David Anderson
Foreign Affairs, Defence and Trade Group
Contents
Major Issues
Introduction
Highlights Of Negotiations In The CD, Late
1995 And 1996
- 1995 Negotiations
- 1996 Negotiations: 1st Session
- 1996 Negotiations: 2nd Session
China's Position on a CTBT
India's Position on a CTBT
Pakistan's Position on a CTBT
The Non-Aligned Movement
Other Undecided Issues: The Entry Into Force
Provisions
Australia's Role
- In the United Nations
- At the Conference on Disarmament
- Internationally
- In Australia
Conclusion
Endnotes
Appendix: Chronology of Major Events
Relevant to Nuclear Testing Moratoriums and CTBT
Negotiations
Glossary
For the last two and a half years, negotiations have been
proceeding in the Conference on Disarmament (CD) in Geneva with the
aim of producing a total ban on nuclear testing. As this paper is
being written, proceedings are at a critical stage. The current
round of negotiations finishes on 28 June, and the aim is to have
an agreed treaty text by this date. Certainly there is provision
for another negotiating session, beginning on 29 July, but it must
be acknowledged that if the present intense negotiations cannot
produce satisfactory compromises in entrenched positions on the few
remaining key issues, it may well be that the parties are too far
apart for even another round of negotiations to make much
difference.
Certainly negotiations in the CD over the last twelve months
have seen some major breakthroughs:
- On 11 August 1995, President Clinton announced that the US
would pursue a zero-yield comprehensive test ban (CTB), not
allowing even hydronuclear tests.
- On 29 January 1996, President Chirac announced that France had
ended its controversial testing programme and would begin taking
new initiatives aimed at world disarmament.
- On 20 April 1996, President Yeltsin promised to support a
treaty that would prohibit all tests.
- More recently, in June, China first agreed to abandon its
demands for peaceful nuclear explosions to be exempted from a test
ban and, second, announced that it would end all testing after one
more test in September.
While these commitments to a comprehensive ban on testing
largely resolve what had been the most serious issue of the
negotiations, the scope of the treaty, several significant issues
remain unresolved. With most of the 38 member countries in the CD
united on these matters, the most serious opposition is coming from
China and India.
China continues to hold to its position on on-site inspections,
which form a vital part of the verification regime for the treaty.
Most other countries are prepared to regard data collected by spy
satellites or other technical means as adequate to trigger an
inspection. But China wants to strictly limit data acceptable for
an inspection request to that obtained by the International
Monitoring System, which covers only the four sources:
seismological, radionuclide, hydroacoustic and infrasound data.
India's problems at the CD stem from its distinctive view of the
objectives of a CTB treaty. Whereas the US regards the treaty as an
important contribution to its non-proliferation policy, India wants
the test ban to operate as an instrument of disarmament by linking
the treaty to a definite timetable for eliminating nuclear weapons.
India sees both the Nuclear Non-Proliferation Treaty, which came
into force in 1970, and the CTB treaty as discriminatory, part of
an attempt by the five nuclear powers to legitimise and secure
their monopoly of nuclear weapons. While the nuclear powers
acknowledge that the ultimate goal is nuclear disarmament, they
firmly oppose any linking of the treaty with a disarmament
timetable.
Hopefully the Indian position can be accommodated in the treaty
by means of a statement in the preamble, similar to the preamble to
the Non-Proliferation Treaty, but offering much firmer commitments.
But there is no possibility of the nuclear powers committing
themselves to a firm target date for the elimination of nuclear
weapons.
As Indian policy has hardened during the last year, Pakistan has
tended to follow suit, demanding, for example, that the nuclear
powers should endorse a timetable for nuclear disarmament. However,
Pakistan has little interest in carrying out a nuclear test,
realising it would cost more in international condemnation that
would be gained in technical or strategic benefits, and generally
supports the CTB. Its main concern is to prevent India from gaining
any advantage; it is most unlikely that Pakistan would sign the CTB
treaty if India does not.
The one remaining disagreement over the scope of the treaty
stems from the criticism of the US by India and Pakistan for its
planned series of 'sub-critical' experiments, i.e. experiments with
plutonium which stop short of creating a nuclear reaction. India
and Pakistan argue that allowing sub-critical underground
experiments would pave the way for nuclear weapon states to improve
their arsenals.
One significant issue which is still causing problems at the
negotiations is the provisions for the treaty's entry into force.
If, as a number of states believe, ratification of the treaty by
both India and Pakistan, as threshold states, is regarded as
essential for the treaty's operation, there is a real danger that
the treaty will never come into force because both states are
unlikely to sign, let alone ratify. In the model treaty text
presented to the conference in January this year, the solution to
this dilemma was achieved by means of a waiver. This Australian
text provides that, in the event of a deadlock, a conference of the
states which have ratified the treaty can decide, by a two-thirds
majority, to waive other ratification requirements. A similar
formula will be necessary in the completed treaty document .
In view of Australia's long record of commitment to a CTB
treaty, including very significant diplomatic effort in its
pursuit, it is understandable that the Australian delegation at the
CD has been among the most active of those involved in the
negotiations. Its significant contributions include:
- Its presentation, in March 1994, of a draft treaty text. This
document together with a draft treaty text presented by Sweden,
formed the foundation for the 'rolling text' which has been the
negotiating text for most of the conference.
- Its presentation, in February 1996, of the model treaty text
mentioned above. This was an attempt to give new momentum to the
negotiations.
- Its chairing of the drafting group on the International
Monitoring System, the key component of the treaty's verification
regime. As part of the CD Chairman's recent attempt to expedite
proceedings, Australia was appointed as 'moderator' for both the
International Monitoring System and the International Data
Centre.
Australia has provided technical experts in the development of
the International Monitoring System. Australian facilities will be
crucial to the effective functioning of this System; only Russia
and the US will host more monitoring stations than Australia.
Hopefully the issues still in dispute can be resolved. Failure
to complete the treaty will be a major setback to the arms control
and disarmament regime.
For the last two and a half years, negotiations have been
proceeding in the Conference on Disarmament (CD) in Geneva with the
aim of producing a total ban on nuclear testing. As this paper is
being written, proceedings are at a critical stage. The current
round of negotiations finishes on 28 June, and the aim is to have
an agreed treaty text by this date.
Despite the intense focus on 28 June, it can be argued that this
deadline is somewhat artificial. As part of the agreement to
indefinitely extend the Nuclear Non-Proliferation Treaty at the
Conference in New York in April 1995, participating nations called
for the completion of a test ban treaty no later than 1996. Then at
the UN General Assembly in December 1995 the international
community adopted a resolution calling for the conclusion of a
comprehensive test ban treaty (CTBT) 'as soon as possible in 1996'.
An agreement reached by 28 June would give time for the text to be
translated and sent back to capitals, and then be presented to a
special session of the 50th UN General Assembly in early September.
That would allow for scheduling a signing ceremony during the
regular 51st assembly, which begins later in September.
But if, for example, there was still disagreement over the text
on 28 June, and it was agreed to extend the negotiating session by
a week of so in an effort to resolve differences, an agreement
reached in early July would still fit in with the present
timetable. And if agreement cannot be reached, the treaty could be
carried over to another negotiating session, scheduled to run from
29 July to 13 September, with the signing of an eventual treaty put
off until early 1997.
However, the 28 June deadline does have symbolic and
psychological importance. Nearly all the 38 nations at the
Conference on Disarmament are eager to reach agreement by this
date. And, most important, if the present intense negotiations
cannot produce satisfactory compromises in entrenched positions on
the few remaining key issues, it may well be that the parties are
too far apart for even another round of negotiations to make much
difference.
------------
This paper will first outline highlights of the last six months
or so of negotiations. Then there will be a discussion of the
attitudes of several of the major participants with emphasis on the
remaining obstacles to completion of the treaty. Readers desiring
more background on the value of a comprehensive test ban and on the
early negotiations should read the Parliamentary Research Service
Current Issues Brief No.2, 'Are we finally on track for a
Comprehensive Test Ban', issued in August 1995.
1995 Negotiations
Proceedings in the CD suffered several setbacks in 1995. First
there was the Chinese nuclear test in May 1995, just three days
after the NPT extension conference in New York had issued, by
consensus, a document which stipulated that:
Pending the entry into force of a
Comprehensive Nuclear-Test-Ban Treaty, the nuclear-weapon states
should exercise utmost restraint(1) (i.e. refrain from testing
nuclear weapons)
A month later, on 13 June, President Chirac announced that
France would resume the testing of nuclear weapons in the Pacific,
with a series of eight tests. Soon after there were reports that
the US Pentagon favoured a low-threshold test ban, permitting tests
equal to several hundred tons of TNT, rather than a comprehensive
test ban. Then in August, India introduced a new obstacle to
progress with a demand that any test ban treaty should be linked
with a program for attaining total nuclear disarmament.
A major breakthrough came on 11 August with an announcement by
President Clinton that the US would pursue a zero-yield CTB with
even hydronuclear tests being excluded. This declaration by the
major nuclear power gave a new lease of life to the
negotiations.
1996 Negotiations: 1st Session
The negotiations recommenced on 22 January 1996 with some
optimism but also a real consciousness that time was running out.
The first month was not promising, and it was obvious that the
existing negotiating process, working from the 'rolling text' with
its many bracketed parts denoting areas of disagreement, would not
deliver a treaty by mid-year. On 29 February, Australia tabled at
the Conference a 'model text' of a CTB treaty, with explanatory
notes. This text was produced after consideration of the various
national positions, and offered resolution of the bracketed
sections in the rolling text. The aim of this model treaty text
was, according to the Department of Foreign Affairs and Trade, to
'assist in...refocussing the negotiations, and giving an upward
shift in their style and pace'.(2)
Notable during the first session was the new enthusiasm of the
French delegation following the announcement by President Chirac on
29 January that France had ended its controversial testing program
in the South Pacific, and would embark on a fresh campaign in
favour of disarmament. On the final day of this session, 29 March,
the Chairman of the CD, the Dutch diplomat Jaap Ramaker, took the
Australian model text a step further by tabling his own edited
version of the rolling text. Although Ramaker's working paper still
included many sections of bracketed texts, it helped focus activity
on the key areas of disagreement.
However this first negotiating session of 1996 ended with the
major issues - the scope of the treaty, the nature of on-site
inspections and the provisions by which the treaty would enter into
force - still unresolved. One positive step came on 20 April, three
weeks before the second session began, when President Yeltsin,
opening an eight-nation summit on nuclear safety and security,
promised to support a treaty that would prohibit all nuclear tests
and explosions. For most of 1994 and 1995, Russia had favoured a
test ban with a threshold yield as high as 80kt, although in
October 1995, President Yeltsin had indicated Russia's support in
principle for a zero-yield test ban.
On 25 April, Stephen Ledogar, the chief US negotiator, described
the state of the negotiations as 'depressing' and 'shameful', and
warned that 'the window of opportunity to accomplish this
long-sought objective could close very suddenly.' He also presaged
a tougher attitude by the USA at the Conference, claiming that 'US
goodwill in this negotiation is being taken for granted', and
warning that 'the United States will not sign a document that does
not meet fundamental requirements'.(3)
1996 Negotiations: 2nd Session
The CD resumed on 13 May for a seven-week session, the
conclusion of which marked the deadline for producing an agreed
text. Chairman Ramaker immediately introduced a series of steps to
expedite proceedings:
- meetings were now to take place at night as well as during the
day
- a new negotiating method was introduced to replace the former
method, which had relied on two Working Groups, one dealing with
verification and one with legal and institutional issues. The
Chairman now appointed a series of 'moderators', each dealing with
an area of the treaty containing unresolved issues. Thus Australia
serves as moderator for the International Monitoring System and the
International Data Centre, and there are other moderators for such
matters as the entry into force provisions and on-site
inspection.
- on 29 May, the Chairman presented a further document, 'A draft
comprehensive nuclear test ban'. This document is the result of
consultation with all parties, and attempts to capture a 'middle
ground' position on the disputed sections of the treaty. On most
issues it resembles Australia's model text, and is serving as the
new negotiating text.
There is a sense of urgency at the Conference as a series of
intense consultations take place between delegations. The focus, of
course, is particularly on the five nuclear weapon states (the US,
the UK, France, Russia and China) and the three 'threshold states'
(India, Pakistan and Israel), as they reconsider their negotiating
positions.
China's policies have caused some concern during the
negotiations. Its most troublesome positions have been on the
issues of peaceful nuclear explosions and on-site inspection.
Alone among the Conference members, China has insisted from the
start that peaceful nuclear explosions (PNEs) be exempted from the
test ban. Although it claims to have no plans to conduct PNEs at
present, it says it cannot rule out forever the option of
conducting PNEs for excavation or other purposes. The problem with
a PNE is that it is virtually impossible to determine whether it is
being used as a weapons test. A major breakthrough came on 6 June
when China's ambassador to the Conference announced that China was
abandoning its demand to be allowed to carry out PNEs. This has
largely resolved what has been the most fundamental and contentious
negotiating issue, namely the scope of the treaty, what activities
the treaty will ban. Certainly this concession was conditional on
the issue of PNEs being reconsidered in ten years at a treaty
review conference. However, insofar as China agreed that inclusion
of PNEs in the treaty would require consensus at any review
conference, it does seem this condition is to serve as a
face-saving provision. Two days later, on 8 June, China announced
that after one more nuclear test in September, it would commence a
moratorium.
Some commentators have argued that China's hardline attitude on
nuclear tests has reflected an increasingly influential military
anxious to develop a missile capable of carrying more than one
warhead. Its recent concessions could indicate some success with
this aim, but probably also show that China is feeling the pressure
of isolation as the treaty's deadline draws near. To be known as
the state that caused the failure of the CTBT would be a harsh
label for any government.
Another factor in China's backdown on PNEs could be its wish to
concentrate on other segments of the treaty which it considers more
important. A key issue here is the type of information which may be
used as the basis of a request for an on-site inspection. In
Australia's model text - the on-site inspection provisions of which
are generally supported by a majority at the Conference - data
collected by any element in the treaty's verification regime can be
adequate to trigger an inspection request. Thus information
provided by spy satellites, which are included in the category of
'associated measures' in the verification regime in the model text,
would be sufficient. China wants to strictly limit data acceptable
for an inspection request to that obtained by the International
Monitoring System, thus excluding the use of intelligence. This
would greatly weaken the 'challenge' inspection provision, the aim
of which is to deter any secret testing.
At present it appears positions are polarised on this and other
aspects of the on-site inspection provision, which has become
probably the major unresolved issue. On 25 April 1996, speaking on
the question of the information source which can be used to trigger
an on-site inspection, Stephen Ledogar warned:
For the United States, the answer to
that will determine whether we agree to participation in this
treaty or not.(4)
It is interesting to look at the way Australia's model text
handles the problem of on-site inspection requests, with its
attempt to bridge differences by requiring different
decision-making processes depending on the information source
providing the basis for the request. Thus if an on-site inspection
request is based on International Monitoring System data, a
majority vote by the CTBT implementing organisation is necessary to
block the request, whereas if the request is based solely on
non-International Monitoring System data, a majority vote is needed
to approve the request.
Right up to the late 1970s, on-site inspection was one of the
chief issues dividing the US and the Soviets in their negotiations
towards a comprehensive test ban. But since the mid-1980s a number
of treaties have come into force containing detailed and intrusive
'inspection on demand' provisions. It would be most unfortunate if
this issue emerged as a treaty-breaker in 1996.
India, together with Pakistan and Israel, is categorised as one
of the 'threshold nuclear states', i.e. states which have the
capability to assemble nuclear weapons at short notice. In Israel's
case there is also an unacknowledged nuclear arsenal.
Unlike most countries in the world, India has a strong element
in its population which believe that nuclear weapons will confer
upon the country the status of a great power, regardless of its
economic development. More specifically, it is felt that India
needs nuclear weapons to deter nuclear threats from Pakistan and
China. An India-wide opinion poll in December 1995 found that 62
per cent of respondents wanted India to develop nuclear weapons to
counter the nuclear threat posed by its neighbours. And the last 12
months have seen a vigorous intellectual debate taking place in the
Indian media on the advantages and disadvantages to India of a
CTBT.
Because of its strategic views, India's traditional attitude to
the Nuclear Non-Proliferation Treaty, which entered into force in
1970, has been that it is discriminatory, allowing the five nuclear
weapon powers to proliferate vertically while denying horizontal
proliferation. The indefinite extension of the Non-Proliferation
Treaty in May 1995 was seen by India as a first step by the nuclear
powers towards legitimising their possession of nuclear weapons,
with the CTBT being merely a follow-up 'ploy' to cement this
monopoly. The test ban is thus being portrayed as a check on
India's ability to develop its nuclear capability and achieve
status as a nuclear power. Signing the treaty in its present form
is thus seen as constituting a weakening of its sovereignty.
India rejects a test ban which would operate only as an
instrument of non-proliferation, serving only to maintain the
nuclear status quo. Instead it advocates a test ban which would
operate as an instrument of disarmament, thus binding the nuclear
states to make real reductions in their stockpiles in return for
the constraints which the treaty would necessarily place on the
threshold states. This position first emerged during the latter
half of 1995, as it sought to link the treaty to a definite
timetable for eliminating nuclear weapons. It has been difficult to
say whether this is a firm policy, for which India was prepared to
sabotage the treaty, or a bargaining ploy, aimed at extracting
whatever tangible concessions it could from countries such as the
USA. It is known that India wants to upgrade its own nuclear
weapons potential to a point where an advantage is reached in
relation to Pakistan and China, and technical help from the
existing nuclear powers might be welcome.
On 20 June 1996, Ambassador Arundhati Ghose, the head of India's
delegation, made an ominously hardline statement on the matter,
saying it could not go along with the CTBT in its present form.
However, it was not clear from Ambassador Ghose's remarks whether
India would exercise its veto to block the treaty, or simply refuse
to sign it. It was reported that Ambassador Ghose also said: 'We're
still in the negotiations....There's still hope for compromise.'
Two factors which probably contributed to this hardline statement
were China's nuclear test on 8 June and recent reports in The
Washington Times that Pakistan has deployed the M-11 missile
received from China.
There is general opposition to India's proposal in the CD,
mainly because of fear it would seriously delay or block the
conclusion of the CTBT, but also because there is as yet little
agreement on the forum, timing and conditions for advancing
disarmament beyond the CTBT and the START agreements.
While firmly opposing any linking of the treaty with a
disarmament timetable, the nuclear states have made slight
concessions. On 12 March this year, John Holum, director of the US
Arms Control and Disarmament Agency, acknowledged:
The CTBT itself will also amount to
an indispensable step relating to nuclear disarmament, which
remains our ultimate goal...(5)
At present it seems possible that the Indian position can be
accommodated in the treaty by means of a statement in the preamble,
along the lines of the preamble to the NPT, but offering much
firmer commitment. A minimum requirement would seem to be some
mention of the need for a target date for eliminating nuclear
arsenals, without necessarily specifying a date.
It is ironic that two countries which generally regard each
other as their worst enemies should be so closely aligned in policy
at the CTB negotiations. As India's policy has hardened during the
last year, Pakistan has tended to follow suit, demanding, for
example, that the nuclear powers should endorse a timetable for
nuclear disarmament.
Another topic on which Pakistan and India agree is their
criticism of the US for its planned series of 'sub-critical'
experiments, i.e. experiments with plutonium which stop short of
creating a nuclear reaction. This issue constitutes the one
remaining disagreement over the scope of the treaty, with India and
Pakistan arguing that allowing sub-critical underground experiments
would pave the way for nuclear weapon states to improve their
arsenals. The US insists that such tests are not aimed at
developing new nuclear weapons, but are needed to help maintain the
safety and reliability of its existing nuclear stockpile. The
attitude of Eric Arnett, researcher with the Stockholm
International Peace Research Institute, to such experiments is that
banning them 'is unworkable because it would be impossible to
verify and unnecessary because of the small contribution these
activities make to modernisation'.(6)
It appears Pakistan's main concern with the CTB is to prevent
India from gaining any advantage. Since the Indian nuclear test in
1974, Pakistan's nuclear policy has aimed at providing an effective
deterrent to India. It admits to having the capability to produce
nuclear weapons but denies any intention of doing so. Because a
nuclear test would cause Pakistan to lose more than it gained -
arousing international condemnation and probably inciting India to
expand its nuclear arsenal - Pakistan generally supports the CTB.
As Eric Arnett comments:
India will be more affected by the
CTB, since its bigger and more ambitious nuclear programme is more
in need of nuclear tests.(7)
However, just as Pakistan did not sign the NPT following the
Indian refusal to do so, it is most unlikely it will sign the CTBT
if India does not sign.
Early in the CD's first session this year, it did seem that the
non-aligned movement(8) was going to start playing a significant
part as a bloc in the Conference. In January, when India insisted
it would accept the CTBT only if it was linked with a timetable to
eliminate nuclear weapons, 21 other non-aligned countries also
criticised the nuclear powers for failing to move towards total
disarmament. However, they did stop short of demanding the linking
of disarmament with the test ban, and since then the nations
concerned seemed to have realised the need to resolve the remaining
contentious issues if they want a completed treaty.
A number of major issues which were in dispute for most of 1994
and 1995 have now been resolved. For example, it has been decided
that the organisation to implement the treaty will be based in
Vienna, separate from, but closely coordinated with, the
International Atomic Energy Agency. And there are other issues
which, although not yet decided, are unlikely to delay completion
of the treaty, e.g. the composition of the treaty's governing
council.
However, one significant issue which has been causing problems
is the provisions for the treaty's entry into force. There are
three main requirements which most countries participating at the
CD consider it important to meet:
- the number and composition of states parties at entry into
force should be adequate to enable effective financing of the CTBT
Organisation and effective implementation of the International
Monitoring System;
- all 'key' states should ratify the treaty before it enters into
force. States differ in their definition of what should constitute
a 'key' state for this purpose, e.g. some states, including China,
Russia, Pakistan and the United Kingdom, believe this should
include both the five nuclear weapon states and the three threshold
states; others, including the USA and France, regard ratification
by only the five nuclear weapon states as necessary for the
treaty's entry into force.
- it is necessary to prevent entry into force being blocked by a
delay in ratification by any individual state.
It is obvious that if ratification by India and Pakistan, as
threshold states, is regarded as essential for the treaty's
operation, there is a danger that the treaty will never come into
force because both states are unlikely to sign, let alone ratify.
Thus a formula must be found which can resolve the dilemma if such
a situation arose. In Australia's model text, the solution is
introduced in the form of a waiver. In the event of a deadlock, the
model text provides that a conference of the states which have
ratified the treaty can decide, by a two-thirds majority, to waive
other ratification requirements.
In the CD chairman's compromise text, presented on 29 May 1996,
and now serving as the negotiating text, the ratifications must
include all the countries housing the primary seismic facilities
and all the countries housing radionuclide facilities. As well as
the five nuclear weapon states, this includes both India and
Pakistan, thus opening the way for a deadlock to occur. There is
need for inclusion of some provision similar to the waiver
provision to allow the treaty to come into force.
Some states, including Australia, would prefer not to nominate
any 'key' states, allowing the treaty to come into force when a
minimum number of unspecified ratifications, perhaps 65, have been
received.
In the United Nations
The Australian delegation at the CD has been among the most
active of those involved in the negotiations. This is
understandable in view of Australia's long record of bipartisan
commitment to a CTBT dating from the 1970s. Australia has
traditionally sponsored, together with New Zealand, a United
Nations General Assembly (UNGA) resolution calling for the
negotiation of a CTBT, and in August 1993, in collaboration with
Nigeria and Mexico, Australia brokered the original negotiating
mandate setting in train the CTBT negotiations in the CD.
At the Conference on Disarmament
At the Conference, Australia's chief contribution has been in
taking initiatives to give new momentum to the negotiations or to
resolve long-standing contentious issues. Early in the
negotiations, in March 1994, Australia presented a draft of the
text of the treaty, entitled 'Australian Resource Paper on Draft
Treaty Elements'. This document, together with a draft treaty text
presented by Sweden, formed the foundation for the 'rolling text',
created in September 1994, which has been the negotiating text for
most of the conference. Australia has also tabled a large number of
working papers designed to clarify outstanding issues and promote
Australian priorities.
On 29 February 1996, Australia presented the model treaty text
already mentioned in this paper. The Director of the US Arms
Control and Disarmament Agency, John Holum, described this
Australian draft text as 'a very positive development' and 'a
catalyst' to move the negotiations forward. Holum said the
Australian proposal to resolve issues 'points the way to breaking
the logjam of going bracket-by-bracket'.(9)
During 1994 and much of 1995, a senior member of the Australian
Delegation was chairing a drafting group on the International
Monitoring System within the verification Working Group. Later he
was appointed 'Friend of the Chair' for the International
Monitoring System, and recently, as part of the CD Chairman's
attempt to expedite proceedings, Australia was appointed as
'moderator' for both the International Monitoring System and the
International Data Centre.
On the critical issue of scope, Australia's approach has always
been that the Treaty must be truly comprehensive, and this position
was made known to the nuclear weapon states repeatedly and
emphatically. Australia has been at the forefront of non-nuclear
weapon states' opposition to any suggestion for a threshold to
allow for even very low-yield nuclear explosions, arguing this
would be totally incompatible with the intended comprehensive
nature of the CTBT.
Internationally
It could be argued that the most significant contribution by
Australia has been in its regular high-level consultations with key
states. Australian officials have regularly visited the capitals of
the five nuclear weapon states and of other key countries involved
in the negotiations, to explain such matters as our model text
initiative and to seek support for the intensification of the
negotiating process.
In Australia
Australia has also made a significant contribution to the
development of the key component of the verification regime - the
International Monitoring System - by providing technical experts in
the seismic, hydroacoustic, infrasound and radionuclide
technologies. These Australian experts, in addition to
participating in CTBT-related conferences internationally and in
the negotiations in Geneva, act as a consultative panel for the
Department of Foreign Affairs and Trade to assist in the
development of Australian policy in the area of verification. By
virtue of our geography and our existing expertise and
infrastructure, Australian facilities will be crucial to the
effective functioning of the International Monitoring System: only
Russia and the US will host more monitoring stations than
Australia.(10)
With the 28 June deadline less than two weeks away, there are
still several issues in contention, with China and India presenting
the major obstacles to the majority point of view. The dispute over
on-site inspection appears to offer the greatest threat to
completion of the treaty. On-site inspection is an important aspect
of the verification regime, and an effective treaty cannot allow
much compromise in this area. At the time of writing, it appears
the opposing sides on the issue are poles apart, and if China
maintains its present position it is difficult to see any
agreement.
Until recently it seemed India's demand, that the treaty be
linked with a timetable for the elimination of nuclear weapons,
could be resolved, but time is running out, and concessions are
needed on both sides. The differences stem from opposing views of
the objective of a CTBT; the US sees the treaty only as a
contribution to its anti-proliferation policy, while India wants it
to have a disarmament impact.
The value of a CTBT has been discussed in the Parliamentary
Research Service Current Issues Brief No.2, 'Are we finally on
track for a comprehensive test ban?, issued in August 1995. Perhaps
the major value of a treaty will be in preventing the modernisation
of existing nuclear arsenals. As Eric Arnett recently pointed
out:
It is popularly believed that US simulation technology is so
advanced that it can practically replace testing. In fact,
simulation technology is not that advanced, even for modeling new
weapons.(11)
What we can say is that a CTBT will have definite symbolic
value, and that failure to complete a treaty will be a major
setback to the arms control and disarmament regime.
- 1995 Review and Extension Conference of the Parties to the
Treaty on the Non-Proliferation of Nuclear Weapons. Principles and
Objectives for Nuclear Non-Proliferation and Disarmament. 9 May
1995. NPT/CONF.1995/L.5.
- Australian Permanent Mission to Conference on Disarmament.
Statement by Michael Costello, Secretary, Department of Foreign
Affairs and Trade. 'Comprehensive Test Ban Treaty Negotiations'. 29
February 1996.
- Judy Alta. Ledogar warns CTBT negotiations may fail. USIS
Wireless File, EPF 411. 25 April 1996.
- Ibid.
- Ledogar on progress toward comprehensive test ban treaty.
Wireless File. EPF207. 12 March 1996.
- E. Arnett (ed). Nuclear weapons after the comprehensive test
ban. Oxford, SIPRI/OUP, 1996: 130.
- Ibid: 81.
- Formed in 1961, the non-aligned movement consists of countries
which do not adhere to the main East-West military and political
blocks. The current membership is around 109 countries.
- J.S.Porth. Holum sees agreed CTBT draft possible by June.
Wireless File. EPF512. 8 March 1996.
- Australia will host 20 stations in all (4 Primary Seismological
Stations; 3 Auxiliary Seismological Stations; 7 Radionuclide
Stations; 1 Hydroacoustic Station; 5 Infrasound Stations).
The US will host 38 stations; Russia 31 stations; Canada 15
stations.
- E. Arnett. Nuclear club gets clubbier. The Bulletin of the
Atomic Scientists. May/June 1996: 12.
- 31 Oct. 1958
- Conference on the Discontinuance of Nuclear Weapon Tests,
between USSR, USA and UK, begins in Geneva. Each nation begins a
moratorium on nuclear testing soon after.
- main contentious issue of negotiation: verification, especially
obligatory on-site inspections.
- 13 Feb. 1960
- First French nuclear test.
- 29 Jan. 1962
- Conference on the Discontinuance of Nuclear Weapon Tests
formally ends, in deadlock.
- breakdown in negotiations mainly due to the deteriorating
political climate, especially over the Berlin situation
- 25 April 1962
- The USA resumes atmospheric testing.
- 31 Aug. 1962
- Russia resumes testing.
- 1962-1963
- Negotiations on the creation of a comprehensive test ban
continue in UN, especially in the Eighteen Nation Disarmament
Committee (which later became the Conference on Disarmament).
- 5 Aug. 1963
- Partial (or Limited) Test Ban Treaty, banning nuclear weapon
tests in the atmosphere, in outer space and under water, signed
(entered into force 10 Oct. 1963). The preamble states that the
parties are 'seeking to achieve the discontinuance of all test
explosions of nuclear weapons for all time' and are determined to
continue 'negotiations' to this end.
- 16 Oct. 1964
- First Chinese nuclear test.
- 1 July 1968
- Nuclear Non-Proliferation Treaty signed (entered into force 5
March 1970). The preamble reaffirms the statement in the preamble
to the 1963 Partial Test Ban Treaty (see above).
- 9 May 1973
- Australia and New Zealand institute proceedings against France
in the International Court of Justice in connection with the French
nuclear tests in the Pacific
- 8 May 1974
- First and only Indian nuclear test.
- 8 June 1974
- France announces it will move to underground testing after its
next series of tests.
- 3 July 1974
- Threshold Test Ban Treaty (TTBT), agreeing to cease underground
nuclear weapon tests having a yield exceeding 150 kilotons, signed
by USSR and USA. (This Treaty did not enter into force until
December 1990. See this chronology 1 June 1990).
- 20 Dec. 1974
- The International Court of Justice finds that, since France has
announced its intention to cease atmospheric testing, the objective
of Australia and New Zealand in instituting proceedings against
France has been achieved and the claim of the applicants no longer
has any objective.
- 28 May 1976
- Peaceful Nuclear Explosions Treaty (PNET) signed. (This Treaty
did not enter into force until December 1990. See this chronology 1
June 1990).
- 3 Oct. 1977
- Negotiations on nuclear test ban begin in Geneva between USSR,
USA and UK (France and China refuse to take part).
- Main contentious issue: stockpile reliability.
- 12 Nov. 1980
- Geneva talks suspended following Soviet occupation of
Afghanistan (negotiations formally broken off by the US on 20 July
1982).
- 21 April 1982
- Ad hoc Committee on Nuclear Test Ban established to discuss and
define issues of verification and compliance relating to a
CTB.
- 6 Aug. 1985
- USSR begins unilateral moratorium on nuclear testing, aimed at
encouraging resumption of negotiations on nuclear testing (this
moratorium ceased after 19 months; no other nation had ceased
testing).
- 9 Nov. 1987
- US-Soviet negotiations begin on nuclear test limitations,
initially to agree upon verification measures towards ratification
of the 1974 TTBT and the 1976 PNET.
- 8 Dec. 1987
- The US and USSR sign the INF Treaty (entered into force 1 June
1988), covering the elimination of their intermediate-range and
short-range missiles.
- 1 June 1990
- New Protocols signed for the TTBT and PNET. The two Treaties
finally entered into force on 11 December 1990.
- 17 July 1990
- The Conference on Disarmament agrees on a mandate for the Ad
Hoc Committee on a Nuclear Test Ban.
- 24 Oct. 1990
- Last Soviet test.
- 19 Nov. 1990
- Treaty on Conventional Armed Forces in Europe (CFE Treaty)
signed (entered into force 9 November 1992).
- 15 July 1991
- Last French test until resumption in September 1995.
- 31 July 1991
- The Strategic Arms Reduction Treaty (START I) signed (entered
into force 5 December 1994).
- 5 Oct. 1991
- Soviet President Gorbachev announces a one year moratorium on
testing.
- 26 Oct. 1991
- Russian President Yeltsin endorses the moratorium announced on
5 October 1991 (the moratorium still continues).
- 26 Nov. 1991
- Last UK test.
- 8 April 1992
- French President Mitterand announces a suspension of French
testing until the end of 1992 (the moratorium continued until Sept.
1995).
- 23 Sept. 1992
- Last US test.
- 25 Sept. 1992
- Chinese test.
- 2 Oct. 1992
- US President Bush signs into law the Hatfield amendment,
attached to Water and Energy Legislation, imposing a testing
moratorium until 1 July 1993 and limiting US tests to 15 before a
permanent cessation in 1996.
- 15 Nov. 1992
- The Aust.-NZ-Mexican CTBT resolution adopted by the UN General
Assembly 136 in favour, 1 opposed (US) and 4 abstentions (UK,
France, China, Israel).
- 3 Jan. 1993
- The second Strategic Arms Reduction Treaty (START II)
signed.
- 13 Jan. 1993
- President Mitterand extends the French moratorium
indefinitely.
- 23 April 1993
- President Clinton announces that the US will begin
consultations with Russia, US allies and other states aimed at
beginning negotiations towards a multilateral test ban treaty.
- 3 July 1993
- President Clinton announces that the US will extend its current
moratorium on nuclear testing at least until September 1994,
provided that no other nation tests before that time.
- 5 July 1993
- President Yeltsin signs a decree extending the Russian testing
moratorium as long as no other country conducts a nuclear test. He
also instructs the Russian Ministry of Foreign Affairs to begin
consultations with the other nuclear powers as soon as possible
about negotiating a CTBT.
- July 1993
- US commences consultations with the other nuclear weapon states
plus Germany, Japan and India concerning a CTBT.
- 10 Aug. 1993
- The Conference on Disarmament agrees to the Nuclear Test Ban Ad
Hoc Committee beginning negotiations on a CTBT from the start of
the 1994 session. The decision was modelled on a draft decision
submitted by Australia, Mexico and Nigeria.
- 5 Oct. 1993
- Chinese test.
- 16 Dec. 1993
- UN General Assembly adopts by consensus a resolution, sponsored
by Australia, New Zealand and Mexico, calling for negotiation of a
CTBT.
- 25 Jan. 1994
- CTBT negotiations begin in the Conference on Disarmament.
- 3 Feb. 1994
- CTBT negotiations begin in the Conference on Disarmament's Ad
Hoc Committee on a Nuclear Test Ban.
- 14 March 1994
- President Clinton extends the US moratorium until at least
September 1995.
- 30 March 1994
- Australia presents draft treaty text to the Ad Hoc Committee on
a Nuclear Test Ban.
- 10 June 1994
- Chinese test.
- 5 Sept. 1994
- Conference on Disarmament's Ad Hoc Committee on a Nuclear Test
Ban, in its report to the Conference on Disarmament, produces CTBT
rolling text.
- 7 Oct. 1994
- Chinese test. China says it will end tests when negotiations on
a CTBT are completed.
- 15 Dec. 1994
- For the second year running, UN General Assembly adopts (with
the P5 among the co-sponsors for the first time) a consensus
resolution calling on the 'conclusion without delay' of CTBT
negotiations in the Conference on Disarmament.
- 30 Jan. 1995
- US extends its moratorium until the CTBT enters into force, on
the assumption that the Treaty will be signed before 30 September
1996; and withdraws its proposal for a right to special withdrawal
from the CTBT after ten years.
- 2 Feb. 1995
- Conference on Disarmament's Ad Hoc Committee on a Nuclear Test
Ban resumes negotiations on a CTBT.
- 17 April 1995
- NPT Review and Extension Conference begins in New York.
- 11 May 1995
- NPT Extension Conference's consensus document 'Principles and
Objectives' includes a commitment to complete a CTBT 'no later than
1996', plus a direction that:
'Pending the entry into force of a
Comprehensive Nuclear-Test Ban Treaty, the nuclear-weapon States
should exercise utmost restraint.'
- 15 May 1995
- Chinese test.
- 13 June 1995
- President Chirac announces a series of eight tests to be
carried out between September 1995 and May 1996 at Mururoa Atoll
(in face six tests were held).
- 11 August 1995
- President Clinton announces that the USA will pursue a
zero-yield CTB, with even Hydronuclear Tests being excluded.
- 17 August 1995
- Chinese test.
- 21 August 1995
- New Zealand requests the International Court of Justice
reactivate the 1973 case on French testing.
- 22 Sept. 1995
- The International Court of Justice rejects the New Zealand
request to reopen the 1973 case.
- Sept. 1995 to Jan. 1996
- Six French tests:
5 Sept. 1995
1 Oct. 1995
27 Oct. 1995
21 Nov. 1995
27 Dec. 1995
27 Jan. 1996
- 29 Feb. 1996
- Australia tables 'model treaty text' in Conference on
Disarmament.
- 8 June 1996
- China's 44th test. Announcement that after one more test in
September, China would commence a moratorium.
- Hydronuclear Experiment
- A test in which part of the plutonium or highly enriched
uranium in a nuclear device is replaced by passive material i.e.
natural uranium or depleted uranium. A small number of atoms
fission, and the resulting yield is extremely small, around two
kilograms of TNT equivalent.
- Nuclear Weapon States
- Refers to the five declared nuclear weapon powers, the USA,
Russia, the UK, France and China.
- Peaceful Nuclear Explosion
- Application of a nuclear explosion for non-military purposes
such as digging canals or harbours or creating underground
cavities. The USA terminated its PNE programme in the 1970s. The
USSR conducted its last PNE in 1988.
- Threshold Nuclear States
- States which are not declared nuclear powers but which have the
capacity to assemble nuclear weapons on short notice.
The following four verification technologies form the
International Monitoring System:
- Seismic monitoring
- Operates through a network of seismic stations and arrays
detecting low-frequency seismic waves. An international seismic
network is the core of the verification regime. Explosions as low
as one kiloton yield can be detected reliably.
- Hydroacoustic monitoring
- A method of detecting nuclear explosions detonated at sea by
means of a network of acoustic sensors.
- Infrasound monitoring
- Utilises sensitive barometric arrays to pick up pressure waves
in the atmosphere.
- Radionuclide monitoring
- Involves the extraction of the products of nuclear tests from
the atmosphere by large volume air sampling.