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Research Note 6 1996-97

New Zealand's New Electoral System: From FPP to MMP

Gerard Newman
Statistics Group


Background

On 12 October 1996 electors in New Zealand will have their first opportunity to vote using the new Mixed Member Proportional (MMP) electoral system. Since 1853 New Zealand has been using the first past the post (FPP) system to elect members to the House of Representatives. The new system is a result of a Royal Commission and two electoral reform referendums held in 1992 and 1993.

The Royal Commission on the Electoral System was created in 1985 by the Lange Government to report on (amongst other matters):

    Whether any changes to the law and practice governing the conduct of Parliamentary elections are necessary or desirable: and

    Whether the existing system of Parliamentary representation . . should continue or whether all or a significant number or proportion of Members of Parliament should be elected under an alternative system.(1)

Given the terms of reference it is not surprising that the Royal Commission recommended the Mixed Member Proportional system in its 1986 report Towards a Better Democracy.

Following the Royal Commission, two referendums were held to introduce the proposed MMP system. In the first referendum, held on 19 September 1992, voters were asked firstly to choose between electoral reform or maintaining the first past the post system. The second part of the ballot paper asked voters to indicate which of the four options for electoral reform they preferred: supplementary member, single transferable vote, mixed member proportional or preferential voting. The overwhelming results of the referendum were a vote for change with 84.7% in favour of a new system and a clear preference for the mixed member proportional system which received 70.5% of the votes for change.

At the second referendum, held in conjunction with the 1993 general election, voters were asked to choose between the mixed member proportional system and the first past the post system. A clear majority, 53.9%, of voters chose the mixed member proportional system.


                MMP Example                 

                                Party              

                A    B   C    D   E    F   G  Total 

Party Votes    41   25  17    6   4    4   3    100 
%                                                   

Electorate     34   21   9    0   1    0   0     65 
Seats                                               

List Seats     19   11  13    8   4    0   0     55 

Total Seats    53   32  22    8   5    0   0    120 

Notes:
  • Party F and Party G won less than 5% of the Party Vote and are therefore not entitled to any List Seats.

  • Party E won less than 5% of the Party Vote but is entitled to a share of the List Seats because it won an Electorate Seat.

  • Each party that meets the 5% threshold has a slightly higher percentage of all seats than its percentage of Party Votes. This is because the share of seats is based on the shares of Party Votes after excluding votes cast for parties that did not meet the threshold.

Source: New Zealand Electoral Commission

Mixed Member Proportional System

The Mixed Member Proportional system is an attempt to overcome one of the perceived weaknesses of proportional representational systems, ie the lack of individual constituency representation, by combining aspects of proportional representation with single member constituencies. The New Zealand system is based on the system operating in Germany since 1949.

Under the Mixed Member Proportional system electors are given two votes: one to elect a constituent representative using the first past the post system and a second vote to elect representatives from a party list using proportional representation. The New Zealand system is further complicated by the presence of five Maori constituencies. The major features of the New Zealand system are listed below.

  • Parliament will normally consist of 120 members: 60 members elected from single member consistencies, 5 members from Maori constituencies and 55 members elected from party lists.

  • Electors will have two votes: one Electorate Vote to elect the local member using the first past the post system and one Party Vote for the party to be represented in Parliament.

  • Members are elected from party lists using the "Sainte-Lague" form of proportional representation (for an explanation of Sainte-Lague see box).

  • The total number of members in Parliament from each party will depend on the party's share of the Party Vote. To achieve this constituency members will be topped up from the party lists to achieve proportional representation. For example, suppose Party A wins 30% of the Party Vote, it will be entitled to 36 seats (30% of 120), but if it has already won 15 Electorate members it needs 21 Party List members to achieve its entitlement of 36 seats.

  • A party must win 5% of the Party Vote or win at least one electorate seat through the Electorate Vote to achieve representation through the allocation of party seats.

  • The final size of the Parliament may vary depending upon the final allocation of list members required to achieve proportionality. A party might win 14 Electorate seats but only achieve 10% of the Party vote entitling it to 12 members. It is then allowed to keep the two extra members and the size of the Parliament is increased to 122 for the duration of that Parliament.

  • Candidates may appear on both ballot papers but if elected to an Electorate seat their name is removed from the party list.

  • People of Maori descent can choose to be included on the Maori roll and thus be entitled to vote in one of the 5 Maori electorates: the Maori option is usually exercised after each 5 yearly Census.

Conclusion

The New Zealand Mixed Member Proportional electoral system is a radical departure from the traditional first past the post system used for over 140 years. It remains to be seen whether the new system overcomes the problems associated with the old system without introducing a new range of problems. Some concerns with the new system are:

  • voter confusion with the different functions of each vote,

  • increased possibility of coalition and/or minority governments,

  • possibility of Electorate members becoming less important because of the 'top up' nature of the system,

  • degree of elector involvement in the ordering of candidates on party lists, and

  • possibility of tactical voting between the Electorate and the Party List vote.

Sainte-Lague Formula

The Sainte-Lague formula is one of a number of formulae that can be used to allocate seats under party list systems of proportional representation. The formula, devised in 1910 by the French mathematician Sainte-Lague;, involves dividing each party's vote by a series of divisors (1,3,5,7,9 etc) and allocating seats to parties on the basis of the highest quotients. Sainte-Lague divisors (rather than a straight numeric sequence of 1,2,3,4,5) tend to favour minor parties over major parties by making it harder for major parties to win each additional seat. In the following example 5 candidates are to be elected, (the order of electon is shown in brackets).


               Party   Party   Party   Party  Total 
                 A       B       C       D          

Votes         8700    6800    5200    3350    24000 

Divide by     8700(1) 6800(2) 5200(3) 3350(4)          
1                                                   

Divide by     2900(5) 2267    1733    1117          
3                                                   

Divide by     1740    1360    1040     670          
5                                                   
 

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