uncertainty of how voters will view the Republic question. Another difficulty in predicting the result lies in the uniqueness of many of the factors surrounding the referendum:
The history of Constitutional referenda is thus well-documented, but it is a history that does not necessarily give us much guidance for the Republic proposal of 6 November 1999.
This Constitution shall not be altered except in the following manner:
The proposed law for the alteration thereof must be passed by an absolute majority of each House of the Parliament, and not less than two nor more than six months after its passage through both Houses the proposed law shall be submitted in each State and Territory to the electors qualified to vote for the election of members of the House of Representatives.
But if either House passes any such proposed law by an absolute majority, and the other House rejects or fails to pass it, or passes it with any amendment to which the first-mentioned House will not agree, and if after an interval of three months the first-mentioned House in the same or the next session again passes the proposed law by an absolute majority with or without any amendment which has been made or agreed to by the other House, and such other House rejects or fails to pass it or passes it with any amendment to which the first-mentioned House will not agree, the Governor-General may submit the proposed law as last proposed by the first-mentioned House, and either with or without any amendments subsequently agreed to by both Houses, to the electors in each State and Territory qualified to vote for the election of the House of Representatives.
When a proposed law is submitted to the electors the vote shall be taken in such manner as the Parliament prescribes. But until the qualification of electors of members of the House of Representatives becomes uniform throughout the Commonwealth, only one-half the electors voting for and against the proposed law shall be counted in any State in which adult suffrage prevails.
And if in a majority of the States a majority of the electors voting approve the proposed law, and if a majority of all the electors voting also approved the proposed law, it shall be presented to the Governor-General for the Queen's assent.
No alteration diminishing the proportionate representation of any State in either House of the Parliament, or the minimum number of representatives of a State in the House of Representatives, or increasing, diminishing, or otherwise altering the limits of the State, or in any manner affecting the provisions of the Constitution in relation thereto, shall become law unless the majority of the electors voting in that State approve the proposed law.
In this section, 'Territory' means any territory referred to in section one hundred and twenty-two of this Constitution in respect of which there is in force a law allowing its representation in the House of Representatives.
In October 1916 and December 1917 plebiscites were held on the issue of compulsory military service outside Australia. The YES vote in 1916 was 48.4 per cent, and in 1917 was 46.2 per cent.
In May 1977 a plebiscite on the question of a national song was held, with voters casting preferential votes for four different songs:
|
Per cent |
|
|---|---|
|
God Save the Queen |
18.6 per cent |
|
Advance Australia Fair |
43.4 |
|
Song of Australia |
9.6 |
|
Waltzing Matilda |
28.3 |
After preferences were distributed, Advance Australia Fair was found to have received the most support with a vote of 65.2 per cent.